CIK: 0001543100 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 9, 2018
Total Value ($000): $221,524 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,396 | $16,801 | 7.6% | $222.47 | — | CORE S&P500 ETF | 464287200 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 322,672 | $11,632 | 5.3% | $39.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 190,977 | $10,301 | 4.7% | $44.51 | — | BLMBRG BRC CNVRT | 78464A359 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 233,587 | $10,107 | 4.6% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES CORE S&P MID CAP ETF | 48,951 | $9,853 | 4.4% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 206,012 | $7,649 | 3.5% | $39.24 | — | S&P US PFD STK | 464288687 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 84,087 | $6,572 | 3.0% | $80.02 | — | SHRT TRM CORP BD | 92206C409 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 206,543 | $6,233 | 2.8% | $30.18 | — | PORTFOLIO SHORT | 78464A474 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 64,816 | $5,654 | 2.6% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| SPY | SPDR S&P 500 ETF | 19,176 | $5,575 | 2.5% | $178.43 | — | TR UNIT | 78462F103 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 162,073 | $5,521 | 2.5% | $31.76 | — | PORTFOLIO LR ETF | 78464A854 |
| — | JP MORGAN ALERIAN MLP ETN | 192,954 | $5,298 | 2.4% | $31.63 | — | ALERIAN ML ETN | 46625H365 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 56,533 | $4,411 | 2.0% | $79.90 | — | SHORT TRM BOND | 921937827 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 37,819 | $4,346 | 2.0% | $115.57 | — | IBOXX INV CP ETF | 464287242 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 127,797 | $4,255 | 1.9% | $33.43 | — | PORTFOLIO INTRMD | 78464A375 |
| — | ALPS TRUST ETF ALERIAN MLP | 387,958 | $4,143 | 1.9% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 129,743 | $3,500 | 1.6% | $26.52 | — | EMRNG MKT SVRG | 46138E784 |
| — | TEMPLETON GLOBAL INCOME FD INC | 516,654 | $3,161 | 1.4% | $8.52 | — | COM | 880198106 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 75,156 | $3,081 | 1.4% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| PICB | INVESCO INTERNATIONAL CORPORATE BOND ETF | 111,706 | $2,898 | 1.3% | $26.14 | — | INTL CORP BD | 46138E636 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 84,818 | $2,849 | 1.3% | $34.19 | — | BLOMBRG BRC INTL | 78464A151 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 35,932 | $2,706 | 1.2% | $32.60 | — | TECHNOLOGY | 81369Y803 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 80,336 | $2,670 | 1.2% | $30.52 | — | PORTFOLIO SM ETF | 78468R853 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 39,866 | $2,639 | 1.2% | $66.58 | — | MSCI EAFE ESG OP | 46435G516 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 9,631 | $2,546 | 1.1% | $182.70 | — | UT SER 1 | 78467X109 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 68,339 | $2,380 | 1.1% | $37.54 | — | PORTFOLIO EMG MK | 78463X509 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 42,442 | $2,128 | 1.0% | $50.09 | — | ULTRA SHRT INC | 46641Q837 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 135,054 | $2,116 | 1.0% | $16.94 | — | COM | 00764C109 |
| AAPL | APPLE INC | 9,135 | $2,062 | 0.9% | $27.30 | +80.4% | COM | 037833100 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 55,699 | $2,013 | 0.9% | $34.17 | — | PORTFOLIO MD ETF | 78464A847 |
| XOM | EXXON MOBIL CORP COM | 21,903 | $1,862 | 0.8% | $53.78 | +8.2% | COM | 30231G102 |
| KO | COCA COLA CO COM | 36,267 | $1,675 | 0.8% | $29.62 | +22.6% | COM | 191216100 |
| XLE | ENERGY SELECT SECTOR SPDR | 21,931 | $1,661 | 0.7% | $77.33 | — | ENERGY | 81369Y506 |
| EFA | ISHARES MSCI EAFE ETF | 24,031 | $1,633 | 0.7% | $59.92 | — | MSCI EAFE ETF | 464287465 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 31,233 | $1,618 | 0.7% | $105.09 | — | SH TR CRPORT ETF | 464288646 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,331 | $1,562 | 0.7% | $58.84 | — | SBI CONS DISCR | 81369Y407 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 35,354 | $1,507 | 0.7% | $43.31 | — | WELLS FG PFD ETF | 78464A292 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 29,944 | $1,502 | 0.7% | $50.11 | — | SHT MAT BD ETF | 46431W507 |
| VNQ | VANGUARD REIT INDEX ETF | 18,281 | $1,474 | 0.7% | $83.68 | — | REAL ESTATE ETF | 922908553 |
| JPM | JPMORGAN CHASE & CO COM | 12,592 | $1,420 | 0.6% | $65.21 | +42.0% | COM | 46625H100 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 14,840 | $1,412 | 0.6% | $49.90 | — | SBI HEALTHCARE | 81369Y209 |
| WMT | WALMART INC COM | 14,946 | $1,403 | 0.6% | $20.40 | +34.0% | COM | 931142103 |
| — | GABELLI CONV & INCOME SECS FD INC | 238,610 | $1,357 | 0.6% | $6.18 | — | COM | 36240B109 |
| JNJ | JOHNSON & JOHNSON COM | 9,720 | $1,343 | 0.6% | $69.80 | +54.8% | COM | 478160104 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 211,314 | $1,339 | 0.6% | $9.22 | — | COM | 95766J102 |
| T | AT&T INC COM | 39,838 | $1,337 | 0.6% | $12.32 | +17.5% | COM | 00206R102 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 24,429 | $1,317 | 0.6% | $40.61 | — | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,729 | $1,311 | 0.6% | $43.89 | — | SBI INT-INDS | 81369Y704 |
| BBHY | JPMORGAN DISCIPLINED HIGH YIELD ETF | 25,968 | $1,291 | 0.6% | $49.84 | — | DCPLND HG YLD | 46641Q878 |
| PG | PROCTER AND GAMBLE CO COM | 13,591 | $1,131 | 0.5% | $58.59 | +15.7% | COM | 742718109 |
| INTC | INTEL CORP COM | 23,536 | $1,113 | 0.5% | $24.05 | +72.6% | COM | 458140100 |
| — | DOWDUPONT INC COM | 17,277 | $1,111 | 0.5% | $67.18 | — | COM | 26078J100 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 12,687 | $1,059 | 0.5% | $87.21 | — | INT-TERM CORP | 92206C870 |
| CVX | CHEVRON CORP NEW COM | 8,416 | $1,029 | 0.5% | $71.15 | +23.6% | COM | 166764100 |
| ABBV | ABBVIE INC COM | 10,763 | $1,018 | 0.5% | $44.16 | +56.6% | COM | 00287Y109 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 16,067 | $997 | 0.5% | $40.39 | +11.3% | COM | 110122108 |
| MCD | MCDONALDS CORP COM | 5,947 | $995 | 0.4% | $93.37 | +44.4% | COM | 580135101 |
| NKE | NIKE INC CLASS B | 11,519 | $975 | 0.4% | $49.94 | +46.1% | CL B | 654106103 |
| V | VISA INC | 6,133 | $920 | 0.4% | $84.24 | +60.3% | COM CL A | 92826C839 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 33,314 | $918 | 0.4% | $20.42 | — | SBI INT-FINL | 81369Y605 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 13,603 | $906 | 0.4% | $67.90 | — | CORE S&P TTL STK | 464287150 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 7,761 | $836 | 0.4% | $111.04 | — | JPMORGAN USD EMG | 464288281 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,952 | $834 | 0.4% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| YUM | YUM! BRANDS INC | 9,125 | $829 | 0.4% | $54.90 | +32.8% | COM | 988498101 |
| HON | HONEYWELL INTL INC | 4,899 | $815 | 0.4% | $113.38 | +7.3% | COM | 438516106 |
| MRK | MERCK & CO INC | 11,483 | $814 | 0.4% | $37.63 | +34.6% | COM | 58933Y105 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 17,727 | $760 | 0.3% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| VUG | VANGUARD GROWTH ETF | 4,710 | $758 | 0.3% | $114.17 | — | GROWTH ETF | 922908736 |
| PFE | PFIZER INC COM | 16,876 | $743 | 0.3% | $20.68 | +33.7% | COM | 717081103 |
| ADI | ANALOG DEVICES INC COM | 8,037 | $743 | 0.3% | $53.93 | +55.4% | COM | 032654105 |
| CSCO | CISCO SYS INC | 14,819 | $720 | 0.3% | $21.45 | +68.1% | COM | 17275R102 |
| ARE | ALEXANDRIA REAL ESTATE EQ INC COM | 5,574 | $701 | 0.3% | $86.08 | +11.5% | COM | 015271109 |
| AVGO | BROADCOM INC COM | 2,787 | $687 | 0.3% | $18.27 | 0.0% | COM | 11135F101 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 13,007 | $684 | 0.3% | $39.38 | — | SBI INT-UTILS | 81369Y886 |
| — | GENERAL ELECTRIC CO COM | 60,149 | $679 | 0.3% | $20.80 | — | COM | 369604103 |
| WFC | WELLS FARGO CO NEW COM | 12,380 | $650 | 0.3% | $34.28 | +35.7% | COM | 949746101 |
| CMI | CUMMINS INC COM | 4,417 | $645 | 0.3% | $138.25 | -16.0% | COM | 231021106 |
| VTV | VANGUARD VALUE ETF | 5,759 | $637 | 0.3% | $89.63 | — | VALUE ETF | 922908744 |
| MET | METLIFE INC COM | 13,269 | $619 | 0.3% | $35.97 | -1.2% | COM | 59156R108 |
| MO | ALTRIA GROUP INC COM | 10,007 | $603 | 0.3% | $20.53 | +63.5% | COM | 02209S103 |
| HD | HOME DEPOT | 2,849 | $590 | 0.3% | $120.72 | +39.1% | COM | 437076102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,647 | $500 | 0.2% | $39.72 | — | SBI MATERIALS | 81369Y100 |
| MSFT | MICROSOFT | 4,271 | $488 | 0.2% | $62.29 | +61.8% | COM | 594918104 |
| DIS | DISNEY WALT CO COM DISNEY | 4,089 | $478 | 0.2% | $101.56 | +4.9% | COM DISNEY | 254687106 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 45,883 | $458 | 0.2% | $14.74 | — | COM | 880192109 |
| MMM | 3M CO COM | 2,162 | $455 | 0.2% | $88.79 | +48.9% | COM | 88579Y101 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 8,669 | $444 | 0.2% | $52.00 | — | 1-5 US TIP IDX | 72201R205 |
| PM | PHILIP MORRIS INTL INC | 5,441 | $443 | 0.2% | $50.87 | +9.1% | COM | 718172109 |
| VZ | VERIZON COMMUNICATIONS | 8,253 | $440 | 0.2% | $28.80 | +23.8% | COM | 92343V104 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,383 | $438 | 0.2% | $81.33 | — | COHEN STEER REIT | 464287564 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 1,897 | $418 | 0.2% | $135.01 | — | RUS MID CAP ETF | 464287499 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,540 | $392 | 0.2% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| AMZN | AMAZON.COM INC | 195 | $390 | 0.2% | $55.02 | +70.9% | COM | 023135106 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 7,588 | $379 | 0.2% | $49.69 | — | SHT MAT MUN ETF | 46431W838 |
| USRT | ISHARES CORE U.S. REIT ETF | 7,555 | $365 | 0.2% | $48.89 | — | CRE U S REIT ETF | 464288521 |
| IBM | INTL BUSINESS MACHINES | 2,417 | $365 | 0.2% | $103.78 | -2.4% | COM | 459200101 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 35,148 | $362 | 0.2% | $13.12 | — | COM SHS | 6706EN100 |
| XEL | XCEL ENERGY INC COM | 7,636 | $360 | 0.2% | $19.78 | +90.5% | COM | 98389B100 |
| GS | GOLDMAN SACHS GROUP INC | 1,582 | $354 | 0.2% | $184.76 | +6.3% | COM | 38141G104 |
| PEP | PEPSICO INC COM | 3,012 | $336 | 0.2% | $58.70 | +53.9% | COM | 713448108 |
| FE | FIRSTENERGY CORP | 8,760 | $325 | 0.1% | $20.72 | +30.7% | COM | 337932107 |
| BIL | SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF | 3,201 | $293 | 0.1% | $91.53 | — | SPDR BLOOMBERG | 78468R663 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 11,268 | $289 | 0.1% | $24.91 | — | ADR A 1/40PF A | 404280604 |
| CAT | CATERPILLAR INC DEL COM | 1,776 | $270 | 0.1% | $60.90 | +97.9% | COM | 149123101 |
| — | UNITED TECHNOLOGIES CORP COM | 1,917 | $268 | 0.1% | $112.73 | — | COM | 913017109 |
| CL | COLGATE PALMOLIVE CO COM | 3,991 | $267 | 0.1% | $46.22 | +21.1% | COM | 194162103 |
| TRV | TRAVELERS COMPANIES INC COM | 2,057 | $266 | 0.1% | $112.09 | -2.0% | COM | 89417E109 |
| XPHTX | PIONEER HIGH INCOME TR COM | 28,551 | $264 | 0.1% | $16.64 | — | COM | 72369H106 |
| META | FACEBOOK INC CL A | 1,535 | $252 | 0.1% | $179.45 | +0.2% | CL A | 30303M102 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 14,565 | $234 | 0.1% | $17.79 | — | COM | 67074Y105 |
| BA | BOEING CO COM | 627 | $233 | 0.1% | $124.23 | +172.9% | COM | 097023105 |
| UNP | UNION PAC CORP COM | 1,358 | $221 | 0.1% | $127.79 | 0.0% | COM | 907818108 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 2,740 | $219 | 0.1% | $41.84 | +43.5% | COM NEW | 26441C204 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $210 | 0.1% | $175.00 | — | GLOBAL TECH ETF | 464287291 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,291 | $208 | 0.1% | $148.20 | — | RUS 1000 ETF | 464287622 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,636 | $152 | 0.1% | $12.95 | — | SH BEN INT | 128117108 |
| — | ARES CAP CORP 4.375 01/15/2019 | 45,000 | $45 | 0.0% | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |