CIK: 0001307878 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 15, 2019
Total Value ($000): $116,830,836 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Becton Dickinson and Co | 67,139 | $4,170,338 | 3.6% | $55269.24 | — | CONVERTIBLE PREFERRED STOCK | 075887208 |
| — | Dominion Energy | 38,725 | $4,006,217 | 3.4% | $103452.99 | — | CONVERTIBLE PREFERRED STOCK | 25746U133 |
| — | Crown Castle Int Corp | 3,275 | $3,927,979 | 3.4% | $1076107.60 | — | CONVERTIBLE PREFERRED STOCK | 22822V309 |
| — | Red Hat Inc | 1,528 | $3,900,305 | 3.3% | $1270089.00 | — | CONVERTIBLE BOND | 756577AD4 |
| — | Danaher Corp | 3,337 | $3,677,931 | 3.1% | $1061257.80 | — | CONVERTIBLE PREFERRED STOCK | 235851300 |
| — | ILLUMINA INC | 2,172 | $3,358,230 | 2.9% | $1360474.40 | — | CONVERTIBLE BOND | 452327AH2 |
| — | Stanley Black & Decker | 32,494 | $3,317,085 | 2.8% | $107785.60 | — | CONVERTIBLE PREFERRED STOCK | 854502887 |
| — | Booking Holdings Inc | 2,585 | $2,971,922 | 2.5% | $1150249.90 | — | CONVERTIBLE BOND | 741503AX4 |
| — | Deutsche Bank AG London/VOYA | 2,950 | $2,877,482 | 2.5% | $970560.40 | — | CONVERTIBLE BOND | 25155MKM2 |
| — | Wells Fargo & Company PFD | 2,100 | $2,872,375 | 2.5% | $1193584.90 | — | CONVERTIBLE PREFERRED STOCK | 949746804 |
| — | TPG Specialty Lending | 2,619 | $2,795,730 | 2.4% | $1028929.94 | — | CONVERTIBLE BOND | 87265KAD4 |
| — | Ares Capital Corp | 2,571 | $2,725,739 | 2.3% | $1060186.20 | — | CONVERTIBLE BOND | 04010LAW3 |
| — | Sempra Energy | 24,310 | $2,715,524 | 2.3% | $102164.98 | — | CONVERTIBLE PREFERRED STOCK | 816851406 |
| — | Vereit Inc | 2,680 | $2,707,108 | 2.3% | $1010564.90 | — | CONVERTIBLE BOND | 02917TAB0 |
| — | Blackrock TCP Cap | 2,537 | $2,642,809 | 2.3% | $1041706.40 | — | CONVERTIBLE BOND | 87238QAD5 |
| — | HANNON ARMSTRONG | 2,255 | $2,532,614 | 2.2% | $1033795.06 | — | CONVERTIBLE BOND | 41068XAB6 |
| — | New Mountain Finance | 2,332 | $2,498,633 | 2.1% | $1015535.00 | — | CONVERTIBLE BOND | 647551AC4 |
| — | International Flavor & Fragrances | 43,030 | $2,309,592 | 2.0% | $54355.99 | — | CONVERTIBLE PREFERRED STOCK | 459506309 |
| — | Assurant Inc | 20,622 | $2,301,002 | 2.0% | $104073.30 | — | CONVERTIBLE PREFERRED STOCK | 04621X207 |
| — | NXP Semiconductors | 2,155 | $2,281,393 | 2.0% | $1105262.50 | — | CONVERTIBLE BOND | 62952QAB6 |
| — | Fortive Corporation | 2,218 | $2,276,269 | 1.9% | $1002357.30 | — | CONVERTIBLE PREFERRED STOCK | 34959J207 |
| — | Hercules Capital Inc | 2,191 | $2,275,847 | 1.9% | $1027553.20 | — | CONVERTIBLE BOND | 427096AF9 |
| — | Centerpoint Energy Inc | 44,220 | $2,226,786 | 1.9% | $50378.75 | — | CONVERTIBLE PREFERRED STOCK | 15189T503 |
| — | CSG Systems International | 1,964 | $2,218,243 | 1.9% | $1078821.20 | — | CONVERTIBLE BOND | 126349AF6 |
| — | Spirit Realty Capital | 2,143 | $2,213,215 | 1.9% | $1039894.90 | — | CONVERTIBLE BOND | 84860WAB8 |
| — | ON Semiconductor Corp | 1,564 | $1,919,952 | 1.6% | $1138915.50 | — | CONVERTIBLE BOND | 682189AP0 |
| — | Interdigital Inc | 1,757 | $1,844,598 | 1.6% | $1213465.90 | — | CONVERTIBLE BOND | 458660AD9 |
| — | South Jersey Industries | 30,872 | $1,641,742 | 1.4% | $54847.18 | — | CONVERTIBLE PREFERRED STOCK | 838518116 |
| BG 4.875 PERP | Bunge Ltd. Perpetual Conv Pfd | 15,944 | $1,592,454 | 1.4% | $101007.20 | — | CONVERTIBLE PREFERRED STOCK | G16962204 |
| — | Alexandria Real Estate | 39,540 | $1,504,971 | 1.3% | $26377.28 | — | CONVERTIBLE PREFERRED STOCK | 015271505 |
| — | Greenbrier Cos Inc | 1,500 | $1,477,227 | 1.3% | $969702.90 | — | CONVERTIBLE BOND | 393657AK7 |
| — | AMG Capital Trust II | 28,975 | $1,407,982 | 1.2% | $56871.32 | — | CONVERTIBLE PREFERRED STOCK | 00170F209 |
| — | Synaptics Inc | 1,526 | $1,364,666 | 1.2% | $925883.80 | — | CONVERTIBLE BOND | 87157DAD1 |
| — | Cypress Semiconductor Co | 1,116 | $1,338,793 | 1.1% | $1199635.20 | — | CONVERTIBLE BOND | 232806AP4 |
| — | Starwood Property Trust | 1,127 | $1,168,870 | 1.0% | $1039485.06 | — | CONVERTIBLE BOND | 85571BAH8 |
| — | SPDR S&P 500 ETF | 3,476 | $1,018,468 | 0.9% | $268746.90 | — | EXCHANGE TRADED FUND | 78462f103 |
| — | Dycom Inc | 984 | $971,144 | 0.8% | $1099714.20 | — | CONVERTIBLE BOND | 267475AB7 |
| — | American Electric Power | 16,000 | $853,728 | 0.7% | $51096.00 | — | CONVERTIBLE PREFERRED STOCK | 025537127 |
| — | Legg Mason Inc | 20,633 | $789,831 | 0.7% | $27369.98 | — | COMMON STOCKS | 524901105 |
| — | J P Morgan Chase & Co | 6,953 | $777,345 | 0.7% | $95510.00 | — | COMMON STOCKS | 46625h100 |
| PEP | PEPSICO INC | 5,739 | $752,555 | 0.6% | $82.09 | +27.6% | COMMON STOCKS | 713448108 |
| CBRL | Cracker Barrel | 4,390 | $749,504 | 0.6% | $124.99 | +0.4% | COMMON STOCKS | 22410J106 |
| SJM | Smucker J M Co | 6,327 | $728,807 | 0.6% | $84.25 | +16.8% | COMMON STOCKS | 832696405 |
| RIO | Rio Tinto PLC - Spon ADR | 11,671 | $727,570 | 0.6% | $51864.10 | — | COMMON STOCKS | 767204100 |
| TXN | Texas Instrs Inc | 6,286 | $721,381 | 0.6% | $56.98 | +62.8% | COMMON STOCKS | 882508104 |
| — | Broadcom Corp New | 2,487 | $715,907 | 0.6% | $243439.81 | — | COMMON STOCKS | 11135f101 |
| — | Cisco Sys Inc | 13,050 | $714,226 | 0.6% | $33904.83 | — | COMMON STOCKS | 17275r102 |
| AMGN | Amgen Inc | 3,770 | $694,735 | 0.6% | $141.05 | +3.6% | COMMON STOCKS | 031162100 |
| OKE | Oneok Inc New | 9,905 | $681,563 | 0.6% | $35.15 | +24.8% | COMMON STOCKS | 682680103 |
| — | Ares Capital Corp | 37,945 | $680,733 | 0.6% | $16420.09 | — | COMMON STOCKS | 04010l103 |
| LADR | Ladder Capitol Corp | 40,854 | $678,584 | 0.6% | $15101.75 | — | COMMON STOCKS | 505743104 |
| — | BCE Inc | 14,885 | $676,969 | 0.6% | $46798.61 | — | COMMON STOCKS | 05534b760 |
| JNJ | Johnson & Johnson | 4,757 | $662,554 | 0.6% | $85.49 | +34.3% | COMMON STOCKS | 478160104 |
| UPS | United Parcel Services | 6,157 | $635,833 | 0.5% | $72.14 | +11.1% | COMMON STOCKS | 911312106 |
| — | Valero Energy Corp | 7,325 | $627,093 | 0.5% | $76929.98 | — | COMMON STOCKS | 91913y100 |
| — | LyondellBasell Industries NV | 7,049 | $607,130 | 0.5% | $97922.63 | — | COMMON STOCKS | n53745100 |
| — | AT&T Inc | 17,721 | $593,830 | 0.5% | $33895.00 | — | COMMON STOCKS | 00206r102 |
| ABBV | Abbvie Inc | 8,062 | $586,268 | 0.5% | $60.98 | -2.6% | COMMON STOCKS | 00287Y109 |
| — | Altria Group Inc | 12,064 | $571,230 | 0.5% | $61928.85 | — | COMMON STOCKS | 02209s103 |
| NTB | Bank of N.T. Butterfield & Son Limited | 16,628 | $564,686 | 0.5% | $33.99 | -22.9% | COMMON STOCKS | G0772R208 |
| — | ISHARES CURRENCY HEDGED MSCI GER ETF | 17,783 | $491,699 | 0.4% | $28043.43 | — | EXCHANGE TRADED FUND | 46434v704 |
| KSS | Kohl's Corp | 10,236 | $486,721 | 0.4% | $50.83 | +18.7% | COMMON STOCKS | 500255104 |
| EWQ | ISHARES MSCI FRANCE ETF | 15,826 | $485,066 | 0.4% | $28762.27 | — | EXCHANGE TRADED FUND | 464286707 |
| — | iShares Currency Hedged Canada | 18,230 | $483,906 | 0.4% | $26360.99 | — | EXCHANGE TRADED FUND | 46435G706 |
| FLOT | iShares Floating Rate Bond ETF | 9,406 | $479,047 | 0.4% | $50649.02 | — | EXCHANGE TRADED FUND | 46429B655 |
| — | ISHARES MSCI TAIWAN CAPPED ETF | 13,531 | $473,043 | 0.4% | $35810.26 | — | EXCHANGE TRADED FUND | 46434g772 |
| ASHR | Harvest CSI 300 China A-Shares ETF | 16,280 | $458,444 | 0.4% | $28159.95 | — | EXCHANGE TRADED FUND | 233051879 |
| — | Global X MSCI Norway ETF | 37,277 | $454,507 | 0.4% | $13053.00 | — | EXCHANGE TRADED FUND | 37950E747 |
| CCI | Crown Castle Intl Corp | 3,221 | $419,857 | 0.4% | $77.20 | +25.1% | COMMON STOCKS | 22822V101 |
| — | NextEra Energy Inc | 2,012 | $412,178 | 0.4% | $148723.30 | — | COMMON STOCKS | 65339f101 |
| D | Dominion Res Inc Va | 5,253 | $406,161 | 0.3% | $56.02 | +1.5% | COMMON STOCKS | 25746U109 |
| ETN | Eaton Corp | 4,723 | $393,331 | 0.3% | $71.40 | 0.0% | COMMON STOCKS | G29183103 |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond | 7,641 | $389,461 | 0.3% | $49739.95 | — | EXCHANGE TRADED FUND | 46434V100 |
| MBB | iShares MBS ETF | 3,330 | $358,308 | 0.3% | $109334.05 | — | EXCHANGE TRADED FUND | 464288588 |
| KMI | KINDER MORGAN INC DE | 16,674 | $348,153 | 0.3% | $11.05 | +23.7% | COMMON STOCKS | 49456B101 |
| — | Magellan Midstream | 5,381 | $344,384 | 0.3% | $60781.45 | — | COMMON STOCKS | 559080106 |
| IGSB | iShares 1-3 Year Credit Bond | 6,399 | $341,962 | 0.3% | $78513.11 | — | EXCHANGE TRADED FUND | 464288646 |
| — | Entertainment Properties | 8,313 | $315,478 | 0.3% | $32261.36 | — | CONVERTIBLE PREFERRED STOCK | 26884U307 |
| — | Digital Realty Trust | 11,291 | $310,389 | 0.3% | $27489.95 | — | PREFERRED STOCK | 253868848 |
| — | Citizens Financial Group | 10,948 | $293,406 | 0.3% | $26250.00 | — | PREFERRED STOCK | 174610204 |
| — | Two Harbors Inv Corp | 11,560 | $288,422 | 0.2% | $24269.92 | — | PREFERRED STOCK | 90187B507 |
| — | Morgan Stanley PFD Perpetual | 10,506 | $288,284 | 0.2% | $27528.04 | — | PREFERRED STOCK | 61763E207 |
| — | Brunswick Corp | 10,948 | $286,071 | 0.2% | $26079.98 | — | PREFERRED STOCK | 117043406 |
| — | Nustar Logistics LP | 11,408 | $285,656 | 0.2% | $23435.51 | — | PREFERRED STOCK | 67059T204 |
| — | Energizer Holdings Inc | 3,214 | $277,908 | 0.2% | $97255.00 | — | CONVERTIBLE PREFERRED STOCK | 29272W208 |
| — | Citigroup Inc | 10,007 | $276,193 | 0.2% | $27700.18 | — | PREFERRED STOCK | 172967358 |
| — | Energy Transfer Partners 7 5/8 percent | 10,888 | $265,884 | 0.2% | $25853.93 | — | PREFERRED STOCK | 29278N400 |
| — | Vereit Inc | 10,183 | $256,713 | 0.2% | $25169.92 | — | PREFERRED STOCK | 92339V209 |
| — | Belden Inc | 2,946 | $232,563 | 0.2% | $93276.30 | — | CONVERTIBLE PREFERRED STOCK | 077454205 |
| IGBH | iShares Interest Rate Hedged Long-Term Corporate | 9,031 | $222,786 | 0.2% | $25601.28 | — | EXCHANGE TRADED FUND | 46431W812 |
| FLHY | Franklin High Yield | 8,423 | $216,416 | 0.2% | $25329.93 | — | EXCHANGE TRADED FUND | 35473P629 |
| VCSH | Vanguard Short-Term Corporate Bond ETF | 2,271 | $183,224 | 0.2% | $78909.34 | — | EXCHANGE TRADED FUND | 92206C409 |
| FLTR | Market Vectors Investment Grade Floating Rate Bo | 7,015 | $176,742 | 0.2% | $25329.87 | — | EXCHANGE TRADED FUND | 92189F486 |
| LQD | iShares iBoxx Investment Grade | 1,415 | $175,983 | 0.2% | $113943.70 | — | EXCHANGE TRADED FUND | 464287242 |
| HYG | iShares iBoxx High Yield Corp Bond ETF | 1,532 | $133,559 | 0.1% | $90238.73 | — | EXCHANGE TRADED FUND | 464288513 |
| GSY | Guggenheim Enhanced Short Duration Bond ETF | 2,296 | $115,649 | 0.1% | $50249.00 | — | EXCHANGE TRADED FUND | 46090A887 |
| ICVT | iShares Convertible Bond ETF | 1,792 | $106,677 | 0.1% | $56319.56 | — | EXCHANGE TRADED FUND | 46435G102 |
| — | VER.F temp sec | 965 | $24,125 | 0.0% | $25000.00 | — | PREFERRED STOCK | 92339v969 |
| TIP | iShares TIPS Bond ETF | 200 | $23,098 | 0.0% | $112644.89 | — | EXCHANGE TRADED FUND | 464287176 |
| — | Dominion Resources | 121 | $6,085 | 0.0% | $50460.60 | — | CONVERTIBLE PREFERRED STOCK | 25746U836 |