Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 5, 2019
Total Value: $193M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,833 | $14.55M | 7.5% | $251.60 | $219.98 | +14.4% | CORE S&P500 ETF | 464287200 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 311,412 | $10.46M | 5.4% | $33.59 | $39.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 195,774 | $9.16M | 4.7% | $46.79 | $44.80 | +4.4% | BLMBRG BRC CNVRT | 78464A359 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 227,640 | $8.445M | 4.4% | $37.10 | $37.93 | -2.2% | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES CORE S&P MID CAP ETF | 48,159 | $7.997M | 4.1% | $166.05 * | $26.63 | +24.7% | CORE S&P MCP ETF | 464287507 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 199,578 | $6.831M | 3.5% | $34.23 | $39.73 | -13.8% | S&P US PFD STK | 464288687 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 207,271 | $6.247M | 3.2% | $30.14 | $30.23 | -0.3% | PORTFOLIO SHORT | 78464A474 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 78,386 | $6.109M | 3.2% | $77.93 | $79.82 | -2.3% | SHRT TRM CORP BD | 92206C409 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 186,691 | $5.453M | 2.8% | $29.21 | $32.17 | -9.2% | PORTFOLIO LR ETF | 78464A854 |
| SPY | SPDR S&P 500 ETF | 18,425 | $4.604M | 2.4% | $249.88 | $176.19 | +41.8% | TR UNIT | 78462F103 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 64,200 | $4.45M | 2.3% | $69.31 | $61.77 | +12.2% | CORE S&P SCP ETF | 464287804 |
| — | JP MORGAN ALERIAN MLP ETN | 193,659 | $4.322M | 2.2% | $22.32 | $31.63 | — | ALERIAN ML ETN | 46625H365 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 130,040 | $4.296M | 2.2% | $33.04 | $33.54 | -1.5% | PORTFOLIO INTRMD | 78464A375 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 53,992 | $4.242M | 2.2% | $78.57 | $80.32 | -2.2% | SHORT TRM BOND | 921937827 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 34,704 | $3.915M | 2.0% | $112.81 | $118.82 | -5.0% | IBOXX INV CP ETF | 464287242 |
| — | ALPS TRUST ETF ALERIAN MLP | 368,513 | $3.217M | 1.7% | $8.73 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | TEMPLETON GLOBAL INCOME FD INC | 485,598 | $2.928M | 1.5% | $6.03 | $8.52 | — | COM | 880198106 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 49,999 | $2.868M | 1.5% | $57.36 | $66.28 | -13.4% | ESG MSCI EAFE | 46435G516 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 72,616 | $2.766M | 1.4% | $38.09 | $40.10 | -5.0% | FTSE EMR MKT ETF | 922042858 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 102,348 | $2.704M | 1.4% | $26.42 | $27.23 | -3.0% | EMRNG MKT SVRG | 46138E784 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 81,971 | $2.652M | 1.4% | $32.35 | $37.51 | -13.7% | PORTFOLIO EMG MK | 78463X509 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 49,433 | $2.478M | 1.3% | $50.13 | $50.15 | -0.0% | ULTRA SHRT INC | 46641Q837 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 91,147 | $2.402M | 1.2% | $26.35 | $30.70 | -14.1% | PORTFOLIO SM ETF | 78468R853 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 72,453 | $2.386M | 1.2% | $32.93 | $34.73 | -5.2% | BLOMBRG BRC INTL | 78464A151 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 9,347 | $2.179M | 1.1% | $233.12 | $179.13 | +30.2% | UT SER 1 | 78467X109 |
| PICB | INVESCO INTERNATIONAL CORPORATE BOND ETF | 86,356 | $2.174M | 1.1% | $25.17 | $26.87 | -6.3% | INTL CORP BD | 46138E636 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 34,766 | $2.154M | 1.1% | $61.96 * | $16.43 | +88.6% | TECHNOLOGY | 81369Y803 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 69,835 | $2.054M | 1.1% | $29.41 | $34.03 | -13.6% | PORTFOLIO MD ETF | 78464A847 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 129,557 | $1.624M | 0.8% | $12.54 | $16.94 | — | COM | 00764C109 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 38,609 | $1.527M | 0.8% | $39.55 | $43.52 | -9.1% | WELLS FG PFD ETF | 78464A292 |
| XOM | EXXON MOBIL CORP COM | 21,324 | $1.454M | 0.8% | $68.19 * | $53.78 | -8.4% | COM | 30231G102 |
| BBHY | JPMORGAN DISCIPLINED HIGH YIELD ETF | 30,267 | $1.441M | 0.7% | $47.61 | $50.20 | -5.1% | DCPLND HG YLD | 46641Q878 |
| WMT | WALMART INC COM | 15,229 | $1.418M | 0.7% | $93.11 * | $20.56 | +36.0% | COM | 931142103 |
| EFA | ISHARES MSCI EAFE ETF | 23,877 | $1.403M | 0.7% | $58.76 | $62.03 | -5.2% | MSCI EAFE ETF | 464287465 |
| AAPL | APPLE INC | 8,771 | $1.383M | 0.7% | $157.68 * | $27.30 | +37.3% | COM | 037833100 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,169 | $1.303M | 0.7% | $98.94 * | $28.96 | +70.9% | SBI CONS DISCR | 81369Y407 |
| JPM | JPMORGAN CHASE & CO COM | 13,345 | $1.302M | 0.7% | $97.56 * | $66.47 | +20.7% | COM | 46625H100 |
| VNQ | VANGUARD REIT INDEX ETF | 16,995 | $1.267M | 0.7% | $74.55 | $83.72 | -10.9% | REAL ESTATE ETF | 922908553 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 14,522 | $1.256M | 0.6% | $86.49 | $50.08 | +72.7% | SBI HEALTHCARE | 81369Y209 |
| XLE | ENERGY SELECT SECTOR SPDR | 21,311 | $1.222M | 0.6% | $57.34 * | $39.05 | -26.6% | ENERGY | 81369Y506 |
| PG | PROCTER AND GAMBLE CO COM | 13,240 | $1.217M | 0.6% | $91.92 * | $58.59 | +31.4% | COM | 742718109 |
| JNJ | JOHNSON & JOHNSON COM | 9,164 | $1.182M | 0.6% | $128.98 * | $69.80 | +51.9% | COM | 478160104 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 23,109 | $1.173M | 0.6% | $50.76 | $41.42 | +22.6% | SBI CONS STPLS | 81369Y308 |
| T | AT&T INC COM | 39,991 | $1.141M | 0.6% | $28.53 * | $12.32 | +5.6% | COM | 00206R102 |
| INTC | INTEL CORP COM | 23,820 | $1.117M | 0.6% | $46.89 * | $24.24 | +66.6% | COM | 458140100 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 22,396 | $1.116M | 0.6% | $49.83 | $50.19 | -0.7% | SHT MAT BD ETF | 46431W507 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 192,748 | $1.11M | 0.6% | $5.76 | $9.22 | — | COM | 95766J102 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,559 | $1.066M | 0.6% | $64.38 | $43.81 | +47.0% | SBI INT-INDS | 81369Y704 |
| KO | COCA COLA CO COM | 21,893 | $1.036M | 0.5% | $47.32 * | $29.62 | +28.9% | COM | 191216100 |
| — | DOWDUPONT INC COM | 18,664 | $998K | 0.5% | $53.47 | $66.16 | — | COM | 26078J100 |
| — | GABELLI CONV & INCOME SECS FD INC | 226,994 | $996K | 0.5% | $4.39 | $6.18 | — | COM | 36240B109 |
| CVX | CHEVRON CORP NEW COM | 8,996 | $978K | 0.5% | $108.71 * | $72.02 | +11.1% | COM | 166764100 |
| MCD | MCDONALDS CORP COM | 5,444 | $966K | 0.5% | $177.44 * | $93.37 | +61.6% | COM | 580135101 |
| MRK | MERCK & CO INC | 12,003 | $917K | 0.5% | $76.40 * | $38.44 | +52.7% | COM | 58933Y105 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 10,431 | $864K | 0.4% | $82.83 | $87.38 | -5.2% | INT-TERM CORP | 92206C870 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 17,616 | $833K | 0.4% | $47.29 | $49.40 | -4.2% | GLOBAL BD OPRT | 46641Q852 |
| YUM | YUM! BRANDS INC | 8,860 | $814K | 0.4% | $91.87 * | $54.90 | +47.2% | COM | 988498101 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 14,025 | $796K | 0.4% | $56.76 | $49.03 | +15.8% | CORE S&P TTL STK | 464287150 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 15,301 | $795K | 0.4% | $51.96 * | $40.39 | -1.8% | COM | 110122108 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 7,575 | $787K | 0.4% | $103.89 | $112.85 | -7.9% | JPMORGAN USD EMG | 464288281 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 32,951 | $784K | 0.4% | $23.79 | $16.77 | +42.0% | SBI INT-FINL | 81369Y605 |
| NKE | NIKE INC CLASS B | 10,507 | $779K | 0.4% | $74.14 * | $49.94 | +35.5% | CL B | 654106103 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 14,608 | $754K | 0.4% | $51.62 | $52.67 | -2.0% | SH TR CRPORT ETF | 464288646 |
| MDT | MEDTRONIC PLC SHS | 7,782 | $707K | 0.4% | $90.85 * | $77.14 | -2.1% | SHS | G5960L103 |
| PFE | PFIZER INC COM | 16,189 | $706K | 0.4% | $43.61 * | $20.68 | +45.3% | COM | 717081103 |
| V | VISA INC | 5,266 | $694K | 0.4% | $131.79 * | $84.24 | +49.2% | COM CL A | 92826C839 |
| AVGO | BROADCOM INC COM | 2,726 | $693K | 0.4% | $254.22 * | $18.27 | +15.3% | COM | 11135F101 |
| ADI | ANALOG DEVICES INC COM | 7,922 | $680K | 0.4% | $85.84 * | $53.93 | +40.0% | COM | 032654105 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 17,059 | $666K | 0.3% | $39.04 | $41.23 | -5.3% | MSCI EMG MKT ETF | 464287234 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 12,348 | $653K | 0.3% | $52.88 * | $20.21 | +31.0% | SBI INT-UTILS | 81369Y886 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,843 | $648K | 0.3% | $133.80 | $100.30 | +33.5% | RUSSELL 2000 ETF | 464287655 |
| CSCO | CISCO SYS INC | 14,745 | $638K | 0.3% | $43.27 * | $21.45 | +63.0% | COM | 17275R102 |
| HON | HONEYWELL INTL INC | 4,798 | $633K | 0.3% | $131.93 * | $113.38 | -5.0% | COM | 438516106 |
| VUG | VANGUARD GROWTH ETF | 4,670 | $627K | 0.3% | $134.26 * | $18.88 | +18.6% | GROWTH ETF | 922908736 |
| CMI | CUMMINS INC COM | 4,241 | $566K | 0.3% | $133.46 * | $138.25 | -19.2% | COM | 231021106 |
| VTV | VANGUARD VALUE ETF | 5,737 | $561K | 0.3% | $97.79 | $89.08 | +10.0% | VALUE ETF | 922908744 |
| DIS | DISNEY WALT CO COM DISNEY | 4,986 | $546K | 0.3% | $109.51 * | $102.92 | +2.8% | COM DISNEY | 254687106 |
| CMA | COMERICA INC COM | 7,836 | $538K | 0.3% | $68.66 * | $56.51 | 0.0% | COM | 200340107 |
| WFC | WELLS FARGO CO NEW COM | 11,570 | $533K | 0.3% | $46.07 * | $34.28 | +10.7% | COM | 949746101 |
| MET | METLIFE INC COM | 12,593 | $517K | 0.3% | $41.05 * | $35.97 | -10.1% | COM | 59156R108 |
| VZ | VERIZON COMMUNICATIONS | 8,655 | $486K | 0.3% | $56.15 * | $29.25 | +30.9% | COM | 92343V104 |
| HD | HOME DEPOT | 2,824 | $485K | 0.3% | $171.74 * | $120.72 | +19.8% | COM | 437076102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,671 | $438K | 0.2% | $50.51 * | $20.39 | +23.9% | SBI MATERIALS | 81369Y100 |
| USRT | ISHARES CORE U.S. REIT ETF | 9,587 | $429K | 0.2% | $44.75 | $47.31 | -5.2% | CRE U S REIT ETF | 464288521 |
| MMM | 3M CO COM | 2,166 | $412K | 0.2% | $190.21 * | $88.79 | +39.2% | COM | 88579Y101 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,100 | $392K | 0.2% | $95.61 * | $42.20 | +13.4% | COHEN STEER REIT | 464287564 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,539 | $368K | 0.2% | $81.08 | $93.75 | -13.5% | IBOXX HI YD ETF | 464288513 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 7,594 | $352K | 0.2% | $46.35 | $46.23 | +0.5% | RUS MID CAP ETF | 464287499 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 35,117 | $337K | 0.2% | $9.60 | $14.74 | — | COM | 880192109 |
| MSFT | MICROSOFT | 3,305 | $335K | 0.2% | $101.36 * | $62.29 | +52.6% | COM | 594918104 |
| XEL | XCEL ENERGY INC COM | 6,790 | $334K | 0.2% | $49.19 * | $19.78 | +101.6% | COM | 98389B100 |
| FE | FIRSTENERGY CORP | 8,760 | $328K | 0.2% | $37.44 * | $20.72 | +36.1% | COM | 337932107 |
| AMZN | AMAZON.COM INC | 217 | $325K | 0.2% | $1497.70 * | $57.87 | +29.8% | COM | 023135106 |
| GS | GOLDMAN SACHS GROUP INC | 1,785 | $298K | 0.2% | $166.95 * | $183.19 | -22.5% | COM | 38141G104 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 11,382 | $293K | 0.2% | $25.74 | $24.92 | — | ADR A 1/40PF A | 404280604 |
| MO | ALTRIA GROUP INC COM | 5,878 | $290K | 0.2% | $49.34 * | $20.53 | +39.7% | COM | 02209S103 |
| PM | PHILIP MORRIS INTL INC | 4,115 | $274K | 0.1% | $66.59 * | $50.87 | -8.7% | COM | 718172109 |
| IBM | INTL BUSINESS MACHINES | 2,410 | $273K | 0.1% | $113.28 * | $103.78 | -22.8% | COM | 459200101 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 5,411 | $270K | 0.1% | $49.90 | $49.92 | +0.0% | SHT MAT MUN ETF | 46431W838 |
| TRV | TRAVELERS COMPANIES INC COM | 2,167 | $259K | 0.1% | $119.52 * | $111.84 | -7.9% | COM | 89417E109 |
| PEP | PEPSICO INC COM | 2,299 | $254K | 0.1% | $110.48 * | $58.70 | +52.2% | COM | 713448108 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 28,054 | $253K | 0.1% | $9.02 | $13.12 | — | COM SHS | 6706EN100 |
| — | UNITED TECHNOLOGIES CORP COM | 2,312 | $246K | 0.1% | $106.40 | $111.65 | — | COM | 913017109 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 3,492 | $238K | 0.1% | $68.16 | $68.16 | — | COM | 931427108 |
| CL | COLGATE PALMOLIVE CO COM | 3,993 | $237K | 0.1% | $59.35 * | $46.22 | +9.0% | COM | 194162103 |
| ABBV | ABBVIE INC COM | 2,471 | $227K | 0.1% | $91.87 * | $44.16 | +54.1% | COM | 00287Y109 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 4,322 | $219K | 0.1% | $50.67 | $52.04 | -2.3% | 1-5 US TIP IDX | 72201R205 |
| XPHTX | PIONEER HIGH INCOME TR COM | 27,424 | $218K | 0.1% | $7.95 | $16.64 | — | COM | 72369H106 |
| BA | BOEING CO COM | 675 | $217K | 0.1% | $321.48 * | $139.21 | +125.1% | COM | 097023105 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 2,331 | $201K | 0.1% | $86.23 * | $41.84 | +55.7% | COM NEW | 26441C204 |
| META | FACEBOOK INC CL A | 1,535 | $201K | 0.1% | $130.94 | $179.45 | -27.5% | CL A | 30303M102 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 13,546 | $184K | 0.1% | $13.58 | $17.79 | — | COM | 67074Y105 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,860 | $113K | 0.1% | $8.79 | $12.88 | — | SH BEN INT | 128117108 |
| — | ARES CAP CORP 4.375 01/15/2019 | 45,000 | $44,000 | 0.0% | $0.98 | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |