CIK: 0001682021 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $190,208 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VIVALDI OPPORTUNITIES FD | 3,679,299 | $54,564 | 28.7% | $14.83 | — | Equity | 92853C207 |
| VTI | VANGUARD INDEX FDS | 55,128 | $8,250 | 4.3% | $137.25 | — | Equity | 922908769 |
| IVV | ISHARES TR | 19,681 | $5,761 | 3.0% | $268.87 | — | Equity | 464287200 |
| RILY | B RILEY FINL INC | 250,000 | $5,663 | 3.0% | $22.34 | 0.0% | Equity | 05580M108 |
| VO | VANGUARD INDEX FDS | 27,461 | $4,509 | 2.4% | $154.78 | — | Equity | 922908629 |
| VEA | VANGUARD TAX MANAGED INTL FD | 103,723 | $4,488 | 2.4% | $44.86 | — | Equity | 921943858 |
| VB | VANGUARD INDEX FDS | 23,964 | $3,896 | 2.0% | $147.78 | — | Equity | 922908751 |
| SPYM | SPDR SERIES TRUST | 107,772 | $3,672 | 1.9% | $31.83 | — | Equity | 78464A854 |
| VWO | VANGUARD INTL EQUITY INDEX F | 74,731 | $3,064 | 1.6% | $45.91 | — | Equity | 922042858 |
| SPSM | SPDR SER TR | 83,635 | $2,780 | 1.5% | $31.00 | — | Equity | 78468R853 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 216,470 | $2,682 | 1.4% | $13.10 | — | Equity | 01864U106 |
| — | INVESCO SR INCOME TR | 621,848 | $2,674 | 1.4% | $4.37 | — | Equity | 46131H107 |
| IWM | ISHARES TR | 15,293 | $2,578 | 1.4% | $152.48 | — | Equity | 464287655 |
| SPMD | SPDR SERIES TRUST | 69,132 | $2,499 | 1.3% | $34.27 | — | Equity | 78464A847 |
| — | NUVEEN AMT FREE QLTY MUN INC | 195,187 | $2,471 | 1.3% | $13.44 | — | Equity | 670657105 |
| DVY | ISHARES TR | 24,694 | $2,463 | 1.3% | $98.55 | — | Equity | 464287168 |
| — | PGIM SHORT DURATION HIGH YIE | 169,906 | $2,402 | 1.3% | $14.01 | — | Equity | 69346H100 |
| — | ROCKWELL COLLINS INC | 15,895 | $2,233 | 1.2% | $137.05 | — | Equity | 774341101 |
| — | INVESCO VALUE MUN INCOME TR | 152,783 | $2,115 | 1.1% | $14.70 | — | Equity | 46132P108 |
| — | PINNACLE FOODS INC DEL | 31,805 | $2,061 | 1.1% | $64.80 | — | Equity | 72348P104 |
| — | AETNA INC NEW | 9,965 | $2,021 | 1.1% | $202.81 | — | Equity | 00817Y108 |
| AAPL | APPLE INC | 8,610 | $1,944 | 1.0% | $40.96 | +20.3% | Equity | 037833100 |
| — | DTF TAX-FREE INCOME INC | 128,951 | $1,657 | 0.9% | $13.34 | — | Equity | 23334J107 |
| SCHX | SCHWAB STRATEGIC TR | 22,208 | $1,545 | 0.8% | $63.03 | — | Equity | 808524201 |
| SPDW | SPDR INDEX SHS FDS | 48,781 | $1,501 | 0.8% | $31.19 | — | Equity | 78463X889 |
| SPY | SPDR S&P 500 ETF TR | 5,122 | $1,489 | 0.8% | $268.89 | — | Equity | 78462F103 |
| SPEM | SPDR INDEX SHS FDS | 41,612 | $1,449 | 0.8% | $36.84 | — | Equity | 78463X509 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 130,010 | $1,446 | 0.8% | $11.70 | — | Equity | 723763108 |
| — | TWENTY FIRST CENTY FOX INC | 30,800 | $1,427 | 0.8% | $49.69 | — | Equity | 90130A101 |
| — | ENERGEN CORP | 15,715 | $1,354 | 0.7% | $86.16 | — | Equity | 29265N108 |
| — | PGIM GLOBAL SHORT DURATION H | 93,298 | $1,294 | 0.7% | $13.68 | — | Equity | 69346J106 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 107,435 | $1,252 | 0.7% | $12.45 | — | Equity | 01879R106 |
| — | WESTERN ASSET HIGH INCM OPP | 261,931 | $1,247 | 0.7% | $4.99 | — | Equity | 95766K109 |
| CBOE | CBOE GLOBAL MARKETS INC | 13,000 | $1,247 | 0.7% | $103.14 | -11.3% | Equity | 12503M108 |
| — | TEMPLETON GLOBAL INCOME FD | 202,334 | $1,238 | 0.7% | $6.39 | — | Equity | 880198106 |
| — | NEUBERGER BERMAN HGH YLD FD | 112,366 | $1,230 | 0.6% | $11.52 | — | Equity | 64128C106 |
| VOO | VANGUARD INDEX FDS | 4,536 | $1,211 | 0.6% | $245.27 | — | Equity | 922908363 |
| — | WESTERN ASSET HIGH INCM FD I | 185,089 | $1,173 | 0.6% | $6.53 | — | Equity | 95766J102 |
| — | NUVEEN QUALITY MUNCP INCOME | 90,764 | $1,161 | 0.6% | $13.69 | — | Equity | 67066V101 |
| SCHA | SCHWAB STRATEGIC TR | 14,800 | $1,127 | 0.6% | $68.96 | — | Equity | 808524607 |
| SCHE | SCHWAB STRATEGIC TR | 41,874 | $1,077 | 0.6% | $27.41 | — | Equity | 808524706 |
| — | FOREST CITY RLTY TR INC | 41,274 | $1,036 | 0.5% | $25.10 | — | Equity | 345605109 |
| — | CA INC | 23,452 | $1,035 | 0.5% | $44.13 | — | Equity | 12673P105 |
| — | INVESCO MUN TR | 85,652 | $988 | 0.5% | $12.23 | — | Equity | 46131J103 |
| — | EATON VANCE MUN BD FD | 84,890 | $979 | 0.5% | $12.24 | — | Equity | 27827X101 |
| EFA | ISHARES TR | 14,274 | $970 | 0.5% | $70.03 | — | Equity | 464287465 |
| — | LASALLE HOTEL PPTYS | 27,235 | $942 | 0.5% | $34.23 | — | Equity | 517942108 |
| SCHM | SCHWAB STRATEGIC TR | 15,921 | $921 | 0.5% | $53.50 | — | Equity | 808524508 |
| SCHF | SCHWAB STRATEGIC TR | 26,731 | $896 | 0.5% | $33.71 | — | Equity | 808524805 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,179 | $895 | 0.5% | $175.83 | +16.7% | Equity | 084670702 |
| — | SPECTRA ENERGY PARTNERS LP | 24,236 | $865 | 0.5% | $35.69 | — | Equity | 84756N109 |
| — | SODASTREAM INTERNATIONAL LTD | 5,779 | $827 | 0.4% | $143.10 | — | Equity | M9068E105 |
| — | GRAMERCY PPTY TR | 30,043 | $824 | 0.4% | $27.33 | — | Equity | 385002308 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 62,311 | $774 | 0.4% | $12.86 | — | Equity | 26203D101 |
| — | PINNACLE ENTMT INC NEW | 22,461 | $757 | 0.4% | $33.70 | — | Equity | 72348Y105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 57,281 | $749 | 0.4% | $13.66 | — | Equity | 09253X102 |
| — | INVESCO QUALITY MUNI INC TRS | 63,946 | $740 | 0.4% | $12.34 | — | Equity | 46133G107 |
| IWR | ISHARES TR | 2,952 | $651 | 0.3% | $200.22 | — | Equity | 464287499 |
| GLD | SPDR GOLD TRUST | 5,412 | $610 | 0.3% | $123.61 | — | Equity | 78463V107 |
| AMZN | AMAZON COM INC | 294 | $589 | 0.3% | $50.38 | +86.6% | Equity | 023135106 |
| AGG | ISHARES TR | 5,475 | $578 | 0.3% | $109.28 | — | Equity | 464287226 |
| NVDA | NVIDIA CORP | 2,040 | $573 | 0.3% | $4.91 | +31.2% | Equity | 67066G104 |
| GLPI | GAMING & LEISURE PPTYS INC | 16,195 | $571 | 0.3% | $33.98 | — | Equity | 36467J108 |
| IDV | ISHARES TR | 17,133 | $559 | 0.3% | $33.77 | — | Equity | 464288448 |
| IJR | ISHARES TR | 5,934 | $518 | 0.3% | $69.27 | — | Equity | 464287804 |
| CVX | CHEVRON CORP NEW | 4,158 | $508 | 0.3% | $75.34 | +16.7% | Equity | 166764100 |
| — | NUVEEN SELECT TAX FREE INCM | 36,387 | $506 | 0.3% | $14.49 | — | Equity | 67062F100 |
| VPL | VANGUARD INTL EQUITY INDEX F | 6,998 | $498 | 0.3% | $63.28 | — | Equity | 922042866 |
| JNJ | JOHNSON & JOHNSON | 3,547 | $490 | 0.3% | $105.04 | +2.9% | Equity | 478160104 |
| — | VECTREN CORP | 6,784 | $485 | 0.3% | $71.42 | — | Equity | 92240G101 |
| IAGG | ISHARES TR | 8,810 | $461 | 0.2% | $51.75 | — | Equity | 46435G672 |
| — | NUVEEN SELECT TAX FREE INCM | 32,730 | $458 | 0.2% | $14.71 | — | Equity | 67063X100 |
| GSG | ISHARES S&P GSCI COMMODITY I | 25,000 | $453 | 0.2% | $14.92 | — | Equity | 46428R107 |
| — | K2M GROUP HLDGS INC | 16,170 | $443 | 0.2% | $27.40 | — | Equity | 48273J107 |
| T | AT&T INC | 13,167 | $442 | 0.2% | $15.81 | -8.4% | Equity | 00206R102 |
| META | FACEBOOK INC | 2,673 | $440 | 0.2% | $179.59 | +0.1% | Equity | 30303M102 |
| INTC | INTEL CORP | 9,091 | $430 | 0.2% | $31.64 | +31.2% | Equity | 458140100 |
| USB | US BANCORP DEL | 7,566 | $400 | 0.2% | $37.94 | +3.1% | Equity | 902973304 |
| MSFT | MICROSOFT CORP | 3,468 | $397 | 0.2% | $66.22 | +52.2% | Equity | 594918104 |
| CSCO | CISCO SYS INC | 7,949 | $387 | 0.2% | $25.10 | +43.6% | Equity | 17275R102 |
| HD | HOME DEPOT INC | 1,869 | $387 | 0.2% | $132.35 | +26.9% | Equity | 437076102 |
| IYW | ISHARES TR | 1,902 | $369 | 0.2% | $144.37 | — | Equity | 464287721 |
| VGK | VANGUARD INTL EQUITY INDEX F | 6,553 | $368 | 0.2% | $51.60 | — | Equity | 922042874 |
| VZ | VERIZON COMMUNICATIONS INC | 6,808 | $363 | 0.2% | $31.65 | +12.6% | Equity | 92343V104 |
| — | INVESCO CALIF VALUE MUN INC | 30,582 | $358 | 0.2% | $12.92 | — | Equity | 46132H106 |
| IEMG | ISHARES INC | 6,769 | $351 | 0.2% | $56.62 | — | Equity | 46434G103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,428 | $346 | 0.2% | $79.33 | — | Equity | 92206C409 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,280 | $338 | 0.2% | $241.52 | — | Equity | 78467X109 |
| EDIT | EDITAS MEDICINE INC | 10,570 | $336 | 0.2% | $28.15 | +14.8% | Equity | 28106W103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 26,603 | $334 | 0.2% | $14.58 | — | Equity | 09254L107 |
| — | GENERAL ELECTRIC CO | 29,439 | $332 | 0.2% | $13.19 | — | Equity | 369604103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 26,132 | $323 | 0.2% | $14.24 | — | Equity | 09248E102 |
| PFE | PFIZER INC | 7,310 | $322 | 0.2% | $21.57 | +28.2% | Equity | 717081103 |
| — | SPDR SERIES TRUST | 8,914 | $321 | 0.2% | $36.92 | — | Equity | 78464A417 |
| DSI | ISHARES TR | 3,007 | $321 | 0.2% | $93.68 | — | Equity | 464288570 |
| GOOGL | ALPHABET INC | 265 | $320 | 0.2% | $42.60 | +41.1% | Equity | 02079K305 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $320 | 0.2% | $308211.47 | +0.5% | Equity | 084670108 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 31,571 | $314 | 0.2% | $11.81 | — | Equity | 27828A100 |
| DBEF | DBX ETF TR | 9,525 | $308 | 0.2% | $29.72 | — | Equity | 233051200 |
| DIS | DISNEY WALT CO | 2,615 | $306 | 0.2% | $106.57 | 0.0% | Equity | 254687106 |
| DEM | WISDOMTREE TR | 7,000 | $306 | 0.2% | $40.86 | — | Equity | 97717W315 |
| PEP | PEPSICO INC | 2,719 | $304 | 0.2% | $85.04 | +6.2% | Equity | 713448108 |
| — | CONVERGYS CORP | 12,588 | $299 | 0.2% | $23.75 | — | Equity | 212485106 |
| VYM | VANGUARD WHITEHALL FDS INC | 3,351 | $292 | 0.2% | $82.21 | — | Equity | 921946406 |
| IJH | ISHARES TR | 1,442 | $290 | 0.2% | $171.49 | — | Equity | 464287507 |
| CMCSA | COMCAST CORP NEW | 8,068 | $286 | 0.2% | $31.93 | -8.1% | Equity | 20030N101 |
| MRK | MERCK & CO INC | 3,854 | $273 | 0.1% | $46.51 | +8.9% | Equity | 58933Y105 |
| — | DUN & BRADSTREET CORP DEL NE | 1,875 | $267 | 0.1% | $142.40 | — | Equity | 26483E100 |
| BND | VANGUARD BD INDEX FD INC | 3,345 | $263 | 0.1% | $80.99 | — | Equity | 921937835 |
| EB | EVENTBRITE INC | 6,750 | $256 | 0.1% | $36.18 | 0.0% | Equity | 29975E109 |
| — | NUVEEN SELECT TAX FREE INCM | 19,123 | $255 | 0.1% | $13.75 | — | Equity | 67063C106 |
| — | WESTERN ASSET MUN HI INCM FD | 35,610 | $252 | 0.1% | $7.45 | — | Equity | 95766N103 |
| WTW | WILLIS TOWERS WATSON PUB LTD | 1,744 | $246 | 0.1% | $112.82 | +21.0% | Equity | G96629103 |
| IWD | ISHARES TR | 1,929 | $244 | 0.1% | $126.49 | — | Equity | 464287598 |
| JPM | JPMORGAN CHASE & CO | 2,155 | $243 | 0.1% | $82.68 | +12.0% | Equity | 46625H100 |
| — | COBIZ FINANCIAL INC | 10,729 | $238 | 0.1% | $22.18 | — | Equity | 190897108 |
| XOM | EXXON MOBIL CORP | 2,772 | $236 | 0.1% | $56.36 | +3.3% | Equity | 30231G102 |
| — | RAYTHEON CO | 1,099 | $227 | 0.1% | $186.30 | — | Equity | 755111507 |
| — | DELL TECHNOLOGIES INC | 2,323 | $226 | 0.1% | $97.29 | — | Equity | 24703L103 |
| HON | HONEYWELL INTL INC | 1,342 | $223 | 0.1% | $113.57 | +7.1% | Equity | 438516106 |
| CRSP | CRISPR THERAPEUTICS AG | 5,006 | $222 | 0.1% | $56.97 | -8.1% | Equity | H17182108 |
| GILD | GILEAD SCIENCES INC | 2,826 | $218 | 0.1% | $56.84 | 0.0% | Equity | 375558103 |
| — | EXPRESS SCRIPTS HLDG CO | 2,288 | $217 | 0.1% | $94.84 | — | Equity | 30219G108 |
| VIG | VANGUARD GROUP | 1,927 | $213 | 0.1% | $110.53 | — | Equity | 921908844 |
| IWB | ISHARES TR | 1,314 | $212 | 0.1% | $161.34 | — | Equity | 464287622 |
| PM | PHILIP MORRIS INTL INC | 2,550 | $208 | 0.1% | $55.49 | 0.0% | Equity | 718172109 |
| — | ALLIANCE CALIF MUN INCOME FD | 14,011 | $190 | 0.1% | $13.68 | — | Equity | 018546101 |
| — | EXANTAS CAP CORP | 16,807 | $185 | 0.1% | $10.20 | — | Equity | 30068N105 |
| — | POTBELLY CORP | 14,841 | $183 | 0.1% | $12.41 | — | Equity | 73754Y100 |
| — | EATON VANCE CA MUNI INCOME T | 15,188 | $171 | 0.1% | $12.36 | — | Equity | 27826F101 |
| — | EATON VANCE TAX ADV BD OPT S | 17,591 | $155 | 0.1% | $11.05 | — | Equity | 27829M103 |
| — | KMG CHEMICALS INC | 1,499 | $113 | 0.1% | $75.38 | — | Equity | 482564101 |
| — | EATON VANCE CALIF MUN BD FD | 10,777 | $110 | 0.1% | $11.84 | — | Equity | 27828C106 |
| — | HOUGHTON MIFFLIN HARCOURT CO | 14,064 | $98 | 0.1% | $8.31 | — | Equity | 44157R109 |
| — | NATIONAL HEALTH INVS INC | 20,000 | $23 | 0.0% | $1.10 | — | Equity | 63633DAE4 |
| — | VECTOR GROUP LTD | 20,000 | $21 | 0.0% | $1.15 | — | Equity | 92240MBC1 |
| — | VERINT SYS INC | 20,000 | $21 | 0.0% | $1.00 | — | Equity | 92343XAA8 |
| — | ECHO GLOBAL LOGISTICS INC | 20,000 | $21 | 0.0% | $0.95 | — | Equity | 27875TAA9 |
| — | KB HOME | 20,000 | $20 | 0.0% | $1.05 | — | Equity | 48666KAS8 |
| — | RPM INTL INC | 15,000 | $18 | 0.0% | $1.20 | — | Equity | 749685AT0 |
| — | MACQUARIE INFRASTRUCTURE COR | 15,000 | $15 | 0.0% | $1.07 | — | Equity | 55608BAA3 |
| — | GOGO INC | 15,000 | $14 | 0.0% | $0.93 | — | Equity | 38046CAB5 |
| — | AMTRUST FINL SVCS INC | 15,000 | $14 | 0.0% | $0.73 | — | Equity | 032359AG6 |
| — | ACORDA THERAPEUTICS INC | 15,000 | $13 | 0.0% | $0.87 | — | Equity | 00484MAA4 |
| — | SEACOR HOLDINGS INC | 10,000 | $10 | 0.0% | $1.10 | — | Equity | 811904AM3 |