Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 8, 2019
Total Value: $224M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,861 | $17.27M | 7.7% | $298.51 | $221.12 | +35.0% | CORE S&P500 ETF | 464287200 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 99,853 | $10.86M | 4.8% | $108.74 | $107.89 | +0.8% | BLOOMBERG BRCLYS | 78468R622 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 205,628 | $10.79M | 4.8% | $52.45 | $45.18 | +16.1% | BLMBRG BRC CNVRT | 78464A359 |
| IJH | ISHARES CORE S&P MID CAP ETF | 47,264 | $9.132M | 4.1% | $193.21 * | $26.63 | +45.1% | CORE S&P MCP ETF | 464287507 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 255,400 | $8.9M | 4.0% | $34.85 | $32.62 | +6.8% | PORTFOLIO LR ETF | 78464A854 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 208,854 | $8.579M | 3.8% | $41.08 | $37.93 | +8.3% | FTSE DEV MKT ETF | 921943858 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 185,894 | $6.976M | 3.1% | $37.53 | $39.73 | -5.5% | PFD AND INCM SEC | 464288687 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 223,647 | $6.899M | 3.1% | $30.85 | $30.26 | +1.9% | PORTFOLIO SHORT | 78464A474 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 197,939 | $6.708M | 3.0% | $33.89 | $33.66 | +0.7% | PORTFOLIO MD ETF | 78464A847 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 123,327 | $6.304M | 2.8% | $51.12 | $49.36 | +3.6% | GLOBAL BD OPRT | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 75,508 | $6.119M | 2.7% | $81.04 | $79.82 | +1.5% | SHRT TRM CORP BD | 92206C409 |
| SPY | SPDR S&P 500 ETF | 17,693 | $5.251M | 2.3% | $296.78 | $176.19 | +68.4% | TR UNIT | 78462F103 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 139,300 | $4.914M | 2.2% | $35.28 | $33.63 | +4.9% | PORTFOLIO INTRMD | 78464A375 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 62,435 | $4.859M | 2.2% | $77.82 | $61.77 | +26.0% | CORE S&P SCP ETF | 464287804 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 53,559 | $4.327M | 1.9% | $80.79 | $80.33 | +0.6% | SHORT TRM BOND | 921937827 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 132,383 | $3.971M | 1.8% | $30.00 | $30.51 | -1.7% | PORTFOLIO SM ETF | 78468R853 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 60,687 | $3.891M | 1.7% | $64.12 | $65.63 | -2.3% | ESG MSCI EAFE | 46435G516 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 70,620 | $3.561M | 1.6% | $50.42 | $50.24 | +0.4% | ULTRA SHRT INC | 46641Q837 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 24,542 | $3.128M | 1.4% | $127.45 | $118.82 | +7.3% | IBOXX INV CP ETF | 464287242 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 62,437 | $2.892M | 1.3% | $46.32 | $46.12 | +0.4% | BLKSTN GSOSRLN | 78467V608 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 33,668 | $2.711M | 1.2% | $80.52 * | $16.43 | +145.0% | TECHNOLOGY | 81369Y803 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 52,702 | $2.705M | 1.2% | $51.33 | $50.43 | +1.8% | HIGH YLD RESRCH | 46641Q878 |
| — | TEMPLETON GLOBAL INCOME FD INC | 437,269 | $2.684M | 1.2% | $6.14 | $8.52 | — | COM | 880198106 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 86,934 | $2.609M | 1.2% | $30.01 | $29.86 | +0.5% | PORTFOLIO SH TSR | 78468R101 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 75,419 | $2.585M | 1.2% | $34.28 | $37.48 | -8.5% | PORTFOLIO EMG MK | 78463X509 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 8,874 | $2.388M | 1.1% | $269.10 | $180.10 | +49.5% | UT SER 1 | 78467X109 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 52,525 | $2.319M | 1.0% | $44.15 | $43.38 | +1.8% | WELLS FG PFD ETF | 78464A292 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 54,761 | $2.204M | 1.0% | $40.25 | $40.10 | +0.4% | FTSE EMR MKT ETF | 922042858 |
| AAPL | APPLE INC | 8,720 | $1.953M | 0.9% | $223.97 * | $28.38 | +89.8% | COM | 037833100 |
| WMT | WALMART INC COM | 15,288 | $1.814M | 0.8% | $118.66 * | $20.83 | +73.8% | COM | 931142103 |
| — | JP MORGAN ALERIAN MLP ETN | 75,834 | $1.764M | 0.8% | $23.26 | $31.63 | — | ALERIAN ML ETN | 46625H365 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 114,970 | $1.676M | 0.7% | $14.58 | $16.94 | — | COM | 00764C109 |
| PG | PROCTER & GAMBLE CO COM | 13,285 | $1.652M | 0.7% | $124.35 * | $59.11 | +80.1% | COM | 742718109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,450 | $1.623M | 0.7% | $120.67 * | $29.56 | +104.2% | SBI CONS DISCR | 81369Y407 |
| XOM | EXXON MOBIL CORP COM | 22,885 | $1.615M | 0.7% | $70.57 * | $53.79 | -1.8% | COM | 30231G102 |
| T | AT&T INC COM | 42,022 | $1.59M | 0.7% | $37.84 * | $12.62 | +45.5% | COM | 00206R102 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,540 | $1.58M | 0.7% | $90.08 | $57.06 | +58.0% | SBI HEALTHCARE | 81369Y209 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 30,359 | $1.528M | 0.7% | $50.33 | $50.19 | +0.3% | SHT MAT BD ETF | 46431W507 |
| EFA | ISHARES MSCI EAFE ETF | 23,131 | $1.508M | 0.7% | $65.19 | $62.03 | +5.1% | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD REIT INDEX ETF | 15,807 | $1.474M | 0.7% | $93.25 | $83.72 | +11.4% | REAL ESTATE ETF | 922908553 |
| JPM | JPMORGAN CHASE & CO COM | 12,454 | $1.465M | 0.7% | $117.63 * | $66.47 | +48.9% | COM | 46625H100 |
| — | ALPS TRUST ETF ALERIAN MLP | 155,481 | $1.421M | 0.6% | $9.14 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,094 | $1.249M | 0.6% | $77.61 | $43.81 | +77.2% | SBI INT-INDS | 81369Y704 |
| INTC | INTEL CORP COM | 24,062 | $1.239M | 0.6% | $51.49 * | $24.64 | +83.4% | COM | 458140100 |
| KO | COCA COLA CO COM | 22,574 | $1.228M | 0.5% | $54.40 * | $29.96 | +50.1% | COM | 191216100 |
| MCD | MCDONALDS CORP COM | 5,665 | $1.216M | 0.5% | $214.65 * | $96.25 | +92.9% | COM | 580135101 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 43,390 | $1.214M | 0.5% | $27.98 | $19.20 | +45.9% | SBI INT-FINL | 81369Y605 |
| JNJ | JOHNSON & JOHNSON COM | 9,184 | $1.188M | 0.5% | $129.36 * | $70.22 | +54.5% | COM | 478160104 |
| FE | FIRSTENERGY CORP | 24,078 | $1.161M | 0.5% | $48.22 * | $27.98 | +33.1% | COM | 337932107 |
| CVX | CHEVRON CORP NEW COM | 9,658 | $1.145M | 0.5% | $118.55 * | $73.24 | +22.7% | COM | 166764100 |
| XLE | ENERGY SELECT SECTOR SPDR | 19,300 | $1.142M | 0.5% | $59.17 * | $39.05 | -24.2% | ENERGY | 81369Y506 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 18,499 | $1.136M | 0.5% | $61.41 | $41.42 | +48.3% | SBI CONS STPLS | 81369Y308 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 165,616 | $1.122M | 0.5% | $6.77 | $9.22 | — | COM | 95766J102 |
| — | GABELLI CONV & INCOME SECS FD INC | 204,661 | $1.088M | 0.5% | $5.32 | $6.18 | — | COM | 36240B109 |
| MRK | MERCK & CO INC | 12,205 | $1.027M | 0.5% | $84.15 * | $39.53 | +66.9% | COM | 58933Y105 |
| NKE | NIKE INC CLASS B | 9,726 | $913K | 0.4% | $93.87 * | $49.94 | +73.0% | CL B | 654106103 |
| YUM | YUM! BRANDS INC | 7,929 | $899K | 0.4% | $113.38 * | $54.90 | +83.9% | COM | 988498101 |
| V | VISA INC | 5,001 | $860K | 0.4% | $171.97 * | $84.24 | +95.4% | COM CL A | 92826C839 |
| USRT | ISHARES CORE U.S. REIT ETF | 14,950 | $830K | 0.4% | $55.52 | $49.10 | +13.1% | CRE U S REIT ETF | 464288521 |
| ADI | ANALOG DEVICES INC COM | 7,249 | $810K | 0.4% | $111.74 * | $53.93 | +85.1% | COM | 032654105 |
| MDT | MEDTRONIC PLC SHS | 7,194 | $781K | 0.3% | $108.56 * | $77.14 | +18.7% | SHS | G5960L103 |
| VUG | VANGUARD GROWTH ETF | 4,665 | $775K | 0.3% | $166.13 * | $18.88 | +46.8% | GROWTH ETF | 922908736 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,780 | $723K | 0.3% | $151.26 | $100.30 | +50.9% | RUSSELL 2000 ETF | 464287655 |
| AVGO | BROADCOM INC COM | 2,608 | $720K | 0.3% | $276.07 * | $18.35 | +28.1% | COM | 11135F101 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 11,054 | $715K | 0.3% | $64.68 * | $20.21 | +60.2% | SBI INT-UTILS | 81369Y886 |
| LMT | LOCKHEED MARTIN CORP | 1,823 | $711K | 0.3% | $390.02 * | $279.77 | +17.8% | COM | 539830109 |
| DIS | DISNEY WALT CO COM DISNEY | 5,310 | $692K | 0.3% | $130.32 * | $104.05 | +21.6% | COM DISNEY | 254687106 |
| PLD | PROLOGIS INC COM | 8,063 | $687K | 0.3% | $85.20 * | $63.35 | +13.3% | COM | 74340W103 |
| CMI | CUMMINS INC COM | 4,212 | $685K | 0.3% | $162.63 * | $138.23 | +0.6% | COM | 231021106 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 10,181 | $682K | 0.3% | $66.99 | $49.03 | +36.8% | CORE S&P TTL STK | 464287150 |
| CSCO | CISCO SYS INC | 13,565 | $670K | 0.3% | $49.39 * | $21.45 | +89.7% | COM | 17275R102 |
| VZ | VERIZON COMMUNICATIONS | 10,983 | $662K | 0.3% | $60.27 * | $32.23 | +31.6% | COM | 92343V104 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,983 | $651K | 0.3% | $50.14 | $50.05 | +0.2% | SHT MAT MUN ETF | 46431W838 |
| VTV | VANGUARD VALUE ETF | 5,758 | $642K | 0.3% | $111.50 | $89.08 | +25.3% | VALUE ETF | 922908744 |
| HD | HOME DEPOT | 2,706 | $627K | 0.3% | $231.71 * | $120.72 | +65.2% | COM | 437076102 |
| PFE | PFIZER INC COM | 16,976 | $609K | 0.3% | $35.87 * | $21.12 | +20.4% | COM | 717081103 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 11,795 | $594K | 0.3% | $50.36 | $50.51 | -0.2% | ULTRA SHT MUNCPL | 46641Q654 |
| XLB | MATERIALS SELECT SECTOR SPDR | 9,359 | $544K | 0.2% | $58.13 * | $20.89 | +39.3% | SBI MATERIALS | 81369Y100 |
| MET | METLIFE INC COM | 11,356 | $535K | 0.2% | $47.11 * | $35.97 | +6.2% | COM | 59156R108 |
| DD | DUPONT DE NEMOURS INC COM | 7,496 | $534K | 0.2% | $71.24 * | $25.91 | +1.8% | COM | 26614N102 |
| WFC | WELLS FARGO CO NEW COM | 10,327 | $520K | 0.2% | $50.35 * | $34.28 | +24.9% | COM | 949746101 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 9,500 | $509K | 0.2% | $53.58 | $52.67 | +1.9% | SH TR CRPORT ETF | 464288646 |
| MSFT | MICROSOFT | 3,643 | $506K | 0.2% | $138.90 * | $69.36 | +89.7% | COM | 594918104 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 17,253 | $502K | 0.2% | $29.10 | $27.23 | +7.1% | EMRNG MKT SVRG | 46138E784 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 3,795 | $455K | 0.2% | $119.89 * | $42.20 | +42.2% | COHEN STEER REIT | 464287564 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 11,128 | $454K | 0.2% | $40.80 | $41.23 | -0.9% | MSCI EMG MKT ETF | 464287234 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 4,930 | $449K | 0.2% | $91.08 | $87.38 | +4.4% | INT-TERM CORP | 92206C870 |
| XEL | XCEL ENERGY INC COM | 6,921 | $449K | 0.2% | $64.88 * | $19.78 | +171.0% | COM | 98389B100 |
| CSX | CSX CORP | 6,420 | $444K | 0.2% | $69.16 * | $21.35 | -0.6% | COM | 126408103 |
| BA | BOEING CO COM | 1,142 | $434K | 0.2% | $380.04 | $227.57 | +65.2% | COM | 097023105 |
| GS | GOLDMAN SACHS GROUP INC | 2,035 | $421K | 0.2% | $206.88 * | $181.17 | -1.4% | COM | 38141G104 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 7,399 | $413K | 0.2% | $55.82 | $46.23 | +21.0% | RUS MID CAP ETF | 464287499 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 7,945 | $402K | 0.2% | $50.60 * | $39.04 | +1.6% | COM | 110122108 |
| IBM | INTL BUSINESS MACHINES | 2,702 | $393K | 0.2% | $145.45 * | $103.14 | +2.9% | COM | 459200101 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,485 | $390K | 0.2% | $86.96 | $93.75 | -7.0% | IBOXX HI YD ETF | 464288513 |
| AMZN | AMAZON.COM INC | 212 | $368K | 0.2% | $1735.85 * | $68.56 | +26.6% | COM | 023135106 |
| — | UNITED TECHNOLOGIES CORP COM | 2,631 | $359K | 0.2% | $136.45 | $113.93 | — | COM | 913017109 |
| TRV | TRAVELERS COMPANIES INC COM | 2,271 | $337K | 0.2% | $148.39 * | $112.15 | +16.0% | COM | 89417E109 |
| MMM | 3M CO COM | 2,016 | $331K | 0.1% | $164.19 * | $89.26 | +22.4% | COM | 88579Y101 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 11,722 | $308K | 0.1% | $26.28 | $24.92 | — | ADR A 1/40PF A | 404280604 |
| CAT | CATERPILLAR INC DEL COM | 2,409 | $304K | 0.1% | $126.19 * | $113.30 | -2.4% | COM | 149123101 |
| CL | COLGATE PALMOLIVE CO COM | 3,998 | $293K | 0.1% | $73.29 * | $46.22 | +37.2% | COM | 194162103 |
| PM | PHILIP MORRIS INTL INC | 3,830 | $290K | 0.1% | $75.72 * | $50.87 | +8.5% | COM | 718172109 |
| PEP | PEPSICO INC COM | 2,054 | $281K | 0.1% | $136.81 * | $58.70 | +93.2% | COM | 713448108 |
| D | DOMINION RESOURCES INC | 3,231 | $261K | 0.1% | $80.78 * | $57.06 | +8.1% | COM | 25746U109 |
| SUSC | ISHARES ESG USD CORPORATE BOND ETF | 9,801 | $257K | 0.1% | $26.22 | $26.13 | +0.6% | ESG USD CORPT | 46435G193 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 4,552 | $251K | 0.1% | $55.14 | $65.66 | — | COM | 931427108 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 8,615 | $246K | 0.1% | $28.55 | $28.55 | — | COM | 293792107 |
| META | FACEBOOK INC CL A | 1,335 | $237K | 0.1% | $177.53 | $180.15 | -1.8% | CL A | 30303M102 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 7,022 | $233K | 0.1% | $33.18 | $34.73 | -4.1% | BLOMBRG BRC INTL | 78464A151 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $221K | 0.1% | $184.17 * | $26.48 | +16.4% | GLOBAL TECH ETF | 464287291 |
| UNP | UNION PACIFIC CORP COM | 1,366 | $221K | 0.1% | $161.79 * | $138.09 | +2.1% | COM | 907818108 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 2,305 | $220K | 0.1% | $95.44 * | $70.54 | +5.9% | COM NEW | 26441C204 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 2,136 | $214K | 0.1% | $100.19 | $100.18 | -0.0% | 0-5 YR TIPS ETF | 46429B747 |
| XPHTX | PIONEER HIGH INCOME TR COM | 23,203 | $213K | 0.1% | $9.18 | $16.64 | — | COM | 72369H106 |
| MO | ALTRIA GROUP INC COM | 5,180 | $211K | 0.1% | $40.73 * | $20.53 | +21.5% | COM | 02209S103 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 11,544 | $202K | 0.1% | $17.50 | $17.79 | — | COM | 67074Y105 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,216 | $200K | 0.1% | $164.47 | $160.11 | +2.8% | RUS 1000 ETF | 464287622 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 18,356 | $175K | 0.1% | $9.53 | $13.12 | — | COM SHS | 6706EN100 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,660 | $131K | 0.1% | $10.35 | $12.80 | — | SH BEN INT | 128117108 |