CIK: 0001682021 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 13, 2019
Total Value ($000): $231,955 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VIVALDI OPPORTUNITIES FD | 2,707,553 | $38,500 | 16.6% | $14.83 | — | Equity | 92853C207 |
| SPY | SPDR S&P 500 ETF TR | 39,757 | $9,936 | 4.3% | $252.36 | — | Equity | 78462F103 |
| IVV | ISHARES TR | 29,619 | $7,453 | 3.2% | $263.09 | — | Equity | 464287200 |
| EFA | ISHARES TR | 117,396 | $6,901 | 3.0% | $60.15 | — | Equity | 464287465 |
| FPA | FIRST TR EXCH TRD ALPHA FD I | 237,669 | $6,469 | 2.8% | $27.22 | — | Equity | 33737J109 |
| VTI | VANGUARD INDEX FDS | 48,046 | $6,132 | 2.6% | $137.25 | — | Equity | 922908769 |
| VO | VANGUARD INDEX FDS | 28,090 | $3,881 | 1.7% | $154.41 | — | Equity | 922908629 |
| — | ISHARES TR | 152,859 | $3,818 | 1.6% | $24.98 | — | Equity | 46434VAQ3 |
| VEA | VANGUARD TAX MANAGED INTL FD | 100,740 | $3,737 | 1.6% | $44.86 | — | Equity | 921943858 |
| — | ISHARES TR | 144,027 | $3,572 | 1.5% | $24.80 | — | Equity | 46434VAU4 |
| VWO | VANGUARD INTL EQUITY INDEX F | 91,962 | $3,504 | 1.5% | $44.45 | — | Equity | 922042858 |
| — | ISHARES TR | 140,807 | $3,430 | 1.5% | $24.36 | — | Equity | 46434VBK5 |
| VB | VANGUARD INDEX FDS | 24,950 | $3,293 | 1.4% | $147.16 | — | Equity | 922908751 |
| SPYM | SPDR SERIES TRUST | 109,198 | $3,190 | 1.4% | $31.80 | — | Equity | 78464A854 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 262,698 | $3,187 | 1.4% | $12.93 | — | Equity | 01864U106 |
| — | ISHARES TR | 129,989 | $3,144 | 1.4% | $24.19 | — | Equity | 46434VAX8 |
| DVY | ISHARES TR | 33,292 | $2,973 | 1.3% | $96.16 | — | Equity | 464287168 |
| — | INVESCO SR INCOME TR | 754,461 | $2,950 | 1.3% | $4.29 | — | Equity | 46131H107 |
| — | ISHARES TR | 119,141 | $2,880 | 1.2% | $24.17 | — | Equity | 46434VBA7 |
| — | NUVEEN AMT FREE QLTY MUN INC | 232,158 | $2,858 | 1.2% | $13.26 | — | Equity | 670657105 |
| — | PGIM SHORT DURATION HIGH YIE | 201,719 | $2,628 | 1.1% | $13.86 | — | Equity | 69346H100 |
| IWM | ISHARES TR | 19,466 | $2,606 | 1.1% | $148.49 | — | Equity | 464287655 |
| — | INVESCO VALUE MUN INCOME TR | 179,553 | $2,428 | 1.0% | $14.52 | — | Equity | 46132P108 |
| ICF | ISHARES TR | 24,736 | $2,367 | 1.0% | $95.69 | — | Equity | 464287564 |
| SPSM | SPDR SER TR | 86,528 | $2,281 | 1.0% | $30.84 | — | Equity | 78468R853 |
| IJH | ISHARES TR | 13,600 | $2,258 | 1.0% | $166.61 | — | Equity | 464287507 |
| SPMD | SPDR SERIES TRUST | 71,056 | $2,090 | 0.9% | $34.14 | — | Equity | 78464A847 |
| AAPL | APPLE INC | 13,079 | $2,063 | 0.9% | $42.69 | +7.8% | Equity | 037833100 |
| — | EXCHANGE LISTED FDS TR | 70,405 | $2,045 | 0.9% | $29.05 | — | Equity | 30151E608 |
| — | DTF TAX-FREE INCOME INC | 149,555 | $1,851 | 0.8% | $13.21 | — | Equity | 23334J107 |
| JPM | JPMORGAN CHASE & CO | 17,374 | $1,696 | 0.7% | $86.93 | +0.7% | Equity | 46625H100 |
| — | SHIRE PLC | 9,651 | $1,680 | 0.7% | $174.08 | — | Equity | 82481R106 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 151,422 | $1,660 | 0.7% | $11.60 | — | Equity | 723763108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 7,686 | $1,569 | 0.7% | $190.91 | +9.4% | Equity | 084670702 |
| — | TEMPLETON GLOBAL INCOME FD | 244,493 | $1,474 | 0.6% | $6.33 | — | Equity | 880198106 |
| AAXJ | ISHARES TR | 22,833 | $1,451 | 0.6% | $63.55 | — | Equity | 464288182 |
| — | PGIM GLOBAL SHORT DURATION H | 112,143 | $1,449 | 0.6% | $13.55 | — | Equity | 69346J106 |
| FLTR | VANECK VECTORS ETF TR | 58,589 | $1,447 | 0.6% | $24.70 | — | Equity | 92189F486 |
| SPEM | SPDR INDEX SHS FDS | 43,184 | $1,397 | 0.6% | $36.67 | — | Equity | 78463X509 |
| — | WESTERN ASSET HIGH INCM OPP | 318,812 | $1,396 | 0.6% | $4.88 | — | Equity | 95766K109 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 130,977 | $1,379 | 0.6% | $12.10 | — | Equity | 01879R106 |
| — | NUVEEN QUALITY MUNCP INCOME | 108,715 | $1,363 | 0.6% | $13.50 | — | Equity | 67066V101 |
| IWR | ISHARES TR | 29,312 | $1,362 | 0.6% | $61.95 | — | Equity | 464287499 |
| — | VALERO ENERGY PARTNERS LP | 31,851 | $1,343 | 0.6% | $42.17 | — | Equity | 91914J102 |
| — | VECTREN CORP | 18,618 | $1,340 | 0.6% | $71.77 | — | Equity | 92240G101 |
| — | TWENTY FIRST CENTY FOX INC | 27,761 | $1,336 | 0.6% | $49.69 | — | Equity | 90130A101 |
| — | NEUBERGER BERMAN HGH YLD FD | 137,991 | $1,334 | 0.6% | $11.18 | — | Equity | 64128C106 |
| — | WESTERN ASSET HIGH INCM FD I | 224,371 | $1,292 | 0.6% | $6.40 | — | Equity | 95766J102 |
| SPDW | SPDR INDEX SHS FDS | 48,078 | $1,272 | 0.5% | $31.19 | — | Equity | 78463X889 |
| SCHX | SCHWAB STRATEGIC TR | 20,515 | $1,225 | 0.5% | $63.03 | — | Equity | 808524201 |
| VOO | VANGUARD INDEX FDS | 5,227 | $1,201 | 0.5% | $243.22 | — | Equity | 922908363 |
| IWD | ISHARES TR | 10,612 | $1,179 | 0.5% | $113.90 | — | Equity | 464287598 |
| — | EATON VANCE MUN BD FD | 101,106 | $1,141 | 0.5% | $12.08 | — | Equity | 27827X101 |
| GLPI | GAMING & LEISURE PPTYS INC | 35,195 | $1,137 | 0.5% | $33.08 | — | Equity | 36467J108 |
| — | INVESCO MUN TR | 100,449 | $1,119 | 0.5% | $12.07 | — | Equity | 46131J103 |
| CBOE | CBOE GLOBAL MARKETS INC | 10,003 | $979 | 0.4% | $103.14 | -8.1% | Equity | 12503M108 |
| MSFT | MICROSOFT CORP | 9,110 | $925 | 0.4% | $87.14 | +14.8% | Equity | 594918104 |
| — | DOMINION ENERGY MIDSTRM PRTN | 50,820 | $917 | 0.4% | $18.04 | — | Equity | 257454108 |
| IGSB | ISHARES TR | 17,087 | $882 | 0.4% | $51.62 | — | Equity | 464288646 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 68,917 | $872 | 0.4% | $13.49 | — | Equity | 09253X102 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 73,492 | $872 | 0.4% | $12.71 | — | Equity | 26203D101 |
| — | INVESCO QUALITY MUNI INC TRS | 76,499 | $858 | 0.4% | $12.15 | — | Equity | 46133G107 |
| SCHE | SCHWAB STRATEGIC TR | 33,755 | $794 | 0.3% | $27.41 | — | Equity | 808524706 |
| IWF | ISHARES TR | 6,021 | $788 | 0.3% | $130.88 | — | Equity | 464287614 |
| IEFA | ISHARES TR | 14,274 | $785 | 0.3% | $55.00 | — | Equity | 46432F842 |
| BSV | VANGUARD BD INDEX FD INC | 9,884 | $777 | 0.3% | $78.61 | — | Equity | 921937827 |
| SCHA | SCHWAB STRATEGIC TR | 11,970 | $726 | 0.3% | $68.96 | — | Equity | 808524607 |
| GLD | SPDR GOLD TRUST | 5,757 | $698 | 0.3% | $123.47 | — | Equity | 78463V107 |
| SCHM | SCHWAB STRATEGIC TR | 14,455 | $693 | 0.3% | $53.50 | — | Equity | 808524508 |
| ABBV | ABBVIE INC | 7,236 | $667 | 0.3% | $64.80 | 0.0% | Equity | 00287Y109 |
| T | AT&T INC | 23,042 | $658 | 0.3% | $15.04 | -6.8% | Equity | 00206R102 |
| — | KAYNE ANDERSN MLP MIDS INVT | 47,065 | $648 | 0.3% | $13.77 | — | Equity | 486606106 |
| SCHF | SCHWAB STRATEGIC TR | 22,583 | $640 | 0.3% | $33.71 | — | Equity | 808524805 |
| AMZN | AMAZON COM INC | 423 | $635 | 0.3% | $60.37 | +37.7% | Equity | 023135106 |
| IJR | ISHARES TR | 9,117 | $632 | 0.3% | $69.29 | — | Equity | 464287804 |
| — | NUVEEN SELECT TAX FREE INCM | 42,461 | $597 | 0.3% | $14.43 | — | Equity | 67062F100 |
| VT | VANGUARD INTL EQUITY INDEX F | 8,939 | $585 | 0.3% | $65.44 | — | Equity | 922042742 |
| UNH | UNITEDHEALTH GROUP INC | 2,342 | $583 | 0.3% | $235.05 | 0.0% | Equity | 91324P102 |
| — | NUVEEN SELECT TAX FREE INCM | 38,974 | $557 | 0.2% | $14.64 | — | Equity | 67063X100 |
| — | BROOKFIELD ASSET MGMT INC | 14,499 | $556 | 0.2% | $38.35 | — | Equity | 112585104 |
| IEMG | ISHARES INC | 11,767 | $555 | 0.2% | $52.61 | — | Equity | 46434G103 |
| JNJ | JOHNSON & JOHNSON | 4,290 | $554 | 0.2% | $106.61 | +7.1% | Equity | 478160104 |
| CME | CME GROUP INC | 2,923 | $550 | 0.2% | $142.24 | 0.0% | Equity | 12572Q105 |
| DIS | DISNEY WALT CO | 4,946 | $542 | 0.2% | $107.76 | +1.2% | Equity | 254687106 |
| IDV | ISHARES TR | 18,535 | $532 | 0.2% | $33.39 | — | Equity | 464288448 |
| ABT | ABBOTT LABS | 6,903 | $499 | 0.2% | $62.14 | 0.0% | Equity | 002824100 |
| VSS | VANGUARD INTL EQUITY INDEX F | 5,172 | $490 | 0.2% | $94.74 | — | Equity | 922042718 |
| AGG | ISHARES TR | 4,550 | $485 | 0.2% | $109.28 | — | Equity | 464287226 |
| — | ISHARES TR | 19,120 | $485 | 0.2% | $25.37 | — | Equity | 46434V571 |
| PFE | PFIZER INC | 11,097 | $484 | 0.2% | $24.46 | +22.8% | Equity | 717081103 |
| — | ISHARES TR | 18,762 | $476 | 0.2% | $25.37 | — | Equity | 46429B564 |
| VZ | VERIZON COMMUNICATIONS INC | 8,421 | $473 | 0.2% | $32.99 | +17.1% | Equity | 92343V104 |
| — | FCB FINL HLDGS INC | 13,973 | $469 | 0.2% | $33.56 | — | Equity | 30255G103 |
| — | ISHARES TR | 18,264 | $465 | 0.2% | $25.46 | — | Equity | 46435G789 |
| IAGG | ISHARES TR | 8,833 | $461 | 0.2% | $51.75 | — | Equity | 46435G672 |
| GOOG | ALPHABET INC | 441 | $457 | 0.2% | $53.13 | 0.0% | Equity | 02079K107 |
| EEM | ISHARES TR | 11,424 | $446 | 0.2% | $39.04 | — | Equity | 464287234 |
| PG | PROCTER AND GAMBLE CO | 4,836 | $445 | 0.2% | $74.75 | 0.0% | Equity | 742718109 |
| — | ISHARES TR | 17,305 | $443 | 0.2% | $25.60 | — | Equity | 46435G755 |
| MINT | PIMCO ETF TR | 4,355 | $440 | 0.2% | $101.03 | — | Equity | 72201R833 |
| VCSH | VANGUARD SCOTTSDALE FDS | 5,614 | $438 | 0.2% | $79.05 | — | Equity | 92206C409 |
| GOOGL | ALPHABET INC | 415 | $434 | 0.2% | $46.59 | +15.1% | Equity | 02079K305 |
| INTC | INTEL CORP | 9,052 | $425 | 0.2% | $31.64 | +27.0% | Equity | 458140100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,880 | $421 | 0.2% | $230.26 | 0.0% | Equity | 883556102 |
| HON | HONEYWELL INTL INC | 3,126 | $413 | 0.2% | $115.93 | +1.5% | Equity | 438516106 |
| CVX | CHEVRON CORP NEW | 3,748 | $408 | 0.2% | $75.34 | +12.5% | Equity | 166764100 |
| DEM | WISDOMTREE TR | 10,171 | $408 | 0.2% | $40.63 | — | Equity | 97717W315 |
| PEP | PEPSICO INC | 3,659 | $404 | 0.2% | $86.49 | +4.8% | Equity | 713448108 |
| VBR | VANGUARD INDEX FDS | 3,498 | $399 | 0.2% | $114.07 | — | Equity | 922908611 |
| — | ISHARES TR | 15,747 | $395 | 0.2% | $25.08 | — | Equity | 46435G318 |
| — | GLOBAL X FDS | 51,188 | $393 | 0.2% | $7.68 | — | Equity | 37950E473 |
| VPL | VANGUARD INTL EQUITY INDEX F | 6,406 | $388 | 0.2% | $63.28 | — | Equity | 922042866 |
| TIP | ISHARES TR | 3,471 | $380 | 0.2% | $109.48 | — | Equity | 464287176 |
| VYM | VANGUARD WHITEHALL FDS INC | 4,859 | $379 | 0.2% | $80.91 | — | Equity | 921946406 |
| — | TORTOISE ENERGY INFRA CORP | 18,971 | $378 | 0.2% | $19.93 | — | Equity | 89147L100 |
| META | FACEBOOK INC | 2,848 | $373 | 0.2% | $177.39 | -18.9% | Equity | 30303M102 |
| GLW | CORNING INC | 12,298 | $372 | 0.2% | $26.17 | 0.0% | Equity | 219350105 |
| IEUR | ISHARES TR | 9,000 | $372 | 0.2% | $41.33 | — | Equity | 46434V738 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 37,158 | $368 | 0.2% | $11.52 | — | Equity | 27828A100 |
| MCD | MCDONALDS CORP | 2,064 | $367 | 0.2% | $150.10 | 0.0% | Equity | 580135101 |
| HD | HOME DEPOT INC | 2,116 | $364 | 0.2% | $134.46 | +11.9% | Equity | 437076102 |
| GSG | ISHARES S&P GSCI COMMODITY I | 25,000 | $351 | 0.2% | $14.92 | — | Equity | 46428R107 |
| USB | US BANCORP DEL | 7,682 | $351 | 0.2% | $37.94 | +0.9% | Equity | 902973304 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,504 | $351 | 0.2% | $240.30 | — | Equity | 78467X109 |
| CSCO | CISCO SYS INC | 8,081 | $350 | 0.2% | $25.30 | +45.9% | Equity | 17275R102 |
| — | IAC INTERACTIVECORP | 1,803 | $330 | 0.1% | $183.03 | — | Equity | 44919P508 |
| ACN | ACCENTURE PLC IRELAND | 2,279 | $321 | 0.1% | $142.86 | 0.0% | Equity | G1151C101 |
| NWL | NEWELL BRANDS INC | 17,263 | $321 | 0.1% | $14.19 | 0.0% | Equity | 651229106 |
| C | CITIGROUP INC | 6,128 | $319 | 0.1% | $49.36 | 0.0% | Equity | 172967424 |
| — | SPDR SERIES TRUST | 9,467 | $318 | 0.1% | $36.72 | — | Equity | 78464A417 |
| IDEV | ISHARES TR | 6,505 | $318 | 0.1% | $48.89 | — | Equity | 46435G326 |
| PYPL | PAYPAL HLDGS INC | 3,771 | $317 | 0.1% | $83.10 | 0.0% | Equity | 70450Y103 |
| DXJ | WISDOMTREE TR | 6,739 | $313 | 0.1% | $46.45 | — | Equity | 97717W851 |
| VGK | VANGUARD INTL EQUITY INDEX F | 6,360 | $309 | 0.1% | $51.60 | — | Equity | 922042874 |
| NEE | NEXTERA ENERGY INC | 1,777 | $309 | 0.1% | $36.66 | 0.0% | Equity | 65339F101 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $306 | 0.1% | $308211.47 | +1.6% | Equity | 084670108 |
| IYW | ISHARES TR | 1,892 | $303 | 0.1% | $144.37 | — | Equity | 464287721 |
| — | INVESCO CALIF VALUE MUN INC | 26,750 | $303 | 0.1% | $12.92 | — | Equity | 46132H106 |
| — | NUVEEN SELECT TAX FREE INCM | 22,000 | $295 | 0.1% | $13.71 | — | Equity | 67063C106 |
| MET | METLIFE INC | 7,067 | $290 | 0.1% | $33.67 | 0.0% | Equity | 59156R108 |
| BKNG | BOOKING HLDGS INC | 168 | $289 | 0.1% | $1804.07 | 0.0% | Equity | 09857L108 |
| — | WESTERN ASSET MUN HI INCM FD | 41,523 | $288 | 0.1% | $7.38 | — | Equity | 95766N103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 23,258 | $287 | 0.1% | $14.58 | — | Equity | 09254L107 |
| V | VISA INC | 2,123 | $280 | 0.1% | $131.41 | 0.0% | Equity | 92826C839 |
| MRK | MERCK & CO INC | 3,615 | $276 | 0.1% | $46.51 | +21.5% | Equity | 58933Y105 |
| NVS | NOVARTIS A G | 3,193 | $274 | 0.1% | $85.81 | — | Equity | 66987V109 |
| — | TESARO INC | 3,690 | $274 | 0.1% | $74.25 | — | Equity | 881569107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 22,695 | $272 | 0.1% | $14.24 | — | Equity | 09248E102 |
| WTW | WILLIS TOWERS WATSON PUB LTD | 1,750 | $266 | 0.1% | $112.82 | +20.3% | Equity | G96629103 |
| IBB | ISHARES TR | 2,753 | $265 | 0.1% | $96.26 | — | Equity | 464287556 |
| BND | VANGUARD BD INDEX FD INC | 3,292 | $261 | 0.1% | $80.99 | — | Equity | 921937835 |
| EOG | EOG RES INC | 2,987 | $260 | 0.1% | $80.67 | 0.0% | Equity | 26875P101 |
| TXN | TEXAS INSTRS INC | 2,732 | $258 | 0.1% | $79.11 | 0.0% | Equity | 882508104 |
| HPQ | HP INC | 12,590 | $258 | 0.1% | $18.24 | 0.0% | Equity | 40434L105 |
| XLY | SELECT SECTOR SPDR TR | 2,595 | $257 | 0.1% | $99.04 | — | Equity | 81369Y407 |
| EMB | ISHARES TR | 2,453 | $255 | 0.1% | $103.95 | — | Equity | 464288281 |
| AMGN | AMGEN INC | 1,306 | $254 | 0.1% | $156.83 | 0.0% | Equity | 031162100 |
| — | ATHENAHEALTH INC | 1,846 | $244 | 0.1% | $132.18 | — | Equity | 04685W103 |
| — | DUN & BRADSTREET CORP DEL NE | 1,711 | $244 | 0.1% | $142.40 | — | Equity | 26483E100 |
| XOM | EXXON MOBIL CORP | 3,566 | $243 | 0.1% | $56.37 | +0.0% | Equity | 30231G102 |
| MUB | ISHARES TR | 2,214 | $241 | 0.1% | $108.85 | — | Equity | 464288414 |
| TSLA | TESLA INC | 720 | $240 | 0.1% | $21.51 | 0.0% | Equity | 88160R101 |
| FDX | FEDEX CORP | 1,473 | $238 | 0.1% | $185.88 | 0.0% | Equity | 31428X106 |
| CMCSA | COMCAST CORP NEW | 6,982 | $238 | 0.1% | $31.93 | -4.7% | Equity | 20030N101 |
| PRU | PRUDENTIAL FINL INC | 2,899 | $236 | 0.1% | $64.69 | 0.0% | Equity | 744320102 |
| VOOG | VANGUARD ADMIRAL FDS INC | 1,750 | $236 | 0.1% | $134.86 | — | Equity | 921932505 |
| — | GLOBAL X FDS | 13,578 | $232 | 0.1% | $17.09 | — | Equity | 37950E549 |
| WMT | WALMART INC | 2,443 | $228 | 0.1% | $28.76 | 0.0% | Equity | 931142103 |
| — | WALGREENS BOOTS ALLIANCE INC | 3,296 | $225 | 0.1% | $68.26 | — | Equity | 931427108 |
| BAC | BANK AMER CORP | 9,051 | $223 | 0.1% | $22.80 | 0.0% | Equity | 060505104 |
| DBEF | DBX ETF TR | 7,841 | $219 | 0.1% | $29.72 | — | Equity | 233051200 |
| CLX | CLOROX CO DEL | 1,399 | $216 | 0.1% | $126.52 | 0.0% | Equity | 189054109 |
| — | DISCOVERY INC | 9,232 | $213 | 0.1% | $23.07 | — | Equity | 25470F302 |
| CF | CF INDS HLDGS INC | 4,757 | $207 | 0.1% | $39.27 | 0.0% | Equity | 125269100 |
| ENB | ENBRIDGE INC | 6,658 | $207 | 0.1% | $20.25 | 0.0% | Equity | 29250N105 |
| SHM | SPDR SER TR | 4,201 | $202 | 0.1% | $48.08 | — | Equity | 78468R739 |
| CBRE | CBRE GROUP INC | 5,026 | $201 | 0.1% | $41.36 | 0.0% | Equity | 12504L109 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 10,000 | $180 | 0.1% | $18.00 | — | Equity | 33739E108 |
| — | ALLIANCE CALIF MUN INCOME FD | 12,246 | $168 | 0.1% | $13.68 | — | Equity | 018546101 |
| — | EXANTAS CAP CORP | 15,987 | $160 | 0.1% | $10.20 | — | Equity | 30068N105 |
| — | EATON VANCE CA MUNI INCOME T | 13,263 | $147 | 0.1% | $12.36 | — | Equity | 27826F101 |
| — | EATON VANCE TAX ADV BD OPT S | 16,520 | $141 | 0.1% | $11.05 | — | Equity | 27829M103 |
| — | PLATFORM SPECIALTY PRODS COR | 13,470 | $139 | 0.1% | $10.32 | — | Equity | 72766Q105 |
| — | POTBELLY CORP | 15,034 | $121 | 0.1% | $12.36 | — | Equity | 73754Y100 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 16,343 | $121 | 0.1% | $6.34 | 0.0% | Equity | 69404D108 |
| — | HOUGHTON MIFFLIN HARCOURT CO | 13,455 | $119 | 0.1% | $8.31 | — | Equity | 44157R109 |
| — | DNP SELECT INCOME FD | 10,400 | $108 | 0.0% | $10.38 | — | Equity | 23325P104 |
| — | CENTER COAST BRKFLD MLP ENRG | 13,000 | $89 | 0.0% | $6.85 | — | Equity | 151461100 |
| — | GENERAL ELECTRIC CO | 11,305 | $86 | 0.0% | $13.19 | — | Equity | 369604103 |
| — | NATIONAL HEALTH INVS INC | 20,000 | $22 | 0.0% | $1.10 | — | Equity | 63633DAE4 |
| — | KB HOME | 20,000 | $20 | 0.0% | $1.05 | — | Equity | 48666KAS8 |
| — | VECTOR GROUP LTD | 20,000 | $20 | 0.0% | $1.15 | — | Equity | 92240MBC1 |
| — | VERINT SYS INC | 20,000 | $19 | 0.0% | $1.00 | — | Equity | 92343XAA8 |
| — | ECHO GLOBAL LOGISTICS INC | 20,000 | $19 | 0.0% | $0.95 | — | Equity | 27875TAA9 |
| — | MCEWEN MNG INC | 10,000 | $18 | 0.0% | $1.80 | — | Equity | 58039P107 |
| — | MACQUARIE INFRASTRUCTURE COR | 15,000 | $15 | 0.0% | $1.07 | — | Equity | 55608BAA3 |
| — | GOGO INC | 15,000 | $13 | 0.0% | $0.93 | — | Equity | 38046CAB5 |
| — | ACORDA THERAPEUTICS INC | 15,000 | $12 | 0.0% | $0.87 | — | Equity | 00484MAA4 |
| — | SEACOR HOLDINGS INC | 10,000 | $9 | 0.0% | $1.10 | — | Equity | 811904AM3 |
| NAK | NORTHERN DYNASTY MINERALS LT | 10,000 | $6 | 0.0% | $0.60 | 0.0% | Equity | 66510M204 |