Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 14, 2024
Total Value: $413M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IMVT | IMMUNOVANT INC | 1,882,704 | $53.68M | 13.0% | $21.09 | +39.9% | COM | 45258J102 |
| — | CORNERSTONE STRATEGIC VALUE | 5,907,907 | $45.37M | 11.0% | $8.23 | — | COM | 21924B302 |
| HOOD | ROBINHOOD MKTS INC | 1,129,502 | $26.45M | 6.4% | $13.88 | +51.9% | COM CL A | 770700102 |
| — | CORNERSTONE TOTAL RETURN FD | 2,569,928 | $20.79M | 5.0% | $8.17 | — | COM | 21924U300 |
| ACHR | ARCHER AVIATION INC | 3,812,696 | $11.55M | 2.8% | $4.16 | -8.2% | COM CL A | 03945R102 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 724,410 | $9.113M | 2.2% | $12.49 | — | COM | 09253X102 |
| — | BURLINGTON STORES INC | 6,955 | $8.77M | 2.1% | $1200.13 | — | NOTE 2.250% 4/1 | 122017AB2 |
| — | REDFIN CORP | 11,895 | $8.436M | 2.0% | $646.72 | — | NOTE 0.500% 4/0 | 75737FAE8 |
| — | BLACKROCK CAP ALLOCATION TER | 450,000 | $7.402M | 1.8% | $16.02 | — | COM | 09260U109 |
| — | RIVIAN AUTOMOTIVE INC | 7,500 | $6.755M | 1.6% | $856.53 | — | NOTE 4.625% 3/1 | 76954AAB9 |
| — | STERICYCLE INC | 109,703 | $6.692M | 1.6% | $59.69 | — | COM | 858912108 |
| — | BLACKROCK ESG CAP ALLC TERM | 360,000 | $6.386M | 1.5% | $17.52 | — | SHS BEN INT | 09262F100 |
| PGY | PAGAYA TECHNOLOGIES LTD | 570,000 | $6.025M | 1.5% | $11.76 | +11.7% | CL A NEW | M7S64L123 |
| — | JAZZ INVESTMENTS I LTD | 6,000 | $5.994M | 1.5% | $961.32 | — | NOTE 2.000% 6/1 | 472145AF8 |
| ON | ON SEMICONDUCTOR CORP | 81,600 | $5.925M | 1.4% | $72.80 | 0.0% | COM | 682189105 |
| RWAY | RUNWAY GROWTH FINANCE CORP | 522,327 | $5.375M | 1.3% | $8.98 | +0.4% | COM | 78163D100 |
| BRSP | BRIGHTSPIRE CAPITAL INC | 916,541 | $5.133M | 1.2% | $5.71 | — | COM CL A | 10949T109 |
| — | CATALENT INC | 75,000 | $4.543M | 1.1% | $56.76 | — | COM | 148806102 |
| — | UNITED STATES STL CORP NEW | 126,515 | $4.47M | 1.1% | $42.50 | — | COM | 912909108 |
| — | SEAGATE HDD CAYMAN | 3,000 | $4.313M | 1.0% | $1437.82 | — | NOTE 3.500% 6/0 | 81180WBL4 |
| — | WOLFSPEED INC | 6,000 | $4.217M | 1.0% | $702.84 | — | NOTE 1.750% 5/0 | 225447AD3 |
| — | BLACKROCK SCIENCE AND TECHNOLO | 208,876 | $4.01M | 1.0% | $18.61 | — | SHS BEN INT | 09260K101 |
| — | JUNIPER NETWORKS INC | 100,000 | $3.898M | 0.9% | $36.76 | — | COM | 48203R104 |
| ACI | ALBERTSONS COS INC | 200,000 | $3.696M | 0.9% | $19.18 | -2.6% | COMMON STOCK | 013091103 |
| — | PIMCO DYNAMIC INCOME STRATEG | 154,432 | $3.643M | 0.9% | $20.87 | — | COM SHS BEN INT | 69346N107 |
| — | ADVENT CONV AND INCOME FD | 298,611 | $3.506M | 0.8% | $11.74 | — | COM | 00764C109 |
| — | ABRDN TOTAL DYNAMIC DIVIDEND | 375,000 | $3.413M | 0.8% | $9.10 | — | COM SH BEN INT | 00326L100 |
| — | PARAMOUNT GLOBAL | 317,740 | $3.374M | 0.8% | $10.62 | — | CLASS B COM | 92556H206 |
| — | ABRDN INCOME CREDIT STRATEGI | 500,000 | $3.31M | 0.8% | $6.62 | — | COM | 003057106 |
| UBER | UBER TECHNOLOGIES INC | 43,897 | $3.299M | 0.8% | $70.40 | 0.0% | COM | 90353T100 |
| CION | CION INVT CORP | 270,000 | $3.213M | 0.8% | $7.86 | +23.2% | COM | 17259U204 |
| — | BLACKROCK HEALTH SCIENCES TE | 197,764 | $3.133M | 0.8% | $15.51 | — | COM SHS | 09260E105 |
| — | EQUITY COMWLTH | 155,000 | $3.084M | 0.7% | $19.43 | — | COM SH BEN INT | 294628102 |
| — | HIGHLAND OPPORTUNITIES | 500,000 | $3.065M | 0.7% | $6.44 | — | HIGHLAND INCOME | 43010E404 |
| — | BLACKROCK INNOVATION AND GRW | 381,075 | $2.877M | 0.7% | $7.35 | — | SHS BEN INT | 09260Q108 |
| — | ENDEAVOR GROUP HLDGS INC | 100,000 | $2.856M | 0.7% | $27.03 | — | CL A COM | 29260Y109 |
| — | FEDERATED HERMES PREM MUNI I | 228,000 | $2.832M | 0.7% | $11.38 | — | COM | 31423P108 |
| — | SUNNOVA ENERGY INTL INC. | 4,200 | $2.597M | 0.6% | $498.15 | — | NOTE 2.625% 2/1 | 86745KAH7 |
| IVCBF | INVESTCORP EUROPE ACQUISITIO | 220,000 | $2.594M | 0.6% | $11.19 | +2.1% | CLASS A ORD SHS | G4923T105 |
| — | DATADOG INC | 2,000 | $2.591M | 0.6% | $1295.36 | — | NOTE 0.125% 6/1 | 23804LAB9 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 230,000 | $2.576M | 0.6% | $11.20 | — | COM | 670656107 |
| MFIC | MIDCAP FINANCIAL INVSTMNT CO | 191,300 | $2.562M | 0.6% | $11.85 | 0.0% | COM NEW | 03761U502 |
| — | BLOCK INC | 2,500 | $2.443M | 0.6% | $977.00 | — | NOTE 0.125% 3/0 | 852234AF0 |
| — | NUVEEN AMT FREE MUN CR INC F | 180,000 | $2.41M | 0.6% | $11.82 | — | COM | 67071L106 |
| SIRI | SIRIUSXM HOLDINGS INC | 100,000 | $2.365M | 0.6% | $31.06 | 0.0% | COMMON STOCK | 829933100 |
| — | VISTA OUTDOOR INC | 60,000 | $2.351M | 0.6% | $33.85 | — | COM | 928377100 |
| — | WOLFSPEED INC | 6,000 | $2.338M | 0.6% | $389.71 | — | NOTE 0.250% 2/1 | 977852AB8 |
| — | GABELLI UTIL TR | 436,411 | $2.269M | 0.5% | $5.20 | — | COM | 36240A101 |
| — | BITDEER TECHNOLOGIES GROUP | 1,850 | $2.207M | 0.5% | $1192.84 | — | NOTE 8.500% 8/1 | 09175RAA8 |
| — | LIVE NATION ENTERTAINMENT IN | 2,000 | $2.174M | 0.5% | $1047.82 | — | NOTE 2.000% 2/1 | 538034AU3 |
| AKAM | AKAMAI TECHNOLOGIES INC | 21,386 | $2.159M | 0.5% | $97.47 | 0.0% | COM | 00971T101 |
| — | SABA CAPITAL INCOME AND OPRNT | 275,000 | $2.087M | 0.5% | $7.58 | — | SHS NEW | 78518H202 |
| FSK | FS KKR CAP CORP | 100,000 | $1.973M | 0.5% | $14.98 | +6.9% | COM | 302635206 |
| — | NUVEEN MUNICIPAL CREDIT INC | 150,000 | $1.965M | 0.5% | $11.90 | — | COM SH BEN INT | 67070X101 |
| — | SOUTHWESTERN ENERGY CO | 251,063 | $1.785M | 0.4% | $7.11 | — | COM | 845467109 |
| — | AXONICS INC | 25,000 | $1.74M | 0.4% | $68.97 | — | COM | 05465P101 |
| — | SK GROWTH OPPORTUNITIES CORP | 150,000 | $1.698M | 0.4% | $11.32 | — | CLASS A COM | G8192N103 |
| OCSL | OAKTREE SPECIALTY LENDING CO | 100,000 | $1.631M | 0.4% | $17.12 | 0.0% | COM | 67401P405 |
| USAR | INFLECTION PT ACQUISITN CRP | 150,000 | $1.611M | 0.4% | $10.74 | — | CL A ORD SHS | G4790U102 |
| CPRI | CAPRI HOLDINGS LIMITED | 36,000 | $1.528M | 0.4% | $39.81 | -11.9% | SHS | G1890L107 |
| — | NUVEEN MUN CR OPPORTUNITIES | 120,690 | $1.408M | 0.3% | $10.00 | — | COM | 670663103 |
| — | THE REALREAL INC | 3,000 | $1.401M | 0.3% | $467.11 | — | NOTE 1.000% 3/0 | 88339PAD3 |
| XOP | SPDR SER TR | 10,238 | $1.347M | 0.3% | $131.52 | — | S AND P OILGAS EXP | 78468R556 |
| IWM | ISHARES TR | 6,000 | $1.325M | 0.3% | $203.43 | — | RUSSELL 2000 ETF | 464287655 |
| HTZ | HERTZ GLOBAL HLDGS INC | 399,575 | $1.319M | 0.3% | $4.64 | -24.6% | COM NEW | 42806J700 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 241,244 | $1.315M | 0.3% | $5.45 | — | SH BEN INT | 18914E106 |
| — | INVESCO QUALITY MUN INCOME T | 125,000 | $1.305M | 0.3% | $9.68 | — | COM | 46133G107 |
| — | ZSCALER INC | 1,000 | $1.22M | 0.3% | $1220.31 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | INSULET CORP | 1,000 | $1.195M | 0.3% | $1095.02 | — | NOTE 0.375% 9/0 | 45784PAK7 |
| SPY | SPDR S AND P 500 ETF TR | 2,044 | $1.173M | 0.3% | $573.76 | — | TR UNIT | 78462F103 |
| — | WOLFSPEED INC | 3,136 | $1.145M | 0.3% | $681.50 | — | NOTE 1.875%12/0 | 977852AD4 |
| ALIT | ALIGHT INC | 150,000 | $1.11M | 0.3% | $7.58 | -9.6% | COM CL A | 01626W101 |
| HUBB | HUBBELL INC | 2,443 | $1.046M | 0.3% | $377.50 | 0.0% | COM | 443510607 |
| LQDA | LIQUIDIA CORPORATION | 100,000 | $1M | 0.2% | $13.27 | -17.7% | COM NEW | 53635D202 |
| GRAL | GRAIL INC | 72,239 | $994K | 0.2% | $15.40 | -1.5% | COM | 384747101 |
| — | PAR TECHNOLOGY CORP | 1,000 | $992K | 0.2% | $790.50 | — | NOTE 1.500%10/1 | 698884AE3 |
| SPOT | SPOTIFY TECHNOLOGY S A | 2,676 | $986K | 0.2% | $332.48 | 0.0% | SHS | L8681T102 |
| — | PERFICIENT INC | 1,000 | $983K | 0.2% | $983.00 | — | NOTE 0.125%11/1 | 71375UAF8 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 3,329 | $980K | 0.2% | $275.04 | 0.0% | SHS | G96629103 |
| TR | TOOTSIE ROLL INDS INC | 31,402 | $973K | 0.2% | $29.32 | 0.0% | COM | 890516107 |
| — | AMEDISYS INC | 10,000 | $965K | 0.2% | $92.16 | — | COM | 023436108 |
| XLB | SELECT SECTOR SPDR TR | 9,731 | $938K | 0.2% | $88.31 | — | SBI MATERIALS | 81369Y100 |
| — | WESTERN ASSET GBL HIGH INC F | 131,269 | $911K | 0.2% | $6.94 | — | COM | 95766B109 |
| — | KELLANOVA | 11,240 | $907K | 0.2% | $68.41 | 0.0% | COM | 487836108 |
| AMZN | AMAZON COM INC | 4,866 | $907K | 0.2% | $182.46 | 0.0% | COM | 023135106 |
| MOO | VANECK ETF TRUST | 11,221 | $847K | 0.2% | $75.51 | — | AGRIBUSINESS ETF | 92189F700 |
| — | NUVEEN AMT FREE QLTY MUN INC | 70,000 | $838K | 0.2% | $11.97 | — | COM | 670657105 |
| SRG | SERITAGE GROWTH PPTYS | 176,836 | $822K | 0.2% | $9.91 | -52.8% | CL A | 81752R100 |
| NWL | NEWELL BRANDS INC | 104,792 | $805K | 0.2% | $6.68 | 0.0% | COM | 651229106 |
| KRE | SPDR SER TR | 14,213 | $804K | 0.2% | $56.60 | — | S AND P REGL BKG | 78464A698 |
| — | VECTOR GROUP LTD | 53,431 | $797K | 0.2% | $14.92 | — | COM | 92240M108 |
| XLV | SELECT SECTOR SPDR TR | 5,145 | $792K | 0.2% | $151.70 | — | SBI HEALTHCARE | 81369Y209 |
| — | ATLANTICA SUSTAINABLE INFR P | 34,190 | $751K | 0.2% | $21.95 | — | SHS | G0751N103 |
| — | SUNNOVA ENERGY INTL INC. | 1,000 | $736K | 0.2% | $735.83 | — | NOTE 0.250%12/0 | 86745KAF1 |
| BCC | BOISE CASCADE CO DEL | 4,793 | $676K | 0.2% | $125.53 | 0.0% | COM | 09739D100 |
| — | MURAL ONCOLOGY PUB LTD CO | 210,588 | $659K | 0.2% | $3.72 | — | ORD SHS | G63365103 |
| — | NUVEEN NEW JERSEY QULT MUN F | 50,000 | $652K | 0.2% | $13.04 | — | COM | 67069Y102 |
| — | FIRST TR SPECIALTY FIN AND FIN | 159,500 | $649K | 0.2% | $3.54 | — | COM BEN INTR | 33733G109 |
| — | GABELLI DIVID AND INCOME TR | 25,000 | $611K | 0.1% | $24.45 | — | COM | 36242H104 |
| SOC | SABLE OFFSHORE CORP | 25,000 | $591K | 0.1% | $12.59 | +43.0% | COM SHS | 78574H104 |
| — | CLOUGH GLOBAL DIVID AND INCOME | 96,649 | $569K | 0.1% | $5.89 | — | COM | 18913Y103 |
| — | LIBERTY MEDIA CORP DEL | 10,000 | $513K | 0.1% | $51.33 | — | COM LBTY LIV S C | 531229722 |
| — | VERU INC | 650,000 | $500K | 0.1% | $0.73 | — | COM | 92536C103 |
| MHO | M/I HOMES INC | 2,869 | $492K | 0.1% | $151.70 | 0.0% | COM | 55305B101 |
| — | GMS INC | 5,368 | $486K | 0.1% | $90.57 | — | COM | 36251C103 |
| VO | VANGUARD INDEX FDS | 1,806 | $476K | 0.1% | $263.83 | — | MID CAP ETF | 922908629 |
| — | MARRIOTT VACATIONS WORLDWIDE | 500 | $466K | 0.1% | $944.01 | — | NOTE 3.250%12/1 | 57164YAF4 |
| — | INVESCO ADVANTAGE MUN INCOME | 50,000 | $466K | 0.1% | $8.87 | — | SH BEN INT | 46132E103 |
| BATL | BATTALION OIL CORP | 69,322 | $462K | 0.1% | $4.98 | -24.7% | COM | 07134L107 |
| XERS | XERIS BIOPHARMA HOLDINGS INC | 160,000 | $456K | 0.1% | $2.20 | +16.9% | COM | 98422E103 |
| IONQ | IONQ INC | 51,429 | $449K | 0.1% | $9.56 | -20.3% | COM | 46222L108 |
| ABM | ABM INDS INC | 8,473 | $447K | 0.1% | $51.17 | 0.0% | COM | 000957100 |
| AMCX | AMC NETWORKS INC | 49,387 | $429K | 0.1% | $9.65 | 0.0% | CL A | 00164V103 |
| — | BEYOND MEAT INC | 2,500 | $400K | 0.1% | $160.00 | — | NOTE 3/1 | 08862EAB5 |
| — | SPECIAL OPPORTUNITIES FD INC | 25,000 | $348K | 0.1% | $11.39 | — | COM | 84741T104 |
| — | LIONS GATE ENTMNT CORP | 50,000 | $346K | 0.1% | $8.94 | — | CL B NON VTG | 535919500 |
| WHD | CACTUS INC | 5,683 | $339K | 0.1% | $58.13 | 0.0% | CL A | 127203107 |
| REZI | RESIDEO TECHNOLOGIES INC | 16,349 | $329K | 0.1% | $19.83 | 0.0% | COM | 76118Y104 |
| AMWD | AMERICAN WOODMARK CORPORATIO | 3,291 | $308K | 0.1% | $90.00 | 0.0% | COM | 030506109 |
| CBUS | CIBUS INC | 89,134 | $291K | 0.1% | $8.54 | -15.2% | CL A COM STK | 17166A101 |
| UUUU | ENERGY FUELS INC | 50,000 | $275K | 0.1% | $6.58 | -20.9% | COM NEW | 292671708 |
| AMN | AMN HEALTHCARE SVCS INC | 6,447 | $273K | 0.1% | $52.44 | 0.0% | COM | 001744101 |
| CLMT | CALUMET INC | 15,155 | $270K | 0.1% | $16.02 | 0.0% | COM | 131428104 |
| — | AVANGRID INC | 7,332 | $262K | 0.1% | $35.79 | — | COM | 05351W103 |
| ACH | OWENS AND MINOR INC NEW | 16,098 | $253K | 0.1% | $15.15 | 0.0% | COM | 690732102 |
| CVCO | CAVCO INDS INC DEL | 567 | $243K | 0.1% | $394.61 | 0.0% | COM | 149568107 |
| TCPC | BLACKROCK TCP CAPITAL CORP | 29,200 | $242K | 0.1% | $9.61 | 0.0% | COM | 09259E108 |
| — | MATTERPORT INC | 50,000 | $225K | 0.1% | $4.47 | — | COM CL A | 577096100 |
| — | LUCID GROUP INC | 62,500 | $221K | 0.1% | $5.64 | — | COM | 549498103 |
| SMMT | SUMMIT THERAPEUTICS INC | 10,000 | $219K | 0.1% | $2.13 | +557.4% | COM | 86627T108 |
| — | WESTERN ASST INFLTN LKD INM | 24,400 | $209K | 0.1% | $8.55 | — | COM SH BEN INT | 95766Q106 |
| — | ASA GOLD AND PRECIOUS MTLS L | 10,000 | $208K | 0.1% | $17.54 | — | SHS | G3156P103 |
| LZB | LA Z BOY INC | 4,840 | $208K | 0.1% | $41.17 | 0.0% | COM | 505336107 |
| WWW | WOLVERINE WORLD WIDE INC | 11,582 | $202K | 0.0% | $13.40 | 0.0% | COM | 978097103 |
| — | MITEK SYS INC | 200 | $188K | 0.0% | $867.38 | — | NOTE 0.750% 2/0 | 606710AA9 |
| — | GLATFELTER CORPORATION | 102,388 | $184K | 0.0% | $1.50 | — | COM | 377320106 |
| — | LIONSGATE STUDIOS CORP | 25,574 | $183K | 0.0% | $7.15 | — | COM | 53626M104 |
| — | LIVEONE INC | 170,000 | $161K | 0.0% | $1.38 | — | COM | 53814X102 |
| UEC | URANIUM ENERGY CORP | 25,000 | $155K | 0.0% | $4.32 | +25.7% | COM | 916896103 |
| — | BROOKFIELD REAL ASSETS INCOM | 11,112 | $152K | 0.0% | $12.33 | — | SHS BEN INT | 112830104 |
| SONO | SONOS INC | 11,920 | $146K | 0.0% | $12.70 | 0.0% | COM | 83570H108 |
| SXC | SUNCOKE ENERGY INC | 15,986 | $139K | 0.0% | $9.26 | 0.0% | COM | 86722A103 |
| SSP | SCRIPPS E W CO OHIO | 56,625 | $127K | 0.0% | $1.93 | 0.0% | CL A NEW | 811054402 |
| EVGO | EVGO INC | 28,788 | $119K | 0.0% | $3.82 | 0.0% | CL A COM | 30052F100 |
| MMLP | MARTIN MIDSTREAM PRTNRS L P | 32,014 | $117K | 0.0% | $3.34 | — | UNIT L P INT | 573331105 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 18,356 | $104K | 0.0% | $5.77 | 0.0% | COM NEW | 032797300 |
| ITRM | ITERUM THERAPEUTICS PLC | 64,833 | $70,668 | 0.0% | $1.19 | 0.0% | SHS NEW | G6333L200 |
| SES | SES AI CORPORATION | 83,270 | $53,276 | 0.0% | $1.04 | 0.0% | CL A COM | 78397Q109 |
| SNAL | SNAIL INC | 59,800 | $43,152 | 0.0% | $2.25 | -64.4% | CLASS A COM | 83301J100 |
| GFAI | GUARDFORCE AI CO LTD | 25,000 | $30,750 | 0.0% | $8.62 | -80.9% | SHS NEW | G4236L138 |
| TE | FREYR BATTERY INC | 31,588 | $30,644 | 0.0% | $1.91 | -28.5% | COM NEW | 35834F104 |
| NRGV | ENERGY VAULT HOLDINGS INC | 31,081 | $29,838 | 0.0% | $1.01 | 0.0% | COM | 29280W109 |
| — | GABELLI UTIL TR | 1,026,252 | $28,222 | 0.0% | $0.03 | — | RIGHT 10/21/2024 | 36240A184 |
| AUROW | AURORA INNOVATION INC | 12,500 | $10,363 | 0.0% | $2.96 | — | *W EXP 11/03/202 | 051774115 |
| — | ADVENT CONV AND INCOME FD | 321,250 | $6,393 | 0.0% | $0.02 | — | RIGHT 10/17/2024 | 00764C117 |
| GRABW | GRAB HOLDINGS LIMITED | 17,800 | $4,272 | 0.0% | $2.13 | — | *W EXP 99/99/999 | G4124C117 |
| — | WESTERN ASSET GBL HIGH INC F | 160,002 | $1,760 | 0.0% | $0.01 | — | RIGHT 10/08/2024 | 95766B117 |
| LFLYW | LEAFLY HOLDINGS INC | 49,750 | $1,572 | 0.0% | $1.31 | — | *W EXP 02/04/202 | 52178J113 |
| WGSWW | GENEDX HOLDINGS CORP | 20,000 | $1,476 | 0.0% | $2.13 | — | *W EXP 07/22/202 | 81663L119 |
| TOIIW | THE ONCOLOGY INSTITUTE INC | 25,024 | $500 | 0.0% | $0.68 | — | *W EXP 99/99/999 | 68236X118 |