Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value ($000): $284,336 (100.0% shares, 0.0% debt)

Holdings (103)

FGVXX FIRST AM GOVT OB FD CL Y 12.6%
Value ($000) $35,907 Shares 35,906,529 Est. Cost $1.00 Unrealized
ICSH BLACKROCK ULTRA SHORT TERM BOND ETF 4.3%
Value ($000) $12,251 Shares 242,459 Est. Cost $50.54 Unrealized
QQQ INVESCO QQQ TRUST ETF 3.6%
Value ($000) $10,171 Shares 30,092 Est. Cost $179.67 Unrealized
GOOG ALPHABET INC CL C 3.3%
Value ($000) $9,455 Shares 3,923 Est. Cost $39.84 Unrealized +147.2%
AMAT APPLIED MATERIALS INC 3.1%
Value ($000) $8,888 Shares 66,975 Est. Cost $43.15 Unrealized +145.0%
MET METLIFE INC 3.1%
Value ($000) $8,775 Shares 137,913 Est. Cost $31.02 Unrealized +53.5%
VTI VANGUARD TOTAL STOCK MARKET ETF 3.0%
Value ($000) $8,588 Shares 39,556 Est. Cost $119.17 Unrealized
FDX FED EX CORP 2.8%
Value ($000) $8,047 Shares 27,760 Est. Cost $127.08 Unrealized +84.3%
PRU PRUDENTIAL FINANCIAL INC 2.6%
Value ($000) $7,405 Shares 74,107 Est. Cost $53.13 Unrealized +27.6%
FCX FREEPORT MCMORAN INC 2.4%
Value ($000) $6,930 Shares 184,766 Est. Cost $14.15 Unrealized +114.4%
GS GOLDMAN SACHS GROUP INC 2.4%
Value ($000) $6,838 Shares 19,624 Est. Cost $139.06 Unrealized +99.1%
KMI KINDER MORGAN INC 2.3%
Value ($000) $6,617 Shares 432,917 Est. Cost $10.26 Unrealized +12.7%
M D C HLDGS INC 2.2%
Value ($000) $6,377 Shares 108,646 Est. Cost $38.72 Unrealized
META FACEBOOK INC CLASS A 2.2%
Value ($000) $6,288 Shares 19,499 Est. Cost $185.69 Unrealized +44.0%
TSN TYSON FOODS INC CL A 2.1%
Value ($000) $6,042 Shares 78,018 Est. Cost $46.49 Unrealized +28.0%
GLNG GOLAR LNG LTD 2.1%
Value ($000) $5,866 Shares 514,810 Est. Cost $8.82 Unrealized +15.8%
STNG SCORPIO TANKERS INC 2.0%
Value ($000) $5,650 Shares 311,095 Est. Cost $12.44 Unrealized
LUNMF LUNDIN MNG CORP 1.9%
Value ($000) $5,276 Shares 438,203 Est. Cost $5.06 Unrealized +74.1%
FLKR FRANKLIN FTSE SOUTH KOREA ETF 1.8%
Value ($000) $5,231 Shares 162,297 Est. Cost $19.67 Unrealized
EIDO ISHARES MSCI INDONESIA ETF 1.8%
Value ($000) $4,984 Shares 230,333 Est. Cost $21.81 Unrealized
LMT LOCKHEED MARTIN CORP 1.7%
Value ($000) $4,848 Shares 12,739 Est. Cost $285.36 Unrealized +5.1%
FLTW FRANKLIN FTSE TAIWAN ETF 1.7%
Value ($000) $4,761 Shares 105,944 Est. Cost $26.57 Unrealized
T AT T INC 1.7%
Value ($000) $4,737 Shares 150,809 Est. Cost $13.66 Unrealized +18.2%
BHF BRIGHTHOUSE FINL INC 1.6%
Value ($000) $4,662 Shares 99,638 Est. Cost $45.98 Unrealized -10.7%
GMS INC 1.6%
Value ($000) $4,620 Shares 105,690 Est. Cost $15.96 Unrealized
GM GENERAL MOTORS CO 1.6%
Value ($000) $4,434 Shares 77,484 Est. Cost $29.19 Unrealized +75.6%
KRATON CORPORATION 1.5%
Value ($000) $4,182 Shares 116,937 Est. Cost $14.78 Unrealized
GLW CORNING INC 1.3%
Value ($000) $3,734 Shares 84,455 Est. Cost $14.48 Unrealized +132.0%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 1.3%
Value ($000) $3,659 Shares 134,880 Est. Cost $25.88 Unrealized
STARBOARD VALUE 1 SH & 1/6 WT 1.1%
Value ($000) $3,265 Shares 276,335 Est. Cost $11.82 Unrealized
VTRS VIATRIS INC 1.0%
Value ($000) $2,799 Shares 209,074 Est. Cost $13.33 Unrealized -0.1%
VEU VANGUARD INTL EQUITY INDEX F 1.0%
Value ($000) $2,716 Shares 44,753 Est. Cost $58.53 Unrealized
FORD MTR CO DEL SR 8.500 4/21/23 1.0%
Value ($000) $2,705 Shares 2,415,000 Est. Cost $1.06 Unrealized
AAPL APPLE INC 0.9%
Value ($000) $2,495 Shares 19,935 Est. Cost $106.35 Unrealized +17.6%
MSFT MICROSOFT CORP 0.8%
Value ($000) $2,384 Shares 9,993 Est. Cost $176.00 Unrealized +26.6%
MELLON CAPITAL IV 4.04444 12/20/67 0.8%
Value ($000) $2,299 Shares 2,322,000 Est. Cost $0.94 Unrealized
TAK TAKEDA PHARMACEUTICAL SP A D R 0.8%
Value ($000) $2,264 Shares 135,550 Est. Cost $19.84 Unrealized
COVETRUS INC NPV 0.8%
Value ($000) $2,166 Shares 75,602 Est. Cost $18.03 Unrealized
RSP INVESCO S P 500 EQUAL WEIGHT ETF 0.8%
Value ($000) $2,156 Shares 14,953 Est. Cost $127.66 Unrealized
UNITED FINANCIAL 5.750 10/01/24 0.8%
Value ($000) $2,152 Shares 1,907,000 Est. Cost $1.08 Unrealized
NOC NORTHROP GRUMMAN CORPORATION 0.8%
Value ($000) $2,137 Shares 6,030 Est. Cost $314.86 Unrealized -11.6%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 0.7%
Value ($000) $2,056 Shares 20,296 Est. Cost $80.26 Unrealized
BANK OF NY MELLON 3.69928 12/20/67 0.7%
Value ($000) $1,976 Shares 1,978,000 Est. Cost $1.03 Unrealized
SPDW SPDR INDEX SHS FDS 0.7%
Value ($000) $1,870 Shares 52,890 Est. Cost $33.79 Unrealized
CITIGROUP INC 0.7565 8/25/36 0.6%
Value ($000) $1,725 Shares 2,018,000 Est. Cost $0.77 Unrealized
KEY KEYCORP 0.6%
Value ($000) $1,722 Shares 79,138 Est. Cost $10.23 Unrealized +48.8%
IVV ISHARES TR 0.6%
Value ($000) $1,567 Shares 3,940 Est. Cost $375.39 Unrealized
SUNTRUST CAPITAL 0.891 5/15/27 0.5%
Value ($000) $1,392 Shares 1,432,000 Est. Cost $0.95 Unrealized
OPUS BANK 5.500 7/01/26 0.5%
Value ($000) $1,368 Shares 1,364,000 Est. Cost $1.01 Unrealized
US BANK CAPITAL IX 3.57778 4/15/49 0.5%
Value ($000) $1,333 Shares 1,371,000 Est. Cost $0.78 Unrealized
SPY SPDR S P 500 ETF 0.4%
Value ($000) $1,162 Shares 2,877 Est. Cost $351.07 Unrealized
CMCSA COMCAST CORP CLASS A 0.4%
Value ($000) $1,103 Shares 20,038 Est. Cost $33.64 Unrealized +37.2%
LLY ELI LILLY CO 0.4%
Value ($000) $1,009 Shares 5,519 Est. Cost $50.99 Unrealized +264.9%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $926 Shares 3,626 Est. Cost $220.20 Unrealized +10.3%
JP MORGAN CHASE MTN 2.000 4/30/24 0.3%
Value ($000) $897 Shares 881,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 0.87538 12/01/26 0.3%
Value ($000) $876 Shares 904,000 Est. Cost $0.87 Unrealized
GOVT ISHARES TR 0.3%
Value ($000) $873 Shares 33,318 Est. Cost $27.23 Unrealized
CITIGROUP INC 5.950 2/15/68 0.3%
Value ($000) $791 Shares 790,000 Est. Cost $1.03 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $771 Shares 2 Est. Cost $330761.80 Unrealized +10.9%
CDLX CARDLYTICS INC 0.3%
Value ($000) $746 Shares 6,799 Est. Cost $106.66 Unrealized +23.8%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $727 Shares 3,261 Est. Cost $69.20 Unrealized +155.3%
WELL WELLTOWER INC 0.2%
Value ($000) $700 Shares 9,767 Est. Cost $52.98 Unrealized +11.4%
NTC CAPITAL II 0.82957 4/15/27 0.2%
Value ($000) $700 Shares 723,000 Est. Cost $0.82 Unrealized
CSCO CISCO SYSTEMS INC 0.2%
Value ($000) $698 Shares 13,521 Est. Cost $35.27 Unrealized +15.1%
GDX VANECK VECTORS ETF TR 0.2%
Value ($000) $696 Shares 21,410 Est. Cost $35.73 Unrealized
AMERICAN EXPRESS CO 4.900 9/15/67 0.2%
Value ($000) $680 Shares 684,000 Est. Cost $1.01 Unrealized
VTV VANGUARD VALUE INDEX FUND ETF 0.2%
Value ($000) $594 Shares 4,365 Est. Cost $120.75 Unrealized
XLU SELECT SECTOR SPDR TR 0.2%
Value ($000) $577 Shares 9,005 Est. Cost $62.99 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $527 Shares 9,063 Est. Cost $43.87 Unrealized -3.7%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $503 Shares 8,794 Est. Cost $56.40 Unrealized -23.2%
WFC WELLS FARGO CO NEW 0.2%
Value ($000) $502 Shares 12,856 Est. Cost $23.04 Unrealized +37.3%
JOE ST JOE CO 0.2%
Value ($000) $434 Shares 10,117 Est. Cost $31.84 Unrealized +50.2%
HSIC SCHEIN HENRY INC 0.2%
Value ($000) $430 Shares 5,927 Est. Cost $56.97 Unrealized +18.8%
MRK MERCK CO INC 0.1%
Value ($000) $424 Shares 5,695 Est. Cost $34.50 Unrealized +82.8%
WY WEYERHAEUSER CO MTN BE 0.1%
Value ($000) $409 Shares 11,479 Est. Cost $24.49 Unrealized +13.8%
DHI D R HORTON INC 0.1%
Value ($000) $406 Shares 4,556 Est. Cost $49.72 Unrealized +50.0%
CWH CAMPING WORLD HLDGS INC 0.1%
Value ($000) $400 Shares 11,007 Est. Cost $22.16 Unrealized +25.3%
TREE LENDINGTREE INC NEW 0.1%
Value ($000) $383 Shares 1,800 Est. Cost $273.84 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $381 Shares 2,640 Est. Cost $58.29 Unrealized +102.3%
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $348 Shares 4,496 Est. Cost $55.66 Unrealized +23.6%
CHKP CHECK POINT SOFTWARE TECH LTD 0.1%
Value ($000) $346 Shares 2,966 Est. Cost $98.01 Unrealized +22.9%
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $339 Shares 9,017 Est. Cost $28.87 Unrealized -1.6%
PM PHILIP MORRIS INTL 0.1%
Value ($000) $333 Shares 3,500 Est. Cost $53.93 Unrealized +23.9%
RTX RAYTHEON TECHNOLOGIES CORP COM 0.1%
Value ($000) $328 Shares 4,132 Est. Cost $58.43 Unrealized +11.7%
LIVENT CORP 0.1%
Value ($000) $309 Shares 17,174 Est. Cost $6.92 Unrealized
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $307 Shares 2,955 Est. Cost $48.10 Unrealized +47.2%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $298 Shares 772 Est. Cost $286.27 Unrealized
PCG PG&E CORP 0.1%
Value ($000) $284 Shares 24,239 Est. Cost $11.20 Unrealized +2.5%
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $242 Shares 1,490 Est. Cost $124.24 Unrealized +13.3%
SPTS SPDR SER TR 0.1%
Value ($000) $233 Shares 7,589 Est. Cost $30.72 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $232 Shares 17,700 Est. Cost $27.64 Unrealized
SCHG SCHWAB U S LARGE CAP GROWTH ETF 0.1%
Value ($000) $226 Shares 1,619 Est. Cost $139.59 Unrealized
NI NISOURCE INC 0.1%
Value ($000) $208 Shares 8,000 Est. Cost $19.14 Unrealized 0.0%
IBM INTL BUSINESS MACHINES CORP 0.1%
Value ($000) $206 Shares 1,450 Est. Cost $98.07 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $200 Shares 1,500 Est. Cost $110.86 Unrealized 0.0%
SUNTRUST CAPITAL 0.8665 3/15/28 0.1%
Value ($000) $197 Shares 203,000 Est. Cost $0.88 Unrealized
ALTISOURCE PORTFOLIO SOLNS S 0.1%
Value ($000) $189 Shares 20,557 Est. Cost $12.87 Unrealized
ACIIX AMERICAN CENTURY EQUITY INCOME I 0.1%
Value ($000) $180 Shares 18,423 Est. Cost $9.77 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.0%
Value ($000) $103 Shares 90,000 Est. Cost $1.00 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $55 Shares 50,000 Est. Cost $0.98 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
STATE STREET CORP 1.2165 6/15/37 0.0%
Value ($000) $26 Shares 30,000 Est. Cost $0.88 Unrealized
DESARROLLADORA HOM 0.00001 9/28/15 0.0%
Value ($000) $1 Shares 63,000 Est. Cost $0.02 Unrealized