Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 22, 2020
Total Value: $198M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 56,057 | $14.48M | 7.3% | $258.40 | $221.12 | +16.9% | CORE S&P500 ETF | 464287200 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 204,492 | $9.787M | 5.0% | $47.86 | $45.35 | +5.5% | BLMBRG BRC CNVRT | 78464A359 |
| JNK | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 95,854 | $9.081M | 4.6% | $94.74 | $107.89 | -12.2% | BLOOMBERG BRCLYS | 78468R622 |
| SPYM | SPDR PORTFOLIO S&P 500 ETF | 297,812 | $9.008M | 4.6% | $30.25 | $33.11 | -8.6% | PORTFOLIO S&P500 | 78464A854 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 242,185 | $7.326M | 3.7% | $30.25 | $30.30 | -0.2% | PORTFOLIO SHORT | 78464A474 |
| IJH | ISHARES CORE S&P MID CAP ETF | 45,897 | $6.602M | 3.3% | $143.84 * | $26.63 | +8.0% | CORE S&P MCP ETF | 464287507 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 191,707 | $6.391M | 3.2% | $33.34 | $37.93 | -12.1% | FTSE DEV MKT ETF | 921943858 |
| JPIB | JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | 134,905 | $6.362M | 3.2% | $47.16 | $49.47 | -4.7% | GLOBAL BD OPRT | 46641Q852 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 77,795 | $6.153M | 3.1% | $79.09 | $79.89 | -1.0% | SHRT TRM CORP BD | 92206C409 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 183,177 | $5.832M | 3.0% | $31.84 | $39.73 | -19.9% | PFD AND INCM SEC | 464288687 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 227,267 | $5.756M | 2.9% | $25.33 | $33.72 | -24.9% | PORTFOLIO S&P400 | 78464A847 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 150,930 | $5.133M | 2.6% | $34.01 | $33.75 | +0.8% | PORTFOLIO INTRMD | 78464A375 |
| SPY | SPDR S&P 500 ETF | 19,016 | $4.901M | 2.5% | $257.73 | $186.48 | +38.2% | TR UNIT | 78462F103 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 57,323 | $4.71M | 2.4% | $82.17 | $80.36 | +2.3% | SHORT TRM BOND | 921937827 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 89,222 | $4.431M | 2.2% | $49.66 | $50.28 | -1.2% | ULTRA SHRT INC | 46641Q837 |
| SRLN | SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | 99,162 | $3.967M | 2.0% | $40.01 | $46.11 | -13.2% | BLKSTN GSOSRLN | 78467V608 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 72,272 | $3.842M | 1.9% | $53.16 | $65.46 | -18.8% | ESG MSCI EAFE | 46435G516 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 161,737 | $3.532M | 1.8% | $21.84 | $30.42 | -28.2% | PORTFOLIO S&P600 | 78468R853 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 59,899 | $3.36M | 1.7% | $56.09 | $61.77 | -9.2% | CORE S&P SCP ETF | 464287804 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 25,353 | $3.131M | 1.6% | $123.50 | $119.10 | +3.7% | IBOXX INV CP ETF | 464287242 |
| SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 101,538 | $3.119M | 1.6% | $30.72 | $29.88 | +2.8% | PORTFOLIO SH TSR | 78468R101 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 67,776 | $3.003M | 1.5% | $44.31 | $50.54 | -12.3% | HIGH YLD RESRCH | 46641Q878 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 31,317 | $2.516M | 1.3% | $80.34 * | $16.43 | +144.6% | TECHNOLOGY | 81369Y803 |
| AXON | AXON ENTERPRISE INC COM | 34,000 | $2.406M | 1.2% | $70.76 | $74.86 | -5.5% | COM | 05464C101 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 61,195 | $2.398M | 1.2% | $39.19 | $43.45 | -9.8% | WELLS FG PFD ETF | 78464A292 |
| AAPL | APPLE INC | 8,705 | $2.213M | 1.1% | $254.22 * | $31.99 | +92.3% | COM | 037833100 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 77,226 | $2.197M | 1.1% | $28.45 | $37.45 | -24.0% | PORTFOLIO EMG MK | 78463X509 |
| — | TEMPLETON GLOBAL INCOME FD INC | 393,051 | $2.102M | 1.1% | $5.35 | $8.52 | — | COM | 880198106 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 9,455 | $2.072M | 1.0% | $219.14 | $186.48 | +17.6% | UT SER 1 | 78467X109 |
| WMT | WALMART INC COM | 15,642 | $1.777M | 0.9% | $113.60 * | $21.19 | +65.0% | COM | 931142103 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 35,926 | $1.742M | 0.9% | $48.49 | $50.20 | -3.4% | SHT MAT BD ETF | 46431W507 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 46,661 | $1.565M | 0.8% | $33.54 | $40.10 | -16.3% | FTSE EMR MKT ETF | 922042858 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,273 | $1.53M | 0.8% | $88.58 | $57.06 | +55.2% | SBI HEALTHCARE | 81369Y209 |
| PG | PROCTER & GAMBLE CO COM | 13,445 | $1.479M | 0.7% | $110.00 * | $59.92 | +59.0% | COM | 742718109 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,554 | $1.329M | 0.7% | $98.05 * | $30.05 | +63.2% | SBI CONS DISCR | 81369Y407 |
| T | AT&T INC COM | 44,534 | $1.298M | 0.7% | $29.15 * | $12.92 | +13.5% | COM | 00206R102 |
| EFA | ISHARES MSCI EAFE ETF | 23,675 | $1.265M | 0.6% | $53.43 | $62.11 | -13.9% | MSCI EAFE ETF | 464287465 |
| INTC | INTEL CORP COM | 23,153 | $1.253M | 0.6% | $54.12 * | $25.07 | +91.3% | COM | 458140100 |
| JPM | JPMORGAN CHASE & CO COM | 12,762 | $1.149M | 0.6% | $90.03 * | $67.43 | +13.9% | COM | 46625H100 |
| JNJ | JOHNSON & JOHNSON COM | 8,260 | $1.083M | 0.5% | $131.11 * | $70.22 | +58.7% | COM | 478160104 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 98,834 | $1.051M | 0.5% | $10.63 | $16.94 | — | COM | 00764C109 |
| VNQ | VANGUARD REIT INDEX ETF | 14,719 | $1.028M | 0.5% | $69.84 | $83.72 | -16.6% | REAL ESTATE ETF | 922908553 |
| MRK | MERCK & CO INC | 12,594 | $969K | 0.5% | $76.94 * | $40.56 | +50.9% | COM | 58933Y105 |
| KO | COCA COLA CO COM | 21,515 | $952K | 0.5% | $44.25 * | $30.17 | +23.1% | COM | 191216100 |
| MCD | MCDONALDS CORP COM | 5,739 | $949K | 0.5% | $165.36 * | $98.56 | +46.9% | COM | 580135101 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 44,815 | $933K | 0.5% | $20.82 | $19.42 | +7.2% | SBI INT-FINL | 81369Y605 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 16,206 | $882K | 0.4% | $54.42 | $41.42 | +31.5% | SBI CONS STPLS | 81369Y308 |
| XOM | EXXON MOBIL CORP COM | 23,202 | $881K | 0.4% | $37.97 * | $53.72 | -45.7% | COM | 30231G102 |
| — | GABELLI CONV & INCOME SECS FD INC | 191,699 | $854K | 0.4% | $4.45 | $6.18 | — | COM | 36240B109 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,044 | $828K | 0.4% | $58.96 | $43.81 | +34.7% | SBI INT-INDS | 81369Y704 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 16,158 | $814K | 0.4% | $50.38 | $50.50 | -0.1% | ULTRA SHT MUNCPL | 46641Q654 |
| USRT | ISHARES CORE U.S. REIT ETF | 20,023 | $784K | 0.4% | $39.15 | $50.23 | -22.0% | CRE U S REIT ETF | 464288521 |
| NKE | NIKE INC CLASS B | 9,140 | $756K | 0.4% | $82.71 * | $49.94 | +53.2% | CL B | 654106103 |
| V | VISA INC | 4,642 | $747K | 0.4% | $160.92 * | $84.24 | +83.6% | COM CL A | 92826C839 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 146,172 | $732K | 0.4% | $5.01 | $9.22 | — | COM | 95766J102 |
| VUG | VANGUARD GROWTH ETF | 4,636 | $726K | 0.4% | $156.60 * | $18.88 | +38.3% | GROWTH ETF | 922908736 |
| CVX | CHEVRON CORP NEW COM | 9,343 | $677K | 0.3% | $72.46 * | $73.24 | -23.4% | COM | 166764100 |
| MDT | MEDTRONIC PLC SHS | 7,329 | $660K | 0.3% | $90.05 * | $77.54 | -0.8% | SHS | G5960L103 |
| PLD | PROLOGIS INC. COM | 8,055 | $647K | 0.3% | $80.32 * | $63.35 | +8.4% | COM | 74340W103 |
| LMT | LOCKHEED MARTIN CORP | 1,877 | $636K | 0.3% | $338.84 * | $281.29 | +3.0% | COM | 539830109 |
| CSCO | CISCO SYS INC | 15,905 | $625K | 0.3% | $39.30 * | $23.74 | +38.4% | COM | 17275R102 |
| AVGO | BROADCOM INC COM | 2,623 | $622K | 0.3% | $237.13 * | $18.59 | +11.6% | COM | 11135F101 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 12,446 | $619K | 0.3% | $49.73 | $50.05 | -0.6% | SHT MAT MUN ETF | 46431W838 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,407 | $618K | 0.3% | $114.30 | $108.17 | +5.8% | RUSSELL 2000 ETF | 464287655 |
| MSFT | MICROSOFT | 3,755 | $592K | 0.3% | $157.66 * | $71.76 | +109.2% | COM | 594918104 |
| PFE | PFIZER INC COM | 17,991 | $587K | 0.3% | $32.63 * | $21.42 | +9.9% | COM | 717081103 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,584 | $548K | 0.3% | $57.18 | $49.03 | +16.7% | CORE S&P TTL STK | 464287150 |
| VTV | VANGUARD VALUE ETF | 6,040 | $537K | 0.3% | $88.91 | $90.14 | -1.2% | VALUE ETF | 922908744 |
| XLE | ENERGY SELECT SECTOR SPDR | 17,788 | $516K | 0.3% | $29.01 * | $39.05 | -62.8% | ENERGY | 81369Y506 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 11,902 | $513K | 0.3% | $43.10 | $49.61 | -13.0% | RUS MID CAP ETF | 464287499 |
| ADI | ANALOG DEVICES INC COM | 5,704 | $511K | 0.3% | $89.59 * | $53.93 | +50.1% | COM | 032654105 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 9,163 | $507K | 0.3% | $55.33 * | $20.21 | +37.1% | SBI INT-UTILS | 81369Y886 |
| HD | HOME DEPOT | 2,655 | $495K | 0.3% | $186.44 * | $120.72 | +34.7% | COM | 437076102 |
| DIS | DISNEY WALT CO COM DISNEY | 5,041 | $486K | 0.2% | $96.41 * | $104.05 | -9.3% | COM DISNEY | 254687106 |
| VZ | VERIZON COMMUNICATIONS | 8,481 | $455K | 0.2% | $53.65 * | $32.75 | +17.7% | COM | 92343V104 |
| XEL | XCEL ENERGY INC COM | 7,369 | $444K | 0.2% | $60.25 * | $21.58 | +133.8% | COM | 98389B100 |
| VFC | V F CORP COM | 8,085 | $437K | 0.2% | $54.05 | $88.92 | -39.2% | COM | 918204108 |
| JCI | JOHNSON CTLS INTL PLC SHS | 16,243 | $437K | 0.2% | $26.90 * | $37.05 | -35.2% | SHS | G51502105 |
| BIL | SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF | 4,701 | $430K | 0.2% | $91.47 | $91.53 | +0.1% | SPDR BLOOMBERG | 78468R663 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 7,535 | $420K | 0.2% | $55.74 * | $39.04 | +13.5% | COM | 110122108 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,717 | $392K | 0.2% | $44.97 * | $20.89 | +7.8% | SBI MATERIALS | 81369Y100 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 11,449 | $390K | 0.2% | $34.06 | $41.22 | -17.2% | MSCI EMG MKT ETF | 464287234 |
| FE | FIRSTENERGY CORP | 9,540 | $382K | 0.2% | $40.04 * | $27.98 | +12.3% | COM | 337932107 |
| CNP | CENTERPOINT ENERGY INC COM | 24,473 | $378K | 0.2% | $15.45 * | $22.91 | -42.0% | COM | 15189T107 |
| MET | METLIFE INC COM | 12,253 | $374K | 0.2% | $30.52 * | $36.11 | -30.2% | COM | 59156R108 |
| SUSC | ISHARES ESG USD CORPORATE BOND ETF | 14,382 | $369K | 0.2% | $25.66 | $26.20 | -1.9% | ESG USD CORPT | 46435G193 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 6,896 | $361K | 0.2% | $52.35 | $52.67 | -0.6% | SH TR CRPORT ETF | 464288646 |
| WFC | WELLS FARGO CO NEW COM | 12,205 | $350K | 0.2% | $28.68 * | $34.64 | -28.3% | COM | 949746101 |
| CAT | CATERPILLAR INC DEL COM | 2,981 | $346K | 0.2% | $116.07 * | $114.40 | -9.8% | COM | 149123101 |
| GS | GOLDMAN SACHS GROUP INC | 2,167 | $335K | 0.2% | $154.59 * | $181.86 | -25.8% | COM | 38141G104 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 6,750 | $308K | 0.2% | $45.63 | $60.27 | — | COM | 931427108 |
| AMZN | AMAZON.COM INC | 157 | $306K | 0.2% | $1949.04 * | $68.56 | +42.2% | COM | 023135106 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,872 | $298K | 0.2% | $76.96 | $93.63 | -17.7% | IBOXX HI YD ETF | 464288513 |
| IBM | INTL BUSINESS MACHINES | 2,667 | $295K | 0.1% | $110.61 * | $103.08 | -19.7% | COM | 459200101 |
| MMM | 3M CO COM | 2,158 | $294K | 0.1% | $136.24 * | $90.32 | +2.2% | COM | 88579Y101 |
| HON | HONEYWELL INTL INC | 2,195 | $293K | 0.1% | $133.49 * | $136.57 | -18.1% | COM | 438516106 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 3,315 | $288K | 0.1% | $86.88 | $87.38 | -0.3% | INT-TERM CORP | 92206C870 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 3,134 | $287K | 0.1% | $91.58 * | $42.20 | +8.5% | COHEN STEER REIT | 464287564 |
| CL | COLGATE PALMOLIVE CO COM | 4,002 | $265K | 0.1% | $66.22 * | $46.22 | +25.4% | COM | 194162103 |
| PM | PHILIP MORRIS INTL INC | 3,630 | $264K | 0.1% | $72.73 * | $50.87 | +7.6% | COM | 718172109 |
| PCY | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 10,923 | $261K | 0.1% | $23.89 | $27.23 | -12.2% | EMRNG MKT SVRG | 46138E784 |
| DD | DUPONT DE NEMOURS INC COM | 7,503 | $255K | 0.1% | $33.99 * | $25.91 | -50.8% | COM | 26614N102 |
| PEP | PEPSICO INC COM | 2,065 | $248K | 0.1% | $120.10 * | $58.70 | +71.6% | COM | 713448108 |
| QQQ | POWERSHARES QQQ TR | 1,272 | $242K | 0.1% | $190.25 | $211.69 | -10.1% | UNIT SER 1 | 46090E103 |
| ORCL | ORACLE CORPORATION | 4,783 | $231K | 0.1% | $48.30 * | $47.50 | -6.3% | COM | 68389X105 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $218K | 0.1% | $181.67 * | $26.48 | +14.8% | GLOBAL TECH ETF | 464287291 |
| — | UNITED TECHNOLOGIES CORP COM | 2,304 | $217K | 0.1% | $94.18 | $114.70 | — | COM | 913017109 |
| META | FACEBOOK INC CL A | 1,235 | $205K | 0.1% | $165.99 | $180.15 | -8.1% | CL A | 30303M102 |
| TRV | TRAVELERS COMPANIES INC COM | 2,042 | $202K | 0.1% | $98.92 * | $112.90 | -22.0% | COM | 89417E109 |
| MO | ALTRIA GROUP INC COM | 5,180 | $200K | 0.1% | $38.61 * | $20.53 | +19.9% | COM | 02209S103 |
| XPHTX | PIONEER HIGH INCOME TR COM | 20,616 | $132K | 0.1% | $6.40 | $16.64 | — | COM | 72369H106 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 12,149 | $101K | 0.1% | $8.31 | $12.71 | — | SH BEN INT | 128117108 |
| — | NUVEEN REAL ASSET INCOME & GRO COM | 10,158 | $100K | 0.1% | $9.84 | $17.79 | — | COM | 67074Y105 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 13,000 | $96,000 | 0.0% | $7.38 | $13.12 | — | COM SHS | 6706EN100 |
| — | ALPS TRUST ETF ALERIAN MLP | 23,929 | $82,000 | 0.0% | $3.43 | $17.84 | — | ALERIAN MLP | 00162Q866 |