CIK: 0001543100 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 22, 2020
Total Value ($000): $197,556 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 56,057 | $14,485 | 7.3% | $223.80 | — | CORE S&P500 ETF | 464287200 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 204,492 | $9,787 | 5.0% | $45.16 | — | BLMBRG BRC CNVRT | 78464A359 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 95,854 | $9,081 | 4.6% | $108.94 | — | BLOOMBERG BRCLYS | 78468R622 |
| SPYM | SPDR PORTFOLIO S&P 500 ETF | 297,812 | $9,008 | 4.6% | $32.64 | — | PORTFOLIO S&P500 | 78464A854 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 242,185 | $7,326 | 3.7% | $30.27 | — | PORTFOLIO SHORT | 78464A474 |
| IJH | ISHARES CORE S&P MID CAP ETF | 45,897 | $6,602 | 3.3% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 191,707 | $6,391 | 3.2% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 134,905 | $6,362 | 3.2% | $49.63 | — | GLOBAL BD OPRT | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 77,795 | $6,153 | 3.1% | $80.08 | — | SHRT TRM CORP BD | 92206C409 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 183,177 | $5,832 | 3.0% | $39.24 | — | PFD AND INCM SEC | 464288687 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 227,267 | $5,756 | 2.9% | $33.50 | — | PORTFOLIO S&P400 | 78464A847 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 150,930 | $5,133 | 2.6% | $33.67 | — | PORTFOLIO INTRMD | 78464A375 |
| SPY | SPDR S&P 500 ETF | 19,016 | $4,901 | 2.5% | $184.76 | — | TR UNIT | 78462F103 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 57,323 | $4,710 | 2.4% | $79.98 | — | SHORT TRM BOND | 921937827 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 89,222 | $4,431 | 2.2% | $50.22 | — | ULTRA SHRT INC | 46641Q837 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 99,162 | $3,967 | 2.0% | $46.41 | — | BLKSTN GSOSRLN | 78467V608 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 72,272 | $3,842 | 1.9% | $63.84 | — | ESG MSCI EAFE | 46435G516 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 161,737 | $3,532 | 1.8% | $29.45 | — | PORTFOLIO S&P600 | 78468R853 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 59,899 | $3,360 | 1.7% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 25,353 | $3,131 | 1.6% | $115.98 | — | IBOXX INV CP ETF | 464287242 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 101,538 | $3,119 | 1.6% | $29.97 | — | PORTFOLIO SH TSR | 78468R101 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 67,776 | $3,003 | 1.5% | $50.12 | — | HIGH YLD RESRCH | 46641Q878 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 31,317 | $2,516 | 1.3% | $32.60 | — | TECHNOLOGY | 81369Y803 |
| AXON | AXON ENTERPRISE INC COM | 34,000 | $2,406 | 1.2% | $74.86 | 0.0% | COM | 05464C101 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 61,195 | $2,398 | 1.2% | $43.24 | — | WELLS FG PFD ETF | 78464A292 |
| AAPL | APPLE INC | 8,705 | $2,213 | 1.1% | $31.99 | +122.2% | COM | 037833100 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 77,226 | $2,197 | 1.1% | $36.69 | — | PORTFOLIO EMG MK | 78463X509 |
| — | TEMPLETON GLOBAL INCOME FD INC | 393,051 | $2,102 | 1.1% | $8.52 | — | COM | 880198106 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 9,455 | $2,072 | 1.0% | $186.37 | — | UT SER 1 | 78467X109 |
| WMT | WALMART INC COM | 15,642 | $1,777 | 0.9% | $21.19 | +66.9% | COM | 931142103 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 35,926 | $1,742 | 0.9% | $50.17 | — | SHT MAT BD ETF | 46431W507 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 46,661 | $1,565 | 0.8% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,273 | $1,530 | 0.8% | $57.02 | — | SBI HEALTHCARE | 81369Y209 |
| PG | PROCTER & GAMBLE CO COM | 13,445 | $1,479 | 0.7% | $59.92 | +73.3% | COM | 742718109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,554 | $1,329 | 0.7% | $60.65 | — | SBI CONS DISCR | 81369Y407 |
| T | AT&T INC COM | 44,534 | $1,298 | 0.7% | $12.92 | +40.6% | COM | 00206R102 |
| EFA | ISHARES MSCI EAFE ETF | 23,675 | $1,265 | 0.6% | $59.55 | — | MSCI EAFE ETF | 464287465 |
| INTC | INTEL CORP COM | 23,153 | $1,253 | 0.6% | $25.07 | +108.7% | COM | 458140100 |
| JPM | JPMORGAN CHASE & CO COM | 12,762 | $1,149 | 0.6% | $67.43 | +53.7% | COM | 46625H100 |
| JNJ | JOHNSON & JOHNSON COM | 8,260 | $1,083 | 0.5% | $70.22 | +71.1% | COM | 478160104 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 98,834 | $1,051 | 0.5% | $16.94 | — | COM | 00764C109 |
| VNQ | VANGUARD REIT INDEX ETF | 14,719 | $1,028 | 0.5% | $83.68 | — | REAL ESTATE ETF | 922908553 |
| MRK | MERCK & CO INC | 12,594 | $969 | 0.5% | $40.56 | +60.5% | COM | 58933Y105 |
| KO | COCA COLA CO COM | 21,515 | $952 | 0.5% | $30.17 | +49.1% | COM | 191216100 |
| MCD | MCDONALDS CORP COM | 5,739 | $949 | 0.5% | $98.56 | +74.3% | COM | 580135101 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 44,815 | $933 | 0.5% | $21.99 | — | SBI INT-FINL | 81369Y605 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 16,206 | $882 | 0.4% | $40.61 | — | SBI CONS STPLS | 81369Y308 |
| XOM | EXXON MOBIL CORP COM | 23,202 | $881 | 0.4% | $53.72 | -21.7% | COM | 30231G102 |
| — | GABELLI CONV & INCOME SECS FD INC | 191,699 | $854 | 0.4% | $6.18 | — | COM | 36240B109 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,044 | $828 | 0.4% | $43.89 | — | SBI INT-INDS | 81369Y704 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 16,158 | $814 | 0.4% | $50.39 | — | ULTRA SHT MUNCPL | 46641Q654 |
| USRT | ISHARES CORE U.S. REIT ETF | 20,023 | $784 | 0.4% | $49.72 | — | CRE U S REIT ETF | 464288521 |
| NKE | NIKE INC CLASS B | 9,140 | $756 | 0.4% | $49.94 | +72.0% | CL B | 654106103 |
| V | VISA INC | 4,642 | $747 | 0.4% | $84.24 | +114.5% | COM CL A | 92826C839 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 146,172 | $732 | 0.4% | $9.22 | — | COM | 95766J102 |
| VUG | VANGUARD GROWTH ETF | 4,636 | $726 | 0.4% | $114.17 | — | GROWTH ETF | 922908736 |
| CVX | CHEVRON CORP NEW COM | 9,343 | $677 | 0.3% | $73.24 | +3.8% | COM | 166764100 |
| MDT | MEDTRONIC PLC SHS | 7,329 | $660 | 0.3% | $77.54 | +16.3% | SHS | G5960L103 |
| PLD | PROLOGIS INC. COM | 8,055 | $647 | 0.3% | $63.35 | +17.0% | COM | 74340W103 |
| LMT | LOCKHEED MARTIN CORP | 1,877 | $636 | 0.3% | $281.29 | +19.1% | COM | 539830109 |
| CSCO | CISCO SYS INC | 15,905 | $625 | 0.3% | $23.74 | +54.5% | COM | 17275R102 |
| AVGO | BROADCOM INC COM | 2,623 | $622 | 0.3% | $18.59 | +30.6% | COM | 11135F101 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,446 | $619 | 0.3% | $49.94 | — | SHT MAT MUN ETF | 46431W838 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,407 | $618 | 0.3% | $103.56 | — | RUSSELL 2000 ETF | 464287655 |
| MSFT | MICROSOFT | 3,755 | $592 | 0.3% | $71.76 | +117.9% | COM | 594918104 |
| PFE | PFIZER INC COM | 17,991 | $587 | 0.3% | $21.42 | +20.6% | COM | 717081103 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,584 | $548 | 0.3% | $67.56 | — | CORE S&P TTL STK | 464287150 |
| VTV | VANGUARD VALUE ETF | 6,040 | $537 | 0.3% | $90.14 | — | VALUE ETF | 922908744 |
| XLE | ENERGY SELECT SECTOR SPDR | 17,788 | $516 | 0.3% | $77.33 | — | ENERGY | 81369Y506 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 11,902 | $513 | 0.3% | $58.77 | — | RUS MID CAP ETF | 464287499 |
| ADI | ANALOG DEVICES INC COM | 5,704 | $511 | 0.3% | $53.93 | +82.3% | COM | 032654105 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 9,163 | $507 | 0.3% | $39.38 | — | SBI INT-UTILS | 81369Y886 |
| HD | HOME DEPOT | 2,655 | $495 | 0.3% | $120.72 | +57.5% | COM | 437076102 |
| DIS | DISNEY WALT CO COM DISNEY | 5,041 | $486 | 0.2% | $104.05 | +18.7% | COM DISNEY | 254687106 |
| VZ | VERIZON COMMUNICATIONS | 8,481 | $455 | 0.2% | $32.75 | +25.2% | COM | 92343V104 |
| XEL | XCEL ENERGY INC COM | 7,369 | $444 | 0.2% | $21.58 | +151.4% | COM | 98389B100 |
| VFC | V F CORP COM | 8,085 | $437 | 0.2% | $88.92 | -12.4% | COM | 918204108 |
| JCI | JOHNSON CTLS INTL PLC SHS | 16,243 | $437 | 0.2% | $37.05 | -11.0% | SHS | G51502105 |
| BIL | SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF | 4,701 | $430 | 0.2% | $91.47 | — | SPDR BLOOMBERG | 78468R663 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 7,535 | $420 | 0.2% | $39.04 | +24.4% | COM | 110122108 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,717 | $392 | 0.2% | $40.80 | — | SBI MATERIALS | 81369Y100 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 11,449 | $390 | 0.2% | $39.28 | — | MSCI EMG MKT ETF | 464287234 |
| FE | FIRSTENERGY CORP | 9,540 | $382 | 0.2% | $27.98 | +29.8% | COM | 337932107 |
| CNP | CENTERPOINT ENERGY INC COM | 24,473 | $378 | 0.2% | $22.91 | -14.5% | COM | 15189T107 |
| MET | METLIFE INC COM | 12,253 | $374 | 0.2% | $36.11 | +0.9% | COM | 59156R108 |
| SUSC | ISHARES ESG USD CORPORATE BOND ETF | 14,382 | $369 | 0.2% | $26.28 | — | ESG USD CORPT | 46435G193 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 6,896 | $361 | 0.2% | $105.09 | — | SH TR CRPORT ETF | 464288646 |
| WFC | WELLS FARGO CO NEW COM | 12,205 | $350 | 0.2% | $34.64 | +5.8% | COM | 949746101 |
| CAT | CATERPILLAR INC DEL COM | 2,981 | $346 | 0.2% | $114.40 | -0.9% | COM | 149123101 |
| GS | GOLDMAN SACHS GROUP INC | 2,167 | $335 | 0.2% | $181.86 | +1.4% | COM | 38141G104 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 6,750 | $308 | 0.2% | $60.27 | — | COM | 931427108 |
| AMZN | AMAZON.COM INC | 157 | $306 | 0.2% | $68.56 | +41.2% | COM | 023135106 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,872 | $298 | 0.2% | $91.22 | — | IBOXX HI YD ETF | 464288513 |
| IBM | INTL BUSINESS MACHINES | 2,667 | $295 | 0.1% | $103.08 | -4.7% | COM | 459200101 |
| MMM | 3M CO COM | 2,158 | $294 | 0.1% | $90.32 | +17.3% | COM | 88579Y101 |
| HON | HONEYWELL INTL INC | 2,195 | $293 | 0.1% | $136.57 | 0.0% | COM | 438516106 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 3,315 | $288 | 0.1% | $87.21 | — | INT-TERM CORP | 92206C870 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 3,134 | $287 | 0.1% | $81.33 | — | COHEN STEER REIT | 464287564 |
| CL | COLGATE PALMOLIVE CO COM | 4,002 | $265 | 0.1% | $46.22 | +33.1% | COM | 194162103 |
| PM | PHILIP MORRIS INTL INC | 3,630 | $264 | 0.1% | $50.87 | +19.4% | COM | 718172109 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 10,923 | $261 | 0.1% | $26.52 | — | EMRNG MKT SVRG | 46138E784 |
| DD | DUPONT DE NEMOURS INC COM | 7,503 | $255 | 0.1% | $25.91 | -30.0% | COM | 26614N102 |
| PEP | PEPSICO INC COM | 2,065 | $248 | 0.1% | $58.70 | +92.1% | COM | 713448108 |
| QQQ | POWERSHARES QQQ TR | 1,272 | $242 | 0.1% | $190.25 | — | UNIT SER 1 | 46090E103 |
| ORCL | ORACLE CORPORATION | 4,783 | $231 | 0.1% | $47.50 | 0.0% | COM | 68389X105 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $218 | 0.1% | $170.83 | — | GLOBAL TECH ETF | 464287291 |
| — | UNITED TECHNOLOGIES CORP COM | 2,304 | $217 | 0.1% | $114.70 | — | COM | 913017109 |
| META | FACEBOOK INC CL A | 1,235 | $205 | 0.1% | $180.15 | +7.9% | CL A | 30303M102 |
| TRV | TRAVELERS COMPANIES INC COM | 2,042 | $202 | 0.1% | $112.90 | -2.9% | COM | 89417E109 |
| MO | ALTRIA GROUP INC COM | 5,180 | $200 | 0.1% | $20.53 | +34.2% | COM | 02209S103 |
| XPHTX | PIONEER HIGH INCOME TR COM | 20,616 | $132 | 0.1% | $16.64 | — | COM | 72369H106 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,149 | $101 | 0.1% | $12.71 | — | SH BEN INT | 128117108 |
| — | NUVEEN REAL ASSET INCOME & GRO COM | 10,158 | $100 | 0.1% | $17.79 | — | COM | 67074Y105 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 13,000 | $96 | 0.0% | $13.12 | — | COM SHS | 6706EN100 |
| — | ALPS TRUST ETF ALERIAN MLP | 23,929 | $82 | 0.0% | $17.84 | — | ALERIAN MLP | 00162Q866 |