Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 7, 2019
Total Value: $120M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AGG | ISHARES TR | 52,377 | $5.927M | 4.9% | $113.16 | $109.75 | +3.1% | CORE US AGGBD ET | 464287226 |
| LRGF | ISHARES TR | 183,649 | $5.862M | 4.9% | $31.92 | $31.13 | +2.5% | MULTIFACTOR USA | 46434V282 |
| IVV | ISHARES TR | 19,611 | $5.854M | 4.9% | $298.51 | $283.51 | +5.3% | CORE S&P500 ETF | 464287200 |
| FTSM | FIRST TR EXCHANGE TRADED FD | 61,105 | $3.677M | 3.1% | $60.18 | $59.96 | +0.2% | FIRST TR ENH NEW | 33739Q408 |
| BAC | BANK AMER CORP | 108,024 | $3.151M | 2.6% | $29.17 * | $22.81 | +9.8% | COM | 060505104 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 119,361 | $3.054M | 2.5% | $25.59 | $22.94 | +11.6% | NO AMER ENERGY | 33738D101 |
| GLD | SPDR GOLD TRUST | 21,925 | $3.045M | 2.5% | $138.88 | $116.19 | +19.5% | GOLD SHS | 78463V107 |
| BAB | INVESCO EXCHNG TRADED FD TR | 93,677 | $3.035M | 2.5% | $32.40 | $28.97 | +11.9% | TAXABLE MUN BD | 46138G805 |
| VWO | VANGUARD INTL EQUITY INDEX F | 73,812 | $2.972M | 2.5% | $40.26 | $39.58 | +1.7% | FTSE EMR MKT ETF | 922042858 |
| — | DURECT CORP | 1,533,255 | $2.821M | 2.3% | $1.84 | $0.74 | — | COM | 266605104 |
| ARKK | ARK ETF TR | 61,380 | $2.633M | 2.2% | $42.90 | $44.93 | -4.5% | INNOVATION ETF | 00214Q104 |
| SMLF | ISHARES TR | 61,746 | $2.463M | 2.0% | $39.89 | $40.00 | -0.3% | MULTIFACTOR USA | 46434V290 |
| HYG | ISHARES TR | 25,525 | $2.225M | 1.9% | $87.17 | $85.74 | +1.7% | IBOXX HI YD ETF | 464288513 |
| FTXO | FIRST TR EXCHANGE TRADED FD | 82,683 | $2.115M | 1.8% | $25.58 | $25.65 | -0.3% | NASDAQ BK ETF | 33738R860 |
| IEFA | ISHARES TR | 34,544 | $2.11M | 1.8% | $61.08 | $60.42 | +1.1% | CORE MSCI EAFE | 46432F842 |
| IWF | ISHARES TR | 12,807 | $2.044M | 1.7% | $159.60 * | $36.77 | +8.5% | RUS 1000 GRW ETF | 464287614 |
| DEEP | ETF SER SOLUTIONS | 64,938 | $1.989M | 1.7% | $30.63 | $32.99 | -7.2% | DEEP VALUE ETF | 26922A701 |
| VCIT | VANGUARD SCOTTSDALE FDS | 21,681 | $1.978M | 1.6% | $91.23 | $82.45 | +10.7% | INT-TERM CORP | 92206C870 |
| INTF | ISHARES TR | 77,243 | $1.97M | 1.6% | $25.50 | $25.94 | -1.7% | MULTIFACTOR INTL | 46434V274 |
| VNQ | VANGUARD INDEX FDS | 20,018 | $1.867M | 1.6% | $93.27 | $85.44 | +9.1% | REAL ESTATE ETF | 922908553 |
| EEM | ISHARES TR | 44,984 | $1.838M | 1.5% | $40.86 | $40.25 | +1.5% | MSCI EMG MKT ETF | 464287234 |
| IEMG | ISHARES INC | 34,727 | $1.702M | 1.4% | $49.01 | $50.31 | -2.6% | CORE MSCI EMKT | 46434G103 |
| EMGF | ISHARES INC | 40,420 | $1.652M | 1.4% | $40.87 | $41.48 | -1.4% | MLT FCTR EMG MKT | 46434G889 |
| VEA | VANGUARD TAX MANAGED INTL FD | 38,298 | $1.573M | 1.3% | $41.07 | $39.59 | +3.8% | FTSE DEV MKT ETF | 921943858 |
| XOM | EXXON MOBIL CORP | 20,362 | $1.438M | 1.2% | $70.62 * | $56.39 | -6.4% | COM | 30231G102 |
| MSFT | MICROSOFT CORP | 9,584 | $1.332M | 1.1% | $138.98 * | $106.35 | +23.7% | COM | 594918104 |
| AAPL | APPLE INC | 5,809 | $1.301M | 1.1% | $223.96 * | $46.01 | +17.1% | COM | 037833100 |
| FLOT | ISHARES TR | 24,133 | $1.23M | 1.0% | $50.97 | $50.82 | +0.3% | FLTG RATE NT ETF | 46429B655 |
| SPY | SPDR S&P 500 ETF TR | 3,970 | $1.184M | 1.0% | $298.24 | $269.65 | +10.1% | TR UNIT | 78462F103 |
| RDIV | INVESCO EXCHNG TRADED FD TR | 30,697 | $1.157M | 1.0% | $37.69 | $37.60 | +0.2% | S&P ULTRA DIVIDE | 46138G656 |
| PAAS | PAN AMERICAN SILVER CORP | 72,908 | $1.143M | 1.0% | $15.68 | $15.10 | +3.8% | COM | 697900108 |
| AMZN | AMAZON COM INC | 593 | $1.029M | 0.9% | $1735.24 * | $83.98 | +3.4% | COM | 023135106 |
| IJJ | ISHARES TR | 6,304 | $1.008M | 0.8% | $159.90 * | $76.58 | +4.4% | S&P MC 400VL ETF | 464287705 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 20,119 | $970K | 0.8% | $48.21 | $46.68 | +3.3% | FIRST TR TA HIYL | 33738D408 |
| AVGO | BROADCOM INC | 3,376 | $941K | 0.8% | $278.73 * | $23.99 | -2.0% | COM | 11135F101 |
| SLV | ISHARES SILVER TRUST | 56,601 | $901K | 0.7% | $15.92 | $13.94 | +14.2% | ISHARES | 46428Q109 |
| — | MANAGED PORTFOLIO SER | 38,271 | $895K | 0.7% | $23.39 | $20.25 | — | TORTOISE NRAM PI | 56167N720 |
| VYM | VANGUARD WHITEHALL FDS INC | 10,041 | $891K | 0.7% | $88.74 | $84.69 | +4.8% | HIGH DIV YLD | 921946406 |
| DXJ | WISDOMTREE TR | 17,379 | $877K | 0.7% | $50.46 * | $156.55 | -3.3% | JAPN HEDGE EQT | 97717W851 |
| IWD | ISHARES TR | 6,598 | $846K | 0.7% | $128.22 | $120.18 | +6.7% | RUS 1000 VAL ETF | 464287598 |
| VEU | VANGUARD INTL EQUITY INDEX F | 16,737 | $835K | 0.7% | $49.89 | $48.04 | +3.9% | ALLWRLD EX US | 922042775 |
| IWM | ISHARES TR | 5,207 | $788K | 0.7% | $151.33 | $149.21 | +1.4% | RUSSELL 2000 ETF | 464287655 |
| RSP | INVESCO EXCHANGE TRADED FD T | 6,789 | $734K | 0.6% | $108.12 | $99.10 | +9.1% | S&P500 EQL WGT | 46137V357 |
| CVX | CHEVRON CORP NEW | 6,082 | $721K | 0.6% | $118.55 * | $84.74 | +6.0% | COM | 166764100 |
| VZ | VERIZON COMMUNICATIONS INC | 11,063 | $668K | 0.6% | $60.38 * | $38.67 | +9.7% | COM | 92343V104 |
| — | ALLERGAN PLC | 3,947 | $664K | 0.6% | $168.23 | $135.07 | — | SHS | G0177J108 |
| EFA | ISHARES TR | 10,067 | $656K | 0.5% | $65.16 | $62.93 | +3.6% | MSCI EAFE ETF | 464287465 |
| AMGN | AMGEN INC | 3,266 | $632K | 0.5% | $193.51 * | $156.83 | +1.9% | COM | 031162100 |
| AADR | ADVISORSHARES TR | 13,131 | $626K | 0.5% | $47.67 | $46.57 | +2.4% | ADVISORSHS ETF | 00768Y206 |
| EPD | ENTERPRISE PRODS PARTNERS L | 21,264 | $608K | 0.5% | $28.59 | $24.60 | — | COM | 293792107 |
| T | AT&T INC | 16,009 | $606K | 0.5% | $37.85 * | $14.02 | +31.0% | COM | 00206R102 |
| PYPL | PAYPAL HLDGS INC | 5,560 | $576K | 0.5% | $103.60 | $83.10 | +24.4% | COM | 70450Y103 |
| BIIB | BIOGEN INC | 2,471 | $575K | 0.5% | $232.70 | $316.56 | -26.5% | COM | 09062X103 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 9,598 | $556K | 0.5% | $57.93 | $48.49 | +19.4% | S&P500 LOW VOL | 46138E354 |
| — | PHILLIPS 66 PARTNERS LP | 9,759 | $553K | 0.5% | $56.67 | $42.11 | — | COM UNIT REP INT | 718549207 |
| PPL | PPL CORP | 17,068 | $545K | 0.5% | $31.93 * | $22.26 | +9.0% | COM | 69351T106 |
| UYG | PROSHARES TR | 11,484 | $540K | 0.4% | $47.02 | $38.29 | +22.5% | ULTRA FNCLS NEW | 74347X633 |
| — | TWITTER INC | 12,863 | $530K | 0.4% | $41.20 | $29.16 | — | COM | 90184L102 |
| ES | EVERSOURCE ENERGY | 6,179 | $528K | 0.4% | $85.45 * | $51.76 | +31.9% | COM | 30040W108 |
| JD | JD COM INC | 18,245 | $515K | 0.4% | $28.23 | $28.77 | -1.9% | SPON ADR CL A | 47215P106 |
| PWB | INVESCO EXCHANGE TRADED FD T | 10,500 | $508K | 0.4% | $48.38 | $44.42 | +8.8% | DYNMC LRG GWTH | 46137V746 |
| XPO | XPO LOGISTICS INC | 6,940 | $497K | 0.4% | $71.61 * | $19.33 | +28.1% | COM | 983793100 |
| VOO | VANGUARD INDEX FDS | 1,807 | $495K | 0.4% | $273.93 | $247.71 | +10.0% | S&P 500 ETF SHS | 922908363 |
| APD | AIR PRODS & CHEMS INC | 2,212 | $493K | 0.4% | $222.88 * | $133.20 | +43.3% | COM | 009158106 |
| QQQ | INVESCO QQQ TR | 2,593 | $491K | 0.4% | $189.36 | $189.57 | -0.4% | UNIT SER 1 | 46090E103 |
| PZA | INVESCO EXCHNG TRADED FD TR | 18,388 | $488K | 0.4% | $26.54 | $24.67 | +7.6% | NATL AMT MUNI | 46138E537 |
| — | SEAGATE TECHNOLOGY PLC | 8,936 | $486K | 0.4% | $54.39 | $39.39 | — | SHS | G7945M107 |
| BND | VANGUARD BD INDEX FD INC | 5,675 | $479K | 0.4% | $84.41 | $79.07 | +6.8% | TOTAL BND MRKT | 921937835 |
| PIE | INVESCO EXCHNG TRADED FD TR | 27,132 | $475K | 0.4% | $17.51 | $16.34 | +7.1% | DWA EMERG MKTS | 46138E867 |
| MPLX | MPLX LP | 16,554 | $464K | 0.4% | $28.03 | $30.32 | — | COM UNIT REP LTD | 55336V100 |
| GOOG | ALPHABET INC | 376 | $458K | 0.4% | $1218.09 * | $53.13 | +13.9% | CAP STK CL C | 02079K107 |
| JNJ | JOHNSON & JOHNSON | 3,491 | $452K | 0.4% | $129.48 * | $114.14 | -4.9% | COM | 478160104 |
| WDC | WESTERN DIGITAL CORP | 7,092 | $423K | 0.4% | $59.64 * | $33.04 | +31.9% | COM | 958102105 |
| — | ETFIS SER TR I | 80,681 | $402K | 0.3% | $4.98 | $4.98 | — | INFRAC ACT MLP | 26923G103 |
| PM | PHILIP MORRIS INTL INC | 5,124 | $395K | 0.3% | $77.09 * | $57.24 | -3.6% | COM | 718172109 |
| VO | VANGUARD INDEX FDS | 2,342 | $393K | 0.3% | $167.81 * | $38.19 | +9.7% | MID CAP ETF | 922908629 |
| BABA | ALIBABA GROUP HLDG LTD | 2,344 | $392K | 0.3% | $167.24 | $155.71 | +7.4% | SPONSORED ADS | 01609W102 |
| HON | HONEYWELL INTL INC | 2,207 | $373K | 0.3% | $169.01 * | $117.71 | +19.0% | COM | 438516106 |
| MO | ALTRIA GROUP INC | 8,702 | $363K | 0.3% | $41.71 * | $33.02 | -24.5% | COM | 02209S103 |
| JPM | JPMORGAN CHASE & CO | 3,086 | $363K | 0.3% | $117.63 * | $87.43 | +13.2% | COM | 46625H100 |
| IONS | IONIS PHARMACEUTICALS INC | 5,960 | $357K | 0.3% | $59.90 | $53.01 | +13.0% | COM | 462222100 |
| AEM | AGNICO EAGLE MINES LTD | 6,500 | $348K | 0.3% | $53.54 * | $49.01 | -5.2% | COM | 008474108 |
| CSCO | CISCO SYS INC | 6,925 | $342K | 0.3% | $49.39 * | $37.15 | +9.5% | COM | 17275R102 |
| META | FACEBOOK INC | 1,910 | $340K | 0.3% | $178.01 | $144.83 | +22.1% | CL A | 30303M102 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,884 | $338K | 0.3% | $26.23 * | $20.18 | +21.1% | COM | 962879102 |
| FISV | FISERV INC | 3,176 | $329K | 0.3% | $103.59 | $102.09 | +1.5% | COM | 337738108 |
| FXU | FIRST TR EXCHANGE TRADED FD | 11,031 | $327K | 0.3% | $29.64 | $28.47 | +4.1% | UTILITIES ALPH | 33734X184 |
| PANW | PALO ALTO NETWORKS INC | 1,591 | $324K | 0.3% | $203.65 * | $37.41 | -9.2% | COM | 697435105 |
| BP | BP PLC | 8,482 | $322K | 0.3% | $37.96 | $41.53 | -8.5% | SPONSORED ADR | 055622104 |
| — | PIVOTAL SOFTWARE INC | 21,471 | $320K | 0.3% | $14.90 | $15.59 | — | COM CL A | 72582H107 |
| — | ALTERYX INC | 2,940 | $316K | 0.3% | $107.48 | $59.48 | — | COM CL A | 02156B103 |
| ELV | ANTHEM INC | 1,308 | $314K | 0.3% | $240.06 * | $250.16 | -11.8% | COM | 036752103 |
| WES | WESTERN MIDSTREAM PARTNERS L | 12,518 | $312K | 0.3% | $24.92 | $31.38 | — | COM UNIT LP INT | 958669103 |
| SRPT | SAREPTA THERAPEUTICS INC | 4,128 | $311K | 0.3% | $75.34 | $126.30 | -40.4% | COM | 803607100 |
| DUK | DUKE ENERGY CORP NEW | 3,213 | $308K | 0.3% | $95.86 * | $64.35 | +16.1% | COM NEW | 26441C204 |
| LQD | ISHARES TR | 2,403 | $306K | 0.3% | $127.34 | $112.43 | +13.4% | IBOXX INV CP ETF | 464287242 |
| UGI | UGI CORP NEW | 6,000 | $304K | 0.3% | $50.67 | $55.58 | -9.6% | COM | 902681105 |
| XYZ | SQUARE INC | 4,856 | $301K | 0.3% | $61.99 | $69.42 | -10.8% | CL A | 852234103 |
| DWSH | ADVISORSHARES TR | 11,455 | $297K | 0.2% | $25.93 | $25.61 | +1.3% | DORSY SHRT ETF | 00768Y529 |
| — | TALLGRASS ENERGY LP | 14,504 | $292K | 0.2% | $20.13 | $24.35 | — | CLASS A SHS | 874696107 |
| MUB | ISHARES TR | 2,521 | $288K | 0.2% | $114.24 | $107.61 | +6.0% | NATIONAL MUN ETF | 464288414 |
| — | BUCKEYE PARTNERS L P | 6,863 | $282K | 0.2% | $41.09 | $28.99 | — | UNIT LTD PARTN | 118230101 |
| IYJ | ISHARES TR | 1,763 | $280K | 0.2% | $158.82 * | $78.76 | +0.8% | US INDUSTRIALS | 464287754 |
| GDX | VANECK VECTORS ETF TR | 10,363 | $277K | 0.2% | $26.73 | $27.97 | -4.5% | GOLD MINERS ETF | 92189F106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 19,198 | $276K | 0.2% | $14.38 | $12.29 | — | COM | 670657105 |
| LMBS | FIRST TR EXCHANGE TRADED FD | 5,308 | $276K | 0.2% | $52.00 | $50.93 | +2.1% | FST LOW OPPT EFT | 33739Q200 |
| PCY | INVESCO EXCHNG TRADED FD TR | 9,352 | $273K | 0.2% | $29.19 | $26.28 | +10.9% | EMRNG MKT SVRG | 46138E784 |
| — | AVON PRODS INC | 60,500 | $266K | 0.2% | $4.40 | $2.70 | — | COM | 054303102 |
| REZI | RESIDEO TECHNOLOGIES INC | 18,423 | $264K | 0.2% | $14.33 | $22.05 | -34.9% | COM | 76118Y104 |
| — | UNITED TECHNOLOGIES CORP | 1,867 | $255K | 0.2% | $136.58 | $106.62 | — | COM | 913017109 |
| — | BP MIDSTREAM PARTNERS LP | 17,258 | $252K | 0.2% | $14.60 | $15.54 | — | UNIT LTD PTNR | 0556EL109 |
| DE | DEERE & CO | 1,441 | $244K | 0.2% | $169.33 * | $131.78 | +17.4% | COM | 244199105 |
| NVAX | NOVAVAX INC | 46,500 | $233K | 0.2% | $5.01 | $5.47 | -8.3% | COM NEW | 670002401 |
| GOOGL | ALPHABET INC | 190 | $232K | 0.2% | $1221.05 * | $58.78 | +3.1% | CAP STK CL A | 02079K305 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 2,628 | $230K | 0.2% | $87.52 | $84.35 | +3.8% | SHS | 337345102 |
| — | PLURALSIGHT INC | 13,492 | $227K | 0.2% | $16.82 | $16.82 | — | COM CL A | 72941B106 |
| HYD | VANECK VECTORS ETF TR | 3,501 | $226K | 0.2% | $64.55 | $60.93 | +5.8% | HIGH YLD MUN ETF | 92189H409 |
| ITOT | ISHARES TR | 3,361 | $225K | 0.2% | $66.94 | $62.02 | +8.1% | CORE S&P TTL STK | 464287150 |
| ORCL | ORACLE CORP | 4,078 | $224K | 0.2% | $54.93 * | $43.16 | +16.3% | COM | 68389X105 |
| FXL | FIRST TR EXCHANGE TRADED FD | 3,408 | $222K | 0.2% | $65.14 | $65.47 | -0.5% | TECH ALPHADEX | 33734X176 |
| EXAS | EXACT SCIENCES CORP | 2,400 | $217K | 0.2% | $90.42 | $85.12 | +6.2% | COM | 30063P105 |
| FDN | FIRST TR EXCHANGE TRADED FD | 1,606 | $216K | 0.2% | $134.50 | $141.25 | -4.7% | DJ INTERNT IDX | 33733E302 |
| COP | CONOCOPHILLIPS | 3,769 | $215K | 0.2% | $57.04 * | $53.41 | -15.0% | COM | 20825C104 |
| V | VISA INC | 1,242 | $214K | 0.2% | $172.30 * | $132.10 | +24.6% | COM CL A | 92826C839 |
| VUG | VANGUARD INDEX FDS | 1,289 | $214K | 0.2% | $166.02 * | $24.68 | +12.3% | GROWTH ETF | 922908736 |
| POST | POST HLDGS INC | 2,000 | $212K | 0.2% | $106.00 * | $65.52 | +5.7% | COM | 737446104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,016 | $211K | 0.2% | $207.68 | $208.87 | -0.4% | CL B NEW | 084670702 |
| IXUS | ISHARES TR | 3,593 | $208K | 0.2% | $57.89 | $56.51 | +2.2% | CORE MSCI TOTAL | 46432F834 |
| NEM | NEWMONT GOLDCORP CORPORATION | 5,465 | $207K | 0.2% | $37.88 * | $27.95 | +13.5% | COM | 651639106 |
| — | GLOBAL X FDS | 11,475 | $195K | 0.2% | $16.99 | $17.21 | — | GLB X SUPERDIV | 37950E549 |
| — | TELLURIAN INC NEW | 20,000 | $166K | 0.1% | $8.30 | $8.30 | — | COM | 87968A104 |
| — | SWEDISH EXPT CR CORP | 28,350 | $144K | 0.1% | $5.08 | $4.90 | — | ROG TTL ETN 22 | 870297801 |
| — | AT HOME GROUP INC | 12,604 | $121K | 0.1% | $9.60 | $17.70 | — | COM | 04650Y100 |
| MNKD | MANNKIND CORP | 93,200 | $117K | 0.1% | $1.26 | $1.46 | -14.5% | COM NEW | 56400P706 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $44,000 | 0.0% | $0.98 | $1.03 | -4.9% | COM | 53566P109 |
| — | AGEX THERAPEUTICS INC | 12,000 | $24,000 | 0.0% | $2.00 | $3.67 | — | COM | 00848H108 |