Klingman & Associates, LLC Diversified Active

CIK: 0001662449 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 28, 2019

Total Value ($000): $444,040 (100.0% shares, 0.0% debt)

Holdings (107)

IVV ISHARES TR 16.6%
Value ($000) $73,555 Shares 292,336 Est. Cost $226.67 Unrealized
IJH ISHARES TR 8.5%
Value ($000) $37,578 Shares 226,291 Est. Cost $163.92 Unrealized
SPY SPDR S&P 500 ETF TR 7.9%
Value ($000) $34,890 Shares 139,603 Est. Cost $206.56 Unrealized
MANAGED PORTFOLIO SER 6.1%
Value ($000) $27,149 Shares 1,363,564 Est. Cost $22.44 Unrealized
IJR ISHARES TR 4.9%
Value ($000) $21,558 Shares 310,993 Est. Cost $83.99 Unrealized
VTIP VANGUARD MALVERN FDS 4.8%
Value ($000) $21,223 Shares 442,882 Est. Cost $49.19 Unrealized
SDY SPDR SERIES TRUST 4.6%
Value ($000) $20,643 Shares 230,600 Est. Cost $79.00 Unrealized
PRF INVESCO EXCHANGE TRADED FD T 4.2%
Value ($000) $18,770 Shares 184,801 Est. Cost $112.60 Unrealized
NEAR ISHARES US ETF TR 3.4%
Value ($000) $15,262 Shares 306,165 Est. Cost $50.19 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 3.4%
Value ($000) $15,062 Shares 49,762 Est. Cost $264.18 Unrealized
UBS AG JERSEY BRH 3.2%
Value ($000) $14,374 Shares 727,081 Est. Cost $26.61 Unrealized
JPMORGAN CHASE & CO 2.6%
Value ($000) $11,681 Shares 523,329 Est. Cost $36.73 Unrealized
OPPENHEIMER ETF TR 2.1%
Value ($000) $9,441 Shares 202,855 Est. Cost $43.72 Unrealized
TIP ISHARES TR 1.8%
Value ($000) $8,018 Shares 73,216 Est. Cost $113.25 Unrealized
AAPL APPLE INC 1.5%
Value ($000) $6,553 Shares 41,543 Est. Cost $38.53 Unrealized +19.4%
PJT PJT PARTNERS INC 1.4%
Value ($000) $6,333 Shares 163,398 Est. Cost $20.66 Unrealized +97.9%
USMV ISHARES TR 1.3%
Value ($000) $5,724 Shares 109,244 Est. Cost $43.34 Unrealized
INVESCO EXCH TRD SLF IDX FD 1.1%
Value ($000) $5,074 Shares 254,078 Est. Cost $19.98 Unrealized
VNQ VANGUARD INDEX FDS 1.1%
Value ($000) $5,027 Shares 67,411 Est. Cost $80.68 Unrealized
SLYV SPDR SERIES TRUST 1.1%
Value ($000) $5,016 Shares 93,199 Est. Cost $54.30 Unrealized
IWM ISHARES TR 1.1%
Value ($000) $4,793 Shares 35,798 Est. Cost $117.07 Unrealized
SPLV INVESCO EXCHNG TRADED FD TR 1.0%
Value ($000) $4,230 Shares 90,676 Est. Cost $47.41 Unrealized
DVY ISHARES TR 0.9%
Value ($000) $3,816 Shares 42,722 Est. Cost $79.38 Unrealized
IDV ISHARES TR 0.9%
Value ($000) $3,807 Shares 132,593 Est. Cost $33.59 Unrealized
VTI VANGUARD INDEX FDS 0.8%
Value ($000) $3,460 Shares 27,108 Est. Cost $129.17 Unrealized
VXUS VANGUARD STAR FD 0.8%
Value ($000) $3,455 Shares 73,159 Est. Cost $47.55 Unrealized
INVESCO EXCH TRD SLF IDX FD 0.6%
Value ($000) $2,833 Shares 140,455 Est. Cost $20.18 Unrealized
IWB ISHARES TR 0.6%
Value ($000) $2,767 Shares 19,951 Est. Cost $114.09 Unrealized
EFA ISHARES TR 0.6%
Value ($000) $2,452 Shares 41,713 Est. Cost $60.58 Unrealized
CFG CITIZENS FINL GROUP INC 0.5%
Value ($000) $2,378 Shares 80,000 Est. Cost $20.74 Unrealized +23.9%
VEU VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,996 Shares 43,793 Est. Cost $47.60 Unrealized
VRP INVESCO EXCHNG TRADED FD TR 0.4%
Value ($000) $1,993 Shares 87,347 Est. Cost $24.85 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.4%
Value ($000) $1,768 Shares 47,644 Est. Cost $40.77 Unrealized
HDV ISHARES TR 0.4%
Value ($000) $1,719 Shares 20,376 Est. Cost $76.74 Unrealized
EFAV ISHARES TR 0.4%
Value ($000) $1,690 Shares 25,349 Est. Cost $65.26 Unrealized
VOO VANGUARD INDEX FDS 0.4%
Value ($000) $1,633 Shares 7,105 Est. Cost $241.64 Unrealized
MSFT MICROSOFT CORP 0.3%
Value ($000) $1,522 Shares 14,987 Est. Cost $60.86 Unrealized +64.3%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $1,398 Shares 6,846 Est. Cost $176.50 Unrealized +18.3%
VWO VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,314 Shares 34,498 Est. Cost $39.55 Unrealized
GLOBAL X FDS 0.3%
Value ($000) $1,208 Shares 110,502 Est. Cost $12.21 Unrealized
VB VANGUARD INDEX FDS 0.3%
Value ($000) $1,176 Shares 8,912 Est. Cost $126.66 Unrealized
XOM EXXON MOBIL CORP 0.3%
Value ($000) $1,158 Shares 16,985 Est. Cost $57.23 Unrealized -1.5%
MA MASTERCARD INCORPORATED 0.2%
Value ($000) $1,110 Shares 5,886 Est. Cost $143.60 Unrealized +33.0%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $1,024 Shares 7,933 Est. Cost $100.94 Unrealized +13.1%
JPST JP MORGAN EXCHANGE TRADED FD 0.2%
Value ($000) $941 Shares 18,772 Est. Cost $50.13 Unrealized
VIG VANGUARD GROUP 0.2%
Value ($000) $892 Shares 9,112 Est. Cost $81.47 Unrealized
ROST ROSS STORES INC 0.2%
Value ($000) $850 Shares 10,219 Est. Cost $72.17 Unrealized +16.9%
MINT PIMCO ETF TR 0.2%
Value ($000) $796 Shares 7,883 Est. Cost $101.44 Unrealized
RY ROYAL BK CDA MONTREAL QUE 0.2%
Value ($000) $789 Shares 11,529 Est. Cost $70.55 Unrealized +3.5%
AMZN AMAZON COM INC 0.2%
Value ($000) $769 Shares 512 Est. Cost $58.89 Unrealized +41.2%
OEF ISHARES TR 0.2%
Value ($000) $767 Shares 6,880 Est. Cost $90.92 Unrealized
OPPENHEIMER ETF TR 0.2%
Value ($000) $701 Shares 13,674 Est. Cost $45.29 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $690 Shares 4,400 Est. Cost $92.73 Unrealized
OPPENHEIMER ETF TR 0.1%
Value ($000) $644 Shares 11,233 Est. Cost $52.00 Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $630 Shares 3,666 Est. Cost $144.82 Unrealized +3.8%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $605 Shares 6,202 Est. Cost $60.85 Unrealized +43.9%
SCZ ISHARES TR 0.1%
Value ($000) $604 Shares 11,655 Est. Cost $46.70 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 0.1%
Value ($000) $562 Shares 6,150 Est. Cost $101.83 Unrealized
INVESCO EXCH TRD SLF IDX FD 0.1%
Value ($000) $558 Shares 27,063 Est. Cost $20.64 Unrealized
PDN INVESCO EXCHNG TRADED FD TR 0.1%
Value ($000) $553 Shares 20,063 Est. Cost $33.09 Unrealized
INVESCO EXCH TRD SLF IDX FD 0.1%
Value ($000) $549 Shares 27,922 Est. Cost $19.66 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $530 Shares 12,134 Est. Cost $19.10 Unrealized +57.2%
TJX TJX COS INC NEW 0.1%
Value ($000) $530 Shares 11,854 Est. Cost $39.14 Unrealized +17.2%
DEM WISDOMTREE TR 0.1%
Value ($000) $520 Shares 12,955 Est. Cost $41.78 Unrealized
GOOG ALPHABET INC 0.1%
Value ($000) $490 Shares 473 Est. Cost $50.05 Unrealized +6.1%
PEP PEPSICO INC 0.1%
Value ($000) $474 Shares 4,294 Est. Cost $74.37 Unrealized +21.9%
IWR ISHARES TR 0.1%
Value ($000) $456 Shares 9,804 Est. Cost $77.37 Unrealized
VO VANGUARD INDEX FDS 0.1%
Value ($000) $425 Shares 3,075 Est. Cost $124.12 Unrealized
WESTERN ASSET EMRG MKT DEBT 0.1%
Value ($000) $398 Shares 32,405 Est. Cost $15.59 Unrealized
EEM ISHARES TR 0.1%
Value ($000) $386 Shares 9,892 Est. Cost $46.35 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $385 Shares 3,510 Est. Cost $82.91 Unrealized +31.6%
VYM VANGUARD WHITEHALL FDS INC 0.1%
Value ($000) $368 Shares 4,720 Est. Cost $70.20 Unrealized
SLYG SPDR SERIES TRUST 0.1%
Value ($000) $365 Shares 6,761 Est. Cost $53.99 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $363 Shares 8,860 Est. Cost $39.73 Unrealized
VXF VANGUARD INDEX FDS 0.1%
Value ($000) $359 Shares 3,600 Est. Cost $88.86 Unrealized
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $350 Shares 3,812 Est. Cost $70.15 Unrealized +6.6%
HSY HERSHEY CO 0.1%
Value ($000) $343 Shares 3,200 Est. Cost $78.31 Unrealized +14.9%
PPG PPG INDS INC 0.1%
Value ($000) $342 Shares 3,342 Est. Cost $94.73 Unrealized -4.6%
HON HONEYWELL INTL INC 0.1%
Value ($000) $340 Shares 2,574 Est. Cost $82.11 Unrealized +43.4%
ABBV ABBVIE INC 0.1%
Value ($000) $340 Shares 3,685 Est. Cost $41.43 Unrealized +56.4%
CACC CREDIT ACCEP CORP MICH 0.1%
Value ($000) $337 Shares 882 Est. Cost $297.35 Unrealized +35.5%
RWX SPDR INDEX SHS FDS 0.1%
Value ($000) $334 Shares 9,464 Est. Cost $41.56 Unrealized
KMX CARMAX INC 0.1%
Value ($000) $327 Shares 5,205 Est. Cost $71.34 Unrealized -7.5%
VSS VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $323 Shares 3,415 Est. Cost $119.18 Unrealized
SCHE SCHWAB STRATEGIC TR 0.1%
Value ($000) $309 Shares 13,152 Est. Cost $20.76 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $307 Shares 4,016 Est. Cost $40.88 Unrealized +38.2%
CALAMOS CONV & HIGH INCOME F 0.1%
Value ($000) $304 Shares 32,361 Est. Cost $13.72 Unrealized
ISHARES TR 0.1%
Value ($000) $298 Shares 11,861 Est. Cost $25.12 Unrealized
EMLP FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $294 Shares 13,696 Est. Cost $21.83 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $287 Shares 5,101 Est. Cost $29.35 Unrealized +31.6%
SCHW SCHWAB CHARLES CORP NEW 0.1%
Value ($000) $286 Shares 6,893 Est. Cost $42.81 Unrealized -4.5%
ORLY O REILLY AUTOMOTIVE INC NEW 0.1%
Value ($000) $282 Shares 819 Est. Cost $21.25 Unrealized +7.1%
INVESCO EXCH TRD SLF IDX FD 0.1%
Value ($000) $279 Shares 13,441 Est. Cost $20.76 Unrealized
MCI BARINGS CORPORATE INVS 0.1%
Value ($000) $262 Shares 17,800 Est. Cost $16.12 Unrealized
COHEN & STEERS GLOBAL INC BL 0.1%
Value ($000) $237 Shares 31,800 Est. Cost $11.67 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value ($000) $235 Shares 2,161 Est. Cost $73.60 Unrealized +15.1%
WIP SPDR SERIES TRUST 0.1%
Value ($000) $234 Shares 4,500 Est. Cost $56.93 Unrealized
PXF INVESCO EXCHNG TRADED FD TR 0.0%
Value ($000) $217 Shares 5,773 Est. Cost $42.96 Unrealized
IVOO VANGUARD ADMIRAL FDS INC 0.0%
Value ($000) $216 Shares 1,930 Est. Cost $111.92 Unrealized
CSX CSX CORP 0.0%
Value ($000) $213 Shares 3,425 Est. Cost $16.81 Unrealized +24.3%
META FACEBOOK INC 0.0%
Value ($000) $209 Shares 1,594 Est. Cost $166.83 Unrealized -13.8%
JACOBS ENGR GROUP INC DEL 0.0%
Value ($000) $207 Shares 3,533 Est. Cost $65.95 Unrealized
ISHARES TR 0.0%
Value ($000) $205 Shares 7,995 Est. Cost $25.64 Unrealized
VOYA PRIME RATE TR 0.0%
Value ($000) $171 Shares 38,000 Est. Cost $4.50 Unrealized
BLACKROCK MUNIHLDGS NY QLTY 0.0%
Value ($000) $128 Shares 10,685 Est. Cost $13.42 Unrealized
FIRST TR SR FLOATING RATE 20 0.0%
Value ($000) $124 Shares 15,000 Est. Cost $8.27 Unrealized
XEFLX EATON VANCE FLTNG RATE 2022 0.0%
Value ($000) $120 Shares 14,000 Est. Cost $8.57 Unrealized