CIK: 0001543100 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 8, 2019
Total Value ($000): $224,005 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,861 | $17,272 | 7.7% | $223.80 | — | CORE S&P500 ETF | 464287200 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 99,853 | $10,858 | 4.8% | $108.94 | — | BLOOMBERG BRCLYS | 78468R622 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 205,628 | $10,785 | 4.8% | $44.95 | — | BLMBRG BRC CNVRT | 78464A359 |
| IJH | ISHARES CORE S&P MID CAP ETF | 47,264 | $9,132 | 4.1% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 255,400 | $8,900 | 4.0% | $32.21 | — | PORTFOLIO LR ETF | 78464A854 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 208,854 | $8,579 | 3.8% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 185,894 | $6,976 | 3.1% | $39.24 | — | PFD AND INCM SEC | 464288687 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 223,647 | $6,899 | 3.1% | $30.23 | — | PORTFOLIO SHORT | 78464A474 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 197,939 | $6,708 | 3.0% | $33.61 | — | PORTFOLIO MD ETF | 78464A847 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 123,327 | $6,304 | 2.8% | $49.64 | — | GLOBAL BD OPRT | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 75,508 | $6,119 | 2.7% | $80.02 | — | SHRT TRM CORP BD | 92206C409 |
| SPY | SPDR S&P 500 ETF | 17,693 | $5,251 | 2.3% | $178.43 | — | TR UNIT | 78462F103 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 139,300 | $4,914 | 2.2% | $33.54 | — | PORTFOLIO INTRMD | 78464A375 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 62,435 | $4,859 | 2.2% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 53,559 | $4,327 | 1.9% | $79.91 | — | SHORT TRM BOND | 921937827 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 132,383 | $3,971 | 1.8% | $30.05 | — | PORTFOLIO SM ETF | 78468R853 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 60,687 | $3,891 | 1.7% | $64.55 | — | ESG MSCI EAFE | 46435G516 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 70,620 | $3,561 | 1.6% | $50.19 | — | ULTRA SHRT INC | 46641Q837 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 24,542 | $3,128 | 1.4% | $115.57 | — | IBOXX INV CP ETF | 464287242 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 62,437 | $2,892 | 1.3% | $46.32 | — | BLKSTN GSOSRLN | 78467V608 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 33,668 | $2,711 | 1.2% | $32.60 | — | TECHNOLOGY | 81369Y803 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 52,702 | $2,705 | 1.2% | $50.18 | — | HIGH YLD RESRCH | 46641Q878 |
| — | TEMPLETON GLOBAL INCOME FD INC | 437,269 | $2,684 | 1.2% | $8.52 | — | COM | 880198106 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 86,934 | $2,609 | 1.2% | $29.97 | — | PORTFOLIO SH TSR | 78468R101 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 75,419 | $2,585 | 1.2% | $36.67 | — | PORTFOLIO EMG MK | 78463X509 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 8,874 | $2,388 | 1.1% | $183.72 | — | UT SER 1 | 78467X109 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 52,525 | $2,319 | 1.0% | $43.12 | — | WELLS FG PFD ETF | 78464A292 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 54,761 | $2,204 | 1.0% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| AAPL | APPLE INC | 8,720 | $1,953 | 0.9% | $28.38 | +77.0% | COM | 037833100 |
| WMT | WALMART INC COM | 15,288 | $1,814 | 0.8% | $20.83 | +65.4% | COM | 931142103 |
| — | JP MORGAN ALERIAN MLP ETN | 75,834 | $1,764 | 0.8% | $31.63 | — | ALERIAN ML ETN | 46625H365 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 114,970 | $1,676 | 0.7% | $16.94 | — | COM | 00764C109 |
| PG | PROCTER & GAMBLE CO COM | 13,285 | $1,652 | 0.7% | $59.11 | +70.9% | COM | 742718109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,450 | $1,623 | 0.7% | $60.02 | — | SBI CONS DISCR | 81369Y407 |
| XOM | EXXON MOBIL CORP COM | 22,885 | $1,615 | 0.7% | $53.79 | -0.0% | COM | 30231G102 |
| T | AT&T INC COM | 42,022 | $1,590 | 0.7% | $12.62 | +34.7% | COM | 00206R102 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,540 | $1,580 | 0.7% | $57.02 | — | SBI HEALTHCARE | 81369Y209 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 30,359 | $1,528 | 0.7% | $50.16 | — | SHT MAT BD ETF | 46431W507 |
| EFA | ISHARES MSCI EAFE ETF | 23,131 | $1,508 | 0.7% | $59.92 | — | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD REIT INDEX ETF | 15,807 | $1,474 | 0.7% | $83.68 | — | REAL ESTATE ETF | 922908553 |
| JPM | JPMORGAN CHASE & CO COM | 12,454 | $1,465 | 0.7% | $66.47 | +43.0% | COM | 46625H100 |
| — | ALPS TRUST ETF ALERIAN MLP | 155,481 | $1,421 | 0.6% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,094 | $1,249 | 0.6% | $43.89 | — | SBI INT-INDS | 81369Y704 |
| INTC | INTEL CORP COM | 24,062 | $1,239 | 0.6% | $24.64 | +74.6% | COM | 458140100 |
| KO | COCA COLA CO COM | 22,574 | $1,228 | 0.5% | $29.96 | +46.7% | COM | 191216100 |
| MCD | MCDONALDS CORP COM | 5,665 | $1,216 | 0.5% | $96.25 | +92.0% | COM | 580135101 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 43,390 | $1,214 | 0.5% | $22.02 | — | SBI INT-FINL | 81369Y605 |
| JNJ | JOHNSON & JOHNSON COM | 9,184 | $1,188 | 0.5% | $70.22 | +56.6% | COM | 478160104 |
| FE | FIRSTENERGY CORP | 24,078 | $1,161 | 0.5% | $27.98 | +24.5% | COM | 337932107 |
| CVX | CHEVRON CORP NEW COM | 9,658 | $1,145 | 0.5% | $73.24 | +25.0% | COM | 166764100 |
| XLE | ENERGY SELECT SECTOR SPDR | 19,300 | $1,142 | 0.5% | $77.33 | — | ENERGY | 81369Y506 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 18,499 | $1,136 | 0.5% | $40.61 | — | SBI CONS STPLS | 81369Y308 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 165,616 | $1,122 | 0.5% | $9.22 | — | COM | 95766J102 |
| — | GABELLI CONV & INCOME SECS FD INC | 204,661 | $1,088 | 0.5% | $6.18 | — | COM | 36240B109 |
| MRK | MERCK & CO INC | 12,205 | $1,027 | 0.5% | $39.53 | +65.6% | COM | 58933Y105 |
| NKE | NIKE INC CLASS B | 9,726 | $913 | 0.4% | $49.94 | +57.7% | CL B | 654106103 |
| YUM | YUM! BRANDS INC | 7,929 | $899 | 0.4% | $54.90 | +84.9% | COM | 988498101 |
| V | VISA INC | 5,001 | $860 | 0.4% | $84.24 | +102.2% | COM CL A | 92826C839 |
| USRT | ISHARES CORE U.S. REIT ETF | 14,950 | $830 | 0.4% | $50.07 | — | CRE U S REIT ETF | 464288521 |
| ADI | ANALOG DEVICES INC COM | 7,249 | $810 | 0.4% | $53.93 | +87.0% | COM | 032654105 |
| MDT | MEDTRONIC PLC SHS | 7,194 | $781 | 0.3% | $77.14 | +13.5% | SHS | G5960L103 |
| VUG | VANGUARD GROWTH ETF | 4,665 | $775 | 0.3% | $114.17 | — | GROWTH ETF | 922908736 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,780 | $723 | 0.3% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| AVGO | BROADCOM INC COM | 2,608 | $720 | 0.3% | $18.35 | +30.9% | COM | 11135F101 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 11,054 | $715 | 0.3% | $39.38 | — | SBI INT-UTILS | 81369Y886 |
| LMT | LOCKHEED MARTIN CORP | 1,823 | $711 | 0.3% | $279.77 | +13.1% | COM | 539830109 |
| DIS | DISNEY WALT CO COM DISNEY | 5,310 | $692 | 0.3% | $104.05 | +29.0% | COM DISNEY | 254687106 |
| PLD | PROLOGIS INC COM | 8,063 | $687 | 0.3% | $63.35 | +9.3% | COM | 74340W103 |
| CMI | CUMMINS INC COM | 4,212 | $685 | 0.3% | $138.23 | -1.5% | COM | 231021106 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 10,181 | $682 | 0.3% | $67.56 | — | CORE S&P TTL STK | 464287150 |
| CSCO | CISCO SYS INC | 13,565 | $670 | 0.3% | $21.45 | +99.5% | COM | 17275R102 |
| VZ | VERIZON COMMUNICATIONS | 10,983 | $662 | 0.3% | $32.23 | +25.5% | COM | 92343V104 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,983 | $651 | 0.3% | $49.94 | — | SHT MAT MUN ETF | 46431W838 |
| VTV | VANGUARD VALUE ETF | 5,758 | $642 | 0.3% | $89.63 | — | VALUE ETF | 922908744 |
| HD | HOME DEPOT | 2,706 | $627 | 0.3% | $120.72 | +55.0% | COM | 437076102 |
| PFE | PFIZER INC COM | 16,976 | $609 | 0.3% | $21.12 | +27.9% | COM | 717081103 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 11,795 | $594 | 0.3% | $50.36 | — | ULTRA SHT MUNCPL | 46641Q654 |
| XLB | MATERIALS SELECT SECTOR SPDR | 9,359 | $544 | 0.2% | $40.80 | — | SBI MATERIALS | 81369Y100 |
| MET | METLIFE INC COM | 11,356 | $535 | 0.2% | $35.97 | +7.0% | COM | 59156R108 |
| DD | DUPONT DE NEMOURS INC COM | 7,496 | $534 | 0.2% | $25.91 | 0.0% | COM | 26614N102 |
| WFC | WELLS FARGO CO NEW COM | 10,327 | $520 | 0.2% | $34.28 | +16.1% | COM | 949746101 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 9,500 | $509 | 0.2% | $105.09 | — | SH TR CRPORT ETF | 464288646 |
| MSFT | MICROSOFT | 3,643 | $506 | 0.2% | $69.36 | +87.3% | COM | 594918104 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 17,253 | $502 | 0.2% | $26.52 | — | EMRNG MKT SVRG | 46138E784 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 3,795 | $455 | 0.2% | $81.33 | — | COHEN STEER REIT | 464287564 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 11,128 | $454 | 0.2% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 4,930 | $449 | 0.2% | $87.21 | — | INT-TERM CORP | 92206C870 |
| XEL | XCEL ENERGY INC COM | 6,921 | $449 | 0.2% | $19.78 | +158.9% | COM | 98389B100 |
| CSX | CSX CORP | 6,420 | $444 | 0.2% | $21.35 | 0.0% | COM | 126408103 |
| BA | BOEING CO COM | 1,142 | $434 | 0.2% | $227.57 | +54.8% | COM | 097023105 |
| GS | GOLDMAN SACHS GROUP INC | 2,035 | $421 | 0.2% | $181.17 | -0.9% | COM | 38141G104 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 7,399 | $413 | 0.2% | $68.50 | — | RUS MID CAP ETF | 464287499 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 7,945 | $402 | 0.2% | $39.04 | -5.8% | COM | 110122108 |
| IBM | INTL BUSINESS MACHINES | 2,702 | $393 | 0.2% | $103.14 | -0.6% | COM | 459200101 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,485 | $390 | 0.2% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| AMZN | AMAZON.COM INC | 212 | $368 | 0.2% | $68.56 | +35.3% | COM | 023135106 |
| — | UNITED TECHNOLOGIES CORP COM | 2,631 | $359 | 0.2% | $113.93 | — | COM | 913017109 |
| TRV | TRAVELERS COMPANIES INC COM | 2,271 | $337 | 0.2% | $112.15 | +15.5% | COM | 89417E109 |
| MMM | 3M CO COM | 2,016 | $331 | 0.1% | $89.26 | +23.9% | COM | 88579Y101 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 11,722 | $308 | 0.1% | $24.92 | — | ADR A 1/40PF A | 404280604 |
| CAT | CATERPILLAR INC DEL COM | 2,409 | $304 | 0.1% | $113.30 | -2.0% | COM | 149123101 |
| CL | COLGATE PALMOLIVE CO COM | 3,998 | $293 | 0.1% | $46.22 | +35.3% | COM | 194162103 |
| PM | PHILIP MORRIS INTL INC | 3,830 | $290 | 0.1% | $50.87 | +11.5% | COM | 718172109 |
| PEP | PEPSICO INC COM | 2,054 | $281 | 0.1% | $58.70 | +86.3% | COM | 713448108 |
| D | DOMINION RESOURCES INC | 3,231 | $261 | 0.1% | $57.06 | +2.3% | COM | 25746U109 |
| SUSC | ISHARES ESG USD CORPORATE BOND ETF | 9,801 | $257 | 0.1% | $26.22 | — | ESG USD CORPT | 46435G193 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 4,552 | $251 | 0.1% | $65.66 | — | COM | 931427108 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 8,615 | $246 | 0.1% | $28.55 | — | COM | 293792107 |
| META | FACEBOOK INC CL A | 1,335 | $237 | 0.1% | $180.15 | +4.8% | CL A | 30303M102 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 7,022 | $233 | 0.1% | $34.19 | — | BLOMBRG BRC INTL | 78464A151 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $221 | 0.1% | $170.83 | — | GLOBAL TECH ETF | 464287291 |
| UNP | UNION PACIFIC CORP COM | 1,366 | $221 | 0.1% | $138.09 | +5.6% | COM | 907818108 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 2,305 | $220 | 0.1% | $70.54 | 0.0% | COM NEW | 26441C204 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 2,136 | $214 | 0.1% | $100.19 | — | 0-5 YR TIPS ETF | 46429B747 |
| XPHTX | PIONEER HIGH INCOME TR COM | 23,203 | $213 | 0.1% | $16.64 | — | COM | 72369H106 |
| MO | ALTRIA GROUP INC COM | 5,180 | $211 | 0.1% | $20.53 | +34.4% | COM | 02209S103 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 11,544 | $202 | 0.1% | $17.79 | — | COM | 67074Y105 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,216 | $200 | 0.1% | $162.12 | — | RUS 1000 ETF | 464287622 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 18,356 | $175 | 0.1% | $13.12 | — | COM SHS | 6706EN100 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,660 | $131 | 0.1% | $12.80 | — | SH BEN INT | 128117108 |