Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Jul 25, 2019
Total Value: $111M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| LRGF | ISHARES TR | 161,255 | $5.121M | 4.6% | $31.03 | — | MULTIFACTOR USA | 46434V282 |
| IVV | ISHARES TR | 17,244 | $5.083M | 4.6% | $275.98 | — | CORE S&P500 ETF | 464287200 |
| FTSM | FIRST TR EXCHANGE TRADED FD | 66,203 | $3.984M | 3.6% | $59.84 | — | FIRST TR ENH NEW | 33739Q408 |
| AGG | ISHARES TR | 31,975 | $3.56M | 3.2% | $109.92 | — | CORE US AGGBD ET | 464287226 |
| BAB | INVESCO EXCHNG TRADED FD TR | 99,665 | $3.133M | 2.8% | $29.69 | — | TAXABLE MUN BD | 46138G805 |
| BAC | BANK AMER CORP | 108,014 | $3.132M | 2.8% | $22.81 | +7.4% | COM | 060505104 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 122,409 | $3.079M | 2.8% | $21.45 | — | NO AMER ENERGY | 33738D101 |
| GLD | SPDR GOLD TRUST | 21,948 | $2.923M | 2.6% | $121.24 | — | GOLD SHS | 78463V107 |
| ARKK | ARK ETF TR | 54,740 | $2.626M | 2.4% | $47.38 | — | INNOVATION ETF | 00214Q104 |
| FTXO | FIRST TR EXCHANGE TRADED FD | 87,658 | $2.222M | 2.0% | $22.30 | — | NASDAQ BK ETF | 33738R860 |
| SMLF | ISHARES TR | 54,413 | $2.192M | 2.0% | $39.46 | — | MULTIFACTOR USA | 46434V290 |
| VCIT | VANGUARD SCOTTSDALE FDS | 24,164 | $2.171M | 1.9% | $82.85 | — | INT-TERM CORP | 92206C870 |
| VWO | VANGUARD INTL EQUITY INDEX F | 49,378 | $2.1M | 1.9% | $38.10 | — | FTSE EMR MKT ETF | 922042858 |
| DEEP | ETF SER SOLUTIONS | 65,284 | $2.032M | 1.8% | $30.73 | — | DEEP VALUE ETF | 26922A701 |
| EEM | ISHARES TR | 44,984 | $1.93M | 1.7% | $39.42 | — | MSCI EMG MKT ETF | 464287234 |
| IEFA | ISHARES TR | 30,244 | $1.857M | 1.7% | $59.36 | — | CORE MSCI EAFE | 46432F842 |
| INTF | ISHARES TR | 66,683 | $1.751M | 1.6% | $25.56 | — | MULTIFACTOR INTL | 46434V274 |
| HYG | ISHARES TR | 19,527 | $1.702M | 1.5% | $85.01 | — | IBOXX HI YD ETF | 464288513 |
| XOM | EXXON MOBIL CORP | 21,324 | $1.634M | 1.5% | $56.39 | +0.9% | COM | 30231G102 |
| VEA | VANGUARD TAX MANAGED INTL FD | 38,121 | $1.59M | 1.4% | $37.10 | — | FTSE DEV MKT ETF | 921943858 |
| IWF | ISHARES TR | 10,015 | $1.576M | 1.4% | $148.88 | — | RUS 1000 GRW ETF | 464287614 |
| VNQ | VANGUARD INDEX FDS | 17,773 | $1.568M | 1.4% | $84.55 | — | REAL ESTATE ETF | 922908553 |
| IEMG | ISHARES INC | 30,025 | $1.544M | 1.4% | $50.42 | — | CORE MSCI EMKT | 46434G103 |
| EMGF | ISHARES INC | 35,002 | $1.475M | 1.3% | $41.61 | — | MLT FCTR EMG MKT | 46434G889 |
| RDIV | INVESCO EXCHNG TRADED FD TR | 32,696 | $1.231M | 1.1% | $37.65 | — | S&P ULTRA DIVIDE | 46138G656 |
| AAPL | APPLE INC | 6,094 | $1.206M | 1.1% | $46.01 | +1.3% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF TR | 3,970 | $1.169M | 1.0% | $251.33 | — | TR UNIT | 78462F103 |
| AMZN | AMAZON COM INC | 541 | $1.024M | 0.9% | $83.14 | +12.0% | COM | 023135106 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 21,137 | $1.017M | 0.9% | $44.84 | — | FIRST TR TA HIYL | 33738D408 |
| IJJ | ISHARES TR | 6,354 | $1.013M | 0.9% | $139.28 | — | S&P MC 400VL ETF | 464287705 |
| MSFT | MICROSOFT CORP | 7,549 | $1.011M | 0.9% | $100.00 | +19.5% | COM | 594918104 |
| AVGO | BROADCOM INC | 3,403 | $988K | 0.9% | $23.99 | +1.6% | COM | 11135F101 |
| IJH | ISHARES TR | 5,026 | $976K | 0.9% | $166.14 | — | CORE S&P MCP ETF | 464287507 |
| — | MANAGED PORTFOLIO SER | 40,577 | $970K | 0.9% | $20.25 | — | TORTOISE NRAM PI | 56167N720 |
| PZA | INVESCO EXCHNG TRADED FD TR | 36,759 | $961K | 0.9% | $24.99 | — | NATL AMT MUNI | 46138E537 |
| DXJ | WISDOMTREE TR | 19,194 | $935K | 0.8% | $46.39 | — | JAPN HEDGE EQT | 97717W851 |
| VYM | VANGUARD WHITEHALL FDS INC | 10,521 | $919K | 0.8% | $82.40 | — | HIGH DIV YLD | 921946406 |
| VEU | VANGUARD INTL EQUITY INDEX F | 17,852 | $910K | 0.8% | $45.64 | — | ALLWRLD EX US | 922042775 |
| FLOT | ISHARES TR | 17,767 | $905K | 0.8% | $50.63 | — | FLTG RATE NT ETF | 46429B655 |
| IWD | ISHARES TR | 6,563 | $835K | 0.7% | $123.47 | — | RUS 1000 VAL ETF | 464287598 |
| — | DURECT CORP | 1,256,435 | $819K | 0.7% | $0.50 | — | COM | 266605104 |
| IWM | ISHARES TR | 5,191 | $807K | 0.7% | $133.87 | — | RUSSELL 2000 ETF | 464287655 |
| RSP | INVESCO EXCHANGE TRADED FD T | 7,064 | $761K | 0.7% | $91.42 | — | S&P500 EQL WGT | 46137V357 |
| CVX | CHEVRON CORP NEW | 6,093 | $758K | 0.7% | $84.74 | +6.5% | COM | 166764100 |
| SLV | ISHARES SILVER TRUST | 49,701 | $712K | 0.6% | $14.52 | — | ISHARES | 46428Q109 |
| — | ALLERGAN PLC | 3,994 | $669K | 0.6% | $135.07 | — | SHS | G0177J108 |
| SRPT | SAREPTA THERAPEUTICS INC | 4,355 | $662K | 0.6% | $126.30 | -3.8% | COM | 803607100 |
| EFA | ISHARES TR | 10,067 | $662K | 0.6% | $59.84 | — | MSCI EAFE ETF | 464287465 |
| PYPL | PAYPAL HLDGS INC | 5,749 | $658K | 0.6% | $83.10 | +33.1% | COM | 70450Y103 |
| AADR | ADVISORSHARES TR | 13,213 | $657K | 0.6% | $49.72 | — | ADVISORSHS ETF | 00768Y206 |
| EPD | ENTERPRISE PRODS PARTNERS L | 22,179 | $640K | 0.6% | $24.60 | — | COM | 293792107 |
| VZ | VERIZON COMMUNICATIONS INC | 10,704 | $612K | 0.5% | $38.62 | +3.7% | COM | 92343V104 |
| AMGN | AMGEN INC | 3,266 | $602K | 0.5% | $156.83 | -6.8% | COM | 031162100 |
| BIIB | BIOGEN INC | 2,499 | $584K | 0.5% | $316.56 | -27.1% | COM | 09062X103 |
| T | AT&T INC | 17,037 | $571K | 0.5% | $14.02 | +7.5% | COM | 00206R102 |
| MPLX | MPLX LP | 17,308 | $557K | 0.5% | $30.32 | — | COM UNIT REP LTD | 55336V100 |
| JD | JD COM INC | 18,245 | $553K | 0.5% | $30.31 | — | SPON ADR CL A | 47215P106 |
| PAAS | PAN AMERICAN SILVER CORP | 41,994 | $542K | 0.5% | $14.30 | -15.7% | COM | 697900108 |
| PPL | PPL CORP | 17,068 | $536K | 0.5% | $22.26 | +4.8% | COM | 69351T106 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 9,688 | $533K | 0.5% | $46.68 | — | S&P500 LOW VOL | 46138E354 |
| UYG | PROSHARES TR | 11,484 | $517K | 0.5% | $32.83 | — | ULTRA FNCLS NEW | 74347X633 |
| — | PHILLIPS 66 PARTNERS LP | 10,461 | $516K | 0.5% | $42.11 | — | COM UNIT REP INT | 718549207 |
| PWB | INVESCO EXCHANGE TRADED FD T | 10,500 | $508K | 0.5% | $41.43 | — | DYNMC LRG GWTH | 46137V746 |
| PIE | INVESCO EXCHNG TRADED FD TR | 28,569 | $507K | 0.5% | $15.83 | — | DWA EMERG MKTS | 46138E867 |
| APD | AIR PRODS & CHEMS INC | 2,212 | $503K | 0.5% | $133.20 | +32.3% | COM | 009158106 |
| — | AVON PRODS INC | 126,750 | $492K | 0.4% | $2.70 | — | COM | 054303102 |
| VOO | VANGUARD INDEX FDS | 1,807 | $489K | 0.4% | $229.75 | — | S&P 500 ETF SHS | 922908363 |
| JNJ | JOHNSON & JOHNSON | 3,491 | $486K | 0.4% | $114.14 | +0.6% | COM | 478160104 |
| ES | EVERSOURCE ENERGY | 6,327 | $479K | 0.4% | $51.76 | +11.7% | COM | 30040W108 |
| — | TWITTER INC | 13,470 | $470K | 0.4% | $29.16 | — | COM | 90184L102 |
| BND | VANGUARD BD INDEX FD INC | 5,443 | $452K | 0.4% | $80.03 | — | TOTAL BND MRKT | 921937835 |
| — | SEAGATE TECHNOLOGY PLC | 9,161 | $432K | 0.4% | $39.39 | — | SHS | G7945M107 |
| XPO | XPO LOGISTICS INC | 7,468 | $432K | 0.4% | $19.33 | +5.4% | COM | 983793100 |
| MO | ALTRIA GROUP INC | 8,812 | $424K | 0.4% | $33.02 | -6.3% | COM | 02209S103 |
| WES | WESTERN MIDSTREAM PARTNERS L | 13,699 | $422K | 0.4% | $31.38 | — | COM UNIT LP INT | 958669103 |
| PM | PHILIP MORRIS INTL INC | 5,222 | $416K | 0.4% | $57.24 | +1.8% | COM | 718172109 |
| REZI | RESIDEO TECHNOLOGIES INC | 18,789 | $412K | 0.4% | $22.05 | -4.2% | COM | 76118Y104 |
| GOOG | ALPHABET INC | 376 | $406K | 0.4% | $53.13 | +7.8% | CAP STK CL C | 02079K107 |
| VO | VANGUARD INDEX FDS | 2,370 | $397K | 0.4% | $143.65 | — | MID CAP ETF | 922908629 |
| HON | HONEYWELL INTL INC | 2,207 | $385K | 0.3% | $117.71 | +17.8% | COM | 438516106 |
| CSCO | CISCO SYS INC | 6,966 | $381K | 0.3% | $37.15 | +21.6% | COM | 17275R102 |
| BP | BP PLC | 8,964 | $375K | 0.3% | $38.18 | — | SPONSORED ADR | 055622104 |
| IONS | IONIS PHARMACEUTICALS INC | 5,837 | $375K | 0.3% | $52.75 | +34.0% | COM | 462222100 |
| META | FACEBOOK INC | 1,910 | $369K | 0.3% | $144.83 | +25.3% | CL A | 30303M102 |
| ELV | ANTHEM INC | 1,308 | $369K | 0.3% | $250.16 | -0.1% | COM | 036752103 |
| WDC | WESTERN DIGITAL CORP | 7,308 | $351K | 0.3% | $33.04 | -0.8% | COM | 958102105 |
| JPM | JPMORGAN CHASE & CO | 3,086 | $345K | 0.3% | $87.43 | +5.2% | COM | 46625H100 |
| — | ALTERYX INC | 3,033 | $331K | 0.3% | $59.48 | — | COM CL A | 02156B103 |
| PANW | PALO ALTO NETWORKS INC | 1,620 | $330K | 0.3% | $37.41 | 0.0% | COM | 697435105 |
| — | TALLGRASS ENERGY LP | 15,414 | $325K | 0.3% | $24.35 | — | CLASS A SHS | 874696107 |
| UGI | UGI CORP NEW | 6,000 | $322K | 0.3% | $55.58 | -4.2% | COM | 902681105 |
| — | BUCKEYE PARTNERS L P | 7,716 | $317K | 0.3% | $28.99 | — | UNIT LTD PARTN | 118230101 |
| FXU | FIRST TR EXCHANGE TRADED FD | 10,845 | $311K | 0.3% | $28.68 | — | UTILITIES ALPH | 33734X184 |
| LMBS | FIRST TR EXCHANGE TRADED FD | 5,933 | $307K | 0.3% | $51.07 | — | FST LOW OPPT EFT | 33739Q200 |
| LQD | ISHARES TR | 2,472 | $307K | 0.3% | $112.85 | — | IBOXX INV CP ETF | 464287242 |
| BABA | ALIBABA GROUP HLDG LTD | 1,794 | $304K | 0.3% | $143.68 | — | SPONSORED ADS | 01609W102 |
| MUB | ISHARES TR | 2,602 | $294K | 0.3% | $108.88 | — | NATIONAL MUN ETF | 464288414 |
| — | ANADARKO PETE CORP | 4,151 | $293K | 0.3% | $43.83 | — | COM | 032511107 |
| PCY | INVESCO EXCHNG TRADED FD TR | 10,016 | $291K | 0.3% | $26.38 | — | EMRNG MKT SVRG | 46138E784 |
| — | FIRST DATA CORP NEW | 10,588 | $287K | 0.3% | $16.92 | — | COM CL A | 32008D106 |
| — | BP MIDSTREAM PARTNERS LP | 18,475 | $286K | 0.3% | $15.54 | — | UNIT LTD PTNR | 0556EL109 |
| DWSH | ADVISORSHARES TR | 11,363 | $284K | 0.3% | $24.81 | — | DORSY SHRT ETF | 00768Y529 |
| DUK | DUKE ENERGY CORP NEW | 3,207 | $283K | 0.3% | $64.35 | +5.3% | COM NEW | 26441C204 |
| EXAS | EXACT SCIENCES CORP | 2,400 | $283K | 0.3% | $85.12 | +18.4% | COM | 30063P105 |
| — | GLOBAL X FDS | 16,312 | $281K | 0.3% | $17.21 | — | GLB X SUPERDIV | 37950E549 |
| WPM | WHEATON PRECIOUS METALS CORP | 11,479 | $278K | 0.2% | $19.59 | +4.9% | COM | 962879102 |
| XYZ | SQUARE INC | 3,754 | $272K | 0.2% | $69.86 | 0.0% | CL A | 852234103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 19,198 | $266K | 0.2% | $12.29 | — | COM | 670657105 |
| — | UNITED TECHNOLOGIES CORP | 1,867 | $243K | 0.2% | $106.62 | — | COM | 913017109 |
| — | PIVOTAL SOFTWARE INC | 22,785 | $241K | 0.2% | $15.59 | — | COM CL A | 72582H107 |
| DE | DEERE & CO | 1,441 | $240K | 0.2% | $131.78 | +7.3% | COM | 244199105 |
| ORCL | ORACLE CORP | 4,078 | $232K | 0.2% | $43.16 | +13.9% | COM | 68389X105 |
| COP | CONOCOPHILLIPS | 3,769 | $230K | 0.2% | $53.41 | -7.8% | COM | 20825C104 |
| ITOT | ISHARES TR | 3,361 | $224K | 0.2% | $64.27 | — | CORE S&P TTL STK | 464287150 |
| FXL | FIRST TR EXCHANGE TRADED FD | 3,350 | $223K | 0.2% | $66.57 | — | TECH ALPHADEX | 33734X176 |
| HYD | VANECK VECTORS ETF TR | 3,501 | $223K | 0.2% | $61.28 | — | HIGH YLD MUN ETF | 92189H409 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 2,571 | $220K | 0.2% | $85.57 | — | SHS | 337345102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,016 | $217K | 0.2% | $208.87 | -0.9% | CL B NEW | 084670702 |
| VRTX | VERTEX PHARMACEUTICALS INC | 1,154 | $212K | 0.2% | $173.27 | +0.9% | COM | 92532F100 |
| V | VISA INC | 1,220 | $212K | 0.2% | $131.41 | +19.0% | COM CL A | 92826C839 |
| VUG | VANGUARD INDEX FDS | 1,289 | $211K | 0.2% | $156.71 | — | GROWTH ETF | 922908736 |
| IXUS | ISHARES TR | 3,593 | $211K | 0.2% | $58.17 | — | CORE MSCI TOTAL | 46432F834 |
| NEM | NEWMONT GOLDCORP CORPORATION | 5,456 | $210K | 0.2% | $27.95 | 0.0% | COM | 651639106 |
| POST | POST HLDGS INC | 2,000 | $208K | 0.2% | $65.52 | +7.3% | COM | 737446104 |
| — | SHELL MIDSTREAM PARTNERS L P | 9,799 | $203K | 0.2% | $16.38 | — | UNIT LTD INT | 822634101 |
| NVS | NOVARTIS A G | 2,214 | $202K | 0.2% | $85.72 | — | SPONSORED ADR | 66987V109 |
| — | SWEDISH EXPT CR CORP | 28,350 | $148K | 0.1% | $4.90 | — | ROG TTL ETN 22 | 870297801 |
| — | AT HOME GROUP INC | 16,067 | $107K | 0.1% | $17.70 | — | COM | 04650Y100 |
| — | ION GEOPHYSICAL CORP | 10,000 | $81,000 | 0.1% | $8.10 | — | COM NEW | 462044207 |
| BB | BLACKBERRY LTD | 10,318 | $77,000 | 0.1% | $8.81 | -1.5% | COM | 09228F103 |
| MNKD | MANNKIND CORP | 63,200 | $73,000 | 0.1% | $1.60 | -13.7% | COM NEW | 56400P706 |
| — | BIOTIME INC | 45,000 | $50,000 | 0.0% | $1.04 | — | COM | 09066L105 |
| — | AGEX THERAPEUTICS INC | 12,000 | $44,000 | 0.0% | $3.67 | — | COM | 00848H108 |
| — | DENBURY RES INC | 15,000 | $19,000 | 0.0% | $1.27 | — | COM NEW | 247916208 |