CIK: 0001543100 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 12, 2020
Total Value ($000): $237,689 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 57,871 | $18,706 | 7.9% | $223.80 | — | CORE S&P500 ETF | 464287200 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 209,806 | $11,644 | 4.9% | $45.16 | — | BLMBRG BRC CNVRT | 78464A359 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 98,447 | $10,783 | 4.5% | $108.94 | — | BLOOMBERG BRCLYS | 78468R622 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 283,355 | $10,716 | 4.5% | $32.77 | — | PORTFOLIO LR ETF | 78464A854 |
| IJH | ISHARES CORE S&P MID CAP ETF | 47,049 | $9,683 | 4.1% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 199,199 | $8,776 | 3.7% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 217,852 | $7,892 | 3.3% | $33.85 | — | PORTFOLIO MD ETF | 78464A847 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 239,921 | $7,399 | 3.1% | $30.27 | — | PORTFOLIO SHORT | 78464A474 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 184,955 | $6,952 | 2.9% | $39.24 | — | PFD AND INCM SEC | 464288687 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 133,089 | $6,658 | 2.8% | $49.67 | — | GLOBAL BD OPRT | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 80,222 | $6,500 | 2.7% | $80.08 | — | SHRT TRM CORP BD | 92206C409 |
| SPY | SPDR S&P 500 ETF | 17,498 | $5,632 | 2.4% | $178.43 | — | TR UNIT | 78462F103 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 150,773 | $5,323 | 2.2% | $33.67 | — | PORTFOLIO INTRMD | 78464A375 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 61,959 | $5,195 | 2.2% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 145,635 | $4,752 | 2.0% | $30.29 | — | PORTFOLIO SM ETF | 78468R853 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 98,211 | $4,574 | 1.9% | $46.41 | — | BLKSTN GSOSRLN | 78467V608 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 56,693 | $4,570 | 1.9% | $79.95 | — | SHORT TRM BOND | 921937827 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 65,861 | $4,527 | 1.9% | $64.88 | — | ESG MSCI EAFE | 46435G516 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 86,315 | $4,352 | 1.8% | $50.23 | — | ULTRA SHRT INC | 46641Q837 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 64,032 | $3,314 | 1.4% | $50.46 | — | HIGH YLD RESRCH | 46641Q878 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 25,376 | $3,247 | 1.4% | $115.98 | — | IBOXX INV CP ETF | 464287242 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 102,208 | $3,062 | 1.3% | $29.97 | — | PORTFOLIO SH TSR | 78468R101 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 32,020 | $2,935 | 1.2% | $32.60 | — | TECHNOLOGY | 81369Y803 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 76,819 | $2,887 | 1.2% | $36.69 | — | PORTFOLIO EMG MK | 78463X509 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 61,184 | $2,692 | 1.1% | $43.24 | — | WELLS FG PFD ETF | 78464A292 |
| — | TEMPLETON GLOBAL INCOME FD INC | 415,059 | $2,544 | 1.1% | $8.52 | — | COM | 880198106 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 8,750 | $2,494 | 1.0% | $183.72 | — | UT SER 1 | 78467X109 |
| AAPL | APPLE INC | 7,969 | $2,340 | 1.0% | $28.38 | +118.5% | COM | 037833100 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 49,250 | $2,190 | 0.9% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| WMT | WALMART INC COM | 15,249 | $1,812 | 0.8% | $20.83 | +74.7% | COM | 931142103 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 35,645 | $1,791 | 0.8% | $50.17 | — | SHT MAT BD ETF | 46431W507 |
| JPM | JPMORGAN CHASE & CO COM | 12,607 | $1,757 | 0.7% | $66.98 | +62.2% | COM | 46625H100 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,243 | $1,756 | 0.7% | $57.02 | — | SBI HEALTHCARE | 81369Y209 |
| T | AT&T INC COM | 44,139 | $1,724 | 0.7% | $12.92 | +46.0% | COM | 00206R102 |
| PG | PROCTER & GAMBLE CO COM | 13,521 | $1,688 | 0.7% | $59.92 | +75.6% | COM | 742718109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,330 | $1,671 | 0.7% | $60.02 | — | SBI CONS DISCR | 81369Y407 |
| XOM | EXXON MOBIL CORP COM | 23,815 | $1,661 | 0.7% | $53.72 | -3.1% | COM | 30231G102 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 105,448 | $1,639 | 0.7% | $16.94 | — | COM | 00764C109 |
| EFA | ISHARES MSCI EAFE ETF | 22,350 | $1,551 | 0.7% | $59.92 | — | MSCI EAFE ETF | 464287465 |
| INTC | INTEL CORP COM | 24,489 | $1,465 | 0.6% | $25.07 | +96.5% | COM | 458140100 |
| VNQ | VANGUARD REIT INDEX ETF | 15,433 | $1,432 | 0.6% | $83.68 | — | REAL ESTATE ETF | 922908553 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 43,614 | $1,342 | 0.6% | $22.02 | — | SBI INT-FINL | 81369Y605 |
| KO | COCA COLA CO COM | 22,911 | $1,268 | 0.5% | $30.17 | +47.5% | COM | 191216100 |
| JNJ | JOHNSON JOHNSON COM | 8,384 | $1,223 | 0.5% | $70.22 | +62.5% | COM | 478160104 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,835 | $1,208 | 0.5% | $43.89 | — | SBI INT-INDS | 81369Y704 |
| — | GABELLI CONV & INCOME SECS FD INC | 198,145 | $1,159 | 0.5% | $6.18 | — | COM | 36240B109 |
| MCD | MCDONALDS CORP COM | 5,844 | $1,155 | 0.5% | $98.56 | +74.4% | COM | 580135101 |
| MRK | MERCK & CO INC | 12,668 | $1,152 | 0.5% | $40.56 | +66.6% | COM | 58933Y105 |
| CVX | CHEVRON CORP NEW COM | 9,365 | $1,128 | 0.5% | $73.24 | +22.4% | COM | 166764100 |
| XLE | ENERGY SELECT SECTOR SPDR | 18,209 | $1,093 | 0.5% | $77.33 | — | ENERGY | 81369Y506 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 158,680 | $1,069 | 0.4% | $9.22 | — | COM | 95766J102 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 16,334 | $1,028 | 0.4% | $40.61 | — | SBI CONS STPLS | 81369Y308 |
| USRT | ISHARES CORE U.S. REIT ETF | 18,094 | $987 | 0.4% | $50.85 | — | CRE U S REIT ETF | 464288521 |
| NKE | NIKE INC CLASS B | 9,599 | $972 | 0.4% | $49.94 | +73.8% | CL B | 654106103 |
| V | VISA INC | 5,003 | $940 | 0.4% | $84.24 | +104.8% | COM CL A | 92826C839 |
| VUG | VANGUARD GROWTH ETF | 4,667 | $850 | 0.4% | $114.17 | — | GROWTH ETF | 922908736 |
| ADI | ANALOG DEVICES INC COM | 7,029 | $835 | 0.4% | $53.93 | +87.0% | COM | 032654105 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 16,146 | $815 | 0.3% | $50.39 | — | ULTRA SHT MUNCPL | 46641Q654 |
| MDT | MEDTRONIC PLC SHS | 7,102 | $805 | 0.3% | $77.14 | +20.0% | SHS | G5960L103 |
| AVGO | BROADCOM INC COM | 2,515 | $795 | 0.3% | $18.35 | +41.1% | COM | 11135F101 |
| DIS | DISNEY WALT CO COM DISNEY | 5,328 | $770 | 0.3% | $104.05 | +30.4% | COM DISNEY | 254687106 |
| VFC | V F CORP COM | 7,590 | $756 | 0.3% | $89.63 | 0.0% | COM | 918204108 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,535 | $751 | 0.3% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| PLD | PROLOGIS INC COM | 8,061 | $718 | 0.3% | $63.35 | +17.9% | COM | 74340W103 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,846 | $715 | 0.3% | $67.56 | — | CORE S&P TTL STK | 464287150 |
| LMT | LOCKHEED MARTIN CORP | 1,825 | $710 | 0.3% | $279.77 | +16.1% | COM | 539830109 |
| VZ | VERIZON COMMUNICATIONS | 11,554 | $709 | 0.3% | $32.75 | +30.6% | COM | 92343V104 |
| VTV | VANGUARD VALUE ETF | 5,865 | $702 | 0.3% | $90.18 | — | VALUE ETF | 922908744 |
| PFE | PFIZER INC COM | 17,715 | $694 | 0.3% | $21.35 | +25.1% | COM | 717081103 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 10,322 | $667 | 0.3% | $39.38 | — | SBI INT-UTILS | 81369Y886 |
| CNP | CENTERPOINT ENERGY INC COM | 24,114 | $657 | 0.3% | $22.96 | 0.0% | COM | 15189T107 |
| JCI | JOHNSON CTLS INTL PLC SHS | 16,074 | $654 | 0.3% | $37.10 | 0.0% | SHS | G51502105 |
| CSCO | CISCO SYS INC | 13,509 | $647 | 0.3% | $21.45 | +79.8% | COM | 17275R102 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,232 | $612 | 0.3% | $49.94 | — | SHT MAT MUN ETF | 46431W838 |
| MET | METLIFE INC COM | 11,810 | $601 | 0.3% | $36.10 | +9.0% | COM | 59156R108 |
| HD | HOME DEPOT | 2,704 | $590 | 0.2% | $120.72 | +61.5% | COM | 437076102 |
| MSFT | MICROSOFT | 3,685 | $581 | 0.2% | $70.16 | +98.5% | COM | 594918104 |
| XLB | MATERIALS SELECT SECTOR SPDR | 9,325 | $572 | 0.2% | $40.80 | — | SBI MATERIALS | 81369Y100 |
| WFC | WELLS FARGO CO NEW COM | 10,341 | $556 | 0.2% | $34.28 | +30.4% | COM | 949746101 |
| GS | GOLDMAN SACHS GROUP INC | 2,285 | $525 | 0.2% | $181.86 | +3.1% | COM | 38141G104 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 7,945 | $509 | 0.2% | $39.04 | +15.7% | COM | 110122108 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,752 | $482 | 0.2% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| DD | DUPONT DE NEMOURS INC COM | 7,503 | $481 | 0.2% | $25.91 | -5.4% | COM | 26614N102 |
| XEL | XCEL ENERGY INC COM | 7,334 | $465 | 0.2% | $21.58 | +139.6% | COM | 98389B100 |
| FE | FIRSTENERGY CORP | 9,538 | $463 | 0.2% | $27.98 | +32.5% | COM | 337932107 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 7,342 | $437 | 0.2% | $68.50 | — | RUS MID CAP ETF | 464287499 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 3,699 | $432 | 0.2% | $81.33 | — | COHEN STEER REIT | 464287564 |
| BA | BOEING CO COM | 1,245 | $405 | 0.2% | $237.78 | +47.6% | COM | 097023105 |
| CAT | CATERPILLAR INC DEL COM | 2,743 | $405 | 0.2% | $114.49 | +7.4% | COM | 149123101 |
| — | UNITED TECHNOLOGIES CORP COM | 2,689 | $402 | 0.2% | $114.70 | — | COM | 913017109 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 4,567 | $401 | 0.2% | $91.22 | — | IBOXX HI YD ETF | 464288513 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 13,318 | $393 | 0.2% | $26.52 | — | EMRNG MKT SVRG | 46138E784 |
| SUSC | ISHARES ESG USD CORPORATE BOND ETF | 14,504 | $383 | 0.2% | $26.28 | — | ESG USD CORPT | 46435G193 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 7,009 | $375 | 0.2% | $105.09 | — | SH TR CRPORT ETF | 464288646 |
| IBM | INTL BUSINESS MACHINES | 2,749 | $368 | 0.2% | $103.08 | -3.1% | COM | 459200101 |
| MMM | 3M CO COM | 2,021 | $356 | 0.1% | $89.26 | +25.2% | COM | 88579Y101 |
| TRV | TRAVELERS COMPANIES INC COM | 2,536 | $347 | 0.1% | $112.90 | +5.7% | COM | 89417E109 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 3,555 | $324 | 0.1% | $87.21 | — | INT-TERM CORP | 92206C870 |
| PM | PHILIP MORRIS INTL INC | 3,630 | $308 | 0.1% | $50.87 | +18.0% | COM | 718172109 |
| AMZN | AMAZON.COM INC | 165 | $304 | 0.1% | $68.56 | +29.1% | COM | 023135106 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 5,127 | $302 | 0.1% | $64.90 | — | COM | 931427108 |
| — | ALPS TRUST ETF ALERIAN MLP | 34,994 | $297 | 0.1% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 10,938 | $294 | 0.1% | $24.92 | — | ADR A 1/40PF A | 404280604 |
| PEP | PEPSICO INC COM | 2,060 | $281 | 0.1% | $58.70 | +92.1% | COM | 713448108 |
| CL | COLGATE PALMOLIVE CO COM | 4,000 | $275 | 0.1% | $46.22 | +27.9% | COM | 194162103 |
| META | FACEBOOK INC CL A | 1,285 | $263 | 0.1% | $180.15 | +6.8% | CL A | 30303M102 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 9,211 | $259 | 0.1% | $28.53 | — | COM | 293792107 |
| MO | ALTRIA GROUP INC COM | 5,180 | $258 | 0.1% | $20.53 | +40.3% | COM | 02209S103 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $252 | 0.1% | $170.83 | — | GLOBAL TECH ETF | 464287291 |
| UNP | UNION PACIFIC CORP COM | 1,370 | $247 | 0.1% | $138.09 | +8.2% | COM | 907818108 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 2,383 | $240 | 0.1% | $100.24 | — | 0-5 YR TIPS ETF | 46429B747 |
| AXP | AMERICAN EXPRESS CO COM | 1,906 | $237 | 0.1% | $110.13 | 0.0% | COM | 025816109 |
| XPHTX | PIONEER HIGH INCOME TR COM | 22,436 | $214 | 0.1% | $16.64 | — | COM | 72369H106 |
| ABBV | ABBVIE INC COM | 2,377 | $210 | 0.1% | $64.63 | 0.0% | COM | 00287Y109 |
| — | NUVEEN REAL ASSET INM AND GWTH COM | 11,127 | $204 | 0.1% | $17.79 | — | COM | 67074Y105 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,144 | $204 | 0.1% | $162.12 | — | RUS 1000 ETF | 464287622 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 18,462 | $184 | 0.1% | $13.12 | — | COM SHS | 6706EN100 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 11,914 | $131 | 0.1% | $12.80 | — | SH BEN INT | 128117108 |