Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 11, 2021

Total Value ($000): $253,984 (100.0% shares, 0.0% debt)

Holdings (98)

FGVXX FIRST AM GOVT OB FD CL Y 11.8%
Value ($000) $30,093 Shares 30,092,931 Est. Cost $1.00 Unrealized
ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 4.9%
Value ($000) $12,405 Shares 245,504 Est. Cost $50.54 Unrealized
QQQ INVESCO QQQ TRUST ETF 3.8%
Value ($000) $9,535 Shares 30,312 Est. Cost $179.67 Unrealized
VTI VANGUARD TOTAL STOCK MARKET ETF 3.0%
Value ($000) $7,641 Shares 39,386 Est. Cost $119.17 Unrealized
KRATON CORPORATION 2.9%
Value ($000) $7,291 Shares 259,666 Est. Cost $14.78 Unrealized
GOOG ALPHABET INC CL C 2.8%
Value ($000) $7,231 Shares 3,939 Est. Cost $39.84 Unrealized +110.2%
MET METLIFE INC 2.6%
Value ($000) $6,617 Shares 137,418 Est. Cost $31.02 Unrealized +19.3%
FDX FED EX CORP 2.6%
Value ($000) $6,563 Shares 27,723 Est. Cost $127.08 Unrealized +97.6%
AMAT APPLIED MATERIALS INC 2.6%
Value ($000) $6,496 Shares 67,190 Est. Cost $43.15 Unrealized +63.8%
DHI D R HORTON INC 2.5%
Value ($000) $6,269 Shares 82,087 Est. Cost $49.72 Unrealized +39.3%
PRU PRUDENTIAL FINANCIAL INC 2.1%
Value ($000) $5,433 Shares 69,409 Est. Cost $52.14 Unrealized +8.0%
KMI KINDER MORGAN INC 2.1%
Value ($000) $5,403 Shares 385,223 Est. Cost $10.10 Unrealized -1.6%
GS GOLDMAN SACHS GROUP INC 2.1%
Value ($000) $5,384 Shares 19,854 Est. Cost $139.06 Unrealized +41.7%
EIDO ISHARES MSCI INDONESIA ETF 2.0%
Value ($000) $5,067 Shares 225,720 Est. Cost $21.82 Unrealized
FLKR FRANKLIN FTSE SOUTH KOREA ETF 2.0%
Value ($000) $5,032 Shares 160,987 Est. Cost $19.67 Unrealized
M D C HLDGS INC 2.0%
Value ($000) $4,955 Shares 95,253 Est. Cost $35.91 Unrealized
TSN TYSON FOODS INC CL A 1.9%
Value ($000) $4,935 Shares 76,743 Est. Cost $46.27 Unrealized +15.1%
META FACEBOOK INC CLASS A 1.9%
Value ($000) $4,910 Shares 18,914 Est. Cost $183.17 Unrealized +48.6%
FCX FREEPORT MCMORAN INC 1.9%
Value ($000) $4,780 Shares 177,623 Est. Cost $13.50 Unrealized +44.1%
T AT T INC 1.7%
Value ($000) $4,302 Shares 150,265 Est. Cost $13.66 Unrealized +12.5%
LMT LOCKHEED MARTIN CORP 1.6%
Value ($000) $4,178 Shares 12,982 Est. Cost $285.36 Unrealized +11.8%
LUNMF LUNDIN MNG CORP 1.6%
Value ($000) $4,116 Shares 460,921 Est. Cost $5.06 Unrealized +16.1%
FLTW FRANKLIN FTSE TAIWAN ETF 1.6%
Value ($000) $4,109 Shares 106,669 Est. Cost $26.57 Unrealized
GM GENERAL MOTORS CO 1.6%
Value ($000) $3,960 Shares 78,134 Est. Cost $29.19 Unrealized +28.5%
STNG SCORPIO TANKERS INC 1.5%
Value ($000) $3,787 Shares 306,532 Est. Cost $12.35 Unrealized
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.4%
Value ($000) $3,496 Shares 135,734 Est. Cost $25.88 Unrealized
BHF BRIGHTHOUSE FINL INC 1.4%
Value ($000) $3,440 Shares 97,273 Est. Cost $46.10 Unrealized -27.2%
GLNG GOLAR LNG LTD 1.3%
Value ($000) $3,315 Shares 309,076 Est. Cost $7.89 Unrealized 0.0%
GMS INC 1.2%
Value ($000) $3,080 Shares 106,245 Est. Cost $15.96 Unrealized
VTRS VIATRIS INC 1.2%
Value ($000) $3,064 Shares 180,323 Est. Cost $13.33 Unrealized 0.0%
GLW CORNING INC 1.2%
Value ($000) $3,045 Shares 84,888 Est. Cost $14.48 Unrealized +113.2%
FORD MTR CO DEL SR 8.500 4/21/23 1.1%
Value ($000) $2,713 Shares 2,423,000 Est. Cost $1.06 Unrealized
AAPL APPLE INC 1.0%
Value ($000) $2,599 Shares 19,618 Est. Cost $106.04 Unrealized +10.3%
COVETRUS INC NPV 1.0%
Value ($000) $2,590 Shares 76,013 Est. Cost $18.03 Unrealized
VEU Vanguard FTSE All-World ex-US Index ETF 1.0%
Value ($000) $2,434 Shares 41,700 Est. Cost $58.37 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.9%
Value ($000) $2,404 Shares 136,378 Est. Cost $19.84 Unrealized
MELLON CAPITAL IV 4.000 12/20/67 0.9%
Value ($000) $2,300 Shares 2,330,000 Est. Cost $0.94 Unrealized
LIVENT CORP 0.9%
Value ($000) $2,248 Shares 123,369 Est. Cost $6.92 Unrealized
MSFT MICROSOFT CORP 0.9%
Value ($000) $2,166 Shares 9,663 Est. Cost $174.40 Unrealized +18.1%
UNITED FINANCIAL 5.750 10/01/24 0.8%
Value ($000) $2,065 Shares 1,916,000 Est. Cost $1.08 Unrealized
BANK OF NY MELLON 4.950 12/20/67 0.8%
Value ($000) $1,966 Shares 1,978,000 Est. Cost $1.03 Unrealized
IVV iShares Core S&P 500 0.8%
Value ($000) $1,940 Shares 5,168 Est. Cost $375.39 Unrealized
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.7%
Value ($000) $1,875 Shares 20,296 Est. Cost $80.26 Unrealized
RSP INVESCO S P 500 EQUAL WEIGHT ETF 0.7%
Value ($000) $1,844 Shares 14,503 Est. Cost $127.15 Unrealized
SPDW SPDR Portfolio Developed Wld ex-US 0.7%
Value ($000) $1,734 Shares 51,391 Est. Cost $33.74 Unrealized
CITIGROUP INC 0.800 8/25/36 0.7%
Value ($000) $1,707 Shares 2,026,000 Est. Cost $0.77 Unrealized
NOC NORTHROP GRUMMAN CORPORATION 0.7%
Value ($000) $1,698 Shares 5,926 Est. Cost $315.50 Unrealized -11.0%
OPUS BANK 5.500 7/01/26 0.5%
Value ($000) $1,383 Shares 1,372,000 Est. Cost $1.01 Unrealized
SUNTRUST CAPITAL 0.93967 5/15/27 0.5%
Value ($000) $1,374 Shares 1,439,000 Est. Cost $0.95 Unrealized
KEY KEYCORP 0.5%
Value ($000) $1,344 Shares 79,698 Est. Cost $10.23 Unrealized +11.1%
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,343 Shares 1,381,000 Est. Cost $0.78 Unrealized
CDLX Cardlytics Inc Com 0.5%
Value ($000) $1,224 Shares 8,574 Est. Cost $106.66 Unrealized 0.0%
LLY ELI LILLY CO 0.5%
Value ($000) $1,148 Shares 5,519 Est. Cost $50.99 Unrealized +177.3%
SPY SPDR S P 500 ETF 0.4%
Value ($000) $1,072 Shares 2,877 Est. Cost $351.07 Unrealized
CMCSA COMCAST CORP CLASS A 0.4%
Value ($000) $1,027 Shares 20,115 Est. Cost $33.64 Unrealized +23.8%
SPTS SPDR Barclays Short Term Treasury ETF 0.4%
Value ($000) $926 Shares 30,142 Est. Cost $30.72 Unrealized
GOVT iShares US Treasury Bond ETF 0.4%
Value ($000) $904 Shares 33,194 Est. Cost $27.23 Unrealized
JP MORGAN CHASE MTN 2.000 4/30/24 0.3%
Value ($000) $887 Shares 881,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 0.896 12/01/26 0.3%
Value ($000) $881 Shares 904,000 Est. Cost $0.87 Unrealized
BRK/B Berkshire Hathaway Inc Class B 0.3%
Value ($000) $853 Shares 3,680 Est. Cost $220.20 Unrealized 0.0%
CITIGROUP INC 5.950 2/15/68 0.3%
Value ($000) $788 Shares 790,000 Est. Cost $1.03 Unrealized
WACHOVIA CAP TR II 5.56975 3/29/49 0.3%
Value ($000) $750 Shares 751,000 Est. Cost $0.99 Unrealized
GDX VanEck Vectors Gold Miners ETF 0.3%
Value ($000) $709 Shares 19,685 Est. Cost $36.02 Unrealized
NTC CAPITAL II 0.82957 4/15/27 0.3%
Value ($000) $697 Shares 723,000 Est. Cost $0.82 Unrealized
BRK/A Berkshire Hathaway Cl A 0.3%
Value ($000) $696 Shares 2 Est. Cost $330761.80 Unrealized 0.0%
AMERICAN EXPRESS CO 4.900 9/15/67 0.3%
Value ($000) $685 Shares 692,000 Est. Cost $1.01 Unrealized
WY Weyerhaeuser Inc 0.3%
Value ($000) $681 Shares 20,312 Est. Cost $24.49 Unrealized 0.0%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $637 Shares 3,261 Est. Cost $69.20 Unrealized +136.6%
WELL Welltower Inc 0.2%
Value ($000) $621 Shares 9,617 Est. Cost $52.89 Unrealized 0.0%
CSCO CISCO SYSTEMS INC 0.2%
Value ($000) $613 Shares 13,706 Est. Cost $35.27 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $497 Shares 8,471 Est. Cost $43.98 Unrealized 0.0%
MRK MERCK CO INC 0.2%
Value ($000) $494 Shares 6,364 Est. Cost $34.50 Unrealized +87.9%
TREE Lendingtree Inc 0.2%
Value ($000) $491 Shares 1,793 Est. Cost $273.84 Unrealized
JOE St Joe Co 0.2%
Value ($000) $441 Shares 10,387 Est. Cost $31.84 Unrealized 0.0%
XLU SPDR Utilities Select Sector 0.2%
Value ($000) $441 Shares 7,035 Est. Cost $62.69 Unrealized
VTV VANGUARD VALUE INDEX FUND ETF 0.2%
Value ($000) $440 Shares 3,725 Est. Cost $118.12 Unrealized
WFC Wells Fargo & Co 0.2%
Value ($000) $397 Shares 13,164 Est. Cost $23.04 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $394 Shares 8,794 Est. Cost $56.40 Unrealized -46.2%
HSIC SCHEIN HENRY INC 0.2%
Value ($000) $390 Shares 5,927 Est. Cost $56.97 Unrealized +13.3%
CHKP CHECK POINT SOFTWARE TECH LTD 0.1%
Value ($000) $379 Shares 2,966 Est. Cost $98.01 Unrealized +24.7%
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $364 Shares 4,496 Est. Cost $55.66 Unrealized +17.9%
PEP PEPSICO INC 0.1%
Value ($000) $361 Shares 2,640 Est. Cost $58.29 Unrealized +108.0%
SPTM SPDR PORTFOLIO S P 1500 ETF 0.1%
Value ($000) $345 Shares 7,493 Est. Cost $46.04 Unrealized
CAG Conagra Brands Inc 0.1%
Value ($000) $320 Shares 8,820 Est. Cost $28.88 Unrealized 0.0%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.1%
Value ($000) $307 Shares 4,394 Est. Cost $58.43 Unrealized 0.0%
PCG PG & E Corp 0.1%
Value ($000) $289 Shares 23,158 Est. Cost $11.18 Unrealized 0.0%
CWH Camping World Holdings Inc 0.1%
Value ($000) $287 Shares 11,007 Est. Cost $22.16 Unrealized 0.0%
Altisource Portfolio Solutions SA 0.1%
Value ($000) $266 Shares 20,673 Est. Cost $12.87 Unrealized
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $265 Shares 772 Est. Cost $286.27 Unrealized
PM PHILIP MORRIS INTL 0.1%
Value ($000) $255 Shares 3,200 Est. Cost $52.73 Unrealized +14.5%
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $253 Shares 2,955 Est. Cost $48.10 Unrealized +19.6%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $243 Shares 1,490 Est. Cost $124.24 Unrealized +2.6%
SUNTRUST CAPITAL 0.90038 3/15/28 0.1%
Value ($000) $193 Shares 203,000 Est. Cost $0.88 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $178 Shares 16,700 Est. Cost $28.51 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.0%
Value ($000) $104 Shares 90,000 Est. Cost $1.00 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $54 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
STATE STREET CORP 1.25038 6/15/37 0.0%
Value ($000) $26 Shares 30,000 Est. Cost $0.88 Unrealized