Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 17, 2021
Total Value: $170M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 48,793 | $19.41M | 11.4% | $397.82 | $298.98 | +33.1% | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 442,917 | $18M | 10.6% | $40.64 | $31.34 | +29.7% | MSCI USA MULTIFT | 46434V282 |
| AGG | ISHARES TR | 122,367 | $13.93M | 8.2% | $113.83 | $112.37 | +1.3% | CORE US AGGBD ET | 464287226 |
| IWD | ISHARES TR | 82,831 | $12.55M | 7.4% | $151.55 | $114.25 | +32.6% | RUS 1000 VAL ETF | 464287598 |
| ACWI | ISHARES TR | 106,628 | $10.15M | 6.0% | $95.15 | $75.08 | +26.7% | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 80,652 | $7.031M | 4.1% | $87.18 | $85.16 | +2.4% | IBOXX HI YD ETF | 464288513 |
| VWO | VANGUARD INTL EQUITY INDEX F | 115,373 | $6.005M | 3.5% | $52.05 | $52.09 | -0.1% | FTSE EMR MKT ETF | 922042858 |
| INTF | ISHARES TR | 156,198 | $4.484M | 2.6% | $28.71 | $24.18 | +18.8% | MSCI INTL MULTFT | 46434V274 |
| — | DURECT CORP | 2,109,836 | $4.177M | 2.5% | $1.98 | $1.18 | — | COM | 266605104 |
| ARKK | ARK ETF TR | 32,918 | $3.948M | 2.3% | $119.93 | $45.87 | +161.5% | INNOVATION ETF | 00214Q104 |
| IEFA | ISHARES TR | 51,454 | $3.707M | 2.2% | $72.04 | $62.47 | +15.3% | CORE MSCI EAFE | 46432F842 |
| FLOT | ISHARES TR | 67,488 | $3.427M | 2.0% | $50.78 | $50.67 | +0.2% | FLTG RATE NT ETF | 46429B655 |
| IEMG | ISHARES INC | 47,773 | $3.075M | 1.8% | $64.37 | $59.31 | +8.5% | CORE MSCI EMKT | 46434G103 |
| AAPL | APPLE INC | 24,950 | $3.048M | 1.8% | $122.16 * | $96.87 | +22.9% | COM | 037833100 |
| SMLF | ISHARES TR | 56,114 | $2.943M | 1.7% | $52.45 | $40.36 | +30.0% | MSCI USA SML CP | 46434V290 |
| MSFT | MICROSOFT CORP | 11,921 | $2.811M | 1.7% | $235.80 * | $166.74 | +36.0% | COM | 594918104 |
| VNQ | VANGUARD INDEX FDS | 25,567 | $2.349M | 1.4% | $91.88 | $86.78 | +5.9% | REAL ESTATE ETF | 922908553 |
| AMZN | AMAZON COM INC | 747 | $2.311M | 1.4% | $3093.71 * | $125.59 | +23.2% | COM | 023135106 |
| IWM | ISHARES TR | 9,949 | $2.198M | 1.3% | $220.93 | $152.14 | +45.2% | RUSSELL 2000 ETF | 464287655 |
| PAAS | PAN AMERN SILVER CORP | 71,651 | $2.152M | 1.3% | $30.03 | $17.38 | +72.8% | COM | 697900108 |
| EEM | ISHARES TR | 36,862 | $1.966M | 1.2% | $53.33 | $47.15 | +13.1% | MSCI EMG MKT ETF | 464287234 |
| EMGF | ISHARES INC | 32,485 | $1.69M | 1.0% | $52.02 | $45.67 | +13.9% | MSCI EMERG MKT | 46434G889 |
| IWF | ISHARES TR | 6,907 | $1.679M | 1.0% | $243.09 * | $41.58 | +46.1% | RUS 1000 GRW ETF | 464287614 |
| ALT | ALTIMMUNE INC | 112,770 | $1.593M | 0.9% | $14.13 | $13.20 | +7.0% | COM NEW | 02155H200 |
| IJR | ISHARES TR | 13,396 | $1.454M | 0.9% | $108.54 | $82.16 | +32.1% | CORE S&P SCP ETF | 464287804 |
| IJH | ISHARES TR | 5,290 | $1.377M | 0.8% | $260.30 * | $42.24 | +23.3% | CORE S&P MCP ETF | 464287507 |
| IJJ | ISHARES TR | 13,048 | $1.33M | 0.8% | $101.93 | $76.94 | +32.5% | S&P MC 400VL ETF | 464287705 |
| GLD | SPDR GOLD TR | 6,777 | $1.084M | 0.6% | $159.95 | $116.19 | +37.7% | GOLD SHS | 78463V107 |
| — | MR COOPER GROUP INC | 29,750 | $1.034M | 0.6% | $34.76 | $23.48 | — | COM | 62482R107 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 19,851 | $975K | 0.6% | $49.12 | $41.54 | +18.2% | FTSE DEV MKT ETF | 921943858 |
| PYPL | PAYPAL HLDGS INC | 3,963 | $962K | 0.6% | $242.75 | $121.26 | +99.8% | COM | 70450Y103 |
| — | APOLLO GLOBAL MGMT INC | 20,150 | $947K | 0.6% | $47.00 | $47.00 | — | COM CL A | 03768E105 |
| MOS | MOSAIC CO NEW | 29,004 | $917K | 0.5% | $31.62 * | $15.68 | +81.8% | COM | 61945C103 |
| — | MAG SILVER CORP | 57,750 | $867K | 0.5% | $15.01 | $14.93 | — | COM | 55903Q104 |
| GOOG | ALPHABET INC | 388 | $803K | 0.5% | $2069.59 * | $71.35 | +43.9% | CAP STK CL C | 02079K107 |
| GDXJ | VANECK VECTORS ETF TR | 17,534 | $789K | 0.5% | $45.00 | $44.55 | +1.0% | JR GOLD MINERS E | 92189F791 |
| EQX | EQUINOX GOLD CORP | 96,100 | $768K | 0.5% | $7.99 | $10.44 | -23.5% | COM | 29446Y502 |
| AMGN | AMGEN INC | 2,965 | $738K | 0.4% | $248.90 * | $169.53 | +26.3% | COM | 031162100 |
| BAC | BK OF AMERICA CORP | 17,746 | $687K | 0.4% | $38.71 * | $22.86 | +50.8% | COM | 060505104 |
| GOOGL | ALPHABET INC | 333 | $687K | 0.4% | $2063.06 * | $65.33 | +56.7% | CAP STK CL A | 02079K305 |
| T | AT&T INC | 21,738 | $658K | 0.4% | $30.27 * | $15.51 | +7.8% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 11,648 | $650K | 0.4% | $55.80 * | $55.69 | -16.7% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 5,770 | $605K | 0.4% | $104.85 * | $78.13 | +10.0% | COM | 166764100 |
| TRGP | TARGA RES CORP | 17,975 | $571K | 0.3% | $31.77 * | $13.43 | +114.7% | COM | 87612G101 |
| PWB | INVESCO EXCHANGE TRADED FD T | 8,300 | $565K | 0.3% | $68.07 | $44.42 | +53.2% | DYNMC LRG GWTH | 46137V746 |
| VZ | VERIZON COMMUNICATIONS INC | 9,027 | $525K | 0.3% | $58.16 * | $39.72 | +9.7% | COM | 92343V104 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,905 | $495K | 0.3% | $38.36 * | $21.89 | +65.5% | COM | 962879102 |
| ES | EVERSOURCE ENERGY | 5,602 | $485K | 0.3% | $86.58 * | $53.19 | +35.4% | COM | 30040W108 |
| GDX | VANECK VECTORS ETF TR | 14,421 | $469K | 0.3% | $32.52 | $29.35 | +10.7% | GOLD MINERS ETF | 92189F106 |
| DE | DEERE & CO | 1,249 | $468K | 0.3% | $374.70 * | $139.23 | +152.4% | COM | 244199105 |
| CCJ | CAMECO CORP | 27,128 | $451K | 0.3% | $16.62 | $11.65 | +40.8% | COM | 13321L108 |
| DIS | DISNEY WALT CO | 2,328 | $430K | 0.3% | $184.71 * | $122.12 | +47.6% | COM | 254687106 |
| VB | VANGUARD INDEX FDS | 1,912 | $409K | 0.2% | $213.91 | $134.28 | +59.4% | SMALL CP ETF | 922908751 |
| HON | HONEYWELL INTL INC | 1,885 | $409K | 0.2% | $216.98 * | $123.93 | +49.7% | COM | 438516106 |
| — | KIRKLAND LAKE GOLD LTD | 11,800 | $401K | 0.2% | $33.98 | $33.98 | — | COM | 49741e100 |
| SPY | SPDR S&P 500 ETF TR | 962 | $382K | 0.2% | $397.09 | $278.00 | +42.6% | TR UNIT | 78462F103 |
| ELV | ANTHEM INC | 1,050 | $377K | 0.2% | $359.05 * | $250.06 | +34.6% | COM | 036752103 |
| TDW | TIDEWATER INC NEW | 30,000 | $376K | 0.2% | $12.53 | $12.12 | +3.3% | COM | 88642R109 |
| AEM | AGNICO EAGLE MINES LTD | 6,415 | $371K | 0.2% | $57.83 * | $49.01 | +4.7% | COM | 008474108 |
| FCX | FREEPORT-MCMORAN INC | 10,814 | $356K | 0.2% | $32.92 * | $19.45 | +58.4% | CL B | 35671D857 |
| — | DRAFTKINGS INC | 5,692 | $349K | 0.2% | $61.31 | $46.84 | — | COM CL A | 26142R104 |
| ITB | ISHARES TR | 5,040 | $342K | 0.2% | $67.86 | $53.48 | +26.9% | US HOME CONS ETF | 464288752 |
| PDS | PRECISION DRILLING CORP | 15,553 | $336K | 0.2% | $21.60 | $22.66 | -4.6% | COM NEW | 74022D407 |
| IYJ | ISHARES TR | 3,164 | $334K | 0.2% | $105.56 | $84.97 | +24.4% | US INDUSTRIALS | 464287754 |
| JNJ | JOHNSON & JOHNSON | 1,953 | $321K | 0.2% | $164.36 * | $122.38 | +17.2% | COM | 478160104 |
| EXAS | EXACT SCIENCES CORP | 2,400 | $316K | 0.2% | $131.67 | $82.54 | +59.6% | COM | 30063P105 |
| XLK | SELECT SECTOR SPDR TR | 2,350 | $312K | 0.2% | $132.77 * | $58.04 | +14.4% | TECHNOLOGY | 81369Y803 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $295K | 0.2% | $9.67 | $9.91 | -2.6% | COM | 024061103 |
| DVYE | ISHARES INC | 7,444 | $292K | 0.2% | $39.23 | $38.61 | +1.5% | EM MKTS DIV ETF | 464286319 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $282K | 0.2% | $255.43 | $204.56 | +24.9% | CL B NEW | 084670702 |
| MS | MORGAN STANLEY | 3,600 | $280K | 0.2% | $77.78 * | $42.54 | +56.4% | COM NEW | 617446448 |
| JPM | JPMORGAN CHASE & CO | 1,779 | $271K | 0.2% | $152.33 * | $87.04 | +54.7% | COM | 46625H100 |
| CSCO | CISCO SYS INC | 5,200 | $269K | 0.2% | $51.73 * | $37.11 | +20.6% | COM | 17275R102 |
| EWZ | ISHARES INC | 7,760 | $260K | 0.2% | $33.51 | $32.25 | +3.7% | MSCI BRAZIL ETF | 464286400 |
| IWN | ISHARES TR | 1,625 | $259K | 0.2% | $159.38 | $151.14 | +5.5% | RUS 2000 VAL ETF | 464287630 |
| PLTR | PALANTIR TECHNOLOGIES INC | 11,038 | $257K | 0.2% | $23.28 | $17.89 | +30.2% | CL A | 69608A108 |
| V | VISA INC | 1,197 | $253K | 0.1% | $211.36 * | $192.27 | +6.4% | COM CL A | 92826C839 |
| UGI | UGI CORP NEW | 6,000 | $248K | 0.1% | $41.33 | $34.99 | +17.2% | COM | 902681105 |
| DUK | DUKE ENERGY CORP NEW | 2,573 | $248K | 0.1% | $96.39 * | $65.29 | +22.8% | COM NEW | 26441C204 |
| C | CITIGROUP INC | 3,266 | $238K | 0.1% | $72.87 * | $41.02 | +49.6% | COM NEW | 172967424 |
| FISV | FISERV INC | 2,000 | $238K | 0.1% | $119.00 | $102.06 | +16.6% | COM | 337738108 |
| EFA | ISHARES TR | 3,115 | $236K | 0.1% | $75.76 | $68.39 | +10.9% | MSCI EAFE ETF | 464287465 |
| XLV | SELECT SECTOR SPDR TR | 2,000 | $233K | 0.1% | $116.50 | $100.58 | +16.1% | SBI HEALTHCARE | 81369Y209 |
| APD | AIR PRODS & CHEMS INC | 800 | $226K | 0.1% | $282.50 * | $251.75 | -0.7% | COM | 009158106 |
| PEP | PEPSICO INC | 1,592 | $225K | 0.1% | $141.33 * | $115.17 | +6.1% | COM | 713448108 |
| SDCCQ | SMILEDIRECTCLUB INC | 21,500 | $222K | 0.1% | $10.33 * | $6.79 | +74.5% | CL A COM | 83192H106 |
| NVAX | NOVAVAX INC | 1,200 | $218K | 0.1% | $181.67 | $199.27 | -9.0% | COM NEW | 670002401 |
| QCOM | QUALCOMM INC | 1,633 | $217K | 0.1% | $132.88 * | $102.48 | +16.7% | COM | 747525103 |
| HD | HOME DEPOT INC | 700 | $214K | 0.1% | $305.71 * | $237.74 | +14.4% | COM | 437076102 |
| — | BARRICK GOLD CORP | 10,628 | $210K | 0.1% | $19.76 | $25.97 | — | COM | 067901108 |
| — | SPIRIT AIRLS INC | 5,700 | $210K | 0.1% | $36.84 | $36.84 | — | COM | 848577102 |
| RH | RH | 350 | $209K | 0.1% | $597.14 | $492.98 | +21.0% | COM | 74967X103 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $208K | 0.1% | $47.22 * | $38.28 | +7.8% | COM | 064058100 |
| META | FACEBOOK INC | 700 | $206K | 0.1% | $294.29 | $231.06 | +26.6% | CL A | 30303M102 |
| MCD | MCDONALDS CORP | 910 | $204K | 0.1% | $224.18 * | $181.40 | +10.9% | COM | 580135101 |
| HRTX | HERON THERAPEUTICS INC | 12,500 | $203K | 0.1% | $16.24 | $15.60 | +3.9% | COM | 427746102 |
| DHR | DANAHER CORPORATION | 900 | $203K | 0.1% | $225.56 * | $173.71 | +12.5% | COM | 235851102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 13,162 | $196K | 0.1% | $14.89 | $13.62 | — | COM | 670657105 |
| STNG | SCORPIO TANKERS INC | 10,000 | $185K | 0.1% | $18.50 | $18.50 | — | SHS | Y7542C130 |
| — | GENERAL ELECTRIC CO | 14,068 | $185K | 0.1% | $13.15 | $6.44 | — | COM | 369604103 |
| EPOL | ISHARES TR | 10,000 | $181K | 0.1% | $18.10 | $17.28 | +4.8% | MSCI POLAND ETF | 46429B606 |
| MNKD | MANNKIND CORP | 41,000 | $161K | 0.1% | $3.93 | $1.44 | +172.0% | COM NEW | 56400P706 |
| — | DIEBOLD INC | 10,000 | $141K | 0.1% | $14.10 | $7.60 | — | COM | 253651103 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $106K | 0.1% | $2.36 | $0.98 | +140.5% | COM | 53566P109 |
| — | WAITR HLDGS INC | 35,000 | $103K | 0.1% | $2.94 | $2.94 | — | COM | 930752100 |
| UEC | URANIUM ENERGY CORP | 20,000 | $57,000 | 0.0% | $2.85 | $2.18 | +31.0% | COM | 916896103 |
| — | AGEX THERAPEUTICS INC | 18,000 | $29,000 | 0.0% | $1.61 | $2.31 | — | COM | 00848H108 |
| DNN | DENISON MINES CORP | 24,367 | $27,000 | 0.0% | $1.11 | $0.96 | +13.2% | COM | 248356107 |
| NAK | NORTHERN DYNASTY MINERALS LT | 25,000 | $16,000 | 0.0% | $0.64 | $1.37 | -54.2% | COM NEW | 66510M204 |