Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 6, 2019

Total Value ($000): $185,945 (100.0% shares, 0.0% debt)

Holdings (79)

VTI VANGUARD TOTAL STOCK MARKET ETF 10.8%
Value ($000) $20,068 Shares 133,708 Est. Cost $119.17 Unrealized
FGVXX FIRST AM GOVT OB FD CL Y 6.4%
Value ($000) $11,918 Shares 11,917,811 Est. Cost $1.00 Unrealized
MIPIX MATTHEWS ASIA DIVIDEND INS 5.8%
Value ($000) $10,869 Shares 646,195 Est. Cost $16.15 Unrealized
WMT WALMART INC 4.0%
Value ($000) $7,477 Shares 67,675 Est. Cost $20.74 Unrealized +51.0%
MINT PIMCO ENHANCED SHORT MATURITY ETF 3.9%
Value ($000) $7,293 Shares 71,679 Est. Cost $101.69 Unrealized
MET METLIFE INC 3.9%
Value ($000) $7,180 Shares 144,558 Est. Cost $31.02 Unrealized +21.2%
PRU PRUDENTIAL FINANCIAL INC 3.7%
Value ($000) $6,918 Shares 68,494 Est. Cost $52.28 Unrealized +36.8%
TSN TYSON FOODS INC CL A 3.3%
Value ($000) $6,137 Shares 76,015 Est. Cost $45.98 Unrealized +38.6%
GOOG ALPHABET INC CL C 3.2%
Value ($000) $6,035 Shares 5,583 Est. Cost $36.87 Unrealized +55.3%
QQQ INVESCO QQQ TRUST ETF 3.2%
Value ($000) $5,936 Shares 31,785 Est. Cost $179.67 Unrealized
ZTS ZOETIS INC 3.2%
Value ($000) $5,899 Shares 51,980 Est. Cost $58.79 Unrealized +68.8%
META FACEBOOK INC CLASS A 3.1%
Value ($000) $5,709 Shares 29,580 Est. Cost $177.10 Unrealized +2.5%
T AT T INC 2.6%
Value ($000) $4,875 Shares 145,485 Est. Cost $13.50 Unrealized +11.7%
FDX FED EX CORP 2.5%
Value ($000) $4,687 Shares 28,547 Est. Cost $118.69 Unrealized +30.5%
EPOL ISHARES MSCI POLAND ETF 2.5%
Value ($000) $4,556 Shares 191,830 Est. Cost $24.30 Unrealized
GLW CORNING INC 2.4%
Value ($000) $4,430 Shares 133,306 Est. Cost $14.14 Unrealized +88.3%
GS GOLDMAN SACHS GROUP INC 2.3%
Value ($000) $4,213 Shares 20,589 Est. Cost $139.06 Unrealized +21.6%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 2.2%
Value ($000) $4,155 Shares 152,852 Est. Cost $25.89 Unrealized
LIVENT CORP 2.0%
Value ($000) $3,654 Shares 528,035 Est. Cost $6.92 Unrealized
LMT LOCKHEED MARTIN CORP 1.9%
Value ($000) $3,464 Shares 9,529 Est. Cost $264.05 Unrealized +5.9%
VWO VANGUARD FTSE EMERGING MARKETS ETF 1.7%
Value ($000) $3,166 Shares 74,434 Est. Cost $40.72 Unrealized
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.6%
Value ($000) $2,924 Shares 112,858 Est. Cost $28.80 Unrealized
HSIC SCHEIN HENRY INC 1.5%
Value ($000) $2,823 Shares 40,385 Est. Cost $55.49 Unrealized +19.1%
COVETRUS INC NPV 1.5%
Value ($000) $2,726 Shares 111,456 Est. Cost $28.53 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.5%
Value ($000) $2,701 Shares 195,420 Est. Cost $6.11 Unrealized +61.0%
KRATON CORPORATION 1.4%
Value ($000) $2,559 Shares 82,353 Est. Cost $19.55 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 1.3%
Value ($000) $2,368 Shares 133,804 Est. Cost $20.37 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 1.2%
Value ($000) $2,314 Shares 30,790 Est. Cost $71.14 Unrealized
KEY KEYCORP 1.2%
Value ($000) $2,276 Shares 128,200 Est. Cost $8.19 Unrealized +49.8%
BHF BRIGHTHOUSE FINL INC 1.2%
Value ($000) $2,200 Shares 59,955 Est. Cost $58.71 Unrealized -34.2%
BANK OF NY MELLON 4.950 12/20/67 1.1%
Value ($000) $2,032 Shares 2,000,000 Est. Cost $1.03 Unrealized
DIS WALT DISNEY CO THE 1.0%
Value ($000) $1,909 Shares 13,674 Est. Cost $97.17 Unrealized +31.7%
ENERGY TRANSFER 5.68982 11/01/66 0.8%
Value ($000) $1,438 Shares 1,911,000 Est. Cost $0.85 Unrealized
BWA BORG WARNER INC 0.6%
Value ($000) $1,165 Shares 27,761 Est. Cost $28.02 Unrealized +13.9%
US BANK CAPITAL IX 3.57778 4/15/49 0.6%
Value ($000) $1,156 Shares 1,414,000 Est. Cost $0.78 Unrealized
FIRST MD CAP I 3.43631 1/15/27 0.5%
Value ($000) $918 Shares 992,000 Est. Cost $0.81 Unrealized
JP MORGAN CHASE MTN 2.2168 4/30/24 0.5%
Value ($000) $898 Shares 926,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 3.34735 12/01/26 0.5%
Value ($000) $865 Shares 949,000 Est. Cost $0.87 Unrealized
WACHOVIA CAP TR II 5.69083 3/29/49 0.5%
Value ($000) $855 Shares 855,000 Est. Cost $0.99 Unrealized
CITIGROUP INC 5.950 12/29/49 0.4%
Value ($000) $812 Shares 790,000 Est. Cost $1.03 Unrealized
MELLON CAPITAL IV 4.000 12/20/67 0.4%
Value ($000) $809 Shares 944,000 Est. Cost $0.87 Unrealized
AMAT APPLIED MATERIALS INC 0.4%
Value ($000) $728 Shares 16,203 Est. Cost $14.86 Unrealized +164.9%
NTC CAPITAL II 3.380 4/15/27 0.4%
Value ($000) $700 Shares 758,000 Est. Cost $0.82 Unrealized
AMERICAN EXPRESS CO 4.900 12/29/49 0.4%
Value ($000) $700 Shares 698,000 Est. Cost $1.01 Unrealized
XOM EXXON MOBIL CORP 0.4%
Value ($000) $674 Shares 8,794 Est. Cost $56.40 Unrealized +0.9%
LLY ELI LILLY CO 0.4%
Value ($000) $660 Shares 5,955 Est. Cost $50.99 Unrealized +111.8%
HON HONEYWELL INTERNATIONAL INC 0.4%
Value ($000) $651 Shares 3,730 Est. Cost $69.20 Unrealized +100.4%
MRK MERCK CO INC 0.3%
Value ($000) $513 Shares 6,120 Est. Cost $32.98 Unrealized +88.4%
V VISA INC CLASS A SHARES 0.3%
Value ($000) $492 Shares 2,834 Est. Cost $80.89 Unrealized +93.3%
CITIGROUP INC 3.201 8/25/36 0.2%
Value ($000) $439 Shares 570,000 Est. Cost $0.78 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $420 Shares 2,120 Est. Cost $30.44 Unrealized +53.2%
CMCSA COMCAST CORP CLASS A 0.2%
Value ($000) $417 Shares 9,854 Est. Cost $24.26 Unrealized +46.5%
CHKP CHECK POINT SOFTWARE TECH LTD 0.2%
Value ($000) $390 Shares 3,376 Est. Cost $98.01 Unrealized +20.5%
PEP PEPSICO INC 0.2%
Value ($000) $387 Shares 2,950 Est. Cost $58.29 Unrealized +79.7%
NI NISOURCE INC 0.2%
Value ($000) $346 Shares 12,000 Est. Cost $8.50 Unrealized +166.4%
PM PHILIP MORRIS INTL 0.2%
Value ($000) $340 Shares 4,334 Est. Cost $52.73 Unrealized +10.5%
KRE SPDR S&P REGIONAL BANKING ETF 0.2%
Value ($000) $335 Shares 6,270 Est. Cost $55.47 Unrealized
VOYA VOYA FINANCIAL INC 0.2%
Value ($000) $306 Shares 5,525 Est. Cost $36.14 Unrealized +33.3%
CITIGROUP INC MTN 3.86088 12/15/20 0.2%
Value ($000) $302 Shares 300,000 Est. Cost $1.03 Unrealized
MSFT MICROSOFT CORP 0.1%
Value ($000) $261 Shares 1,950 Est. Cost $31.32 Unrealized +281.6%
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $255 Shares 2,955 Est. Cost $54.20 Unrealized +2.2%
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $246 Shares 1,200 Est. Cost $41.79 Unrealized 0.0%
SPY SPDR S P 500 ETF 0.1%
Value ($000) $220 Shares 750 Est. Cost $282.67 Unrealized
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $210 Shares 772 Est. Cost $261.66 Unrealized
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $208 Shares 1,490 Est. Cost $110.34 Unrealized +4.0%
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $200 Shares 1,500 Est. Cost $102.19 Unrealized 0.0%
OPUS BANK 5.500 7/01/26 0.1%
Value ($000) $195 Shares 192,000 Est. Cost $1.00 Unrealized
SUNTRUST CAPITAL 3.33177 3/15/28 0.1%
Value ($000) $186 Shares 204,000 Est. Cost $0.88 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $175 Shares 16,700 Est. Cost $28.51 Unrealized
MANUF TRADERS 3.76624 12/28/20 0.1%
Value ($000) $173 Shares 173,000 Est. Cost $1.04 Unrealized
BANK OF AMER MTN 4.21016 6/29/20 0.1%
Value ($000) $100 Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.0%
Value ($000) $92 Shares 90,000 Est. Cost $1.00 Unrealized
KOHLS CORPORATION 4.25 7/17/25 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
SOUTHBOROUGH MA REF 4.000 6/01/20 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.14 Unrealized
MASSACHUSETTS ST SER 3.000 12/01/23 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
STATE STREET CORP 3.78819 6/15/37 0.0%
Value ($000) $23 Shares 30,000 Est. Cost $0.88 Unrealized
GABRIEL RESOURCES LTD 0.0%
Value ($000) $10 Shares 30,000 Est. Cost $0.37 Unrealized
AMICUS WIND DOWN 0.00001 6/15/12 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized