Location: New York, NY
CIK: 0001595082 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $9.482B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NXPI | NXP SEMICONDUCTORS N V | 16,344,987 | $1.912B | 20.2% | $116.97 * | $93.35 | +14.9% | COM | N6596X109 |
| — | MONSANTO CO NEW | 7,581,259 | $885M | 9.3% | $116.69 | $116.29 | — | COM | 61166W101 |
| — | ROCKWELL COLLINS INC | 6,034,312 | $814M | 8.6% | $134.85 | $132.77 | — | COM | 774341101 |
| — | AETNA INC NEW | 3,117,647 | $527M | 5.6% | $169.00 | $171.62 | — | COM | 00817Y108 |
| — | XL GROUP LTD | 5,514,001 | $305M | 3.2% | $55.26 | $55.26 | — | COM | G98294104 |
| VST | VISTRA ENERGY CORP | 13,349,662 | $278M | 2.9% | $20.83 * | $14.27 | +15.8% | COM | 92840M102 |
| — | ALTABA INC | 3,666,618 | $272M | 2.9% | $74.07 | $72.11 | — | COM | 021346101 |
| — | AVAYA HLDGS CORP | 10,851,720 | $243M | 2.6% | $22.40 | $22.40 | — | COM | 05351X101 |
| — | TIME WARNER INC | 2,385,852 | $226M | 2.4% | $94.58 | $98.86 | — | COM NEW | 887317303 |
| — | MICROSEMI CORP | 3,263,469 | $211M | 2.2% | $64.64 | $64.64 | — | COM | 595137100 |
| — | INTEL CORP | 80,000,000 | $199M | 2.1% | $2.49 | $1.87 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | TIME WARNER INC | 1,900,000 | $180M | 1.9% | $94.58 | $98.86 | — | CALL | 887317303 |
| — | IAC INTERACTIVECORP | 850,000 | $133M | 1.4% | $156.38 | $62.86 | — | COM | 44919P508 |
| — | MICROCHIP TECHNOLOGY INC | 100,000,000 | $118M | 1.2% | $1.18 | $1.18 | — | NOTE 1.625% 2/1 | 595017AF1 |
| BKNG | BOOKING HLDGS INC | 50,000 | $104M | 1.1% | $2079.82 * | $1933.58 | 0.0% | COM | 09857L108 |
| — | TWITTER INC | 102,000,000 | $95.38M | 1.0% | $0.94 | $0.87 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| THC | TENET HEALTHCARE CORP | 3,834,600 | $92.99M | 1.0% | $24.25 * | $15.38 | +29.4% | COM NEW | 88033G407 |
| — | MONSANTO CO NEW | 750,000 | $87.52M | 0.9% | $116.69 | $116.29 | — | CALL | 61166W101 |
| — | ILG INC | 2,681,692 | $83.43M | 0.9% | $31.11 | $29.65 | — | COM | 44967H101 |
| — | QUALITY CARE PPTYS INC | 3,670,791 | $71.32M | 0.8% | $19.43 | $14.90 | — | COM | 747545101 |
| TPR | TAPESTRY INC | 1,325,000 | $69.71M | 0.7% | $52.61 * | $37.45 | +6.2% | COM | 876030107 |
| — | TRIBUNE MEDIA CO | 1,701,574 | $68.93M | 0.7% | $40.51 | $41.04 | — | CL A | 896047503 |
| TMUS | T MOBILE US INC | 1,125,000 | $68.66M | 0.7% | $61.03 | $56.98 | +6.1% | COM | 872590104 |
| LKQ | LKQ CORP | 1,700,000 | $64.52M | 0.7% | $37.95 * | $33.60 | +8.5% | COM | 501889208 |
| TTD | THE TRADE DESK INC | 1,200,000 | $59.52M | 0.6% | $49.60 * | $4.58 | +12.0% | COM CL A | 88339J105 |
| — | DR PEPPER SNAPPLE GROUP INC | 457,427 | $54.15M | 0.6% | $118.38 | $118.38 | — | COM | 26138E109 |
| — | TWENTY FIRST CENTY FOX INC | 1,468,747 | $53.81M | 0.6% | $36.64 | $36.64 | — | CL A | 90130A101 |
| — | WORKDAY INC | 33,000,000 | $53.4M | 0.6% | $1.62 | $1.30 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| EA | ELECTRONIC ARTS INC | 400,000 | $48.5M | 0.5% | $121.24 * | $109.91 | +7.2% | COM | 285512109 |
| AZO | AUTOZONE INC | 67,500 | $43.79M | 0.5% | $648.70 * | $639.19 | +12.0% | COM | 053332102 |
| — | HRG GROUP INC | 2,645,584 | $43.63M | 0.5% | $16.49 | $17.37 | — | COM | 40434J100 |
| — | WAYFAIR INC | 45,000,000 | $42.73M | 0.5% | $0.95 | $0.99 | — | NOTE 0.375% 9/0 | 94419LAA9 |
| — | BLACKHAWK NETWORK HLDGS INC | 940,411 | $41.99M | 0.4% | $44.65 | $44.65 | — | COM | 09238E104 |
| SWK | STANLEY BLACK & DECKER INC | 262,500 | $40.22M | 0.4% | $153.20 * | $130.20 | 0.0% | COM | 854502101 |
| — | RADIUS HEALTH INC | 40,000,000 | $40.2M | 0.4% | $1.00 | $1.00 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | CAESARS ENTMT CORP | 3,375,000 | $37.97M | 0.4% | $11.25 | $12.54 | — | COM | 127686103 |
| — | NICE SYS INC | 30,000,000 | $37.13M | 0.4% | $1.24 | $1.24 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | SERVICEMASTER GLOBAL HLDGS I | 700,000 | $35.59M | 0.4% | $50.85 | $47.92 | — | COM | 81761R109 |
| — | SPIRIT RLTY CAP INC NEW | 4,165,000 | $32.32M | 0.3% | $7.76 | $7.41 | — | COM | 84860W102 |
| — | NOVAVAX INC | 45,000,000 | $31.59M | 0.3% | $0.70 | $0.50 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | ILG INC | 1,005,900 | $31.29M | 0.3% | $31.11 | $29.65 | — | PUT | 44967H101 |
| — | MICHAEL KORS HLDGS LTD | 500,000 | $31.04M | 0.3% | $62.08 | $62.82 | — | SHS | G60754101 |
| — | TPG PACE ENERGY HLDGS CORP | 3,067,796 | $31.02M | 0.3% | $10.11 | $10.11 | — | CL A | 872656103 |
| — | DYNEGY INC NEW DEL | 2,234,355 | $30.21M | 0.3% | $13.52 | $11.26 | — | COM | 26817R108 |
| — | SKECHERS U S A INC | 775,000 | $30.14M | 0.3% | $38.89 | $29.86 | — | CL A | 830566105 |
| — | NEW YORK REIT INC | 1,393,393 | $29.97M | 0.3% | $21.51 | $21.51 | — | COM NEW | 64976L208 |
| — | TIFFANY & CO NEW | 300,000 | $29.3M | 0.3% | $97.66 | $93.74 | — | COM | 886547108 |
| — | UNITED TECHNOLOGIES CORP | 232,500 | $29.25M | 0.3% | $125.82 | — | — | PUT | 913017109 |
| PEP | PEPSICO INC | 262,500 | $28.65M | 0.3% | $109.15 * | $89.25 | 0.0% | COM | 713448108 |
| ARLP | ALLIANCE RES PARTNER L P | 1,552,387 | $27.32M | 0.3% | $17.60 | $17.60 | — | UT LTD PART | 01877R108 |
| IQ | IQIYI INC | 1,750,000 | $27.21M | 0.3% | $15.55 | $15.55 | — | SPONSORED ADS | 46267X108 |
| — | ANTHEM INC | 500,000 | $26.85M | 0.3% | $53.70 | $56.00 | — | UNIT 05/01/20188 | 036752202 |
| WEX | WEX INC | 164,801 | $25.81M | 0.3% | $156.62 * | $130.83 | +14.9% | COM | 96208T104 |
| HUN | HUNTSMAN CORP | 881,972 | $25.8M | 0.3% | $29.25 * | $31.10 | +5.3% | COM | 447011107 |
| — | J2 GLOBAL INC | 20,000,000 | $25.43M | 0.3% | $1.27 | $1.21 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | AEROJET ROCKETDYNE HLDGS INC | 20,000,000 | $25.35M | 0.3% | $1.27 | $1.36 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | MULESOFT INC | 565,000 | $24.85M | 0.3% | $43.98 | $43.98 | — | CL A | 625207105 |
| — | QUORUM HEALTH CORP | 2,971,526 | $24.31M | 0.3% | $8.18 | $5.90 | — | COM | 74909E106 |
| — | FEDERAL STR ACQUISITION CORP | 2,269,214 | $23.21M | 0.2% | $10.23 | $10.27 | — | UNIT 99/99/9999 | 31421V206 |
| — | INTERDIGITAL INC | 20,000,000 | $23.19M | 0.2% | $1.16 | $1.21 | — | NOTE 1.500% 3/0 | 458660AD9 |
| LEN | LENNAR CORP | 375,000 | $22.1M | 0.2% | $58.94 * | $55.25 | 0.0% | CL A | 526057104 |
| — | DST SYS INC DEL | 263,522 | $22.04M | 0.2% | $83.65 | $83.65 | — | COM | 233326107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 2,033,811 | $21.5M | 0.2% | $10.57 | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | GORES HLDGS II INC | 2,013,335 | $21.24M | 0.2% | $10.55 | $10.26 | — | UNIT 99/99/9999 | 382867208 |
| — | ADVANCED DISP SVCS INC DEL | 950,000 | $21.17M | 0.2% | $22.28 | $22.28 | — | COM | 00790X101 |
| TPGH/U | TPG PACE HLDGS CORP | 1,988,000 | $20.75M | 0.2% | $10.44 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,988,076 | $20.42M | 0.2% | $10.27 | $10.26 | — | UNIT 99/99/9999 | G4182A110 |
| — | VANTAGE ENERGY ACQUISITION | 2,000,000 | $20.24M | 0.2% | $10.12 | $10.04 | — | UNIT 04/12/2024 | 92211L204 |
| — | MOSAIC ACQUISITION CORP | 2,000,000 | $20.12M | 0.2% | $10.06 | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | HAYMAKER ACQUISITION CORP | 2,000,000 | $19.9M | 0.2% | $9.95 | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| LVS | LAS VEGAS SANDS CORP | 275,000 | $19.77M | 0.2% | $71.90 * | $62.41 | 0.0% | COM | 517834107 |
| — | ORBOTECH LTD | 317,847 | $19.75M | 0.2% | $62.15 | $62.15 | — | ORD | M75253100 |
| — | PENSARE ACQUISITION CORP | 1,849,800 | $19.22M | 0.2% | $10.39 | $10.15 | — | UNIT 07/27/2022 | 70957E204 |
| MNST | MONSTER BEVERAGE CORP NEW | 325,000 | $18.59M | 0.2% | $57.20 * | $31.23 | 0.0% | COM | 61174X109 |
| GDDY | GODADDY INC | 300,000 | $18.43M | 0.2% | $61.42 * | $56.55 | 0.0% | CL A | 380237107 |
| EYE | NATIONAL VISION HLDGS INC | 570,000 | $18.41M | 0.2% | $32.30 * | $36.49 | 0.0% | COM | 63845R107 |
| — | CIGNA CORPORATION | 109,692 | $18.4M | 0.2% | $167.74 | $167.74 | — | COM | 125509109 |
| — | CAPITOL INVT CORP IV | 1,800,000 | $18.22M | 0.2% | $10.12 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | ACORDA THERAPEUTICS INC | 20,000,000 | $18.18M | 0.2% | $0.91 | $0.97 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | ZILLOW GROUP INC | 15,000,000 | $18.13M | 0.2% | $1.21 | $1.13 | — | NOTE 2.000%12/0 | 98954MAB7 |
| DXC | DXC TECHNOLOGY CO | 175,000 | $17.59M | 0.2% | $100.53 * | $76.85 | +8.6% | COM | 23355L106 |
| LOW | LOWES COS INC | 200,000 | $17.55M | 0.2% | $87.75 * | $81.91 | 0.0% | COM | 548661107 |
| — | KAYNE ANDERSON ACQUISITION | 1,750,000 | $17.52M | 0.2% | $10.01 | $10.01 | — | UNIT 06/30/2022 | 48661U201 |
| BYD | BOYD GAMING CORP | 525,000 | $16.73M | 0.2% | $31.86 * | $29.48 | +14.4% | COM | 103304101 |
| — | OSPREY ENERGY ACQUISITION CO | 1,676,000 | $16.63M | 0.2% | $9.92 | $9.93 | — | UNIT 07/21/2022 | 688397207 |
| AZO | AUTOZONE INC | 25,000 | $16.22M | 0.2% | $648.68 * | $639.19 | +12.0% | CALL | 053332102 |
| — | ARCH COAL INC | 174,055 | $15.99M | 0.2% | $91.88 | $68.72 | — | CL A | 039380407 |
| MDLZ | MONDELEZ INTL INC | 375,000 | $15.64M | 0.2% | $41.72 * | $34.48 | +4.0% | CL A | 609207105 |
| — | PLATINUM EAGLE ACQUISITIN CO | 1,470,000 | $14.86M | 0.2% | $10.11 | $10.11 | — | UNIT 01/09/2023 | G7126L126 |
| — | LEISURE ACQUISITION CORP | 1,500,000 | $14.84M | 0.2% | $9.89 | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | NUANCE COMMUNICATIONS INC | 15,000,000 | $14.76M | 0.2% | $0.98 | $0.98 | — | NOTE 1.250% 4/0 | 67020YAN0 |
| — | GUIDEWIRE SOFTWARE INC | 15,000,000 | $14.67M | 0.2% | $0.98 | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | INDUSTREA ACQUISITION CORP | 1,400,000 | $14.34M | 0.2% | $10.24 | $10.08 | — | UNIT 07/21/2024 | 45579J203 |
| TRU | TRANSUNION | 250,000 | $14.2M | 0.1% | $56.78 | $55.65 | 0.0% | COM | 89400J107 |
| — | SIX FLAGS ENTMT CORP NEW | 225,000 | $14.01M | 0.1% | $62.26 | $66.57 | — | CALL | 83001A102 |
| H | HYATT HOTELS CORP | 182,500 | $13.92M | 0.1% | $76.26 | $76.05 | 0.0% | COM CL A | 448579102 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,350,000 | $13.87M | 0.1% | $10.27 | $10.01 | — | UNIT 05/28/2021A | 57682V205 |
| MSFT | MICROSOFT CORP | 150,000 | $13.69M | 0.1% | $91.24 * | $84.31 | 0.0% | COM | 594918104 |
| WYNN | WYNN RESORTS LTD | 75,000 | $13.68M | 0.1% | $182.36 * | $109.85 | +44.3% | COM | 983134107 |
| PRKS | SEAWORLD ENTMT INC | 920,155 | $13.65M | 0.1% | $14.83 | $14.70 | 0.0% | COM | 81282V100 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,350,100 | $13.38M | 0.1% | $9.91 | $9.99 | — | CL A | G0726L125 |
| MBI | MBIA INC | 1,443,341 | $13.37M | 0.1% | $9.26 * | $3.51 | 0.0% | COM | 55262C100 |
| — | FINTECH ACQUISITION CORP II | 1,336,542 | $13.29M | 0.1% | $9.94 | $9.92 | — | COM | 31810G109 |
| PVH | PVH CORP | 87,500 | $13.25M | 0.1% | $151.43 * | $122.71 | +17.5% | COM | 693656100 |
| — | ORBITAL ATK INC | 99,293 | $13.17M | 0.1% | $132.61 | $132.61 | — | COM | 68557N103 |
| — | EXPRESS SCRIPTS HLDG CO | 185,708 | $12.83M | 0.1% | $69.08 | $69.08 | — | COM | 30219G108 |
| — | WHITING PETE CORP NEW | 374,997 | $12.69M | 0.1% | $33.84 | $26.48 | — | COM NEW | 966387409 |
| QCOM | QUALCOMM INC | 227,259 | $12.59M | 0.1% | $55.40 * | $49.00 | +5.9% | COM | 747525103 |
| DLTR | DOLLAR TREE INC | 125,000 | $11.86M | 0.1% | $94.89 * | $76.77 | +36.6% | COM | 256746108 |
| UAL | UNITED CONTL HLDGS INC | 170,257 | $11.83M | 0.1% | $69.47 | $44.98 | +53.6% | COM | 910047109 |
| — | OSI SYSTEMS INC | 13,000,000 | $11.8M | 0.1% | $0.91 | $0.91 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | IRONWOOD PHARMACEUTICALS INC | 10,000,000 | $11.77M | 0.1% | $1.18 | $1.18 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| DPZ | DOMINOS PIZZA INC | 50,000 | $11.68M | 0.1% | $233.56 | — | — | CALL | 25754A201 |
| VMC | VULCAN MATLS CO | 100,000 | $11.42M | 0.1% | $114.17 * | $113.72 | +3.3% | CALL | 929160109 |
| VMC | VULCAN MATLS CO | 100,000 | $11.42M | 0.1% | $114.17 * | $113.72 | +3.3% | COM | 929160109 |
| — | SPECTRUM BRANDS HLDGS INC | 110,000 | $11.41M | 0.1% | $103.70 | $112.40 | — | COM | 84763R101 |
| QCOM | QUALCOMM INC | 200,000 | $11.08M | 0.1% | $55.41 * | $49.00 | +5.9% | CALL | 747525103 |
| — | ASCENT CAP GROUP INC | 14,875,000 | $11.07M | 0.1% | $0.74 | $0.74 | — | NOTE 4.000% 7/1 | 043632AA6 |
| CWH | CAMPING WORLD HLDGS INC | 325,000 | $10.48M | 0.1% | $32.25 * | $27.14 | 0.0% | CL A | 13462K109 |
| V | VISA INC | 87,500 | $10.47M | 0.1% | $119.62 * | $114.76 | 0.0% | COM CL A | 92826C839 |
| — | ONE MADISON CORP | 1,000,000 | $10M | 0.1% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | UNITI GROUP INC | 612,008 | $9.939M | 0.1% | $16.24 | $15.90 | — | COM | 91325V108 |
| — | CM SEVEN STAR ACQUISITION CO | 925,000 | $9.435M | 0.1% | $10.20 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| GIII | G-III APPAREL GROUP LTD | 250,000 | $9.42M | 0.1% | $37.68 | $37.03 | 0.0% | COM | 36237H101 |
| — | ANADARKO PETE CORP | 150,000 | $9.062M | 0.1% | $60.41 | $48.58 | — | COM | 032511107 |
| AYI | ACUITY BRANDS INC | 62,500 | $8.699M | 0.1% | $139.18 | — | — | PUT | 00508Y102 |
| — | MODERN MEDIA ACQUISITION | 772,931 | $8.147M | 0.1% | $10.54 | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| BOOT | BOOT BARN HLDGS INC | 425,000 | $7.535M | 0.1% | $17.73 | $18.01 | 0.0% | COM | 099406100 |
| — | SENTINEL ENERGY SVCS INC | 750,000 | $7.44M | 0.1% | $9.92 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | ALDER BIOPHARMACEUTICALS INC | 8,000,000 | $7.354M | 0.1% | $0.92 | $0.92 | — | NOTE 2.500% 2/0 | 014339AA3 |
| IMAX | IMAX CORP | 341,000 | $6.547M | 0.1% | $19.20 * | $20.79 | 0.0% | COM | 45245E109 |
| — | AKORN INC | 349,980 | $6.545M | 0.1% | $18.70 | $18.70 | — | COM | 009728106 |
| YUMC | YUM CHINA HLDGS INC | 156,341 | $6.488M | 0.1% | $41.50 * | $43.00 | 0.0% | COM | 98850P109 |
| SMPL | SIMPLY GOOD FOODS CO | 400,000 | $5.488M | 0.1% | $13.72 | $13.72 | 0.0% | COM | 82900L102 |
| JELD | JELD-WEN HLDG INC | 175,000 | $5.359M | 0.1% | $30.62 * | $32.45 | +11.7% | COM | 47580P103 |
| — | BLACKSTONE MTG TR INC | 5,000,000 | $4.911M | 0.1% | $0.98 | $0.98 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | SABAN CAP ACQUISITION CORP | 461,369 | $4.835M | 0.1% | $10.48 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | DISCOVERY COMMUNICATNS NEW | 238,200 | $4.647M | 0.0% | $19.51 | $19.51 | — | COM SER C | 25470F302 |
| JELD | JELD-WEN HLDG INC | 150,000 | $4.593M | 0.0% | $30.62 * | $32.45 | +11.7% | CALL | 47580P103 |
| — | GMS INC | 150,000 | $4.584M | 0.0% | $30.56 | $36.39 | — | COM | 36251C103 |
| — | FINISAR CORP | 5,000,000 | $4.492M | 0.0% | $0.90 | $0.90 | — | NOTE 0.500%12/1 | 31787AAP6 |
| EMITF | ELBIT IMAGING LTD | 1,314,527 | $3.511M | 0.0% | $2.67 * | $1.98 | +7.8% | SHS | M37605124 |
| DBX | DROPBOX INC | 110,000 | $3.46M | 0.0% | $31.45 * | $30.21 | 0.0% | CL A | 26210C104 |
| — | ENSCO PLC | 773,100 | $3.394M | 0.0% | $4.39 | $5.26 | — | SHS CLASS A | G3157S106 |
| — | DELPHI TECHNOLOGIES PLC | 66,393 | $3.164M | 0.0% | $47.66 | $51.77 | — | SHS | G2709G107 |
| CAL | CALERES INC | 90,000 | $3.024M | 0.0% | $33.60 * | $23.69 | +14.8% | COM | 129500104 |
| — | HUDSON LTD | 185,000 | $2.943M | 0.0% | $15.91 | $15.91 | — | COM CL A | G46408103 |
| — | TPG PACE ENERGY HLDGS CORP | 1,265,532 | $2.341M | 0.0% | $1.85 | $1.85 | — | *W EXP 99/99/999 | 872656111 |
| — | PLAYAGS INC | 92,288 | $2.147M | 0.0% | $23.26 | $23.26 | — | COM | 72814N104 |
| — | BED BATH & BEYOND INC | 100,000 | $2.098M | 0.0% | $20.98 | $20.98 | — | COM | 075896100 |
| — | NEXEO SOLUTIONS INC | 2,546,652 | $1.986M | 0.0% | $0.78 | $0.66 | — | *W EXP 06/09/202 | 65342H110 |
| — | ALTA MESA RES INC | 1,203,536 | $1.805M | 0.0% | $1.50 | $1.50 | — | *W EXP 03/28/202 | 02133L117 |
| — | WILLSCOT CORP | 1,053,764 | $1.749M | 0.0% | $1.66 | $1.43 | — | *W EXP 09/10/202 | 971375118 |
| QTWO | Q2 HLDGS INC | 37,418 | $1.704M | 0.0% | $45.54 * | $43.17 | 0.0% | COM | 74736L109 |
| WDC | WESTERN DIGITAL CORP | 18,000 | $1.661M | 0.0% | $92.28 * | $61.52 | 0.0% | COM | 958102105 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 27,800 | $1.272M | 0.0% | $45.76 * | $41.73 | 0.0% | COM | 868459108 |
| — | FINTECH ACQUISITION CORP II | 668,271 | $775K | 0.0% | $1.16 | $1.15 | — | *W EXP 01/19/202 | 31810G117 |
| — | SIMPLY GOOD FOODS CO | 199,998 | $710K | 0.0% | $3.55 | $2.30 | — | *W EXP 07/07/202 | 82900L110 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,365,000 | $450K | 0.0% | $0.33 | $0.40 | — | *W EXP 99/99/999 | G0726L117 |
| — | PURPLE INNOVATION INC | 482,483 | $410K | 0.0% | $0.85 | — | — | CALL | 74640Y114 |
| — | ELECTRUM SPL ACQUISITION COR | 1,100,000 | $374K | 0.0% | $0.34 | $0.36 | — | *W EXP 06/16/202 | G3105C112 |
| — | HENNESSY CAP ACQUSTON CORP I | 35,188 | $370K | 0.0% | $10.51 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | ESTRE AMBIENTAL INC | 726,404 | $363K | 0.0% | $0.50 | $0.65 | — | *W EXP 12/21/202 | G3206V118 |
| — | BORQS TECHNOLOGIES INC | 41,679 | $336K | 0.0% | $8.06 | $5.59 | — | SHS | G1466B103 |
| — | VIVOPOWER INTERNATIONAL PLC | 69,013 | $144K | 0.0% | $2.09 | $5.52 | — | SHS | G9376R100 |
| — | AGROFRESH SOLUTIONS | 439,956 | $136K | 0.0% | $0.31 | $1.82 | — | *W EXP 07/31/202 | 00856G117 |
| — | BARINGTON HILCO ACQUISITION | 398,000 | $76,000 | 0.0% | $0.19 | $0.26 | — | RIGHT 02/13/2017 | 06759V119 |
| — | BARINGTON HILCO ACQUISITION | 398,000 | $60,000 | 0.0% | $0.15 | $0.16 | — | *W EXP 02/11/202 | 06759V127 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,903,667 | $35,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | JASON INDS INC | 1,056,616 | $18,000 | 0.0% | $0.02 | $1.52 | — | *W EXP 06/30/201 | 471172114 |