Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 12, 2020
Total Value: $238M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,871 | $18.71M | 7.9% | $323.24 | $221.12 | +46.2% | CORE S&P500 ETF | 464287200 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 209,806 | $11.64M | 4.9% | $55.50 | $45.35 | +22.4% | BLMBRG BRC CNVRT | 78464A359 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 98,447 | $10.78M | 4.5% | $109.53 | $107.89 | +1.5% | BLOOMBERG BRCLYS | 78468R622 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 283,355 | $10.72M | 4.5% | $37.82 | $32.97 | +14.7% | PORTFOLIO LR ETF | 78464A854 |
| IJH | ISHARES CORE S&P MID CAP ETF | 47,049 | $9.683M | 4.1% | $205.81 * | $26.63 | +54.6% | CORE S&P MCP ETF | 464287507 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 199,199 | $8.776M | 3.7% | $44.06 | $37.93 | +16.2% | FTSE DEV MKT ETF | 921943858 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 217,852 | $7.892M | 3.3% | $36.23 | $33.77 | +7.3% | PORTFOLIO MD ETF | 78464A847 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 239,921 | $7.399M | 3.1% | $30.84 | $30.30 | +1.8% | PORTFOLIO SHORT | 78464A474 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 184,955 | $6.952M | 2.9% | $37.59 | $39.73 | -5.4% | PFD AND INCM SEC | 464288687 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 133,089 | $6.658M | 2.8% | $50.03 | $49.47 | +1.1% | GLOBAL BD OPRT | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 80,222 | $6.5M | 2.7% | $81.03 | $79.89 | +1.4% | SHRT TRM CORP BD | 92206C409 |
| SPY | SPDR S&P 500 ETF | 17,498 | $5.632M | 2.4% | $321.87 | $176.19 | +82.7% | TR UNIT | 78462F103 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 150,773 | $5.323M | 2.2% | $35.30 | $33.75 | +4.6% | PORTFOLIO INTRMD | 78464A375 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 61,959 | $5.195M | 2.2% | $83.85 | $61.77 | +35.7% | CORE S&P SCP ETF | 464287804 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 145,635 | $4.752M | 2.0% | $32.63 | $30.58 | +6.7% | PORTFOLIO SM ETF | 78468R853 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 98,211 | $4.574M | 1.9% | $46.57 | $46.11 | +1.0% | BLKSTN GSOSRLN | 78467V608 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 56,693 | $4.57M | 1.9% | $80.61 | $80.35 | +0.3% | SHORT TRM BOND | 921937827 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 65,861 | $4.527M | 1.9% | $68.74 | $65.71 | +4.6% | ESG MSCI EAFE | 46435G516 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 86,315 | $4.352M | 1.8% | $50.42 | $50.28 | +0.3% | ULTRA SHRT INC | 46641Q837 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 64,032 | $3.314M | 1.4% | $51.76 | $50.61 | +2.3% | HIGH YLD RESRCH | 46641Q878 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 25,376 | $3.247M | 1.4% | $127.96 | $119.10 | +7.4% | IBOXX INV CP ETF | 464287242 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 102,208 | $3.062M | 1.3% | $29.96 | $29.88 | +0.3% | PORTFOLIO SH TSR | 78468R101 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 32,020 | $2.935M | 1.2% | $91.66 * | $16.43 | +178.9% | TECHNOLOGY | 81369Y803 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 76,819 | $2.887M | 1.2% | $37.58 | $37.45 | +0.4% | PORTFOLIO EMG MK | 78463X509 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 61,184 | $2.692M | 1.1% | $44.00 | $43.45 | +1.3% | WELLS FG PFD ETF | 78464A292 |
| — | TEMPLETON GLOBAL INCOME FD INC | 415,059 | $2.544M | 1.1% | $6.13 | $8.52 | — | COM | 880198106 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 8,750 | $2.494M | 1.0% | $285.03 | $180.10 | +58.3% | UT SER 1 | 78467X109 |
| AAPL | APPLE INC | 7,969 | $2.34M | 1.0% | $293.64 * | $28.38 | +149.7% | COM | 037833100 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 49,250 | $2.19M | 0.9% | $44.47 | $40.10 | +10.9% | FTSE EMR MKT ETF | 922042858 |
| WMT | WALMART INC COM | 15,249 | $1.812M | 0.8% | $118.83 * | $20.83 | +74.8% | COM | 931142103 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 35,645 | $1.791M | 0.8% | $50.25 | $50.20 | +0.1% | SHT MAT BD ETF | 46431W507 |
| JPM | JPMORGAN CHASE & CO COM | 12,607 | $1.757M | 0.7% | $139.37 * | $66.98 | +76.4% | COM | 46625H100 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,243 | $1.756M | 0.7% | $101.84 | $57.06 | +78.5% | SBI HEALTHCARE | 81369Y209 |
| T | AT&T INC COM | 44,139 | $1.724M | 0.7% | $39.06 * | $12.92 | +49.5% | COM | 00206R102 |
| PG | PROCTER & GAMBLE CO COM | 13,521 | $1.688M | 0.7% | $124.84 * | $59.92 | +79.5% | COM | 742718109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,330 | $1.671M | 0.7% | $125.36 * | $29.56 | +112.2% | SBI CONS DISCR | 81369Y407 |
| XOM | EXXON MOBIL CORP COM | 23,815 | $1.661M | 0.7% | $69.75 * | $53.72 | -1.7% | COM | 30231G102 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 105,448 | $1.639M | 0.7% | $15.54 | $16.94 | — | COM | 00764C109 |
| EFA | ISHARES MSCI EAFE ETF | 22,350 | $1.551M | 0.7% | $69.40 | $62.03 | +11.9% | MSCI EAFE ETF | 464287465 |
| INTC | INTEL CORP COM | 24,489 | $1.465M | 0.6% | $59.82 * | $25.07 | +110.6% | COM | 458140100 |
| VNQ | VANGUARD REIT INDEX ETF | 15,433 | $1.432M | 0.6% | $92.79 | $83.72 | +10.8% | REAL ESTATE ETF | 922908553 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 43,614 | $1.342M | 0.6% | $30.77 | $19.20 | +60.3% | SBI INT-FINL | 81369Y605 |
| KO | COCA COLA CO COM | 22,911 | $1.268M | 0.5% | $55.34 * | $30.17 | +52.6% | COM | 191216100 |
| JNJ | JOHNSON JOHNSON COM | 8,384 | $1.223M | 0.5% | $145.87 * | $70.22 | +75.5% | COM | 478160104 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,835 | $1.208M | 0.5% | $81.43 | $43.81 | +85.9% | SBI INT-INDS | 81369Y704 |
| — | GABELLI CONV & INCOME SECS FD INC | 198,145 | $1.159M | 0.5% | $5.85 | $6.18 | — | COM | 36240B109 |
| MCD | MCDONALDS CORP COM | 5,844 | $1.155M | 0.5% | $197.64 * | $98.56 | +74.5% | COM | 580135101 |
| MRK | MERCK & CO INC | 12,668 | $1.152M | 0.5% | $90.94 * | $40.56 | +77.0% | COM | 58933Y105 |
| CVX | CHEVRON CORP NEW COM | 9,365 | $1.128M | 0.5% | $120.45 * | $73.24 | +25.9% | COM | 166764100 |
| XLE | ENERGY SELECT SECTOR SPDR | 18,209 | $1.093M | 0.5% | $60.03 * | $39.05 | -23.1% | ENERGY | 81369Y506 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 158,680 | $1.069M | 0.4% | $6.74 | $9.22 | — | COM | 95766J102 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 16,334 | $1.028M | 0.4% | $62.94 | $41.42 | +52.0% | SBI CONS STPLS | 81369Y308 |
| USRT | ISHARES CORE U.S. REIT ETF | 18,094 | $987K | 0.4% | $54.55 | $50.14 | +8.9% | CRE U S REIT ETF | 464288521 |
| NKE | NIKE INC CLASS B | 9,599 | $972K | 0.4% | $101.26 * | $49.94 | +87.1% | CL B | 654106103 |
| V | VISA INC | 5,003 | $940K | 0.4% | $187.89 * | $84.24 | +113.8% | COM CL A | 92826C839 |
| VUG | VANGUARD GROWTH ETF | 4,667 | $850K | 0.4% | $182.13 * | $18.88 | +60.8% | GROWTH ETF | 922908736 |
| ADI | ANALOG DEVICES INC COM | 7,029 | $835K | 0.4% | $118.79 * | $53.93 | +97.8% | COM | 032654105 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 16,146 | $815K | 0.3% | $50.48 | $50.50 | -0.0% | ULTRA SHT MUNCPL | 46641Q654 |
| MDT | MEDTRONIC PLC SHS | 7,102 | $805K | 0.3% | $113.35 * | $77.14 | +24.6% | SHS | G5960L103 |
| AVGO | BROADCOM INC COM | 2,515 | $795K | 0.3% | $316.10 * | $18.35 | +48.2% | COM | 11135F101 |
| DIS | DISNEY WALT CO COM DISNEY | 5,328 | $770K | 0.3% | $144.52 * | $104.05 | +35.8% | COM DISNEY | 254687106 |
| VFC | V F CORP COM | 7,590 | $756K | 0.3% | $99.60 | $89.63 | +11.2% | COM | 918204108 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,535 | $751K | 0.3% | $165.60 | $100.30 | +65.2% | RUSSELL 2000 ETF | 464287655 |
| PLD | PROLOGIS INC COM | 8,061 | $718K | 0.3% | $89.07 * | $63.35 | +19.2% | COM | 74340W103 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,846 | $715K | 0.3% | $72.62 | $49.03 | +48.3% | CORE S&P TTL STK | 464287150 |
| LMT | LOCKHEED MARTIN CORP | 1,825 | $710K | 0.3% | $389.04 * | $279.77 | +18.3% | COM | 539830109 |
| VZ | VERIZON COMMUNICATIONS | 11,554 | $709K | 0.3% | $61.36 * | $32.75 | +33.1% | COM | 92343V104 |
| VTV | VANGUARD VALUE ETF | 5,865 | $702K | 0.3% | $119.69 | $89.56 | +33.8% | VALUE ETF | 922908744 |
| PFE | PFIZER INC COM | 17,715 | $694K | 0.3% | $39.18 * | $21.35 | +31.1% | COM | 717081103 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 10,322 | $667K | 0.3% | $64.62 * | $20.21 | +59.9% | SBI INT-UTILS | 81369Y886 |
| CNP | CENTERPOINT ENERGY INC COM | 24,114 | $657K | 0.3% | $27.25 * | $22.96 | +1.0% | COM | 15189T107 |
| JCI | JOHNSON CTLS INTL PLC SHS | 16,074 | $654K | 0.3% | $40.69 * | $37.10 | -3.0% | SHS | G51502105 |
| CSCO | CISCO SYS INC | 13,509 | $647K | 0.3% | $47.89 * | $21.45 | +85.6% | COM | 17275R102 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,232 | $612K | 0.3% | $50.03 | $50.05 | +0.1% | SHT MAT MUN ETF | 46431W838 |
| MET | METLIFE INC COM | 11,810 | $601K | 0.3% | $50.89 * | $36.10 | +15.4% | COM | 59156R108 |
| HD | HOME DEPOT | 2,704 | $590K | 0.2% | $218.20 * | $120.72 | +56.5% | COM | 437076102 |
| MSFT | MICROSOFT | 3,685 | $581K | 0.2% | $157.67 * | $70.16 | +113.4% | COM | 594918104 |
| XLB | MATERIALS SELECT SECTOR SPDR | 9,325 | $572K | 0.2% | $61.34 * | $20.89 | +47.0% | SBI MATERIALS | 81369Y100 |
| WFC | WELLS FARGO CO NEW COM | 10,341 | $556K | 0.2% | $53.77 * | $34.28 | +34.5% | COM | 949746101 |
| GS | GOLDMAN SACHS GROUP INC | 2,285 | $525K | 0.2% | $229.76 * | $181.86 | +9.6% | COM | 38141G104 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 7,945 | $509K | 0.2% | $64.07 * | $39.04 | +29.7% | COM | 110122108 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,752 | $482K | 0.2% | $44.83 | $41.23 | +8.8% | MSCI EMG MKT ETF | 464287234 |
| DD | DUPONT DE NEMOURS INC COM | 7,503 | $481K | 0.2% | $64.11 * | $25.91 | -7.9% | COM | 26614N102 |
| XEL | XCEL ENERGY INC COM | 7,334 | $465K | 0.2% | $63.40 * | $21.58 | +144.6% | COM | 98389B100 |
| FE | FIRSTENERGY CORP | 9,538 | $463K | 0.2% | $48.54 * | $27.98 | +35.2% | COM | 337932107 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 7,342 | $437K | 0.2% | $59.52 | $46.23 | +29.0% | RUS MID CAP ETF | 464287499 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 3,699 | $432K | 0.2% | $116.79 * | $42.20 | +38.6% | COHEN STEER REIT | 464287564 |
| CAT | CATERPILLAR INC DEL COM | 2,743 | $405K | 0.2% | $147.65 * | $114.49 | +13.9% | COM | 149123101 |
| BA | BOEING CO COM | 1,245 | $405K | 0.2% | $325.30 | $237.78 | +36.2% | COM | 097023105 |
| — | UNITED TECHNOLOGIES CORP COM | 2,689 | $402K | 0.2% | $149.50 | $114.70 | — | COM | 913017109 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,567 | $401K | 0.2% | $87.80 | $93.63 | -6.1% | IBOXX HI YD ETF | 464288513 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 13,318 | $393K | 0.2% | $29.51 | $27.23 | +8.6% | EMRNG MKT SVRG | 46138E784 |
| SUSC | ISHARES ESG USD CORPORATE BOND ETF | 14,504 | $383K | 0.2% | $26.41 | $26.20 | +1.0% | ESG USD CORPT | 46435G193 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 7,009 | $375K | 0.2% | $53.50 | $52.67 | +1.8% | SH TR CRPORT ETF | 464288646 |
| IBM | INTL BUSINESS MACHINES | 2,749 | $368K | 0.2% | $133.87 * | $103.08 | -4.0% | COM | 459200101 |
| MMM | 3M CO COM | 2,021 | $356K | 0.1% | $176.15 * | $89.26 | +32.5% | COM | 88579Y101 |
| TRV | TRAVELERS COMPANIES INC COM | 2,536 | $347K | 0.1% | $136.83 * | $112.90 | +6.8% | COM | 89417E109 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 3,555 | $324K | 0.1% | $91.14 | $87.38 | +4.5% | INT-TERM CORP | 92206C870 |
| PM | PHILIP MORRIS INTL INC | 3,630 | $308K | 0.1% | $84.85 * | $50.87 | +23.2% | COM | 718172109 |
| AMZN | AMAZON.COM INC | 165 | $304K | 0.1% | $1842.42 * | $68.56 | +34.8% | COM | 023135106 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 5,127 | $302K | 0.1% | $58.90 | $64.90 | — | COM | 931427108 |
| — | ALPS TRUST ETF ALERIAN MLP | 34,994 | $297K | 0.1% | $8.49 | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 10,938 | $294K | 0.1% | $26.88 | $24.92 | — | ADR A 1/40PF A | 404280604 |
| PEP | PEPSICO INC COM | 2,060 | $281K | 0.1% | $136.41 * | $58.70 | +93.9% | COM | 713448108 |
| CL | COLGATE PALMOLIVE CO COM | 4,000 | $275K | 0.1% | $68.75 * | $46.22 | +29.3% | COM | 194162103 |
| META | FACEBOOK INC CL A | 1,285 | $263K | 0.1% | $204.67 | $180.15 | +13.1% | CL A | 30303M102 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 9,211 | $259K | 0.1% | $28.12 | $28.53 | — | COM | 293792107 |
| MO | ALTRIA GROUP INC COM | 5,180 | $258K | 0.1% | $49.81 * | $20.53 | +50.7% | COM | 02209S103 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $252K | 0.1% | $210.00 * | $26.48 | +32.5% | GLOBAL TECH ETF | 464287291 |
| UNP | UNION PACIFIC CORP COM | 1,370 | $247K | 0.1% | $180.29 * | $138.09 | +14.6% | COM | 907818108 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 2,383 | $240K | 0.1% | $100.71 | $100.19 | +0.5% | 0-5 YR TIPS ETF | 46429B747 |
| AXP | AMERICAN EXPRESS CO COM | 1,906 | $237K | 0.1% | $124.34 * | $110.13 | +4.2% | COM | 025816109 |
| XPHTX | PIONEER HIGH INCOME TR COM | 22,436 | $214K | 0.1% | $9.54 | $16.64 | — | COM | 72369H106 |
| ABBV | ABBVIE INC COM | 2,377 | $210K | 0.1% | $88.35 * | $64.63 | +6.8% | COM | 00287Y109 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 11,127 | $204K | 0.1% | $18.33 | $17.79 | — | COM | 67074Y105 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,144 | $204K | 0.1% | $178.32 | $160.11 | +11.4% | RUS 1000 ETF | 464287622 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 18,462 | $184K | 0.1% | $9.97 | $13.12 | — | COM SHS | 6706EN100 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 11,914 | $131K | 0.1% | $11.00 | $12.80 | — | SH BEN INT | 128117108 |