CIK: 0001543100 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 5, 2019
Total Value ($000): $193,299 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,833 | $14,551 | 7.5% | $222.47 | — | CORE S&P500 ETF | 464287200 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 311,412 | $10,460 | 5.4% | $39.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 195,774 | $9,160 | 4.7% | $44.56 | — | BLMBRG BRC CNVRT | 78464A359 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 227,640 | $8,445 | 4.4% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES CORE S&P MID CAP ETF | 48,159 | $7,997 | 4.1% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 199,578 | $6,831 | 3.5% | $39.24 | — | S&P US PFD STK | 464288687 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 207,271 | $6,247 | 3.2% | $30.18 | — | PORTFOLIO SHORT | 78464A474 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 78,386 | $6,109 | 3.2% | $80.02 | — | SHRT TRM CORP BD | 92206C409 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 186,691 | $5,453 | 2.8% | $31.43 | — | PORTFOLIO LR ETF | 78464A854 |
| SPY | SPDR S&P 500 ETF | 18,425 | $4,604 | 2.4% | $178.43 | — | TR UNIT | 78462F103 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 64,200 | $4,450 | 2.3% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| — | JP MORGAN ALERIAN MLP ETN | 193,659 | $4,322 | 2.2% | $31.63 | — | ALERIAN ML ETN | 46625H365 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 130,040 | $4,296 | 2.2% | $33.43 | — | PORTFOLIO INTRMD | 78464A375 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 53,992 | $4,242 | 2.2% | $79.90 | — | SHORT TRM BOND | 921937827 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 34,704 | $3,915 | 2.0% | $115.57 | — | IBOXX INV CP ETF | 464287242 |
| — | ALPS TRUST ETF ALERIAN MLP | 368,513 | $3,217 | 1.7% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | TEMPLETON GLOBAL INCOME FD INC | 485,598 | $2,928 | 1.5% | $8.52 | — | COM | 880198106 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 49,999 | $2,868 | 1.5% | $64.72 | — | ESG MSCI EAFE | 46435G516 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 72,616 | $2,766 | 1.4% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 102,348 | $2,704 | 1.4% | $26.52 | — | EMRNG MKT SVRG | 46138E784 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 81,971 | $2,652 | 1.4% | $36.68 | — | PORTFOLIO EMG MK | 78463X509 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 49,433 | $2,478 | 1.3% | $50.10 | — | ULTRA SHRT INC | 46641Q837 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 91,147 | $2,402 | 1.2% | $30.03 | — | PORTFOLIO SM ETF | 78468R853 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 72,453 | $2,386 | 1.2% | $34.19 | — | BLOMBRG BRC INTL | 78464A151 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 9,347 | $2,179 | 1.1% | $182.70 | — | UT SER 1 | 78467X109 |
| PICB | INVESCO INTERNATIONAL CORPORATE BOND ETF | 86,356 | $2,174 | 1.1% | $26.14 | — | INTL CORP BD | 46138E636 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 34,766 | $2,154 | 1.1% | $32.60 | — | TECHNOLOGY | 81369Y803 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 69,835 | $2,054 | 1.1% | $33.21 | — | PORTFOLIO MD ETF | 78464A847 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 129,557 | $1,624 | 0.8% | $16.94 | — | COM | 00764C109 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 38,609 | $1,527 | 0.8% | $43.00 | — | WELLS FG PFD ETF | 78464A292 |
| XOM | EXXON MOBIL CORP COM | 21,324 | $1,454 | 0.8% | $53.78 | +4.9% | COM | 30231G102 |
| BBHY | JPMORGAN DISCIPLINED HIGH YIELD ETF | 30,267 | $1,441 | 0.7% | $49.52 | — | DCPLND HG YLD | 46641Q878 |
| WMT | WALMART INC COM | 15,229 | $1,418 | 0.7% | $20.56 | +39.9% | COM | 931142103 |
| EFA | ISHARES MSCI EAFE ETF | 23,877 | $1,403 | 0.7% | $59.92 | — | MSCI EAFE ETF | 464287465 |
| AAPL | APPLE INC | 8,771 | $1,383 | 0.7% | $27.30 | +68.5% | COM | 037833100 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,169 | $1,303 | 0.7% | $58.84 | — | SBI CONS DISCR | 81369Y407 |
| JPM | JPMORGAN CHASE & CO COM | 13,345 | $1,302 | 0.7% | $66.47 | +31.7% | COM | 46625H100 |
| VNQ | VANGUARD REIT INDEX ETF | 16,995 | $1,267 | 0.7% | $83.68 | — | REAL ESTATE ETF | 922908553 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 14,522 | $1,256 | 0.6% | $49.90 | — | SBI HEALTHCARE | 81369Y209 |
| XLE | ENERGY SELECT SECTOR SPDR | 21,311 | $1,222 | 0.6% | $77.33 | — | ENERGY | 81369Y506 |
| PG | PROCTER AND GAMBLE CO COM | 13,240 | $1,217 | 0.6% | $58.59 | +27.6% | COM | 742718109 |
| JNJ | JOHNSON & JOHNSON COM | 9,164 | $1,182 | 0.6% | $69.80 | +63.5% | COM | 478160104 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 23,109 | $1,173 | 0.6% | $40.61 | — | SBI CONS STPLS | 81369Y308 |
| T | AT&T INC COM | 39,991 | $1,141 | 0.6% | $12.32 | +13.8% | COM | 00206R102 |
| INTC | INTEL CORP COM | 23,820 | $1,117 | 0.6% | $24.24 | +65.8% | COM | 458140100 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 22,396 | $1,116 | 0.6% | $50.11 | — | SHT MAT BD ETF | 46431W507 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 192,748 | $1,110 | 0.6% | $9.22 | — | COM | 95766J102 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,559 | $1,066 | 0.6% | $43.89 | — | SBI INT-INDS | 81369Y704 |
| KO | COCA COLA CO COM | 21,893 | $1,036 | 0.5% | $29.62 | +29.6% | COM | 191216100 |
| — | DOWDUPONT INC COM | 18,664 | $998 | 0.5% | $66.16 | — | COM | 26078J100 |
| — | GABELLI CONV & INCOME SECS FD INC | 226,994 | $996 | 0.5% | $6.18 | — | COM | 36240B109 |
| CVX | CHEVRON CORP NEW COM | 8,996 | $978 | 0.5% | $72.02 | +17.7% | COM | 166764100 |
| MCD | MCDONALDS CORP COM | 5,444 | $966 | 0.5% | $93.37 | +60.8% | COM | 580135101 |
| MRK | MERCK & CO INC | 12,003 | $917 | 0.5% | $38.44 | +47.0% | COM | 58933Y105 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 10,431 | $864 | 0.4% | $87.21 | — | INT-TERM CORP | 92206C870 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 17,616 | $833 | 0.4% | $47.29 | — | GLOBAL BD OPRT | 46641Q852 |
| YUM | YUM! BRANDS INC | 8,860 | $814 | 0.4% | $54.90 | +42.8% | COM | 988498101 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 14,025 | $796 | 0.4% | $67.56 | — | CORE S&P TTL STK | 464287150 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 15,301 | $795 | 0.4% | $40.39 | +1.4% | COM | 110122108 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 7,575 | $787 | 0.4% | $111.04 | — | JPMORGAN USD EMG | 464288281 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 32,951 | $784 | 0.4% | $20.42 | — | SBI INT-FINL | 81369Y605 |
| NKE | NIKE INC CLASS B | 10,507 | $779 | 0.4% | $49.94 | +36.5% | CL B | 654106103 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 14,608 | $754 | 0.4% | $105.09 | — | SH TR CRPORT ETF | 464288646 |
| MDT | MEDTRONIC PLC SHS | 7,782 | $707 | 0.4% | $77.14 | 0.0% | SHS | G5960L103 |
| PFE | PFIZER INC COM | 16,189 | $706 | 0.4% | $20.68 | +45.2% | COM | 717081103 |
| V | VISA INC | 5,266 | $694 | 0.4% | $84.24 | +56.0% | COM CL A | 92826C839 |
| AVGO | BROADCOM INC COM | 2,726 | $693 | 0.4% | $18.27 | +6.1% | COM | 11135F101 |
| ADI | ANALOG DEVICES INC COM | 7,922 | $680 | 0.4% | $53.93 | +40.6% | COM | 032654105 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 17,059 | $666 | 0.3% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 12,348 | $653 | 0.3% | $39.38 | — | SBI INT-UTILS | 81369Y886 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,843 | $648 | 0.3% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| CSCO | CISCO SYS INC | 14,745 | $638 | 0.3% | $21.45 | +72.1% | COM | 17275R102 |
| HON | HONEYWELL INTL INC | 4,798 | $633 | 0.3% | $113.38 | +3.8% | COM | 438516106 |
| VUG | VANGUARD GROWTH ETF | 4,670 | $627 | 0.3% | $114.17 | — | GROWTH ETF | 922908736 |
| CMI | CUMMINS INC COM | 4,241 | $566 | 0.3% | $138.25 | -15.0% | COM | 231021106 |
| VTV | VANGUARD VALUE ETF | 5,737 | $561 | 0.3% | $89.63 | — | VALUE ETF | 922908744 |
| DIS | DISNEY WALT CO COM DISNEY | 4,986 | $546 | 0.3% | $102.92 | +6.0% | COM DISNEY | 254687106 |
| CMA | COMERICA INC COM | 7,836 | $538 | 0.3% | $56.51 | 0.0% | COM | 200340107 |
| WFC | WELLS FARGO CO NEW COM | 11,570 | $533 | 0.3% | $34.28 | +22.6% | COM | 949746101 |
| MET | METLIFE INC COM | 12,593 | $517 | 0.3% | $35.97 | -6.4% | COM | 59156R108 |
| VZ | VERIZON COMMUNICATIONS | 8,655 | $486 | 0.3% | $29.25 | +32.0% | COM | 92343V104 |
| HD | HOME DEPOT | 2,824 | $485 | 0.3% | $120.72 | +24.6% | COM | 437076102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,671 | $438 | 0.2% | $39.72 | — | SBI MATERIALS | 81369Y100 |
| USRT | ISHARES CORE U.S. REIT ETF | 9,587 | $429 | 0.2% | $48.01 | — | CRE U S REIT ETF | 464288521 |
| MMM | 3M CO COM | 2,166 | $412 | 0.2% | $88.79 | +44.4% | COM | 88579Y101 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,100 | $392 | 0.2% | $81.33 | — | COHEN STEER REIT | 464287564 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,539 | $368 | 0.2% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 7,594 | $352 | 0.2% | $68.50 | — | RUS MID CAP ETF | 464287499 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 35,117 | $337 | 0.2% | $14.74 | — | COM | 880192109 |
| MSFT | MICROSOFT | 3,305 | $335 | 0.2% | $62.29 | +60.6% | COM | 594918104 |
| XEL | XCEL ENERGY INC COM | 6,790 | $334 | 0.2% | $19.78 | +103.7% | COM | 98389B100 |
| FE | FIRSTENERGY CORP | 8,760 | $328 | 0.2% | $20.72 | +36.8% | COM | 337932107 |
| AMZN | AMAZON.COM INC | 217 | $325 | 0.2% | $57.87 | +43.7% | COM | 023135106 |
| GS | GOLDMAN SACHS GROUP INC | 1,785 | $298 | 0.2% | $183.19 | -6.7% | COM | 38141G104 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 11,382 | $293 | 0.2% | $24.92 | — | ADR A 1/40PF A | 404280604 |
| MO | ALTRIA GROUP INC COM | 5,878 | $290 | 0.2% | $20.53 | +61.4% | COM | 02209S103 |
| PM | PHILIP MORRIS INTL INC | 4,115 | $274 | 0.1% | $50.87 | +12.6% | COM | 718172109 |
| IBM | INTL BUSINESS MACHINES | 2,410 | $273 | 0.1% | $103.78 | -15.3% | COM | 459200101 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 5,411 | $270 | 0.1% | $49.69 | — | SHT MAT MUN ETF | 46431W838 |
| TRV | TRAVELERS COMPANIES INC COM | 2,167 | $259 | 0.1% | $111.84 | -4.2% | COM | 89417E109 |
| PEP | PEPSICO INC COM | 2,299 | $254 | 0.1% | $58.70 | +54.5% | COM | 713448108 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 28,054 | $253 | 0.1% | $13.12 | — | COM SHS | 6706EN100 |
| — | UNITED TECHNOLOGIES CORP COM | 2,312 | $246 | 0.1% | $111.65 | — | COM | 913017109 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 3,492 | $238 | 0.1% | $68.16 | — | COM | 931427108 |
| CL | COLGATE PALMOLIVE CO COM | 3,993 | $237 | 0.1% | $46.22 | +14.5% | COM | 194162103 |
| ABBV | ABBVIE INC COM | 2,471 | $227 | 0.1% | $44.16 | +46.7% | COM | 00287Y109 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 4,322 | $219 | 0.1% | $52.00 | — | 1-5 US TIP IDX | 72201R205 |
| XPHTX | PIONEER HIGH INCOME TR COM | 27,424 | $218 | 0.1% | $16.64 | — | COM | 72369H106 |
| BA | BOEING CO COM | 675 | $217 | 0.1% | $139.21 | +140.6% | COM | 097023105 |
| META | FACEBOOK INC CL A | 1,535 | $201 | 0.1% | $179.45 | -19.8% | CL A | 30303M102 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 2,331 | $201 | 0.1% | $41.84 | +52.7% | COM NEW | 26441C204 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 13,546 | $184 | 0.1% | $17.79 | — | COM | 67074Y105 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,860 | $113 | 0.1% | $12.88 | — | SH BEN INT | 128117108 |
| — | ARES CAP CORP 4.375 01/15/2019 | 45,000 | $44 | 0.0% | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |