NEW YORK MTG TR INC

Ticker: ADAM CUSIP: 649604840 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.13,422,213$97,982
VANGUARD GROUP INC6,035,999$44,063
Allspring Global Investments Holdings, LLC3,365,619$25,040
STATE STREET CORP3,269,851$24,607
Invesco Ltd.3,174,247$23,172
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2,384,416$17,406
GEODE CAPITAL MANAGEMENT, LLC2,150,659$15,702
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,786,223$13,039
NORTHERN TRUST CORP950,110$6,936
VAN ECK ASSOCIATES CORP903,689$7
MORGAN STANLEY889,297$6,492
JPMORGAN CHASE & CO583,267$4,258
Bank of New York Mellon Corp518,754$3,787
GOLDMAN SACHS GROUP INC475,738$3,473
PRUDENTIAL FINANCIAL INC452,024$3,300
BANK OF AMERICA CORP /DE/432,402$3,157
PRINCIPAL FINANCIAL GROUP INC400,328$2,922
WOLVERINE ASSET MANAGEMENT LLC397,986$2,905
TWO SIGMA INVESTMENTS, LP365,310$2,667
UBS Group AG320,283$2,338
Public Sector Pension Investment Board291,036$2,125
WELLS FARGO & COMPANY/MN273,856$1,999
RHUMBLINE ADVISERS223,660$1,633
Legal & General Group Plc218,449$1,595
AQR CAPITAL MANAGEMENT LLC211,238$1,542
INTECH INVESTMENT MANAGEMENT LLC210,948$1,540
Nuveen, LLC195,659$1,428
GUGGENHEIM CAPITAL LLC195,514$1,427
AMERIPRISE FINANCIAL INC195,170$1,432
RENAISSANCE TECHNOLOGIES LLC181,267$1,323
Russell Investments Group, Ltd.171,646$1,253
Swiss National Bank169,230$1,235
JANE STREET GROUP, LLC168,329$1,229
Penserra Capital Management LLC159,662$1
UBS ASSET MANAGEMENT AMERICAS INC151,520$1,106
Range Financial Group LLC146,557$1,070
SEI INVESTMENTS CO138,120$1,008
Campbell & CO Investment Adviser LLC136,821$999
BARCLAYS PLC132,671$968
NEW YORK STATE TEACHERS RETIREMENT SYSTEM128,812$1
ExodusPoint Capital Management, LP121,825$889
LOS ANGELES CAPITAL MANAGEMENT LLC115,039$757
PRICE T ROWE ASSOCIATES INC /MD/114,877$1
Curi Capital, LLC90,632$662
Diametric Capital, LP90,612$661
Qube Research & Technologies Ltd86,052$628
STATE OF WISCONSIN INVESTMENT BOARD84,602$618
ALLIANCEBERNSTEIN L.P.83,672$611
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM83,177$607
Thrivent Financial for Lutherans78,030$1
Quantinno Capital Management LP76,303$557
DEUTSCHE BANK AG\70,285$513
Weiss Asset Management LP69,876$510
Voya Investment Management LLC66,838$488
TEACHER RETIREMENT SYSTEM OF TEXAS64,409$470
Brooklyn Investment Group63,561$464
MILLENNIUM MANAGEMENT LLC60,728$443
VICTORY CAPITAL MANAGEMENT INC54,544$398
VARCOV Co.51,673$377
SSI INVESTMENT MANAGEMENT LLC51,438$1,159
Polymer Capital Management (US) LLC50,764$371
Engineers Gate Manager LP49,971$365
Illinois Municipal Retirement Fund48,149$351
State of Wyoming48,014$351
Verition Fund Management LLC44,269$323
State of Alaska, Department of Revenue42,078$0
ROYAL BANK OF CANADA42,047$307
FourThought Financial Partners, LLC41,787$305
JANUS HENDERSON GROUP PLC41,676$304
MetLife Investment Management, LLC41,618$304
Louisiana State Employees Retirement System38,500$281
CIBC WORLD MARKET INC.36,823$269
RAYMOND JAMES FINANCIAL INC33,938$248
SUSQUEHANNA INTERNATIONAL GROUP, LLP33,038$241
COMMONWEALTH EQUITY SERVICES, LLC32,878$240
Vident Advisory, LLC31,020$226
State of Tennessee, Department of Treasury29,039$232
CAXTON ASSOCIATES LLP28,012$204
Virtu Financial LLC26,836$0
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM25,982$190
OSAIC HOLDINGS, INC.25,368$185
MANUFACTURERS LIFE INSURANCE COMPANY, THE25,016$183
Allworth Financial LP24,947$182
AMALGAMATED BANK24,801$0
Police & Firemen's Retirement System of New Jersey24,570$179
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO24,479$0
Arizona State Retirement System23,845$174
COMERICA BANK23,133$169
YOUSIF CAPITAL MANAGEMENT, LLC22,763$189
PRELUDE CAPITAL MANAGEMENT, LLC22,545$165
IEQ CAPITAL, LLC22,499$164
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY21,386$0
Kingsview Wealth Management, LLC21,352$156
BNP PARIBAS ARBITRAGE, SA21,000$153
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS20,792$152
Squarepoint Ops LLC20,234$148
NEW YORK STATE COMMON RETIREMENT FUND19,393$142
OREGON PUBLIC EMPLOYEES RETIREMENT FUND19,252$141
Creative Planning18,552$135
MQS Management LLC18,443$135
80 other institutions394,491$2,668
Total (180 institutions)49,162,053$349,514