Location: West Chester, PA
CIK: 0001683059 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 14, 2016
Total Value: $154M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | S P D R TRUST UNIT SR | 197,262 | $42.67M | 27.7% | $216.30 | $208.05 | +4.0% | COMMON | 78462F103 |
| AGG | BARCLAYS AGGREGATE BOND FUND | 141,610 | $15.92M | 10.3% | $112.42 | $111.21 | +1.1% | COMMON | 464287226 |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX | 123,503 | $13.75M | 8.9% | $111.33 | $106.19 | +4.8% | COMMON | 922908769 |
| TFI | SPDR SER TR BARCLAYS CAP MUN BD E | 269,124 | $13.48M | 8.8% | $50.08 | $49.91 | +0.3% | COMMON | 78468R721 |
| IEF | BARCLAYS 7-10 YR. TREASURY INDEX | 109,404 | $12.24M | 7.9% | $111.88 | $110.71 | +1.1% | COMMON | 464287440 |
| MDY | MID CAP S P D R TRUST | 28,873 | $8.15M | 5.3% | $282.27 | $268.15 | +5.3% | COMMON | 78467Y107 |
| IWM | RUSSELL 2000 INDEX FUND | 64,338 | $7.991M | 5.2% | $124.20 | $113.25 | +9.7% | COMMON | 464287655 |
| VCIT | VANGUARD SCOTTSDALE FDS INTERMEDIATE | 84,057 | $7.53M | 4.9% | $89.58 | $87.87 | +2.0% | COMMON | 92206C870 |
| SHM | SPDR SER TR BARCLAYS CAP SHORT TERM | 122,739 | $5.996M | 3.9% | $48.85 | $48.93 | -0.2% | COMMON | 78468R739 |
| VEA | VANGUARD EUROPE PAC INDEX FUND | 143,645 | $5.374M | 3.5% | $37.41 | $36.17 | +3.4% | COMMON | 921943858 |
| DBEF | DBX TRACKERS MSCI ETF | 190,759 | $5.032M | 3.3% | $26.38 | $25.63 | +2.9% | COMMON | 233051200 |
| SCZ | MSCI EAFE SMALL CAP | 47,382 | $2.483M | 1.6% | $52.40 | $50.26 | +4.3% | COMMON | 464288273 |
| VEU | VANGUARD INTL EQTY INDEX | 38,522 | $1.75M | 1.1% | $45.43 | $43.41 | +4.7% | COMMON | 922042775 |
| VNQ | VANGUARD REIT INDEX FUND | 19,902 | $1.726M | 1.1% | $86.72 | $84.16 | +3.1% | COMMON | 922908553 |
| MINT | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | 16,990 | $1.723M | 1.1% | $101.41 | $101.04 | +0.4% | COMMON | 72201R833 |
| VWO | VANGUARD INTL EQ INDEX FUND | 43,297 | $1.629M | 1.1% | $37.62 | $34.24 | +9.9% | COMMON | 922042858 |
| — | JP MORGAN EXCH TRADED NT | 22,817 | $719K | 0.5% | $31.51 | $31.78 | — | COMMON | 46625H365 |
| IWD | RUSSELL 1000 VALUE INDEX FUND | 6,032 | $637K | 0.4% | $105.60 | $100.97 | +4.6% | COMMON | 464287598 |
| MUB | ISHARES S&P NATL AMT FREE MUNI BND FND | 5,654 | $637K | 0.4% | $112.66 | $112.60 | +0.1% | COMMON | 464288414 |
| — | MARKET VECTORS ETF TR HIGH YIELD MUN ETF | 18,964 | $612K | 0.4% | $32.27 | $32.30 | — | COMMON | 92189F361 |
| — | POWERSHARES SENIOR LOAN TRUST II | 23,556 | $547K | 0.4% | $23.22 | $22.99 | — | COMMON | 73936Q769 |
| EFV | MSCI EAFE VALUE INDEX FUND | 7,583 | $350K | 0.2% | $46.16 | $45.09 | +2.4% | COMMON | 464288877 |
| — | VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL IDX | 12,906 | $317K | 0.2% | $24.56 | $24.87 | — | COMMON | 92189F544 |
| IWF | RUSSELL 1000 GROWTH INDEX FUND | 2,872 | $299K | 0.2% | $104.11 * | $24.97 | +4.3% | COMMON | 464287614 |
| — | GUGGENHEIM BULLETSHARES 2021 CORP BOND ETF | 11,335 | $245K | 0.2% | $21.61 | $21.53 | — | COMMON | 18383M266 |
| — | GUGGENHEIM BULLETSHARES 2022 CORP BOND ETF | 11,182 | $242K | 0.2% | $21.64 | $21.55 | — | COMMON | 18383M258 |
| — | GUGGENHEIM BULLETSHARES 2020 CORP BOND ETF | 11,141 | $242K | 0.2% | $21.72 | $21.72 | — | COMMON | 18383M514 |
| VOO | VANGUARD S&P 500 ETF | 1,037 | $206K | 0.1% | $198.65 | $190.35 | +4.4% | COMMON | 922908363 |
| EWX | SPDR INDEX SHS FDS S&P EMERGING MKTS SM | 4,587 | $198K | 0.1% | $43.17 | $38.59 | +11.8% | COMMON | 78463X756 |
| IWN | RUSSELL 2000 VALUE INDEX FUND | 1,290 | $135K | 0.1% | $104.65 | $95.23 | +10.0% | COMMON | 464287630 |
| IJJ | S&P MIDCAP 400/BARRA VALUE | 757 | $101K | 0.1% | $133.42 * | $62.92 | +5.7% | COMMON | 464287705 |
| IJH | S&P MIDCAP 400 | 481 | $74,000 | 0.0% | $153.85 * | $29.33 | +5.5% | COMMON | 464287507 |
| MRSH | MARSH & MCLENNAN CO INC | 1,016 | $68,000 | 0.0% | $66.93 * | $54.66 | +5.0% | COMMON | 571748102 |
| XOM | EXXON MOBIL CORPORATION | 683 | $60,000 | 0.0% | $87.85 * | $57.85 | -0.1% | COMMON | 30231G102 |
| VIG | VANGUARD DIV APPRCIATION | 703 | $59,000 | 0.0% | $83.93 | $81.69 | +2.7% | COMMON | 921908844 |
| IVV | S&P 500 INDEX FUND | 241 | $52,000 | 0.0% | $215.77 | $208.60 | +4.3% | COMMON | 464287200 |
| PFE | PFIZER INCORPORATED | 1,412 | $48,000 | 0.0% | $33.99 * | $21.05 | +1.9% | COMMON | 717081103 |
| — | SUNTRUST BANKS INC | 1,000 | $44,000 | 0.0% | $44.00 | $41.00 | — | COMMON | 867914103 |
| AMZN | AMAZON | 50 | $42,000 | 0.0% | $840.00 * | $33.82 | +23.8% | COMMON | 023135106 |
| EFA | MSCI EAFE INDEX FUND | 525 | $31,000 | 0.0% | $59.05 | $57.54 | +2.8% | COMMON | 464287465 |
| FEX | FIRST TR LARGE CAP CORE ALPHADEX FD COM | 670 | $31,000 | 0.0% | $46.27 | $44.56 | +4.9% | COMMON | 33734K109 |
| VUG | VANGUARD GROWTH | 278 | $31,000 | 0.0% | $111.51 * | $17.81 | +5.1% | COMMON | 922908736 |
| SDY | SPDR S&P DIVIDEND ETF | 360 | $30,000 | 0.0% | $83.33 | $81.30 | +3.8% | COMMON | 78464A763 |
| AAPL | APPLE INC | 270 | $30,000 | 0.0% | $111.11 * | $22.62 | +14.6% | COMMON | 037833100 |
| IBM | IBM | 167 | $27,000 | 0.0% | $161.68 * | $95.13 | +7.4% | COMMON | 459200101 |
| MO | ALTRIA GROUP | 390 | $25,000 | 0.0% | $64.10 * | $33.21 | +0.3% | COMMON | 02209S103 |
| MRK | MERCK & CO INC | 399 | $25,000 | 0.0% | $62.66 * | $39.48 | +13.4% | COMMON | 58933Y105 |
| IJT | S&P SMALLCAP 600 GROWTH INDEX FUND | 176 | $24,000 | 0.0% | $136.36 * | $62.87 | +9.1% | COMMON | 464287887 |
| — | GENERAL ELECTRIC COMPANY | 797 | $24,000 | 0.0% | $30.11 | $31.37 | — | COMMON | 369604103 |
| JNJ | JOHNSON & JOHNSON | 193 | $23,000 | 0.0% | $119.17 * | $87.05 | +5.1% | COMMON | 478160104 |
| T | AT&T CORP - NEW | 559 | $23,000 | 0.0% | $41.14 * | $15.11 | +4.7% | COMMON | 00206R102 |
| UNH | UNITEDHEALTH GROUP INC | 147 | $21,000 | 0.0% | $142.86 * | $114.17 | +5.9% | COMMON | 91324P102 |
| LINK | INTERLINK ELECTRONICS, INC | 2,090 | $21,000 | 0.0% | $10.05 * | $4.84 | -8.2% | COMMON | 458751302 |
| IWV | RUSSELL 3000 INDEX FUND | 155 | $20,000 | 0.0% | $129.03 | $122.23 | +4.9% | COMMON | 464287689 |
| VZ | VERIZON COMMUNICATIONS | 386 | $20,000 | 0.0% | $51.81 * | $31.47 | +1.3% | COMMON | 92343V104 |
| — | NASDAQ 100 SHARES | 172 | $20,000 | 0.0% | $116.28 | $110.47 | — | COMMON | 73935A104 |
| FYX | FIRST TRUST PORTFOLIOS SMALL CAP CORE AL | 390 | $19,000 | 0.0% | $48.72 * | $45.38 | +9.8% | COMMON | 33734Y109 |
| IWO | RUSSELL 2000 GROWTH INDEX FUND | 107 | $16,000 | 0.0% | $149.53 | $134.98 | +10.3% | COMMON | 464287648 |
| KMI | KINDER MORGAN INC DELAWARE COM USD0.01 | 635 | $15,000 | 0.0% | $23.62 * | $10.91 | +30.9% | COMMON | 49456B101 |
| VXUS | VANGUARD TOTAL INTERNATIONAL STOCK | 319 | $15,000 | 0.0% | $47.02 | $45.08 | +4.7% | COMMON | 921909768 |
| VTV | VANGUARD LG CAP VALUE INDEX FUND | 160 | $14,000 | 0.0% | $87.50 | $83.61 | +4.1% | COMMON | 922908744 |
| — | ACTIVISION BLIZZARD INC | 300 | $13,000 | 0.0% | $43.33 | $40.00 | — | COMMON | 00507V109 |
| HD | HOME DEPOT | 100 | $13,000 | 0.0% | $130.00 * | $104.97 | -1.9% | COMMON | 437076102 |
| GIS | GENERAL MILLS INC | 200 | $13,000 | 0.0% | $65.00 * | $45.45 | +1.1% | COMMON | 370334104 |
| NFLX | NETFLIX INC | 100 | $10,000 | 0.0% | $100.00 * | $9.61 | +2.6% | COMMON | 64110L106 |
| MSFT | MICROSOFT CORP | 176 | $10,000 | 0.0% | $56.82 * | $45.98 | +11.9% | COMMON | 594918104 |
| HCA | HCA HOLDINGS INC | 133 | $10,000 | 0.0% | $75.19 * | $73.38 | -4.2% | COMMON | 40412C101 |
| — | NEW YORK COMMUNITY BANCORP INC | 530 | $8,000 | 0.0% | $15.09 | $15.09 | — | COMMON | 649445103 |
| KO | COCA COLA COMPANY | 200 | $8,000 | 0.0% | $40.00 * | $33.31 | -5.0% | COMMON | 191216100 |
| WFC | WELLS FARGO & CO | 190 | $8,000 | 0.0% | $42.11 * | $37.23 | -8.2% | COMMON | 949746101 |
| RWO | SPDR DOW JONES GLOBAL REAL ESTATE EFT | 92 | $5,000 | 0.0% | $54.35 * | $49.00 | +1.7% | COMMON | 78463X749 |
| BAX | BAXTER INTERNATIONAL INC | 112 | $5,000 | 0.0% | $44.64 * | $37.48 | +9.0% | COMMON | 071813109 |
| BMY | BRISTOL MYERS SQUIBB | 71 | $4,000 | 0.0% | $56.34 * | $50.50 | -23.3% | COMMON | 110122108 |
| UAA | UNDER ARMOUR INC CL A | 100 | $4,000 | 0.0% | $40.00 * | $39.94 | -3.2% | COMMON | 904311107 |
| UA | UNDER ARMOUR INC CL C | 100 | $3,000 | 0.0% | $30.00 * | $37.40 | -9.5% | COMMON | 904311206 |
| — | SEAGATE TECHNOLOGY PLC | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | G7945M107 |
| — | TIME WARNER INC | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 887317303 |
| — | VMWARE INC COM | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 928563402 |
| RWR | SPDR SER TR DJ WILSHIRE REIT ETF | 1 | $0 | 0.0% | $0.00 | $94.70 | +2.8% | COMMON | 78464A607 |
| VOYA | VOYA FINANCIAL INC | 1 | $0 | 0.0% | $0.00 | $27.42 | -5.7% | COMMON | 929089100 |
| — | TWITTER INC | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 90184L102 |
| TSCO | TRACTOR SUPPLY CO | 1 | $0 | 0.0% | $0.00 | $16.03 | -27.2% | COMMON | 892356106 |
| ORCL | ORACLE CORPORATION | 3 | $0 | 0.0% | $0.00 | $34.58 | -1.2% | COMMON | 68389X105 |
| OXY | OCCIDENTAL PETROLEUM | 1 | $0 | 0.0% | $0.00 | $56.73 | -0.8% | COMMON | 674599105 |
| SGI | TEMPUR SEALY INTERNATIONAL INC | 1 | $0 | 0.0% | $0.00 | $14.75 | -3.8% | COMMON | 88023U101 |
| TJX | T J X COS INC | 1 | $0 | 0.0% | $0.00 | $33.34 | -1.6% | COMMON | 872540109 |
| WEC | WEC ENERGY GROUP INC | 1 | $0 | 0.0% | $0.00 | $44.11 | +0.7% | COMMON | 92939U106 |
| — | TERRAFORM POWER, INC. | 60 | $0 | 0.0% | $0.00 | $16.67 | — | COMMON | 88104R100 |
| V | VISA INC CL A | 1 | $0 | 0.0% | $0.00 | $73.22 | +5.9% | COMMON | 92826C839 |
| SYF | SYNCHRONY FINANCIAL | 1 | $0 | 0.0% | $0.00 | $23.23 | -3.4% | COMMON | 87165B103 |
| — | CIT GROUP INC COM | 2 | $0 | 0.0% | $0.00 | — | — | COMMON | 125581801 |
| CTRA | CABOT OIL & GAS CORP COM | 2 | $0 | 0.0% | $0.00 | $17.47 | +7.7% | COMMON | 127097103 |
| — | ROCKWELL COLLINS COM | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 774341101 |
| — | CENTURYTEL INC | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 156700106 |
| — | CITRIX SYSTEMS INC COM | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 177376100 |
| ABT | ABBOTT LABORATORIES | 1 | $0 | 0.0% | $0.00 | $33.35 | +7.0% | COMMON | 002824100 |
| — | DU PONT E I DE NEMOUR&CO | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 263534109 |
| DHR | DANAHER CORP DEL | 1 | $0 | 0.0% | $0.00 | $40.08 | +65.7% | COMMON | 235851102 |
| DVN | DEVON ENERGY CORP | 1 | $0 | 0.0% | $0.00 | $23.84 | +30.4% | COMMON | 25179M103 |
| ABBV | ABBVIE INC COM | 1 | $0 | 0.0% | $0.00 | $40.97 | +4.5% | COMMON | 00287Y109 |
| ES | EVERSOURCE ENERGY | 1 | $0 | 0.0% | $0.00 | $40.60 | -2.9% | COMMON | 30040W108 |
| FIS | FIDELITY NATIONAL INFORMATION SERVICES I | 1 | $0 | 0.0% | $0.00 | $59.49 | +10.2% | COMMON | 31620M106 |
| AXP | AMERICAN EXPRESS COMPANY | 1 | $0 | 0.0% | $0.00 | $55.25 | +1.6% | COMMON | 025816109 |
| A | AGILENT | 1 | $0 | 0.0% | $0.00 | $40.01 | +9.7% | COMMON | 00846U101 |
| BABA | ALIBABA GROUP HLDG ADR | 1 | $0 | 0.0% | $0.00 | $78.26 | +35.2% | COMMON | 01609W102 |
| BBD | BANCO BRADESCO NEW ADR | 11 | $0 | 0.0% | $0.00 | $7.12 | +27.5% | COMMON | 059460303 |
| — | ANADARKO PETROLEUM CORP | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 032511107 |
| AMAT | APPLIED MATERIALS INC. | 4 | $0 | 0.0% | $0.00 | $19.78 | +37.5% | COMMON | 038222105 |
| C | CITIGROUP INC | 1 | $0 | 0.0% | $0.00 | $33.10 | +7.2% | COMMON | 172967424 |
| CFG | CITIZENS FINANCIAL | 3 | $0 | 0.0% | $0.00 | $15.46 | +12.1% | COMMON | 174610105 |
| — | INGERSOLL-RAND PLC | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | G47791101 |
| MS | MORGAN STANLEY | 2 | $0 | 0.0% | $0.00 | $19.90 | +23.6% | COMMON | 617446448 |
| MET | METLIFE INC COM | 1 | $0 | 0.0% | $0.00 | $28.15 | +2.8% | COMMON | 59156R108 |
| — | FMC TECHNOLOGIES INC COM | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | 30249U101 |
| — | MICHAEL KORS HOLDINGS COM | 2 | $0 | 0.0% | $0.00 | — | — | COMMON | G60754101 |
| — | NIELSEN HOLDINGS PLC | 1 | $0 | 0.0% | $0.00 | — | — | COMMON | G6518L108 |
| NOW | SERVICENOW INC COM | 1 | $0 | 0.0% | $0.00 | $13.90 | +13.9% | COMMON | 81762P102 |
| NTRS | NORTHERN TRUST CORP | 1 | $0 | 0.0% | $0.00 | $53.49 | -1.5% | COMMON | 665859104 |
| IP | INTERNATIONAL PAPER CO | 1 | $0 | 0.0% | $0.00 | $26.29 | +16.1% | COMMON | 460146103 |