Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: Nov 21, 2023
Total Value: $257M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CORNERSTONE STRATEGIC VALUE | 4,892,349 | $38.11M | 14.8% | $7.79 | $8.28 | — | COM | 21924B302 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 1,692,491 | $23.68M | 9.2% | $13.99 * | $102.43 | 0.0% | COM | 33616C100 |
| IMVT | IMMUNOVANT INC | 1,439,544 | $22.33M | 8.7% | $15.51 * | $13.16 | +31.9% | COM | 45258J102 |
| HOOD | ROBINHOOD MKTS INC | 2,157,417 | $20.95M | 8.1% | $9.71 | $13.88 | -31.3% | COM CL A | 770700102 |
| AAPL | APPLE INC | 120,000 | $19.79M | 7.7% | $164.90 * | $148.64 | -2.1% | COM | 037833100 |
| — | CORNERSTONE TOTAL RETURN FD | 2,562,120 | $18.93M | 7.4% | $7.39 | $8.17 | — | COM | 21924U300 |
| ACHR | ARCHER AVIATION INC | 3,137,169 | $8.972M | 3.5% | $2.86 * | $3.70 | -27.1% | COM CL A | 03945R102 |
| — | ACTIVISION BLIZZARD INC | 90,500 | $7.746M | 3.0% | $85.59 | $78.89 | — | COM | 00507V109 |
| — | HORIZON THERAPEUTICS PUB L | 70,000 | $7.64M | 3.0% | $109.14 | $110.47 | — | SHS | G46188101 |
| — | MONEYGRAM INTL INC | 688,570 | $7.175M | 2.8% | $10.42 | $10.35 | — | COM NEW | 60935Y208 |
| IWM | ISHARES TR | 40,000 | $7.136M | 2.8% | $178.40 | $167.44 | — | RUSSELL 2000 ETF | 464287655 |
| — | LIBERTY MEDIA CORP DEL | 198,422 | $5.574M | 2.2% | $28.09 | $44.24 | — | COM A SIRIUSXM | 531229409 |
| FHN | FIRST HORIZON CORPORATION | 222,374 | $3.954M | 1.5% | $17.78 * | $19.56 | +1.6% | COM | 320517105 |
| KO | COCA COLA CO | 56,866 | $3.527M | 1.4% | $62.03 * | $56.72 | -2.3% | COM | 191216100 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 50,000 | $3.276M | 1.3% | $65.52 | $77.46 | — | SPONSORED ADR | 82706C108 |
| TSEM | TOWER SEMICONDUCTOR LTD | 75,000 | $3.185M | 1.2% | $42.47 | $46.74 | -10.6% | SHS NEW | M87915274 |
| FERG1GBX | FERGUSON PLC NEW | 23,279 | $3.114M | 1.2% | $133.75 | $133.75 | — | SHS | G3421J106 |
| ZLSSF | XPAC ACQUISITION CORP | 298,740 | $3.05M | 1.2% | $10.21 | $9.68 | +4.5% | CLASS A ORD | G9831X106 |
| ACI | ALBERTSONS COS INC | 135,000 | $2.805M | 1.1% | $20.78 * | $18.83 | +1.2% | COMMON STOCK | 013091103 |
| ROIV | ROIVANT SCIENCES LTD | 300,000 | $2.214M | 0.9% | $7.38 * | $8.23 | 0.0% | SHS | G76279101 |
| SRG | SERITAGE GROWTH PPTYS | 250,000 | $1.968M | 0.8% | $7.87 * | $11.23 | -1.3% | CL A | 81752R100 |
| QQQ | INVESCO QQQ TR | 5,986 | $1.921M | 0.7% | $320.93 | $267.26 | — | UNIT SER 1 | 46090E103 |
| URG | UR-ENERGY INC | 1,750,000 | $1.855M | 0.7% | $1.06 * | $1.12 | +0.7% | COM | 91688R108 |
| UUUU | ENERGY FUELS INC | 332,300 | $1.854M | 0.7% | $5.58 * | $6.58 | -1.5% | COM NEW | 292671708 |
| IMNM | IMMUNOME INC | 365,971 | $1.826M | 0.7% | $4.99 | $12.38 | -60.5% | COM | 45257U108 |
| SPY | SPDR S AND P 500 ETF TR | 4,217 | $1.726M | 0.7% | $409.39 | $409.39 | — | TR UNIT | 78462F103 |
| KRE | SPDR SER TR | 34,330 | $1.506M | 0.6% | $43.86 | $45.99 | — | S AND P REGL BKG | 78464A698 |
| TGNA | TEGNA INC | 88,705 | $1.5M | 0.6% | $16.91 * | $20.71 | -9.7% | COM | 87901J105 |
| — | SEAGEN INC | 6,450 | $1.306M | 0.5% | $202.47 | $202.47 | — | COM | 81181C104 |
| — | CBRE GBL REAL ESTATE INC FD | 236,250 | $1.254M | 0.5% | $5.31 | $5.46 | — | COM | 12504G100 |
| EWY | ISHARES INC | 17,398 | $1.065M | 0.4% | $61.22 | $61.22 | — | MSCI STH KOR ETF | 464286772 |
| GDX | VANECK ETF TRUST | 32,463 | $1.05M | 0.4% | $32.35 | $31.09 | — | GOLD MINERS ETF | 92189F106 |
| CNH | CNH INDL N V | 61,264 | $936K | 0.4% | $15.27 * | $14.84 | 0.0% | SHS | N20944109 |
| IGV | ISHARES TR | 3,014 | $918K | 0.4% | $304.70 | $304.70 | — | EXPANDED TECH | 464287515 |
| GLD | SPDR GOLD TR | 4,780 | $876K | 0.3% | $183.22 | $177.94 | — | GOLD SHS | 78463V107 |
| MZTI | LANCASTER COLONY CORP | 4,242 | $861K | 0.3% | $202.88 * | $194.53 | 0.0% | COM | 513847103 |
| CPNG | COUPANG INC | 50,936 | $815K | 0.3% | $16.00 * | $27.42 | -43.5% | CL A | 22266T109 |
| EWJ | ISHARES INC | 12,624 | $741K | 0.3% | $58.69 | $58.69 | — | MSCI JPN ETF NEW | 46434G822 |
| XLK | SELECT SECTOR SPDR TR | 4,822 | $728K | 0.3% | $151.01 | $151.01 | — | TECHNOLOGY | 81369Y803 |
| SMH | VANECK ETF TRUST | 2,691 | $708K | 0.3% | $263.19 | $263.19 | — | SEMICONDUCTR ETF | 92189F676 |
| BZH | BEAZER HOMES USA INC | 41,800 | $664K | 0.3% | $15.88 * | $14.82 | 0.0% | COM NEW | 07556Q881 |
| XLY | SELECT SECTOR SPDR TR | 4,421 | $661K | 0.3% | $149.54 | $149.54 | — | SBI CONS DISCR | 81369Y407 |
| XERS | XERIS BIOPHARMA HOLDINGS INC | 400,000 | $652K | 0.3% | $1.63 * | $2.11 | -40.6% | COM | 98422E103 |
| IWF | ISHARES TR | 2,666 | $651K | 0.3% | $244.33 | $244.33 | — | RUS 1000 GRW ETF | 464287614 |
| — | LIFE STORAGE INC | 4,914 | $644K | 0.3% | $131.09 | $131.09 | — | COM | 53223X107 |
| OEF | ISHARES TR | 3,395 | $635K | 0.2% | $187.04 | $187.04 | — | S AND P 100 ETF | 464287101 |
| — | VMWARE INC | 5,000 | $624K | 0.2% | $124.85 | $110.49 | — | CL A COM | 928563402 |
| AAXJ | ISHARES TR | 9,186 | $623K | 0.2% | $67.87 | $66.54 | — | MSCI AC ASIA ETF | 464288182 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 4,106 | $607K | 0.2% | $147.85 | $147.85 | — | DJ INTERNT IDX | 33733E302 |
| — | PROVENTION BIO INC | 25,150 | $606K | 0.2% | $24.10 | $24.10 | — | COM | 74374N102 |
| ICLN | ISHARES TR | 30,266 | $599K | 0.2% | $19.78 | $19.31 | — | GL CLEAN ENE ETF | 464288224 |
| EZU | ISHARES INC | 13,099 | $591K | 0.2% | $45.08 | $42.78 | — | MSCI EURZONE ETF | 464286608 |
| FXI | ISHARES TR | 18,239 | $539K | 0.2% | $29.53 | $28.78 | — | CHINA LG-CAP ETF | 464287184 |
| EEM | ISHARES TR | 13,339 | $526K | 0.2% | $39.46 | $38.54 | — | MSCI EMG MKT ETF | 464287234 |
| DBRG | DIGITALBRIDGE GROUP INC | 40,702 | $488K | 0.2% | $11.99 * | $16.45 | -24.3% | CL A NEW | 25401T603 |
| KWEB | KRANESHARES TR | 15,298 | $477K | 0.2% | $31.19 | $31.19 | — | CSI CHI INTERNET | 500767306 |
| — | LUMIRADX LTD | 1,000,000 | $465K | 0.2% | $0.47 | $0.98 | — | SHS | G5709L109 |
| — | GASLOG PARTNERS LP | 54,840 | $462K | 0.2% | $8.42 | $8.42 | — | UNIT LTD PTNRP | Y2687W108 |
| CVS | CVS HEALTH CORP | 5,934 | $441K | 0.2% | $74.31 | $75.19 | 0.0% | COM | 126650100 |
| UEC | URANIUM ENERGY CORP | 150,000 | $432K | 0.2% | $2.88 * | $4.13 | -12.4% | COM | 916896103 |
| VGK | VANGUARD INTL EQUITY INDEX F | 6,759 | $412K | 0.2% | $60.95 | $57.02 | — | FTSE EUROPE ETF | 922042874 |
| — | L CATTERTON ASIA ACQUISITION | 40,000 | $409K | 0.2% | $10.22 | $10.22 | — | CLASS A ORD SHS | G5346G125 |
| IXUS | ISHARES TR | 6,539 | $405K | 0.2% | $61.95 | $59.06 | — | CORE MSCI TOTAL | 46432F834 |
| DVN | DEVON ENERGY CORP NEW | 7,800 | $395K | 0.2% | $50.61 | $59.35 | -14.8% | COM | 25179M103 |
| ITB | ISHARES TR | 5,577 | $392K | 0.2% | $70.29 | $70.29 | — | US HOME CONS ETF | 464288752 |
| — | POLYMET MNG CORP | 181,800 | $391K | 0.2% | $2.15 | $2.15 | — | COM NEW | 731916409 |
| — | YAMANA GOLD INC | 66,221 | $387K | 0.2% | $5.85 | $5.55 | — | COM | 98462Y100 |
| EFA | ISHARES TR | 5,400 | $386K | 0.2% | $71.52 | $67.62 | — | MSCI EAFE ETF | 464287465 |
| NVTS | NAVITAS SEMICONDUCTOR CORP | 47,730 | $349K | 0.1% | $7.31 * | $4.68 | +19.8% | COM | 63942X106 |
| CAG | CONAGRA BRANDS INC | 8,877 | $333K | 0.1% | $37.56 * | $31.95 | 0.0% | COM | 205887102 |
| MDLZ | MONDELEZ INTL INC | 4,699 | $328K | 0.1% | $69.72 * | $61.12 | 0.0% | CL A | 609207105 |
| PANW | PALO ALTO NETWORKS INC | 1,528 | $305K | 0.1% | $199.74 * | $84.74 | 0.0% | COM | 697435105 |
| XLP | SELECT SECTOR SPDR TR | 3,991 | $298K | 0.1% | $74.71 | $74.71 | — | SBI CONS STPLS | 81369Y308 |
| SMMT | SUMMIT THERAPEUTICS INC | 145,000 | $254K | 0.1% | $1.75 * | $1.82 | +49.9% | COM | 86627T108 |
| — | APOLLO ENDOSURGERY INC | 25,269 | $251K | 0.1% | $9.92 | $9.92 | — | COM | 03767D108 |
| SLV | ISHARES SILVER TR | 10,702 | $237K | 0.1% | $22.12 | $22.01 | — | ISHARES | 46428Q109 |
| — | BITE ACQUISITION CORP | 22,223 | $228K | 0.1% | $10.25 | $9.96 | — | UNIT 99/99/9999 | 09175K204 |
| PLBY | PLBY GROUP INC | 109,402 | $217K | 0.1% | $1.98 * | $3.58 | -30.5% | COM | 72814P109 |
| TLT | ISHARES TR | 1,941 | $206K | 0.1% | $106.37 | $106.37 | — | 20 YR TR BD ETF | 464287432 |
| — | LORDSTOWN MOTORS CORP | 267,621 | $177K | 0.1% | $0.66 | $0.66 | — | COM CL A | 54405Q100 |
| LILMF | LILIUM N V | 262,059 | $170K | 0.1% | $0.65 * | $1.06 | 0.0% | CLASS A ORD SHS | N52586109 |
| VFF | VILLAGE FARMS INTL INC | 200,000 | $166K | 0.1% | $0.83 * | $1.12 | 0.0% | COM | 92707Y108 |
| — | COMPUTE HEALTH ACQUISITIN CO | 15,866 | $164K | 0.1% | $10.33 | $10.09 | — | UNIT 99/99/9999 | 204833206 |
| KGC | KINROSS GOLD CORP | 23,338 | $110K | 0.0% | $4.71 * | $4.24 | 0.0% | COM | 496902404 |
| SNAL | SNAIL INC | 75,000 | $101K | 0.0% | $1.35 * | $2.25 | -30.2% | CLASS A COM | 83301J100 |
| IONQ | IONQ INC | 15,000 | $92,250 | 0.0% | $6.15 * | $7.87 | -40.6% | COM | 46222L108 |
| — | KEZAR LIFE SCIENCES INC | 11,410 | $35,713 | 0.0% | $3.13 | $3.13 | — | COM | 49372L100 |
| — | BAKKT HOLDINGS INC | 20,000 | $34,400 | 0.0% | $1.72 | $2.90 | — | COM CL A | 05759B107 |
| — | SHARECARE INC | 23,910 | $33,952 | 0.0% | $1.42 | $1.60 | — | COM CL A | 81948W104 |
| — | VERU INC | 26,313 | $30,523 | 0.0% | $1.16 | $1.16 | — | COM | 92536C103 |
| AVAH | AVEANNA HEALTHCARE HLDGS INC | 29,121 | $30,286 | 0.0% | $1.04 * | $1.19 | 0.0% | COM | 05356F105 |
| HRTX | HERON THERAPEUTICS INC | 15,164 | $22,898 | 0.0% | $1.51 * | $3.22 | -22.3% | COM | 427746102 |
| — | NIKOLA CORP | 10,331 | $12,501 | 0.0% | $1.21 | $2.15 | — | COM | 654110105 |
| GRABW | GRAB HOLDINGS LIMITED | 17,800 | $10,324 | 0.0% | $0.58 | $2.13 | — | *W EXP 12/01/202 | G4124C117 |
| ZLSWF | XPAC ACQUISITION CORP | 99,580 | $9,938 | 0.0% | $0.10 | $0.70 | — | *W EXP 99/99/999 | G9831X122 |
| — | BERKSHIRE GREY INC | 25,000 | $8,263 | 0.0% | $0.33 | $1.20 | — | *W EXP 07/21/202 | 084656115 |
| — | FATHOM DIGITAL MFG CORP | 14,826 | $8,052 | 0.0% | $0.54 | $0.54 | — | CL A COM | 31189Y103 |
| — | CBRE GBL REAL ESTATE INC FD | 250,000 | $7,725 | 0.0% | $0.03 | $0.03 | — | RIGHT 04/06/2023 | 12504G118 |
| — | L CATTERTON ASIA ACQUISITION | 11,000 | $5,940 | 0.0% | $0.54 | $0.10 | — | *W EXP 03/08/202 | G5346G117 |
| — | EAST RES ACQUISITION CO | 39,730 | $5,165 | 0.0% | $0.13 | $0.31 | — | *W EXP 07/01/202 | 274681113 |
| ECXWW | ECARX HOLDINGS INC | 20,902 | $3,135 | 0.0% | $0.15 | $0.12 | — | *W EXP 12/20/202 | G29201111 |
| AUROW | AURORA INNOVATION INC | 12,500 | $2,500 | 0.0% | $0.20 | $2.96 | — | *W EXP 11/03/202 | 051774115 |
| — | BLUESCAPE OPPORTUNITIES ACQU | 15,992 | $2,079 | 0.0% | $0.13 | $0.31 | — | *W EXP 10/28/202 | G1195N113 |
| — | BATTERY FUTURE ACQUISITION C | 22,334 | $1,965 | 0.0% | $0.09 | $0.19 | — | *W EXP 99/99/999 | G0888J124 |
| — | PONTEM CORPORATION | 11,417 | $1,960 | 0.0% | $0.17 | $0.14 | — | *W EXP 01/05/202 | G71707122 |
| — | BETTER WORLD ACQUISITION COR | 16,391 | $1,808 | 0.0% | $0.11 | $0.08 | — | *W EXP 11/15/202 | 08772B112 |
| — | ALTITUDE ACQUISITION CORP | 35,111 | $1,798 | 0.0% | $0.05 | $0.23 | — | *W EXP 11/30/202 | 02156Y111 |
| — | ONYX ACQUISITION CO I | 16,017 | $1,746 | 0.0% | $0.11 | $0.13 | — | *W EXP 11/30/202 | G6755Q117 |
| LFLYW | LEAFLY HOLDINGS INC | 49,750 | $1,741 | 0.0% | $0.03 | $1.31 | — | *W EXP 02/04/202 | 52178J113 |
| — | BLACK MOUNTAIN ACQ CORP | 25,365 | $1,707 | 0.0% | $0.07 | $0.17 | — | *W EXP 10/15/202 | 09216A116 |
| TOIIW | THE ONCOLOGY INSTITUTE INC | 25,024 | $1,516 | 0.0% | $0.06 | $0.68 | — | *W EXP 11/15/202 | 68236X118 |
| AEAEW | ALTENERGY ACQUISITION CORP | 16,499 | $1,322 | 0.0% | $0.08 | $0.17 | — | *W EXP 10/29/202 | 02157M116 |
| — | NEWHOLD INVESTMENT CORP II | 11,500 | $1,265 | 0.0% | $0.11 | $0.17 | — | *W EXP 10/21/202 | 651450116 |
| — | BITE ACQUISITION CORP | 12,600 | $1,260 | 0.0% | $0.10 | $0.09 | — | *W EXP 02/12/203 | 09175K113 |
| — | MINORITY EQUALITY OPPORTUNIT | 22,355 | $928 | 0.0% | $0.04 | $0.21 | — | *W EXP 08/26/202 | 60436Q118 |
| — | ARTELO BIOSCIENCES INC | 14,099 | $918 | 0.0% | $0.07 | $0.57 | — | *W EXP 06/20/202 | 04301G128 |
| — | CRESCERA CAP ACQUISITION COR | 10,900 | $872 | 0.0% | $0.08 | $0.16 | — | *W EXP 11/18/202 | G26507114 |
| — | TWIN RIDGE CAPITAL ACQUIS CO | 12,346 | $864 | 0.0% | $0.07 | $0.08 | — | *W EXP 03/07/202 | G9151L120 |
| — | ENERGEM CORP | 10,300 | $798 | 0.0% | $0.08 | $0.09 | — | *W EXP 11/15/202 | G30449121 |
| PUCKW | GOAL ACQUISITIONS CORP | 25,540 | $766 | 0.0% | $0.03 | $0.23 | — | *W EXP 02/11/202 | 38021H115 |
| CXAIW | CXAPP INC | 16,340 | $722 | 0.0% | $0.04 | $0.04 | — | *W EXP 03/14/202 | 23248B117 |
| CLDWW | FIRST LT ACQUISITION GROUP I | 15,800 | $632 | 0.0% | $0.04 | $0.34 | — | *W EXP 03/14/202 | 320703119 |
| — | SHOULDERUP TECHNOLOGY ACQUIS | 18,400 | $504 | 0.0% | $0.03 | $0.25 | — | *W EXP 11/17/202 | 82537G112 |
| PLM-R | POLYMET MNG CORP | 181,800 | $491 | 0.0% | $0.00 | $0.00 | — | RIGHT 04/04/2023 | 731916144 |
| SFRTW | APPRECIATE HOLDINGS INC | 23,090 | $476 | 0.0% | $0.02 | $0.04 | — | *W EXP 11/29/202 | 03832J114 |
| — | FINSERV ACQUISITION CORP II | 11,999 | $444 | 0.0% | $0.04 | $0.17 | — | *W EXP 02/17/202 | 31809Y111 |
| — | FTAC ZEUS ACQUISITION COR | 14,000 | $430 | 0.0% | $0.03 | $0.16 | — | *W EXP 04/15/202 | 30320F114 |
| BLEUW | BLEUACACIA LTD | 15,000 | $429 | 0.0% | $0.03 | $0.13 | — | *W EXP 10/30/202 | G11728113 |
| — | ENTERPRISE 4.0 TEC ACQSTN CO | 10,614 | $425 | 0.0% | $0.04 | $0.19 | — | *W EXP 10/21/202 | G3137C114 |
| — | SENIOR CONNECT ACQUISITN COR | 10,592 | $414 | 0.0% | $0.04 | $0.07 | — | *W EXP 12/31/202 | 81723H116 |
| — | NEWCOURT ACQUISITION CORP | 13,415 | $389 | 0.0% | $0.03 | $0.09 | — | *W EXP 01/22/202 | G6448C129 |
| WGSWW | GENEDX HOLDINGS CORP | 20,000 | $370 | 0.0% | $0.02 | $2.13 | — | *W EXP 07/22/202 | 81663L119 |
| — | FINTECH ECOSYSTEM DEVE | 10,190 | $358 | 0.0% | $0.04 | $0.09 | — | *W EXP 04/01/202 | 318136116 |
| — | EDTECHX HOLDINGS ACQU CORP I | 11,962 | $336 | 0.0% | $0.03 | $0.25 | — | *W EXP 06/15/202 | 28139A110 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 14,400 | $288 | 0.0% | $0.02 | $0.11 | — | *W EXP 10/15/202 | 45333D112 |