Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 10, 2021
Total Value: $182M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 40,190 | $17.28M | 9.5% | $429.88 | $298.98 | +43.8% | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 389,543 | $16.69M | 9.2% | $42.83 | $31.34 | +36.7% | MSCI USA MULTIFT | 46434V282 |
| AGG | ISHARES TR | 129,368 | $14.9M | 8.2% | $115.21 | $112.49 | +2.5% | CORE US AGGBD ET | 464287226 |
| IWD | ISHARES TR | 76,441 | $12.13M | 6.7% | $158.65 | $114.25 | +38.8% | RUS 1000 VAL ETF | 464287598 |
| ACWI | ISHARES TR | 107,190 | $10.84M | 6.0% | $101.16 | $75.08 | +34.8% | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 84,742 | $7.466M | 4.1% | $88.10 | $85.26 | +3.3% | IBOXX HI YD ETF | 464288513 |
| VWO | VANGUARD INTL EQUITY INDEX F | 108,206 | $5.878M | 3.2% | $54.32 | $52.09 | +4.3% | FTSE EMR MKT ETF | 922042858 |
| INTF | ISHARES TR | 176,756 | $5.316M | 2.9% | $30.08 | $24.89 | +20.7% | MSCI INTL MULTFT | 46434V274 |
| ARKK | ARK ETF TR | 40,112 | $5.247M | 2.9% | $130.81 | $58.54 | +123.4% | INNOVATION ETF | 00214Q104 |
| IEFA | ISHARES TR | 68,689 | $5.148M | 2.8% | $74.95 | $65.74 | +13.9% | CORE MSCI EAFE | 46432F842 |
| IEMG | ISHARES INC | 61,596 | $4.117M | 2.3% | $66.84 | $60.79 | +10.2% | CORE MSCI EMKT | 46434G103 |
| FLOT | ISHARES TR | 71,168 | $3.618M | 2.0% | $50.84 | $50.67 | +0.3% | FLTG RATE NT ETF | 46429B655 |
| — | DURECT CORP | 2,213,874 | $3.611M | 2.0% | $1.63 | $1.20 | — | COM | 266605104 |
| AAPL | APPLE INC | 24,736 | $3.388M | 1.9% | $136.97 * | $96.87 | +38.1% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 12,414 | $3.361M | 1.8% | $270.74 * | $169.83 | +53.8% | COM | 594918104 |
| SMLF | ISHARES TR | 55,371 | $3.035M | 1.7% | $54.81 | $40.36 | +35.9% | MSCI USA SML CP | 46434V290 |
| EMGF | ISHARES INC | 51,319 | $2.781M | 1.5% | $54.19 | $48.54 | +11.6% | MSCI EMERG MKT | 46434G889 |
| AMZN | AMAZON COM INC | 746 | $2.567M | 1.4% | $3441.02 * | $125.59 | +37.0% | COM | 023135106 |
| IJR | ISHARES TR | 18,812 | $2.132M | 1.2% | $113.33 | $90.62 | +24.7% | CORE S&P SCP ETF | 464287804 |
| PAAS | PAN AMERN SILVER CORP | 71,567 | $2.046M | 1.1% | $28.59 | $17.38 | +64.4% | COM | 697900108 |
| EEM | ISHARES TR | 36,911 | $2.039M | 1.1% | $55.24 | $47.15 | +17.0% | MSCI EMG MKT ETF | 464287234 |
| IJH | ISHARES TR | 7,366 | $1.998M | 1.1% | $271.25 * | $45.55 | +18.0% | CORE S&P MCP ETF | 464287507 |
| IJJ | ISHARES TR | 18,472 | $1.946M | 1.1% | $105.35 | $85.71 | +22.9% | S&P MC 400VL ETF | 464287705 |
| — | APOLLO GLOBAL MGMT INC | 30,771 | $1.916M | 1.1% | $62.27 | $52.27 | — | COM CL A | 03768E105 |
| VNQ | VANGUARD INDEX FDS | 16,885 | $1.733M | 1.0% | $102.64 | $86.78 | +17.3% | REAL ESTATE ETF | 922908553 |
| IWM | ISHARES TR | 7,273 | $1.666M | 0.9% | $229.07 | $152.14 | +50.8% | RUSSELL 2000 ETF | 464287655 |
| EFV | ISHARES TR | 27,663 | $1.426M | 0.8% | $51.55 | $52.89 | -2.1% | EAFE VALUE ETF | 464288877 |
| ALT | ALTIMMUNE INC | 133,770 | $1.318M | 0.7% | $9.85 | $13.28 | -25.8% | COM NEW | 02155H200 |
| — | MAG SILVER CORP | 57,750 | $1.208M | 0.7% | $20.92 | $14.93 | — | COM | 55903Q104 |
| GLD | SPDR GOLD TR | 6,777 | $1.123M | 0.6% | $165.71 | $116.19 | +42.6% | GOLD SHS | 78463V107 |
| — | MR COOPER GROUP INC | 32,750 | $1.082M | 0.6% | $33.04 | $24.36 | — | COM | 62482R107 |
| IWF | ISHARES TR | 3,858 | $1.05M | 0.6% | $272.16 * | $41.58 | +63.2% | RUS 1000 GRW ETF | 464287614 |
| GOOG | ALPHABET INC | 387 | $972K | 0.5% | $2511.63 * | $71.35 | +74.3% | CAP STK CL C | 02079K107 |
| GOOGL | ALPHABET INC | 383 | $936K | 0.5% | $2443.86 * | $71.94 | +68.4% | CAP STK CL A | 02079K305 |
| PYPL | PAYPAL HLDGS INC | 3,207 | $934K | 0.5% | $291.24 | $121.26 | +139.8% | COM | 70450Y103 |
| MOS | MOSAIC CO NEW | 29,005 | $927K | 0.5% | $31.96 * | $15.68 | +83.9% | COM | 61945C103 |
| GDXJ | VANECK VECTORS ETF TR | 18,059 | $844K | 0.5% | $46.74 | $44.73 | +4.5% | JR GOLD MINERS E | 92189F791 |
| TRGP | TARGA RES CORP | 17,975 | $799K | 0.4% | $44.45 * | $13.43 | +201.5% | COM | 87612G101 |
| AMZA | ETFIS SER TR I | 26,836 | $788K | 0.4% | $29.36 | $27.58 | +6.7% | INFRAC ACT MLP | 26923G772 |
| AMLP | ALPS ETF TR | 20,873 | $759K | 0.4% | $36.36 | $34.31 | +6.1% | ALERIAN MLP | 00162Q452 |
| BAC | BK OF AMERICA CORP | 17,755 | $728K | 0.4% | $41.00 * | $22.86 | +61.3% | COM | 060505104 |
| AMGN | AMGEN INC | 2,965 | $722K | 0.4% | $243.51 * | $169.53 | +24.6% | COM | 031162100 |
| XOM | EXXON MOBIL CORP | 11,448 | $720K | 0.4% | $62.89 * | $55.69 | -4.5% | COM | 30231G102 |
| EQX | EQUINOX GOLD CORP | 101,100 | $705K | 0.4% | $6.97 | $10.35 | -32.8% | COM | 29446Y502 |
| PDS | PRECISION DRILLING CORP | 16,207 | $676K | 0.4% | $41.71 | $23.00 | +81.3% | COM NEW | 74022D407 |
| PWB | INVESCO EXCHANGE TRADED FD T | 8,300 | $618K | 0.3% | $74.46 | $44.42 | +67.6% | DYNMC LRG GWTH | 46137V746 |
| T | AT&T INC | 21,041 | $607K | 0.3% | $28.85 * | $15.51 | +4.8% | COM | 00206R102 |
| CVX | CHEVRON CORP NEW | 5,770 | $604K | 0.3% | $104.68 * | $78.13 | +11.3% | COM | 166764100 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,914 | $568K | 0.3% | $43.98 * | $21.89 | +91.4% | COM | 962879102 |
| GS | GOLDMAN SACHS GROUP INC | 1,355 | $515K | 0.3% | $380.07 * | $319.41 | +6.3% | COM | 38141G104 |
| VZ | VERIZON COMMUNICATIONS INC | 9,027 | $505K | 0.3% | $55.94 * | $39.72 | +6.8% | COM | 92343V104 |
| IWN | ISHARES TR | 3,014 | $500K | 0.3% | $165.89 | $157.50 | +5.2% | RUS 2000 VAL ETF | 464287630 |
| GDX | VANECK VECTORS ETF TR | 14,420 | $489K | 0.3% | $33.91 | $29.35 | +15.8% | GOLD MINERS ETF | 92189F106 |
| DVYE | ISHARES INC | 12,567 | $488K | 0.3% | $38.83 | $39.13 | -0.7% | EM MKTS DIV ETF | 464286319 |
| CCJ | CAMECO CORP | 25,276 | $484K | 0.3% | $19.15 | $11.65 | +62.6% | COM | 13321L108 |
| — | KIRKLAND LAKE GOLD LTD | 11,800 | $457K | 0.3% | $38.73 | $38.73 | — | COM | 49741E100 |
| ES | EVERSOURCE ENERGY | 5,602 | $449K | 0.2% | $80.15 * | $53.19 | +26.4% | COM | 30040W108 |
| DE | DEERE & CO | 1,249 | $441K | 0.2% | $353.08 * | $139.23 | +138.5% | COM | 244199105 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 8,473 | $436K | 0.2% | $51.46 | $41.54 | +24.0% | FTSE DEV MKT ETF | 921943858 |
| VB | VANGUARD INDEX FDS | 1,845 | $416K | 0.2% | $225.47 | $134.28 | +67.8% | SMALL CP ETF | 922908751 |
| HON | HONEYWELL INTL INC | 1,885 | $414K | 0.2% | $219.63 * | $123.93 | +52.0% | COM | 438516106 |
| SPY | SPDR S&P 500 ETF TR | 962 | $413K | 0.2% | $429.31 | $278.00 | +54.0% | TR UNIT | 78462F103 |
| NVAX | NOVAVAX INC | 1,900 | $404K | 0.2% | $212.63 | $193.36 | +9.8% | COM NEW | 670002401 |
| ELV | ANTHEM INC | 1,050 | $401K | 0.2% | $381.90 * | $250.06 | +43.6% | COM | 036752103 |
| FCX | FREEPORT-MCMORAN INC | 10,815 | $400K | 0.2% | $36.99 * | $19.45 | +78.9% | CL B | 35671D857 |
| AEM | AGNICO EAGLE MINES LTD | 6,437 | $388K | 0.2% | $60.28 * | $49.01 | +10.0% | COM | 008474108 |
| NAVI | NAVIENT CORPORATION | 19,500 | $378K | 0.2% | $19.38 | $17.17 | +12.6% | COM | 63938C108 |
| TDW | TIDEWATER INC NEW | 30,000 | $361K | 0.2% | $12.03 | $12.12 | -0.6% | COM | 88642R109 |
| — | ENGINE MEDIA HLDGS INC | 30,300 | $358K | 0.2% | $11.82 | $11.82 | — | COM | 29287R103 |
| IYJ | ISHARES TR | 3,164 | $351K | 0.2% | $110.94 | $84.97 | +30.8% | US INDUSTRIALS | 464287754 |
| ITB | ISHARES TR | 5,040 | $349K | 0.2% | $69.25 | $53.48 | +29.4% | US HOME CONS ETF | 464288752 |
| — | DRAFTKINGS INC | 6,692 | $349K | 0.2% | $52.15 | $47.64 | — | COM CL A | 26142R104 |
| MS | MORGAN STANLEY | 3,600 | $331K | 0.2% | $91.94 * | $42.54 | +85.5% | COM NEW | 617446448 |
| JNJ | JOHNSON & JOHNSON | 1,943 | $321K | 0.2% | $165.21 * | $122.38 | +18.3% | COM | 478160104 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $316K | 0.2% | $10.36 | $9.91 | +4.4% | COM | 024061103 |
| EWZ | ISHARES INC | 7,791 | $315K | 0.2% | $40.43 | $32.25 | +25.7% | MSCI BRAZIL ETF | 464286400 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $307K | 0.2% | $278.08 | $204.56 | +35.9% | CL B NEW | 084670702 |
| EXAS | EXACT SCIENCES CORP | 2,393 | $297K | 0.2% | $124.11 | $82.54 | +50.6% | COM | 30063P105 |
| PLTR | PALANTIR TECHNOLOGIES INC | 11,038 | $290K | 0.2% | $26.27 | $17.89 | +47.4% | CL A | 69608A108 |
| UGI | UGI CORP NEW | 6,000 | $280K | 0.2% | $46.67 | $34.99 | +32.3% | COM | 902681105 |
| V | VISA INC | 1,193 | $280K | 0.2% | $234.70 * | $192.27 | +17.6% | COM CL A | 92826C839 |
| JPM | JPMORGAN CHASE & CO | 1,779 | $277K | 0.2% | $155.71 * | $87.04 | +59.0% | COM | 46625H100 |
| CSCO | CISCO SYS INC | 5,200 | $276K | 0.2% | $53.08 * | $37.11 | +24.5% | COM | 17275R102 |
| DIS | DISNEY WALT CO | 1,526 | $268K | 0.1% | $175.62 * | $122.12 | +40.6% | COM | 254687106 |
| XLK | SELECT SECTOR SPDR TR | 1,795 | $265K | 0.1% | $147.63 * | $58.04 | +27.2% | TECHNOLOGY | 81369Y803 |
| DUK | DUKE ENERGY CORP NEW | 2,578 | $256K | 0.1% | $99.30 * | $65.29 | +26.8% | COM NEW | 26441C204 |
| XLV | SELECT SECTOR SPDR TR | 2,000 | $252K | 0.1% | $126.00 | $100.58 | +25.2% | SBI HEALTHCARE | 81369Y209 |
| C | CITIGROUP INC | 3,476 | $245K | 0.1% | $70.48 * | $42.33 | +42.0% | COM NEW | 172967424 |
| EFA | ISHARES TR | 3,115 | $245K | 0.1% | $78.65 | $68.39 | +15.3% | MSCI EAFE ETF | 464287465 |
| META | FACEBOOK INC | 700 | $244K | 0.1% | $348.57 | $231.06 | +49.4% | CL A | 30303M102 |
| DHR | DANAHER CORPORATION | 900 | $241K | 0.1% | $267.78 * | $173.71 | +34.2% | COM | 235851102 |
| RH | RH | 350 | $238K | 0.1% | $680.00 | $492.98 | +37.7% | COM | 74967X103 |
| PEP | PEPSICO INC | 1,592 | $236K | 0.1% | $148.24 * | $115.17 | +12.0% | COM | 713448108 |
| QCOM | QUALCOMM INC | 1,633 | $234K | 0.1% | $143.29 * | $102.48 | +26.5% | COM | 747525103 |
| OLN | OLIN CORP | 5,000 | $231K | 0.1% | $46.20 * | $41.12 | +2.9% | COM PAR $1 | 680665205 |
| APD | AIR PRODS & CHEMS INC | 800 | $231K | 0.1% | $288.75 * | $251.75 | +2.0% | COM | 009158106 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $225K | 0.1% | $51.08 * | $38.28 | +17.5% | COM | 064058100 |
| HD | HOME DEPOT INC | 700 | $223K | 0.1% | $318.57 * | $237.74 | +20.1% | COM | 437076102 |
| STNG | SCORPIO TANKERS INC | 10,000 | $221K | 0.1% | $22.10 | $18.50 | — | SHS | Y7542C130 |
| — | BARRICK GOLD CORP | 10,628 | $220K | 0.1% | $20.70 | $25.97 | — | COM | 067901108 |
| — | GENERAL ELECTRIC CO | 15,969 | $215K | 0.1% | $13.46 | $7.28 | — | COM | 369604103 |
| EPOL | ISHARES TR | 10,000 | $215K | 0.1% | $21.50 | $17.28 | +24.3% | MSCI POLAND ETF | 46429B606 |
| MNKD | MANNKIND CORP | 39,000 | $212K | 0.1% | $5.44 | $1.44 | +278.1% | COM NEW | 56400P706 |
| MCD | MCDONALDS CORP | 910 | $209K | 0.1% | $229.67 * | $181.40 | +14.9% | COM | 580135101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 13,162 | $207K | 0.1% | $15.73 | $13.62 | — | COM | 670657105 |
| COP | CONOCOPHILLIPS | 3,377 | $206K | 0.1% | $61.00 * | $47.19 | +9.6% | COM | 20825C104 |
| HRTX | HERON THERAPEUTICS INC | 12,500 | $196K | 0.1% | $15.68 | $15.60 | -0.5% | COM | 427746102 |
| SDCCQ | SMILEDIRECTCLUB INC | 21,500 | $187K | 0.1% | $8.70 * | $6.79 | +35.9% | CL A COM | 83192H106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $128K | 0.1% | $2.84 | $0.98 | +191.7% | COM | 53566P109 |
| — | WAITR HLDGS INC | 35,000 | $63,000 | 0.0% | $1.80 | $2.94 | — | COM | 930752100 |
| — | AGEX THERAPEUTICS INC | 18,000 | $28,000 | 0.0% | $1.56 | $2.31 | — | COM | 00848H108 |
| NAK | NORTHERN DYNASTY MINERALS LT | 50,000 | $25,000 | 0.0% | $0.50 | $0.97 | -49.5% | COM NEW | 66510M204 |