Windsor Capital Management, LLC Diversified Active

Location: Phoenix, AZ

CIK: 0001543100 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 10, 2017

Total Value: $185M (100.0% shares, 0.0% debt)

Holdings (110)

— SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF 6.7%
Value $12.35M Shares 338,818 Share Price $36.45 Est. Cost/Share $39.28 Unrealized @ Report Date —
IVV ISHARES CORE S&P 500 ETF 5.5%
Value $10.11M Shares 44,923 Share Price $224.98 Est. Cost/Share $208.82 Unrealized @ Report Date +7.7%
IGSB ISHARES 1-3 YEAR CREDIT BOND ETF 4.4%
Value $8.079M Shares 76,989 Share Price $104.94 * Est. Cost/Share $52.67 Unrealized @ Report Date -0.4%
IJH ISHARES S&P MIDCAP FUND 4.3%
Value $7.915M Shares 47,874 Share Price $165.33 * Est. Cost/Share $25.49 Unrealized @ Report Date +29.7%
PFF ISHARES U.S. PREFERRED STOCK ETF 4.2%
Value $7.777M Shares 209,018 Share Price $37.21 Est. Cost/Share $39.83 Unrealized @ Report Date -6.6%
VCSH VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND 4.1%
Value $7.628M Shares 96,113 Share Price $79.36 Est. Cost/Share $79.86 Unrealized @ Report Date -0.6%
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 4.1%
Value $7.606M Shares 208,170 Share Price $36.54 Est. Cost/Share $37.25 Unrealized @ Report Date -1.9%
CWB SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF 4.1%
Value $7.569M Shares 165,808 Share Price $45.65 Est. Cost/Share $43.47 Unrealized @ Report Date +5.0%
SPY SPDR S&P 500 ETF 3.0%
Value $5.579M Shares 24,962 Share Price $223.50 Est. Cost/Share $176.19 Unrealized @ Report Date +26.9%
— ALERIAN MLP ETF 2.8%
Value $5.236M Shares 415,582 Share Price $12.60 Est. Cost/Share $17.84 Unrealized @ Report Date —
LQD ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF 2.5%
Value $4.615M Shares 39,385 Share Price $117.18 Est. Cost/Share $118.63 Unrealized @ Report Date -1.2%
— ADVENT CLAYMORE CV SECS & INC COM 2.3%
Value $4.183M Shares 284,991 Share Price $14.68 Est. Cost/Share $16.94 Unrealized @ Report Date —
IJR ISHARES S&P SMALL-CAP FUND 2.2%
Value $4.156M Shares 30,228 Share Price $137.49 * Est. Cost/Share $51.50 Unrealized @ Report Date +33.5%
— TEMPLETON GLOBAL INCOME FD COM 2.2%
Value $4.004M Shares 617,955 Share Price $6.48 Est. Cost/Share $8.52 Unrealized @ Report Date —
AGG ISHARES CORE U.S. AGGREGATE BOND ETF 2.2%
Value $3.991M Shares 36,940 Share Price $108.04 Est. Cost/Share $109.62 Unrealized @ Report Date -1.4%
— POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO 2.1%
Value $3.87M Shares 136,961 Share Price $28.26 Est. Cost/Share $27.57 Unrealized @ Report Date —
BSV VANGUARD SHORT-TERM BOND INDEX FUND 1.9%
Value $3.553M Shares 44,724 Share Price $79.44 Est. Cost/Share $80.62 Unrealized @ Report Date -1.4%
— JPMORGAN ALERIAN MLP INDEX ETN 1.5%
Value $2.718M Shares 85,995 Share Price $31.61 Est. Cost/Share $39.55 Unrealized @ Report Date —
SHY ISHARES 1-3 YEAR TREASURY BOND ETF 1.4%
Value $2.519M Shares 29,833 Share Price $84.44 Est. Cost/Share $84.93 Unrealized @ Report Date -0.6%
VWO VANGUARD FTSE EMERGING MARKETS ETF 1.3%
Value $2.433M Shares 68,012 Share Price $35.77 Est. Cost/Share $39.92 Unrealized @ Report Date -10.4%
— POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF 1.3%
Value $2.422M Shares 98,920 Share Price $24.48 Est. Cost/Share $26.03 Unrealized @ Report Date —
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 1.3%
Value $2.331M Shares 48,204 Share Price $48.36 * Est. Cost/Share $16.13 Unrealized @ Report Date +49.9%
DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF 1.2%
Value $2.313M Shares 11,712 Share Price $197.49 Est. Cost/Share $174.22 Unrealized @ Report Date +13.4%
VNQ VANGUARD REIT ETF 1.2%
Value $2.252M Shares 27,297 Share Price $82.50 Est. Cost/Share $83.77 Unrealized @ Report Date -1.5%
IBND SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF 1.1%
Value $1.966M Shares 63,675 Share Price $30.88 Est. Cost/Share $34.27 Unrealized @ Report Date -9.9%
XOM EXXON MOBIL CORP COM 1.0%
Value $1.923M Shares 21,315 Share Price $90.22 * Est. Cost/Share $53.65 Unrealized @ Report Date +12.4%
— WESTERN ASSET HIGH INCM FD II COM 1.0%
Value $1.852M Shares 261,720 Share Price $7.08 Est. Cost/Share $9.22 Unrealized @ Report Date —
T AT&T INC COM 0.9%
Value $1.756M Shares 41,295 Share Price $42.52 * Est. Cost/Share $11.90 Unrealized @ Report Date +41.5%
XLE ENERGY SELECT SECTOR SPDR FUND 0.9%
Value $1.731M Shares 22,982 Share Price $75.32 * Est. Cost/Share $39.51 Unrealized @ Report Date -4.7%
EFA ISHARES MSCI EAFE ETF 0.9%
Value $1.656M Shares 28,696 Share Price $57.71 Est. Cost/Share $61.99 Unrealized @ Report Date -6.9%
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 0.8%
Value $1.463M Shares 28,293 Share Price $51.71 Est. Cost/Share $41.02 Unrealized @ Report Date +26.1%
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 0.8%
Value $1.433M Shares 17,606 Share Price $81.39 * Est. Cost/Share $28.96 Unrealized @ Report Date +40.5%
INTC INTEL CORP COM 0.8%
Value $1.406M Shares 38,773 Share Price $36.26 * Est. Cost/Share $22.17 Unrealized @ Report Date +33.5%
— GABELLI CONV&INCOM SECS FD INC COM 0.7%
Value $1.385M Shares 294,726 Share Price $4.70 Est. Cost/Share $6.18 Unrealized @ Report Date —
XLI INDUSTRIAL SELECT SECTOR SPDR FUND 0.7%
Value $1.337M Shares 21,492 Share Price $62.21 Est. Cost/Share $43.27 Unrealized @ Report Date +43.8%
JNJ JOHNSON & JOHNSON COM 0.7%
Value $1.314M Shares 11,405 Share Price $115.21 * Est. Cost/Share $65.49 Unrealized @ Report Date +37.1%
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.7%
Value $1.263M Shares 18,322 Share Price $68.93 Est. Cost/Share $49.17 Unrealized @ Report Date +40.2%
WMT WAL-MART STORES INC COM 0.7%
Value $1.252M Shares 18,117 Share Price $69.11 * Est. Cost/Share $20.10 Unrealized @ Report Date -1.7%
PG PROCTER AND GAMBLE CO COM 0.6%
Value $1.202M Shares 14,296 Share Price $84.08 * Est. Cost/Share $57.97 Unrealized @ Report Date +13.8%
KO COCA COLA CO COM 0.6%
Value $1.168M Shares 28,186 Share Price $41.44 * Est. Cost/Share $28.32 Unrealized @ Report Date +10.4%
CVX CHEVRON CORP NEW COM 0.6%
Value $1.145M Shares 9,733 Share Price $117.64 * Est. Cost/Share $69.03 Unrealized @ Report Date +16.1%
— GENERAL ELECTRIC CO COM 0.5%
Value $901K Shares 28,516 Share Price $31.60 Est. Cost/Share $27.56 Unrealized @ Report Date —
ICF ISHARES COHEN & STEERS REIT ETF 0.5%
Value $892K Shares 8,955 Share Price $99.61 * Est. Cost/Share $42.20 Unrealized @ Report Date +18.1%
WFC WELLS FARGO & CO NEW COM 0.5%
Value $853K Shares 15,482 Share Price $55.10 * Est. Cost/Share $33.88 Unrealized @ Report Date +26.6%
AAPL APPLE INC COM 0.5%
Value $851K Shares 7,348 Share Price $115.81 * Est. Cost/Share $24.23 Unrealized @ Report Date +10.2%
XLF FINANCIAL SELECT SECTOR SPDR FUND 0.5%
Value $834K Shares 35,900 Share Price $23.23 Est. Cost/Share $16.27 Unrealized @ Report Date +42.9%
BMY BRISTOL MYERS SQUIBB CO COM 0.4%
Value $809K Shares 13,850 Share Price $58.41 * Est. Cost/Share $39.88 Unrealized @ Report Date +6.0%
MO ALTRIA GROUP INC COM 0.4%
Value $800K Shares 11,839 Share Price $67.57 * Est. Cost/Share $18.60 Unrealized @ Report Date +93.3%
MMM 3M CO COM 0.4%
Value $785K Shares 4,396 Share Price $178.57 * Est. Cost/Share $83.86 Unrealized @ Report Date +31.5%
EEM ISHARES MSCI EMERGING MARKETS ETF 0.4%
Value $772K Shares 22,059 Share Price $35.00 Est. Cost/Share $41.23 Unrealized @ Report Date -15.1%
— NUVEEN FLTNG RTE INCM OPP FD COM SHS 0.4%
Value $767K Shares 62,975 Share Price $12.18 Est. Cost/Share $13.12 Unrealized @ Report Date —
IBM INTERNATIONAL BUSINESS MACHS COM 0.4%
Value $758K Shares 4,571 Share Price $165.83 * Est. Cost/Share $103.32 Unrealized @ Report Date +4.3%
IWM ISHARES RUSSELL 2000 ETF 0.4%
Value $740K Shares 5,490 Share Price $134.79 Est. Cost/Share $100.30 Unrealized @ Report Date +34.4%
CAT CATERPILLAR INC DEL COM 0.4%
Value $725K Shares 7,825 Share Price $92.65 * Est. Cost/Share $60.90 Unrealized @ Report Date +24.1%
GS GOLDMAN SACHS GROUP INC COM 0.4%
Value $725K Shares 3,031 Share Price $239.19 * Est. Cost/Share $155.63 Unrealized @ Report Date +27.3%
PM PHILIP MORRIS INTL INC COM 0.4%
Value $715K Shares 7,817 Share Price $91.47 * Est. Cost/Share $49.78 Unrealized @ Report Date +16.7%
JPM JPMORGAN CHASE & CO COM 0.4%
Value $692K Shares 8,022 Share Price $86.26 * Est. Cost/Share $42.46 Unrealized @ Report Date +59.6%
VZ VERIZON COMMUNICATIONS INC COM 0.4%
Value $688K Shares 12,904 Share Price $53.32 * Est. Cost/Share $27.70 Unrealized @ Report Date +19.5%
ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 0.4%
Value $668K Shares 13,035 Share Price $51.25 Est. Cost/Share $46.64 Unrealized @ Report Date +10.0%
— TEMPLETON EMERG MKTS INCOME FD COM 0.4%
Value $668K Shares 61,271 Share Price $10.90 Est. Cost/Share $14.74 Unrealized @ Report Date —
COF CAPITAL ONE FINL CORP COM 0.4%
Value $660K Shares 7,576 Share Price $87.12 * Est. Cost/Share $68.75 Unrealized @ Report Date +8.4%
— DIVERSIFIED REAL ASSET INC FD COM SHS 0.3%
Value $642K Shares 41,216 Share Price $15.58 Est. Cost/Share $17.35 Unrealized @ Report Date —
XLU UTILITIES SELECT SECTOR SPDR FUND 0.3%
Value $642K Shares 13,219 Share Price $48.57 * Est. Cost/Share $19.76 Unrealized @ Report Date +22.9%
BA BOEING CO COM 0.3%
Value $636K Shares 4,090 Share Price $155.50 * Est. Cost/Share $118.99 Unrealized @ Report Date +21.3%
ADI ANALOG DEVICES INC COM 0.3%
Value $635K Shares 8,744 Share Price $72.62 * Est. Cost/Share $51.83 Unrealized @ Report Date +18.2%
GILD GILEAD SCIENCES INC COM 0.3%
Value $595K Shares 8,319 Share Price $71.52 * Est. Cost/Share $57.68 Unrealized @ Report Date -10.7%
XLB MATERIALS SELECT SECTOR SPDR FUND 0.3%
Value $592K Shares 11,915 Share Price $49.69 * Est. Cost/Share $20.11 Unrealized @ Report Date +23.6%
SR SPIRE INC COM 0.3%
Value $589K Shares 9,136 Share Price $64.47 Est. Cost/Share $64.47 Unrealized @ Report Date —
YUM YUM BRANDS INC COM 0.3%
Value $580K Shares 9,162 Share Price $63.30 * Est. Cost/Share $53.70 Unrealized @ Report Date +0.2%
PSK SPDR WELLS FARGO PREFERRED STOCK ETF 0.3%
Value $579K Shares 13,815 Share Price $41.91 Est. Cost/Share $45.16 Unrealized @ Report Date -7.1%
TROW PRICE T ROWE GROUP INC COM 0.3%
Value $578K Shares 7,689 Share Price $75.17 * Est. Cost/Share $51.15 Unrealized @ Report Date +5.7%
DLR DIGITAL RLTY TR INC COM 0.3%
Value $576K Shares 5,869 Share Price $98.14 * Est. Cost/Share $72.96 Unrealized @ Report Date -1.3%
XEL XCEL ENERGY INC COM 0.3%
Value $570K Shares 14,026 Share Price $40.64 * Est. Cost/Share $19.78 Unrealized @ Report Date +56.2%
— UNITED TECHNOLOGIES CORP COM 0.3%
Value $542K Shares 4,951 Share Price $109.47 Est. Cost/Share $110.01 Unrealized @ Report Date —
HYG ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF 0.3%
Value $534K Shares 6,174 Share Price $86.49 Est. Cost/Share $93.75 Unrealized @ Report Date -7.7%
AXP AMERICAN EXPRESS CO COM 0.3%
Value $525K Shares 7,092 Share Price $74.03 * Est. Cost/Share $61.31 Unrealized @ Report Date +6.4%
VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF 0.3%
Value $525K Shares 6,129 Share Price $85.66 Est. Cost/Share $85.22 Unrealized @ Report Date +0.6%
MRK MERCK & CO INC COM 0.3%
Value $513K Shares 8,716 Share Price $58.86 * Est. Cost/Share $35.20 Unrealized @ Report Date +20.9%
XPHTX PIONEER HIGH INCOME TR COM 0.3%
Value $499K Shares 48,920 Share Price $10.20 Est. Cost/Share $16.78 Unrealized @ Report Date —
VTV VANGUARD VALUE INDEX FUND 0.3%
Value $494K Shares 5,314 Share Price $92.96 Est. Cost/Share $87.61 Unrealized @ Report Date +6.2%
— HSBC HLDGS PLC ADR A 1/40PF A 0.3%
Value $474K Shares 18,844 Share Price $25.15 Est. Cost/Share $24.91 Unrealized @ Report Date —
VUG VANGUARD GROWTH INDEX FUND 0.2%
Value $445K Shares 3,992 Share Price $111.47 * Est. Cost/Share $18.60 Unrealized @ Report Date -0.1%
NSC NORFOLK SOUTHERN CORP COM 0.2%
Value $443K Shares 4,100 Share Price $108.05 * Est. Cost/Share $65.12 Unrealized @ Report Date +38.3%
MCD MCDONALDS CORP COM 0.2%
Value $414K Shares 3,404 Share Price $121.62 * Est. Cost/Share $74.11 Unrealized @ Report Date +32.7%
SPSB SPDR BLOOMBERG BARCLAYS SHORT TERM CORPORATE BOND ETF 0.2%
Value $406K Shares 13,321 Share Price $30.48 Est. Cost/Share $30.67 Unrealized @ Report Date -0.4%
PEP PEPSICO INC COM 0.2%
Value $399K Shares 3,822 Share Price $104.40 * Est. Cost/Share $56.79 Unrealized @ Report Date +40.3%
— DU PONT E I DE NEMOURS & CO COM 0.2%
Value $396K Shares 5,395 Share Price $73.40 Est. Cost/Share $64.91 Unrealized @ Report Date —
SHM SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.2%
Value $393K Shares 8,217 Share Price $47.83 Est. Cost/Share $48.94 Unrealized @ Report Date -2.0%
DUK DUKE ENERGY CORP NEW COM NEW 0.2%
Value $372K Shares 4,792 Share Price $77.63 * Est. Cost/Share $41.84 Unrealized @ Report Date +28.3%
IWR ISHARES RUSSELL MID-CAP ETF 0.2%
Value $371K Shares 2,077 Share Price $178.62 * Est. Cost/Share $32.56 Unrealized @ Report Date +37.3%
— ST JUDE MED INC COM 0.2%
Value $363K Shares 4,531 Share Price $80.11 Est. Cost/Share $54.95 Unrealized @ Report Date —
CSCO CISCO SYS INC COM 0.2%
Value $352K Shares 11,655 Share Price $30.20 * Est. Cost/Share $18.18 Unrealized @ Report Date +25.7%
VGSH VANGUARD SHORT-TERM GOVERNMENT BOND ETF 0.2%
Value $351K Shares 5,769 Share Price $60.84 Est. Cost/Share $61.21 Unrealized @ Report Date -0.5%
PFE PFIZER INC COM 0.2%
Value $350K Shares 10,803 Share Price $32.40 * Est. Cost/Share $19.12 Unrealized @ Report Date +8.6%
FE FIRSTENERGY CORP COM 0.2%
Value $302K Shares 9,760 Share Price $30.94 * Est. Cost/Share $20.72 Unrealized @ Report Date +2.7%
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.2%
Value $284K Shares 2,582 Share Price $109.99 Est. Cost/Share $116.65 Unrealized @ Report Date -5.5%
CL COLGATE PALMOLIVE CO COM 0.1%
Value $277K Shares 4,239 Share Price $65.35 * Est. Cost/Share $46.22 Unrealized @ Report Date +14.5%
— UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN 0.1%
Value $273K Shares 9,629 Share Price $28.35 Est. Cost/Share $36.72 Unrealized @ Report Date —
ABBV ABBVIE INC COM 0.1%
Value $269K Shares 4,305 Share Price $62.49 * Est. Cost/Share $40.88 Unrealized @ Report Date +5.0%
SLB SCHLUMBERGER LTD COM 0.1%
Value $241K Shares 2,877 Share Price $83.77 * Est. Cost/Share $53.64 Unrealized @ Report Date +20.9%
CVS CVS HEALTH CORP COM 0.1%
Value $238K Shares 3,021 Share Price $78.78 * Est. Cost/Share $77.48 Unrealized @ Report Date -23.1%
AMAT APPLIED MATLS INC COM 0.1%
Value $220K Shares 6,822 Share Price $32.25 * Est. Cost/Share $25.12 Unrealized @ Report Date +16.2%
UNP UNION PAC CORP COM 0.1%
Value $214K Shares 2,072 Share Price $103.28 * Est. Cost/Share $75.95 Unrealized @ Report Date +11.9%
IWB ISHARES RUSSELL 1000 ETF 0.1%
Value $213K Shares 1,717 Share Price $124.05 Est. Cost/Share $89.55 Unrealized @ Report Date +39.0%
MDLZ MONDELEZ INTL INC CL A 0.1%
Value $211K Shares 4,767 Share Price $44.26 * Est. Cost/Share $34.85 Unrealized @ Report Date +3.0%
— CALAMOS CONV OPP AND INC FD SH BEN INT 0.1%
Value $176K Shares 17,515 Share Price $10.05 Est. Cost/Share $12.97 Unrealized @ Report Date —
— NUVEEN CALIF MUN VALUE FD COM 0.1%
Value $119K Shares 11,463 Share Price $10.38 Est. Cost/Share $11.25 Unrealized @ Report Date —
— ARES CAP CORP 4.375 01/15/2019 0.0%
Value $46,000 Shares 45,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —
— ARES CAP CORP 4.75 01/15/2018 0.0%
Value $25,000 Shares 25,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
— LIBERTY MEDIA CORP 4 11/15/2029 0.0%
Value $5,000 Shares 10,000 Share Price $0.50 Est. Cost/Share — Unrealized @ Report Date —