Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 9, 2018
Total Value: $222M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,396 | $16.8M | 7.6% | $292.72 | $219.98 | +33.1% | CORE S&P500 ETF | 464287200 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 322,672 | $11.63M | 5.3% | $36.05 | $39.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 190,977 | $10.3M | 4.7% | $53.94 | $44.66 | +20.8% | BLMBRG BRC CNVRT | 78464A359 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 233,587 | $10.11M | 4.6% | $43.27 | $37.93 | +14.1% | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES CORE S&P MID CAP ETF | 48,951 | $9.853M | 4.4% | $201.28 * | $26.63 | +51.2% | CORE S&P MCP ETF | 464287507 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 206,012 | $7.649M | 3.5% | $37.13 | $39.73 | -6.5% | S&P US PFD STK | 464288687 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 84,087 | $6.572M | 3.0% | $78.16 | $79.82 | -2.1% | SHRT TRM CORP BD | 92206C409 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 206,543 | $6.233M | 2.8% | $30.18 | $30.23 | -0.2% | PORTFOLIO SHORT | 78464A474 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 64,816 | $5.654M | 2.6% | $87.23 | $61.77 | +41.2% | CORE S&P SCP ETF | 464287804 |
| SPY | SPDR S&P 500 ETF | 19,176 | $5.575M | 2.5% | $290.73 | $176.19 | +65.0% | TR UNIT | 78462F103 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 162,073 | $5.521M | 2.5% | $34.06 | $32.27 | +5.6% | PORTFOLIO LR ETF | 78464A854 |
| — | JP MORGAN ALERIAN MLP ETN | 192,954 | $5.298M | 2.4% | $27.46 | $31.63 | — | ALERIAN ML ETN | 46625H365 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 56,533 | $4.411M | 2.0% | $78.03 | $80.32 | -2.9% | SHORT TRM BOND | 921937827 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 37,819 | $4.346M | 2.0% | $114.92 | $118.82 | -3.3% | IBOXX INV CP ETF | 464287242 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 127,797 | $4.255M | 1.9% | $33.29 | $33.56 | -0.8% | PORTFOLIO INTRMD | 78464A375 |
| — | ALPS TRUST ETF ALERIAN MLP | 387,958 | $4.143M | 1.9% | $10.68 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 129,743 | $3.5M | 1.6% | $26.98 | $27.23 | -0.9% | EMRNG MKT SVRG | 46138E784 |
| — | TEMPLETON GLOBAL INCOME FD INC | 516,654 | $3.161M | 1.4% | $6.12 | $8.52 | — | COM | 880198106 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 75,156 | $3.081M | 1.4% | $40.99 | $40.10 | +2.3% | FTSE EMR MKT ETF | 922042858 |
| PICB | INVESCO INTERNATIONAL CORPORATE BOND ETF | 111,706 | $2.898M | 1.3% | $25.94 | $26.87 | -3.4% | INTL CORP BD | 46138E636 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 84,818 | $2.849M | 1.3% | $33.59 | $34.73 | -3.3% | BLOMBRG BRC INTL | 78464A151 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 35,932 | $2.706M | 1.2% | $75.31 * | $16.43 | +129.2% | TECHNOLOGY | 81369Y803 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 80,336 | $2.67M | 1.2% | $33.24 | $30.86 | +7.7% | PORTFOLIO SM ETF | 78468R853 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 39,866 | $2.639M | 1.2% | $66.20 | $67.68 | -2.2% | MSCI EAFE ESG OP | 46435G516 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 9,631 | $2.546M | 1.1% | $264.35 | $179.13 | +47.6% | UT SER 1 | 78467X109 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 68,339 | $2.38M | 1.1% | $34.83 | $38.41 | -9.3% | PORTFOLIO EMG MK | 78463X509 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 42,442 | $2.128M | 1.0% | $50.14 | $50.15 | +0.0% | ULTRA SHRT INC | 46641Q837 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 135,054 | $2.116M | 1.0% | $15.67 | $16.94 | — | COM | 00764C109 |
| AAPL | APPLE INC | 9,135 | $2.062M | 0.9% | $225.73 * | $27.30 | +95.8% | COM | 037833100 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 55,699 | $2.013M | 0.9% | $36.14 | $34.41 | +5.1% | PORTFOLIO MD ETF | 78464A847 |
| XOM | EXXON MOBIL CORP COM | 21,903 | $1.862M | 0.8% | $85.01 * | $53.78 | +13.0% | COM | 30231G102 |
| KO | COCA COLA CO COM | 36,267 | $1.675M | 0.8% | $46.19 * | $29.62 | +24.8% | COM | 191216100 |
| XLE | ENERGY SELECT SECTOR SPDR | 21,931 | $1.661M | 0.7% | $75.74 * | $39.05 | -3.0% | ENERGY | 81369Y506 |
| EFA | ISHARES MSCI EAFE ETF | 24,031 | $1.633M | 0.7% | $67.95 | $62.03 | +9.6% | MSCI EAFE ETF | 464287465 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 31,233 | $1.618M | 0.7% | $51.80 | $52.67 | -1.6% | SH TR CRPORT ETF | 464288646 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,331 | $1.562M | 0.7% | $117.17 * | $28.96 | +102.4% | SBI CONS DISCR | 81369Y407 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 35,354 | $1.507M | 0.7% | $42.63 | $43.78 | -2.6% | WELLS FG PFD ETF | 78464A292 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 29,944 | $1.502M | 0.7% | $50.16 | $50.19 | +0.0% | SHT MAT BD ETF | 46431W507 |
| VNQ | VANGUARD REIT INDEX ETF | 18,281 | $1.474M | 0.7% | $80.63 | $83.72 | -3.6% | REAL ESTATE ETF | 922908553 |
| JPM | JPMORGAN CHASE & CO COM | 12,592 | $1.42M | 0.6% | $112.77 * | $65.21 | +41.2% | COM | 46625H100 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 14,840 | $1.412M | 0.6% | $95.15 | $50.08 | +90.0% | SBI HEALTHCARE | 81369Y209 |
| WMT | WALMART INC COM | 14,946 | $1.403M | 0.6% | $93.87 * | $20.40 | +37.4% | COM | 931142103 |
| — | GABELLI CONV & INCOME SECS FD INC | 238,610 | $1.357M | 0.6% | $5.69 | $6.18 | — | COM | 36240B109 |
| JNJ | JOHNSON & JOHNSON COM | 9,720 | $1.343M | 0.6% | $138.17 * | $69.80 | +61.6% | COM | 478160104 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 211,314 | $1.339M | 0.6% | $6.34 | $9.22 | — | COM | 95766J102 |
| T | AT&T INC COM | 39,838 | $1.337M | 0.6% | $33.56 * | $12.32 | +21.9% | COM | 00206R102 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 24,429 | $1.317M | 0.6% | $53.91 | $41.42 | +30.2% | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,729 | $1.311M | 0.6% | $78.37 | $43.81 | +78.9% | SBI INT-INDS | 81369Y704 |
| BBHY | JPMORGAN DISCIPLINED HIGH YIELD ETF | 25,968 | $1.291M | 0.6% | $49.72 | $50.44 | -1.4% | DCPLND HG YLD | 46641Q878 |
| PG | PROCTER AND GAMBLE CO COM | 13,591 | $1.131M | 0.5% | $83.22 * | $58.59 | +17.9% | COM | 742718109 |
| INTC | INTEL CORP COM | 23,536 | $1.113M | 0.5% | $47.29 * | $24.05 | +68.2% | COM | 458140100 |
| — | DOWDUPONT INC COM | 17,277 | $1.111M | 0.5% | $64.31 | $67.18 | — | COM | 26078J100 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 12,687 | $1.059M | 0.5% | $83.47 | $87.38 | -4.4% | INT-TERM CORP | 92206C870 |
| CVX | CHEVRON CORP NEW COM | 8,416 | $1.029M | 0.5% | $122.27 * | $71.15 | +25.2% | COM | 166764100 |
| ABBV | ABBVIE INC COM | 10,763 | $1.018M | 0.5% | $94.58 * | $44.16 | +56.4% | COM | 00287Y109 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 16,067 | $997K | 0.5% | $62.05 * | $40.39 | +16.5% | COM | 110122108 |
| MCD | MCDONALDS CORP COM | 5,947 | $995K | 0.4% | $167.31 * | $93.37 | +51.3% | COM | 580135101 |
| NKE | NIKE INC CLASS B | 11,519 | $975K | 0.4% | $84.64 * | $49.94 | +54.4% | CL B | 654106103 |
| V | VISA INC | 6,133 | $920K | 0.4% | $150.01 * | $84.24 | +69.4% | COM CL A | 92826C839 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 33,314 | $918K | 0.4% | $27.56 | $16.77 | +64.4% | SBI INT-FINL | 81369Y605 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 13,603 | $906K | 0.4% | $66.60 | $48.65 | +37.0% | CORE S&P TTL STK | 464287150 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 7,761 | $836K | 0.4% | $107.72 | $112.85 | -4.5% | JPMORGAN USD EMG | 464288281 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,952 | $834K | 0.4% | $168.42 | $100.30 | +68.0% | RUSSELL 2000 ETF | 464287655 |
| YUM | YUM! BRANDS INC | 9,125 | $829K | 0.4% | $90.85 * | $54.90 | +45.0% | COM | 988498101 |
| HON | HONEYWELL INTL INC | 4,899 | $815K | 0.4% | $166.36 * | $113.38 | +14.0% | COM | 438516106 |
| MRK | MERCK & CO INC | 11,483 | $814K | 0.4% | $70.89 * | $37.63 | +43.8% | COM | 58933Y105 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 17,727 | $760K | 0.3% | $42.87 | $41.23 | +4.1% | MSCI EMG MKT ETF | 464287234 |
| VUG | VANGUARD GROWTH ETF | 4,710 | $758K | 0.3% | $160.93 * | $18.88 | +42.2% | GROWTH ETF | 922908736 |
| PFE | PFIZER INC COM | 16,876 | $743K | 0.3% | $44.03 * | $20.68 | +45.6% | COM | 717081103 |
| ADI | ANALOG DEVICES INC COM | 8,037 | $743K | 0.3% | $92.45 * | $53.93 | +50.0% | COM | 032654105 |
| CSCO | CISCO SYS INC | 14,819 | $720K | 0.3% | $48.59 * | $21.45 | +81.8% | COM | 17275R102 |
| ARE | ALEXANDRIA REAL ESTATE EQ INC COM | 5,574 | $701K | 0.3% | $125.76 * | $86.08 | +11.8% | COM | 015271109 |
| AVGO | BROADCOM INC COM | 2,787 | $687K | 0.3% | $246.50 * | $18.27 | +10.7% | COM | 11135F101 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 13,007 | $684K | 0.3% | $52.59 * | $20.21 | +30.3% | SBI INT-UTILS | 81369Y886 |
| — | GENERAL ELECTRIC CO COM | 60,149 | $679K | 0.3% | $11.29 | $20.80 | — | COM | 369604103 |
| WFC | WELLS FARGO CO NEW COM | 12,380 | $650K | 0.3% | $52.50 * | $34.28 | +25.3% | COM | 949746101 |
| CMI | CUMMINS INC COM | 4,417 | $645K | 0.3% | $146.03 * | $138.25 | -12.4% | COM | 231021106 |
| VTV | VANGUARD VALUE ETF | 5,759 | $637K | 0.3% | $110.61 | $89.08 | +24.3% | VALUE ETF | 922908744 |
| MET | METLIFE INC COM | 13,269 | $619K | 0.3% | $46.65 * | $35.97 | +1.3% | COM | 59156R108 |
| MO | ALTRIA GROUP INC COM | 10,007 | $603K | 0.3% | $60.26 * | $20.53 | +67.8% | COM | 02209S103 |
| HD | HOME DEPOT | 2,849 | $590K | 0.3% | $207.09 * | $120.72 | +43.6% | COM | 437076102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,647 | $500K | 0.2% | $57.82 * | $20.39 | +42.0% | SBI MATERIALS | 81369Y100 |
| MSFT | MICROSOFT | 4,271 | $488K | 0.2% | $114.26 * | $62.29 | +71.1% | COM | 594918104 |
| DIS | DISNEY WALT CO COM DISNEY | 4,089 | $478K | 0.2% | $116.90 * | $101.56 | +10.3% | COM DISNEY | 254687106 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 45,883 | $458K | 0.2% | $9.98 | $14.74 | — | COM | 880192109 |
| MMM | 3M CO COM | 2,162 | $455K | 0.2% | $210.45 * | $88.79 | +52.9% | COM | 88579Y101 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 8,669 | $444K | 0.2% | $51.22 | $52.04 | -1.4% | 1-5 US TIP IDX | 72201R205 |
| PM | PHILIP MORRIS INTL INC | 5,441 | $443K | 0.2% | $81.42 * | $50.87 | +9.8% | COM | 718172109 |
| VZ | VERIZON COMMUNICATIONS | 8,253 | $440K | 0.2% | $53.31 * | $28.80 | +24.9% | COM | 92343V104 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,383 | $438K | 0.2% | $99.93 * | $42.20 | +18.6% | COHEN STEER REIT | 464287564 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 1,897 | $418K | 0.2% | $220.35 * | $33.59 | +64.1% | RUS MID CAP ETF | 464287499 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,540 | $392K | 0.2% | $86.34 | $93.75 | -7.8% | IBOXX HI YD ETF | 464288513 |
| AMZN | AMAZON.COM INC | 195 | $390K | 0.2% | $2000.00 * | $55.02 | +82.0% | COM | 023135106 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 7,588 | $379K | 0.2% | $49.95 | $49.92 | +0.1% | SHT MAT MUN ETF | 46431W838 |
| IBM | INTL BUSINESS MACHINES | 2,417 | $365K | 0.2% | $151.01 * | $103.78 | +1.4% | COM | 459200101 |
| USRT | ISHARES CORE U.S. REIT ETF | 7,555 | $365K | 0.2% | $48.31 | $47.30 | +2.3% | CRE U S REIT ETF | 464288521 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 35,148 | $362K | 0.2% | $10.30 | $13.12 | — | COM SHS | 6706EN100 |
| XEL | XCEL ENERGY INC COM | 7,636 | $360K | 0.2% | $47.15 * | $19.78 | +91.7% | COM | 98389B100 |
| GS | GOLDMAN SACHS GROUP INC | 1,582 | $354K | 0.2% | $223.77 * | $184.76 | +2.7% | COM | 38141G104 |
| PEP | PEPSICO INC COM | 3,012 | $336K | 0.2% | $111.55 * | $58.70 | +52.8% | COM | 713448108 |
| FE | FIRSTENERGY CORP | 8,760 | $325K | 0.1% | $37.10 * | $20.72 | +33.4% | COM | 337932107 |
| BIL | SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF | 3,201 | $293K | 0.1% | $91.53 | $91.52 | +0.1% | SPDR BLOOMBERG | 78468R663 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 11,268 | $289K | 0.1% | $25.65 | $24.91 | — | ADR A 1/40PF A | 404280604 |
| CAT | CATERPILLAR INC DEL COM | 1,776 | $270K | 0.1% | $152.03 * | $60.90 | +113.6% | COM | 149123101 |
| — | UNITED TECHNOLOGIES CORP COM | 1,917 | $268K | 0.1% | $139.80 | $112.73 | — | COM | 913017109 |
| CL | COLGATE PALMOLIVE CO COM | 3,991 | $267K | 0.1% | $66.90 * | $46.22 | +21.8% | COM | 194162103 |
| TRV | TRAVELERS COMPANIES INC COM | 2,057 | $266K | 0.1% | $129.31 * | $112.09 | -1.0% | COM | 89417E109 |
| XPHTX | PIONEER HIGH INCOME TR COM | 28,551 | $264K | 0.1% | $9.25 | $16.64 | — | COM | 72369H106 |
| META | FACEBOOK INC CL A | 1,535 | $252K | 0.1% | $164.17 | $179.45 | -9.0% | CL A | 30303M102 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 14,565 | $234K | 0.1% | $16.07 | $17.79 | — | COM | 67074Y105 |
| BA | BOEING CO COM | 627 | $233K | 0.1% | $371.61 * | $124.23 | +189.6% | COM | 097023105 |
| UNP | UNION PAC CORP COM | 1,358 | $221K | 0.1% | $162.74 * | $127.79 | +8.5% | COM | 907818108 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 2,740 | $219K | 0.1% | $79.93 * | $41.84 | +42.8% | COM NEW | 26441C204 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $210K | 0.1% | $175.00 * | $28.59 | +2.1% | GLOBAL TECH ETF | 464287291 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,291 | $208K | 0.1% | $161.12 | $144.81 | +11.7% | RUS 1000 ETF | 464287622 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,636 | $152K | 0.1% | $12.03 | $12.95 | — | SH BEN INT | 128117108 |
| — | ARES CAP CORP 4.375 01/15/2019 | 45,000 | $45,000 | 0.0% | $1.00 | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |