NATIONAL BK HLDGS CORP

Ticker: NBHC CUSIP: 633707104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

New Positions (38)

Increased Positions (70)

JACOBS ASSET MANAGEMENT, LLC
Value ($000) $7,032 (+7.0%) Shares 185,000 (+8.8%)
DEPRINCE RACE & ZOLLO INC
Value ($000) $44,184 (+210.3%) Shares 1,162,432 (+215.4%)
Leeward Investments, LLC - MA
Value ($000) $20,305 (+19.0%) Shares 534,211 (+20.9%)
KENNEDY CAPITAL MANAGEMENT LLC
Value ($000) $19,208 (+36.7%) Shares 505,333 (+39.0%)
Numerai GP LLC
Value ($000) $4,077 (+9.4%) Shares 107,259 (+11.2%)
Y-Intercept (Hong Kong) Ltd
Value ($000) $6,064 (+94.8%) Shares 159,547 (+98.0%)
AlphaQuest LLC
Value ($000) $2,664 (+60.2%) Shares 70,085 (+62.8%)
Russell Investments Group, Ltd.
Value ($000) $15,400 (+139.3%) Shares 405,164 (+143.3%)
MQS Management LLC
Value ($000) $363 (+8.1%) Shares 9,557 (+9.9%)
AQR CAPITAL MANAGEMENT LLC
Value ($000) $16,347 (+135.0%) Shares 430,078 (+138.9%)
Point72 Asset Management, L.P.
Value ($000) $4,730 (+661.6%) Shares 124,436 (+674.2%)
HSBC HOLDINGS PLC
Value ($000) $7,071 (+1168.4%) Shares 186,020 (+1188.0%)
BRIDGEWAY CAPITAL MANAGEMENT, LLC
Value ($000) $6,906 (+2.0%) Shares 181,699 (+3.7%)
VOLORIDGE INVESTMENT MANAGEMENT, LLC
Value ($000) $3,658 (+45.1%) Shares 96,233 (+47.5%)
IEQ CAPITAL, LLC
Value ($000) $2,406 (+112.7%) Shares 63,288 (+116.2%)
NEW YORK STATE COMMON RETIREMENT FUND
Value ($000) $4,275 (+96.3%) Shares 112,483 (+99.5%)
GOLDMAN SACHS GROUP INC
Value ($000) $19,183 (+32.8%) Shares 504,685 (+35.0%)
MORGAN STANLEY
Value ($000) $15,148 (+24.4%) Shares 398,516 (+26.4%)
STATE STREET CORP
Value ($000) $71,797 (+0.9%) Shares 1,888,885 (+2.6%)
FRANKLIN RESOURCES INC
Value ($000) $1,880 (+294.1%) Shares 49,470 (+300.7%)

Decreased Positions (78)

MALTESE CAPITAL MANAGEMENT LLC
Value ($000) $13,399 (-16.2%) Shares 352,500 (-14.9%)
Aristotle Capital Boston, LLC
Value ($000) $25,605 (-10.8%) Shares 673,644 (-9.4%)
DARK FOREST CAPITAL MANAGEMENT LP
Value ($000) $1,463 (-59.1%) Shares 38,502 (-58.4%)
SEGALL BRYANT & HAMILL, LLC
Value ($000) $34,828 (-6.5%) Shares 916,291 (-5.0%)
Aigen Investment Management, LP
Value ($000) $221 (-60.2%) Shares 5,806 (-59.6%)
Quantbot Technologies LP
Value ($000) $126 (-90.4%) Shares 3,314 (-90.2%)
Aquatic Capital Management LLC
Value ($000) $345 (-73.2%) Shares 9,089 (-72.8%)
FIRST TRUST ADVISORS LP
Value ($000) $4,951 (-71.4%) Shares 130,260 (-71.0%)
VICTORY CAPITAL MANAGEMENT INC
Value ($000) $60,570 (-19.4%) Shares 1,593,529 (-18.1%)
T. Rowe Price Investment Management, Inc.
Value ($000) $17 (-64.9%) Shares 458,791 (-64.3%)
Engineers Gate Manager LP
Value ($000) $1,519 (-38.0%) Shares 39,953 (-37.0%)
WELLINGTON MANAGEMENT GROUP LLP
Value ($000) $48,863 (-28.8%) Shares 1,285,543 (-27.6%)
PEREGRINE CAPITAL MANAGEMENT LLC
Value ($000) $5,104 (-6.3%) Shares 134,283 (-4.7%)
Sciencast Management LP
Value ($000) $289 (-23.0%) Shares 7,604 (-21.7%)
TUDOR INVESTMENT CORP ET AL
Value ($000) $5,291 (-34.9%) Shares 139,188 (-33.8%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $30,902 (-9.4%) Shares 813,000 (-7.9%)
TWO SIGMA ADVISERS, LP
Value ($000) $2,805 (-39.9%) Shares 73,800 (-38.9%)
Quarry LP
Value ($000) $13 (-81.2%) Shares 347 (-80.9%)
Nuveen, LLC
Value ($000) $23,890 (-17.4%) Shares 628,527 (-16.1%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $10,134 (-14.0%) Shares 266,620 (-12.6%)

Exited Positions (19)