CIK: 0001682021 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $443,372 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VIVALDI OPPORTUNITIES FD | 4,242,334 | $47,178 | 10.6% | $14.53 | — | Equity | 92853C207 |
| BIL | SPDR SER TR | 467,267 | $42,816 | 9.7% | $91.63 | — | Equity | 78468R663 |
| SHY | ISHARES TR | 360,076 | $31,208 | 7.0% | $86.67 | — | Equity | 464287457 |
| SCHO | SCHWAB STRATEGIC TR | 602,343 | $31,159 | 7.0% | $51.73 | — | Equity | 808524862 |
| SPY | SPDR S&P 500 ETF TR | 47,090 | $12,138 | 2.7% | $258.37 | — | Equity | 78462F103 |
| META | FACEBOOK INC | 63,510 | $10,593 | 2.4% | $188.22 | +3.3% | Equity | 30303M102 |
| SPDW | SPDR INDEX SHS FDS | 422,334 | $10,111 | 2.3% | $28.32 | — | Equity | 78463X889 |
| SPYM | SPDR SER TR | 309,987 | $9,377 | 2.1% | $33.51 | — | Equity | 78464A854 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 646,244 | $8,440 | 1.9% | $13.43 | — | Equity | 09253X102 |
| — | BLACKROCK MUNIYIELD QLTY FD | 628,211 | $8,029 | 1.8% | $13.32 | — | Equity | 09254E103 |
| ACWI | ISHARES TR | 122,331 | $7,654 | 1.7% | $62.57 | — | Equity | 464288257 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 501,976 | $6,400 | 1.4% | $13.01 | — | Equity | 01864U106 |
| SCHB | SCHWAB STRATEGIC TR | 96,964 | $5,860 | 1.3% | $60.43 | — | Equity | 808524102 |
| VTI | VANGUARD INDEX FDS | 42,327 | $5,456 | 1.2% | $139.34 | — | Equity | 922908769 |
| IVV | ISHARES TR | 20,901 | $5,401 | 1.2% | $263.09 | — | Equity | 464287200 |
| — | DWS MUN INCOME TR | 480,633 | $5,181 | 1.2% | $10.81 | — | Equity | 233368109 |
| — | NUVEEN QUALITY MUNCP INCOME | 367,051 | $5,043 | 1.1% | $13.73 | — | Equity | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 370,552 | $5,017 | 1.1% | $13.50 | — | Equity | 670657105 |
| EFA | ISHARES TR | 85,325 | $4,561 | 1.0% | $60.44 | — | Equity | 464287465 |
| AAPL | APPLE INC | 16,789 | $4,269 | 1.0% | $45.09 | +57.6% | Equity | 037833100 |
| — | PGIM HIGH YIELD BOND FUND IN | 367,567 | $4,256 | 1.0% | $14.18 | — | Equity | 69346H100 |
| — | EATON VANCE LTD DUR INCOME F | 398,275 | $4,210 | 0.9% | $11.61 | — | Equity | 27828H105 |
| — | NUVEEN AMT FREE MUN CR INC F | 282,918 | $4,153 | 0.9% | $14.68 | — | Equity | 67071L106 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 119,608 | $3,988 | 0.9% | $44.10 | — | Equity | 921943858 |
| — | INVESCO MUN TR | 331,990 | $3,884 | 0.9% | $11.92 | — | Equity | 46131J103 |
| SPEM | SPDR INDEX SHS FDS | 131,657 | $3,747 | 0.8% | $33.91 | — | Equity | 78463X509 |
| — | INVESCO SR INCOME TR | 1,141,241 | $3,675 | 0.8% | $4.28 | — | Equity | 46131H107 |
| SPSM | SPDR SER TR | 163,331 | $3,567 | 0.8% | $28.98 | — | Equity | 78468R853 |
| SPMD | SPDR SER TR | 130,679 | $3,310 | 0.7% | $32.93 | — | Equity | 78464A847 |
| FPA | FIRST TR EXCHANGE TRADED ALP | 153,140 | $3,038 | 0.7% | $27.22 | — | Equity | 33737J109 |
| — | ISHARES GOLD TRUST | 200,973 | $3,029 | 0.7% | $15.02 | — | Equity | 464285105 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 269,811 | $2,984 | 0.7% | $13.38 | — | Equity | 69346J106 |
| — | INVESCO QUALITY MUNI INC TRS | 253,050 | $2,963 | 0.7% | $11.97 | — | Equity | 46133G107 |
| — | INVESCO VALUE MUN INCOME TR | 208,830 | $2,953 | 0.7% | $14.41 | — | Equity | 46132P108 |
| MSFT | MICROSOFT CORP | 17,523 | $2,764 | 0.6% | $103.21 | +51.5% | Equity | 594918104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 81,175 | $2,723 | 0.6% | $44.01 | — | Equity | 922042858 |
| VOO | VANGUARD INDEX FDS | 11,443 | $2,710 | 0.6% | $243.46 | — | Equity | 922908363 |
| — | TEMPLETON GLOBAL INCOME FD | 492,632 | $2,636 | 0.6% | $6.31 | — | Equity | 880198106 |
| VIG | VANGUARD SPECIALIZED FUNDS | 24,989 | $2,584 | 0.6% | $105.83 | — | Equity | 921908844 |
| JPM | JPMORGAN CHASE & CO | 27,035 | $2,434 | 0.5% | $88.54 | +17.0% | Equity | 46625H100 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 262,296 | $2,429 | 0.5% | $11.93 | — | Equity | 01879R106 |
| DVY | ISHARES TR | 31,191 | $2,294 | 0.5% | $96.16 | — | Equity | 464287168 |
| PG | PROCTER & GAMBLE CO | 20,393 | $2,243 | 0.5% | $88.70 | +17.1% | Equity | 742718109 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 278,569 | $2,223 | 0.5% | $11.35 | — | Equity | 46132R104 |
| VO | VANGUARD INDEX FDS | 15,422 | $2,030 | 0.5% | $154.41 | — | Equity | 922908629 |
| OEF | ISHARES TR | 17,063 | $2,024 | 0.5% | $118.62 | — | Equity | 464287101 |
| SCHF | SCHWAB STRATEGIC TR | 77,867 | $2,012 | 0.5% | $29.36 | — | Equity | 808524805 |
| — | BLACKROCK MUNICIPL INC QLTY | 151,526 | $2,008 | 0.5% | $13.51 | — | Equity | 092479104 |
| — | EATON VANCE SR FLTNG RTE TR | 202,612 | $2,002 | 0.5% | $9.88 | — | Equity | 27828Q105 |
| LYFT | LYFT INC | 72,464 | $1,946 | 0.4% | $54.63 | -27.3% | Equity | 55087P104 |
| IWM | ISHARES TR | 16,219 | $1,856 | 0.4% | $149.41 | — | Equity | 464287655 |
| SCHX | SCHWAB STRATEGIC TR | 28,969 | $1,774 | 0.4% | $63.59 | — | Equity | 808524201 |
| SCHE | SCHWAB STRATEGIC TR | 82,757 | $1,712 | 0.4% | $23.44 | — | Equity | 808524706 |
| — | ALLERGAN PLC | 9,648 | $1,709 | 0.4% | $178.85 | — | Equity | G0177J108 |
| PRAA | PRA GROUP INC | 61,336 | $1,700 | 0.4% | $35.41 | -1.6% | Equity | 69354N106 |
| IJH | ISHARES TR | 11,050 | $1,590 | 0.4% | $171.99 | — | Equity | 464287507 |
| PFE | PFIZER INC | 48,133 | $1,571 | 0.4% | $28.07 | -8.0% | Equity | 717081103 |
| — | EXCHANGE LISTED FDS TR | 51,723 | $1,491 | 0.3% | $29.05 | — | Equity | 30151E608 |
| VB | VANGUARD INDEX FDS | 12,526 | $1,446 | 0.3% | $147.16 | — | Equity | 922908751 |
| — | EATON VANCE MUN BD FD | 115,664 | $1,443 | 0.3% | $12.33 | — | Equity | 27827X101 |
| IWR | ISHARES TR | 33,262 | $1,436 | 0.3% | $60.98 | — | Equity | 464287499 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 104,847 | $1,398 | 0.3% | $13.85 | — | Equity | 09254L107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 108,284 | $1,374 | 0.3% | $13.34 | — | Equity | 09248E102 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 130,240 | $1,374 | 0.3% | $11.02 | — | Equity | 27828A100 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY | 108,494 | $1,340 | 0.3% | $12.49 | — | Equity | 09254G108 |
| ICF | ISHARES TR | 14,557 | $1,333 | 0.3% | $95.69 | — | Equity | 464287564 |
| GLD | SPDR GOLD TRUST | 8,917 | $1,320 | 0.3% | $131.98 | — | Equity | 78463V107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,752 | $1,234 | 0.3% | $193.96 | +9.6% | Equity | 084670702 |
| TSLA | TESLA INC | 2,285 | $1,197 | 0.3% | $20.45 | +102.7% | Equity | 88160R101 |
| ABBV | ABBVIE INC | 15,566 | $1,186 | 0.3% | $62.73 | +7.1% | Equity | 00287Y109 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 88,996 | $1,170 | 0.3% | $13.34 | — | Equity | 64123C101 |
| — | BLACKROCK MUNIYIELD CALIF FD | 87,850 | $1,162 | 0.3% | $13.43 | — | Equity | 09254M105 |
| — | GLOBAL X FDS | 367,577 | $1,158 | 0.3% | $7.86 | — | Equity | 37950E473 |
| TMO | THERMO FISHER SCIENTIFIC INC | 4,041 | $1,146 | 0.3% | $250.71 | +23.9% | Equity | 883556102 |
| ABT | ABBOTT LABS | 14,203 | $1,121 | 0.3% | $64.97 | +15.9% | Equity | 002824100 |
| — | DTF TAX-FREE INCOME INC | 79,085 | $1,103 | 0.2% | $13.66 | — | Equity | 23334J107 |
| — | BROOKFIELD ASSET MGMT INC | 24,512 | $1,085 | 0.2% | $45.92 | — | Equity | 112585104 |
| SCHZ | SCHWAB STRATEGIC TR | 19,964 | $1,083 | 0.2% | $54.25 | — | Equity | 808524839 |
| GLPI | GAMING & LEISURE PPTYS INC | 37,195 | $1,031 | 0.2% | $32.79 | — | Equity | 36467J108 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 78,827 | $1,031 | 0.2% | $13.19 | — | Equity | 09254P108 |
| IEFA | ISHARES TR | 19,999 | $998 | 0.2% | $59.08 | — | Equity | 46432F842 |
| IWD | ISHARES TR | 9,813 | $973 | 0.2% | $115.06 | — | Equity | 464287598 |
| MMM | 3M CO | 7,067 | $965 | 0.2% | $119.97 | -11.7% | Equity | 88579Y101 |
| IWF | ISHARES TR | 6,154 | $927 | 0.2% | $134.62 | — | Equity | 464287614 |
| ITOT | ISHARES TR | 16,197 | $927 | 0.2% | $61.27 | — | Equity | 464287150 |
| SHM | SPDR SER TR | 18,773 | $918 | 0.2% | $48.44 | — | Equity | 78468R739 |
| CBOE | CBOE GLOBAL MARKETS INC | 10,018 | $894 | 0.2% | $103.21 | +0.2% | Equity | 12503M108 |
| UNH | UNITEDHEALTH GROUP INC | 3,558 | $887 | 0.2% | $226.05 | +10.5% | Equity | 91324P102 |
| GOOG | ALPHABET INC | 755 | $878 | 0.2% | $55.65 | +21.0% | Equity | 02079K107 |
| — | ANGEL OAK FINL STRATEGIES IN | 50,689 | $867 | 0.2% | $20.10 | — | Equity | 03464A100 |
| JNJ | JOHNSON & JOHNSON | 6,017 | $789 | 0.2% | $111.88 | +7.4% | Equity | 478160104 |
| VTEB | VANGUARD MUN BD FD INC | 14,590 | $772 | 0.2% | $52.91 | — | Equity | 922907746 |
| CME | CME GROUP INC | 4,389 | $759 | 0.2% | $144.73 | +10.3% | Equity | 12572Q105 |
| — | ISHARES TR | 30,032 | $757 | 0.2% | $24.99 | — | Equity | 46434VAQ3 |
| IEMG | ISHARES INC | 18,502 | $749 | 0.2% | $50.74 | — | Equity | 46434G103 |
| — | ISHARES TR | 29,864 | $747 | 0.2% | $24.19 | — | Equity | 46434VAX8 |
| IJR | ISHARES TR | 13,212 | $741 | 0.2% | $73.49 | — | Equity | 464287804 |
| MARB | FIRST TR EXCH TRADED FD III | 37,928 | $730 | 0.2% | $19.25 | — | Equity | 33740J203 |
| — | BLACKROCK MUNIYIELD CALI QLT | 53,241 | $720 | 0.2% | $13.76 | — | Equity | 09254N103 |
| — | ISHARES TR | 28,818 | $710 | 0.2% | $24.36 | — | Equity | 46434VBK5 |
| PEP | PEPSICO INC | 5,902 | $709 | 0.2% | $98.40 | +14.6% | Equity | 713448108 |
| DIS | DISNEY WALT CO | 7,170 | $693 | 0.2% | $113.19 | +9.1% | Equity | 254687106 |
| SCHA | SCHWAB STRATEGIC TR | 13,336 | $687 | 0.2% | $66.56 | — | Equity | 808524607 |
| IDEV | ISHARES TR | 15,425 | $683 | 0.2% | $53.33 | — | Equity | 46435G326 |
| — | NUVEEN CA QUALTY MUN INCOME | 49,416 | $677 | 0.2% | $13.70 | — | Equity | 67066Y105 |
| VT | VANGUARD INTL EQUITY INDEX F | 10,482 | $658 | 0.1% | $67.25 | — | Equity | 922042742 |
| AMZN | AMAZON COM INC | 327 | $638 | 0.1% | $74.33 | +30.2% | Equity | 023135106 |
| T | AT&T INC | 21,680 | $632 | 0.1% | $15.23 | +19.3% | Equity | 00206R102 |
| VGK | VANGUARD INTL EQUITY INDEX F | 14,245 | $617 | 0.1% | $48.00 | — | Equity | 922042874 |
| — | DOUBLELINE INCOME SOLUTIONS | 45,635 | $609 | 0.1% | $19.89 | — | Equity | 258622109 |
| AAXJ | ISHARES TR | 10,178 | $608 | 0.1% | $63.55 | — | Equity | 464288182 |
| AGG | ISHARES TR | 5,209 | $601 | 0.1% | $111.08 | — | Equity | 464287226 |
| SCHM | SCHWAB STRATEGIC TR | 14,130 | $596 | 0.1% | $53.62 | — | Equity | 808524508 |
| COST | COSTCO WHSL CORP NEW | 1,933 | $551 | 0.1% | $206.20 | +34.7% | Equity | 22160K105 |
| CVX | CHEVRON CORP NEW | 7,590 | $550 | 0.1% | $85.29 | -10.9% | Equity | 166764100 |
| — | ISHARES TR | 22,197 | $550 | 0.1% | $24.17 | — | Equity | 46434VBA7 |
| HON | HONEYWELL INTL INC | 3,985 | $533 | 0.1% | $119.28 | +14.5% | Equity | 438516106 |
| NEE | NEXTERA ENERGY INC | 2,117 | $509 | 0.1% | $39.81 | +36.4% | Equity | 65339F101 |
| IGSB | ISHARES TR | 9,700 | $508 | 0.1% | $52.48 | — | Equity | 464288646 |
| — | IAC INTERACTIVECORP | 2,829 | $507 | 0.1% | $208.52 | — | Equity | 44919P508 |
| XOM | EXXON MOBIL CORP | 13,080 | $497 | 0.1% | $55.57 | -24.3% | Equity | 30231G102 |
| SCHD | SCHWAB STRATEGIC TR | 10,721 | $482 | 0.1% | $44.96 | — | Equity | 808524797 |
| INTC | INTEL CORP | 8,847 | $479 | 0.1% | $35.91 | +45.7% | Equity | 458140100 |
| VZ | VERIZON COMMUNICATIONS INC | 8,718 | $468 | 0.1% | $35.06 | +17.0% | Equity | 92343V104 |
| — | WABCO HLDGS INC | 3,389 | $458 | 0.1% | $135.14 | — | Equity | 92927K102 |
| NTRS | NORTHERN TR CORP | 6,016 | $454 | 0.1% | $72.96 | +4.5% | Equity | 665859104 |
| GOOGL | ALPHABET INC | 387 | $450 | 0.1% | $49.55 | +35.7% | Equity | 02079K305 |
| SCHC | SCHWAB STRATEGIC TR | 18,162 | $443 | 0.1% | $24.39 | — | Equity | 808524888 |
| FNDE | SCHWAB STRATEGIC TR | 21,237 | $437 | 0.1% | $20.58 | — | Equity | 808524730 |
| QAI | INDEXIQ ETF TR | 15,049 | $428 | 0.1% | $28.44 | — | Equity | 45409B107 |
| ACN | ACCENTURE PLC IRELAND | 2,623 | $428 | 0.1% | $154.37 | +14.7% | Equity | G1151C101 |
| IAGG | ISHARES TR | 7,827 | $428 | 0.1% | $51.75 | — | Equity | 46435G672 |
| V | VISA INC | 2,567 | $414 | 0.1% | $153.57 | +17.7% | Equity | 92826C839 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 27,587 | $403 | 0.1% | $14.61 | — | Equity | 85208R101 |
| VPL | VANGUARD INTL EQUITY INDEX F | 6,992 | $386 | 0.1% | $63.44 | — | Equity | 922042866 |
| HD | HOME DEPOT INC | 1,957 | $365 | 0.1% | $159.92 | +18.9% | Equity | 437076102 |
| KO | COCA COLA CO | 8,279 | $365 | 0.1% | $40.84 | +10.2% | Equity | 191216100 |
| XLK | SELECT SECTOR SPDR TR | 4,487 | $361 | 0.1% | $76.27 | — | Equity | 81369Y803 |
| BIP | BROOKFIELD INFRAST PARTNERS | 10,000 | $360 | 0.1% | $50.00 | — | Equity | G16252101 |
| DAUG | FIRST TR EXCHNG TRADED FD VI | 12,891 | $360 | 0.1% | $27.93 | — | Equity | 33740F854 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,205 | $356 | 0.1% | $98.62 | -0.3% | Equity | 459200101 |
| EEM | ISHARES TR | 10,335 | $353 | 0.1% | $39.84 | — | Equity | 464287234 |
| MRK | MERCK & CO. INC | 4,485 | $344 | 0.1% | $54.99 | +18.4% | Equity | 58933Y105 |
| IYW | ISHARES TR | 1,642 | $336 | 0.1% | $144.37 | — | Equity | 464287721 |
| CSCO | CISCO SYS INC | 8,335 | $328 | 0.1% | $29.31 | +25.1% | Equity | 17275R102 |
| AMGN | AMGEN INC | 1,612 | $327 | 0.1% | $158.75 | +14.8% | Equity | 031162100 |
| CEFS | EXCHANGE LISTED FDS TR | 21,245 | $324 | 0.1% | $20.29 | — | Equity | 30151E806 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,062 | $321 | 0.1% | $79.05 | — | Equity | 92206C409 |
| CMCSA | COMCAST CORP NEW | 9,148 | $314 | 0.1% | $33.29 | +8.3% | Equity | 20030N101 |
| MCD | MCDONALDS CORP | 1,870 | $309 | 0.1% | $162.15 | +6.0% | Equity | 580135101 |
| MUB | ISHARES TR | 2,730 | $309 | 0.1% | $109.67 | — | Equity | 464288414 |
| WMT | WALMART INC | 2,714 | $307 | 0.1% | $29.40 | +20.3% | Equity | 931142103 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 1,744 | $296 | 0.1% | $114.45 | +58.6% | Equity | G96629103 |
| PYPL | PAYPAL HLDGS INC | 3,031 | $290 | 0.1% | $91.74 | +20.1% | Equity | 70450Y103 |
| IDV | ISHARES TR | 12,804 | $289 | 0.1% | $33.27 | — | Equity | 464288448 |
| BMY | BRISTOL-MYERS SQUIBB CO | 5,097 | $284 | 0.1% | $37.26 | +30.4% | Equity | 110122108 |
| IWB | ISHARES TR | 1,988 | $281 | 0.1% | $166.81 | — | Equity | 464287622 |
| JNK | SPDR SER TR | 2,952 | $280 | 0.1% | $109.08 | — | Equity | 78468R622 |
| GILD | GILEAD SCIENCES INC | 3,743 | $280 | 0.1% | $51.23 | +7.2% | Equity | 375558103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $272 | 0.1% | $308211.47 | +3.4% | Equity | 084670108 |
| C | CITIGROUP INC | 6,240 | $263 | 0.1% | $48.94 | +10.7% | Equity | 172967424 |
| VOOG | VANGUARD ADMIRAL FDS INC | 1,750 | $260 | 0.1% | $134.86 | — | Equity | 921932505 |
| MA | MASTERCARD INC | 1,069 | $258 | 0.1% | $224.38 | +28.3% | Equity | 57636Q104 |
| — | APEX TECHNOLOGY ACQUISITION | 25,000 | $254 | 0.1% | $10.16 | — | Equity | 03768F201 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 5,877 | $252 | 0.1% | $42.88 | — | Equity | 922042676 |
| USB | US BANCORP DEL | 7,256 | $250 | 0.1% | $38.37 | -3.0% | Equity | 902973304 |
| IGF | ISHARES TR | 7,291 | $249 | 0.1% | $34.15 | — | Equity | 464288372 |
| FPE | FIRST TR EXCH TRADED FD III | 15,000 | $246 | 0.1% | $19.71 | — | Equity | 33739E108 |
| CLX | CLOROX CO DEL | 1,405 | $243 | 0.1% | $126.94 | +9.2% | Equity | 189054109 |
| — | LOGMEIN INC | 2,874 | $239 | 0.1% | $83.16 | — | Equity | 54142L109 |
| EMQQ | EXCHANGE TRADED CONCEPTS TR | 7,380 | $233 | 0.1% | $31.57 | — | Equity | 301505889 |
| BND | VANGUARD BD INDEX FDS | 2,658 | $227 | 0.1% | $85.40 | — | Equity | 921937835 |
| SCZ | ISHARES TR | 5,028 | $225 | 0.1% | $58.69 | — | Equity | 464288273 |
| — | FORTY SEVEN INC | 2,306 | $220 | 0.0% | $95.40 | — | Equity | 34983P104 |
| — | INDEXIQ ETF TR | 13,560 | $216 | 0.0% | $15.93 | — | Equity | 45409B628 |
| NVDA | NVIDIA CORP | 816 | $215 | 0.0% | $6.28 | 0.0% | Equity | 67066G104 |
| ALGN | ALIGN TECHNOLOGY INC | 1,232 | $214 | 0.0% | $239.46 | 0.0% | Equity | 016255101 |
| ADBE | ADOBE INC | 661 | $210 | 0.0% | $294.36 | +16.2% | Equity | 00724F101 |
| BNDX | VANGUARD CHARLOTTE FDS | 3,673 | $207 | 0.0% | $56.36 | — | Equity | 92203J407 |
| — | TECH DATA CORP | 1,564 | $205 | 0.0% | $142.83 | — | Equity | 878237106 |
| NKE | NIKE INC | 2,485 | $205 | 0.0% | $78.85 | +8.9% | Equity | 654106103 |
| QQQ | INVESCO QQQ TR | 1,073 | $204 | 0.0% | $190.12 | — | Equity | 46090E103 |
| — | RIVERNORTH MARKETPLACE LENDI | 12,274 | $198 | 0.0% | $20.34 | — | Equity | 76882B108 |
| — | GX ACQUISITION CORP | 20,000 | $196 | 0.0% | $9.80 | — | Equity | 36251A107 |
| — | ALPS ETF TR | 55,721 | $192 | 0.0% | $4.64 | — | Equity | 00162Q866 |
| NWL | NEWELL BRANDS INC | 10,672 | $142 | 0.0% | $13.77 | -4.6% | Equity | 651229106 |
| — | KAYNE ANDERSN MLP MIDS INVT | 38,595 | $140 | 0.0% | $14.68 | — | Equity | 486606106 |
| ET | ENERGY TRANSFER LP | 26,039 | $120 | 0.0% | $4.61 | — | Equity | 29273V100 |
| — | GENERAL ELECTRIC CO | 14,427 | $115 | 0.0% | $11.43 | — | Equity | 369604103 |
| — | DNP SELECT INCOME FD | 10,400 | $102 | 0.0% | $10.38 | — | Equity | 23325P104 |
| — | INVESCO EXCHANGE TRADED FD T | 10,457 | $85 | 0.0% | $8.13 | — | Equity | 46137V589 |
| — | SERVICESOURCE INTL INC | 37,500 | $33 | 0.0% | $0.88 | — | Equity | 81763U100 |
| — | ENLINK MIDSTREAM LLC | 21,440 | $24 | 0.0% | $1.12 | — | Equity | 29336T100 |
| RENO | BIOHITECH GLOBAL INC | 18,782 | $24 | 0.0% | $1.77 | 0.0% | Equity | 09074B107 |
| GALT | GALECTIN THERAPEUTICS INC | 10,668 | $21 | 0.0% | $4.33 | -43.8% | Equity | 363225202 |
| — | ECHO GLOBAL LOGISTICS INC | 20,000 | $20 | 0.0% | $0.95 | — | Equity | 27875TAA9 |
| — | VECTOR GROUP LTD | 20,000 | $20 | 0.0% | $1.15 | — | Equity | 92240MBC1 |
| — | NATIONAL HEALTH INVS INC | 20,000 | $19 | 0.0% | $1.10 | — | Equity | 63633DAE4 |
| — | VERINT SYS INC | 20,000 | $19 | 0.0% | $1.00 | — | Equity | 92343XAA8 |
| — | ACORDA THERAPEUTICS INC | 15,000 | $13 | 0.0% | $0.87 | — | Equity | 00484MAA4 |
| — | SEACOR HOLDINGS INC | 10,000 | $9 | 0.0% | $1.10 | — | Equity | 811904AM3 |
| — | MCEWEN MNG INC | 10,000 | $7 | 0.0% | $1.80 | — | Equity | 58039P107 |
| NAK | NORTHERN DYNASTY MINERALS LT | 10,000 | $4 | 0.0% | $0.60 | -21.5% | Equity | 66510M204 |