Location: Scottsdale, AZ
CIK: 0001307878 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $117.1B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Becton Dickinson and Co | 67,386 | $4.173B | 3.6% | $55269.24 | — | CONVERTIBLE PREFERRED STOCK | 075887208 |
| — | Crown Castle Int Corp | 3,271 | $4.135B | 3.5% | $1076107.60 | — | CONVERTIBLE PREFERRED STOCK | 22822V309 |
| — | Dominion Energy | 39,052 | $4.126B | 3.5% | $103452.99 | — | CONVERTIBLE PREFERRED STOCK | 25746U133 |
| — | Danaher Corp | 3,362 | $3.834B | 3.3% | $1061257.80 | — | CONVERTIBLE PREFERRED STOCK | 235851300 |
| — | Stanley Black & Decker | 32,592 | $3.286B | 2.8% | $107785.60 | — | CONVERTIBLE PREFERRED STOCK | 854502887 |
| — | Wells Fargo & Company PFD | 2,118 | $3.212B | 2.7% | $1193584.90 | — | CONVERTIBLE PREFERRED STOCK | 949746804 |
| — | Booking Holdings Inc | 2,598 | $3.017B | 2.6% | $1150249.90 | — | CONVERTIBLE BOND | 741503AX4 |
| — | Deutsche Bank AG London/VOYA | 2,968 | $2.994B | 2.6% | $970560.40 | — | CONVERTIBLE BOND | 25155MKM2 |
| — | Centerpoint Energy Inc | 57,085 | $2.989B | 2.6% | $50823.68 | — | CONVERTIBLE PREFERRED STOCK | 15189T503 |
| — | ILLUMINA INC | 2,192 | $2.918B | 2.5% | $1360474.40 | — | CONVERTIBLE BOND | 452327AH2 |
| — | Sempra Energy | 24,473 | $2.892B | 2.5% | $102164.98 | — | CONVERTIBLE PREFERRED STOCK | 816851406 |
| — | TPG Specialty Lending | 2,633 | $2.806B | 2.4% | $1028929.94 | — | CONVERTIBLE BOND | 87265KAD4 |
| — | Vereit Inc | 2,692 | $2.789B | 2.4% | $1010564.90 | — | CONVERTIBLE BOND | 02917TAB0 |
| — | Ares Capital Corp | 2,591 | $2.763B | 2.4% | $1060186.20 | — | CONVERTIBLE BOND | 04010LAW3 |
| — | Blackrock TCP Cap | 2,557 | $2.646B | 2.3% | $1041706.40 | — | CONVERTIBLE BOND | 87238QAD5 |
| — | Assurant Inc | 20,702 | $2.595B | 2.2% | $104073.30 | — | CONVERTIBLE PREFERRED STOCK | 04621X207 |
| — | HANNON ARMSTRONG | 2,271 | $2.566B | 2.2% | $1033795.06 | — | CONVERTIBLE BOND | 41068XAB6 |
| — | New Mountain Finance | 2,352 | $2.488B | 2.1% | $1015535.00 | — | CONVERTIBLE BOND | 647551AC4 |
| — | NXP Semiconductors | 2,172 | $2.383B | 2.0% | $1105262.50 | — | CONVERTIBLE BOND | 62952QAB6 |
| — | Hercules Capital Inc | 2,212 | $2.308B | 2.0% | $1027553.20 | — | CONVERTIBLE BOND | 427096AF9 |
| — | Spirit Realty Capital | 2,164 | $2.283B | 1.9% | $1039894.90 | — | CONVERTIBLE BOND | 84860WAB8 |
| — | Fortive Corporation | 2,505 | $2.26B | 1.9% | $990901.20 | — | CONVERTIBLE PREFERRED STOCK | 34959J207 |
| — | CSG Systems International | 1,979 | $2.247B | 1.9% | $1078821.20 | — | CONVERTIBLE BOND | 126349AF6 |
| — | International Flavor & Fragrances | 43,280 | $2.032B | 1.7% | $54355.99 | — | CONVERTIBLE PREFERRED STOCK | 459506309 |
| — | ON Semiconductor Corp | 1,579 | $1.926B | 1.6% | $1138915.50 | — | CONVERTIBLE BOND | 682189AP0 |
| — | Interdigital Inc | 1,772 | $1.773B | 1.5% | $1213465.90 | — | CONVERTIBLE BOND | 458660AD9 |
| — | Broadcom Inc | 1,725 | $1.771B | 1.5% | $1026745.50 | — | CONVERTIBLE PREFERRED STOCK | 11135F200 |
| BG 4.875 PERP | Bunge Ltd. Perpetual Conv Pfd | 16,100 | $1.632B | 1.4% | $101007.20 | — | CONVERTIBLE PREFERRED STOCK | G16962204 |
| — | South Jersey Industries | 30,971 | $1.612B | 1.4% | $54847.18 | — | CONVERTIBLE PREFERRED STOCK | 838518116 |
| — | Verint Systems Inc | 1,578 | $1.609B | 1.4% | $1019876.44 | — | CONVERTIBLE BOND | 92343XAA8 |
| — | Southern Co | 27,650 | $1.48B | 1.3% | $53509.98 | — | CONVERTIBLE PREFERRED STOCK | 842587602 |
| — | Greenbrier Cos Inc | 1,513 | $1.462B | 1.2% | $969702.90 | — | CONVERTIBLE BOND | 393657AK7 |
| — | Synaptics Inc | 1,540 | $1.441B | 1.2% | $925883.80 | — | CONVERTIBLE BOND | 87157DAD1 |
| — | AMG Capital Trust II | 29,400 | $1.416B | 1.2% | $56745.36 | — | CONVERTIBLE PREFERRED STOCK | 00170F209 |
| — | Cypress Semiconductor Co | 1,121 | $1.367B | 1.2% | $1199635.20 | — | CONVERTIBLE BOND | 232806AP4 |
| — | Starwood Property Trust | 1,142 | $1.231B | 1.1% | $1039994.20 | — | CONVERTIBLE BOND | 85571BAH8 |
| — | Dycom Inc | 994 | $952M | 0.8% | $1098284.20 | — | CONVERTIBLE BOND | 267475AB7 |
| — | American Electric Power | 16,000 | $884M | 0.8% | $51096.00 | — | CONVERTIBLE PREFERRED STOCK | 025537127 |
| — | J P Morgan Chase & Co | 6,907 | $813M | 0.7% | $95510.00 | — | COMMON STOCKS | 46625h100 |
| TXN | Texas Instrs Inc | 6,250 | $808M | 0.7% | $56.98 | +80.5% | COMMON STOCKS | 882508104 |
| PEP | PEPSICO INC | 5,658 | $776M | 0.7% | $82.09 | +33.2% | COMMON STOCKS | 713448108 |
| — | Legg Mason Inc | 20,296 | $775M | 0.7% | $27369.98 | — | COMMON STOCKS | 524901105 |
| UPS | United Parcel Services | 6,117 | $733M | 0.6% | $72.14 | +23.3% | COMMON STOCKS | 911312106 |
| AMGN | Amgen Inc | 3,750 | $726M | 0.6% | $141.05 | +12.0% | COMMON STOCKS | 031162100 |
| OKE | Oneok Inc New | 9,799 | $722M | 0.6% | $35.15 | +32.5% | COMMON STOCKS | 682680103 |
| — | BCE Inc | 14,685 | $711M | 0.6% | $46798.61 | — | COMMON STOCKS | 05534b760 |
| CBRL | Cracker Barrel | 4,332 | $705M | 0.6% | $124.99 | +5.4% | COMMON STOCKS | 22410J106 |
| LADR | Ladder Capitol Corp | 40,372 | $697M | 0.6% | $15101.75 | — | COMMON STOCKS | 505743104 |
| — | Ares Capital Corp | 37,352 | $696M | 0.6% | $16420.09 | — | COMMON STOCKS | 04010l103 |
| SJM | Smucker J M Co | 6,255 | $688M | 0.6% | $84.25 | +7.4% | COMMON STOCKS | 832696405 |
| — | Broadcom Corp New | 2,485 | $686M | 0.6% | $243439.81 | — | COMMON STOCKS | 11135f101 |
| — | AT&T Inc | 17,556 | $664M | 0.6% | $33895.00 | — | COMMON STOCKS | 00206r102 |
| — | Cisco Sys Inc | 13,012 | $643M | 0.5% | $33904.83 | — | COMMON STOCKS | 17275r102 |
| — | LyondellBasell Industries NV | 6,970 | $624M | 0.5% | $97922.63 | — | COMMON STOCKS | n53745100 |
| — | Palo Alto Networks | 588 | $623M | 0.5% | $1059916.60 | — | CONVERTIBLE BOND | 697435ad7 |
| — | Valero Energy Corp | 7,238 | $617M | 0.5% | $76929.98 | — | COMMON STOCKS | 91913y100 |
| JNJ | Johnson & Johnson | 4,755 | $615M | 0.5% | $85.49 | +28.7% | COMMON STOCKS | 478160104 |
| FLOT | iShares Floating Rate Bond ETF | 11,926 | $608M | 0.5% | $50716.84 | — | EXCHANGE TRADED FUND | 46429B655 |
| RIO | Rio Tinto PLC - Spon ADR | 11,538 | $601M | 0.5% | $51864.10 | — | COMMON STOCKS | 767204100 |
| ABBV | Abbvie Inc | 7,916 | $599M | 0.5% | $60.98 | -13.8% | COMMON STOCKS | 00287Y109 |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond | 10,505 | $537M | 0.5% | $50121.63 | — | EXCHANGE TRADED FUND | 46434V100 |
| KSS | Kohl's Corp | 10,149 | $504M | 0.4% | $50.83 | -3.5% | COMMON STOCKS | 500255104 |
| — | Altria Group Inc | 11,939 | $488M | 0.4% | $61928.85 | — | COMMON STOCKS | 02209s103 |
| — | NextEra Energy Inc | 2,009 | $468M | 0.4% | $148723.30 | — | COMMON STOCKS | 65339f101 |
| — | SPDR S&P 500 ETF | 1,573 | $467M | 0.4% | $268746.90 | — | EXCHANGE TRADED FUND | 78462f103 |
| IGSB | iShares 1-3 Year Credit Bond | 8,400 | $451M | 0.4% | $72595.13 | — | EXCHANGE TRADED FUND | 464288646 |
| CCI | Crown Castle Intl Corp | 3,215 | $447M | 0.4% | $77.20 | +35.7% | COMMON STOCKS | 22822V101 |
| MBB | iShares MBS ETF | 3,951 | $428M | 0.4% | $109171.52 | — | EXCHANGE TRADED FUND | 464288588 |
| D | Dominion Res Inc Va | 5,243 | $425M | 0.4% | $56.02 | +4.3% | COMMON STOCKS | 25746U109 |
| ETN | Eaton Corp | 4,714 | $392M | 0.3% | $71.40 | +1.0% | COMMON STOCKS | G29183103 |
| NTB | Bank of N.T. Butterfield & Son Limited | 12,170 | $361M | 0.3% | $33.99 | -36.1% | COMMON STOCKS | G0772R208 |
| — | Magellan Midstream | 5,371 | $356M | 0.3% | $60781.45 | — | COMMON STOCKS | 559080106 |
| KMI | KINDER MORGAN INC DE | 16,246 | $335M | 0.3% | $11.05 | +27.4% | COMMON STOCKS | 49456B101 |
| — | Entertainment Properties | 8,077 | $313M | 0.3% | $32261.36 | — | CONVERTIBLE PREFERRED STOCK | 26884U307 |
| — | Energizer Holdings Inc | 3,136 | $299M | 0.3% | $97255.00 | — | CONVERTIBLE PREFERRED STOCK | 29272W208 |
| — | Citizens Financial Group | 10,621 | $299M | 0.3% | $26250.00 | — | PREFERRED STOCK | 174610204 |
| — | Digital Realty Trust | 10,947 | $292M | 0.2% | $27489.95 | — | PREFERRED STOCK | 253868848 |
| — | Two Harbors Inv Corp | 11,212 | $291M | 0.2% | $24269.92 | — | PREFERRED STOCK | 90187B507 |
| — | Nustar Logistics LP | 11,094 | $287M | 0.2% | $23435.51 | — | PREFERRED STOCK | 67059T204 |
| — | Morgan Stanley PFD Perpetual | 10,180 | $285M | 0.2% | $27528.04 | — | PREFERRED STOCK | 61763E207 |
| — | Brunswick Corp | 10,617 | $283M | 0.2% | $26079.98 | — | PREFERRED STOCK | 117043406 |
| — | Citigroup Inc | 9,711 | $276M | 0.2% | $27700.18 | — | PREFERRED STOCK | 172967358 |
| — | Energy Transfer Partners 7 5/8 percent | 10,596 | $262M | 0.2% | $25853.93 | — | PREFERRED STOCK | 29278N400 |
| — | Vereit Inc | 9,875 | $250M | 0.2% | $25169.92 | — | PREFERRED STOCK | 92339V209 |
| LQD | iShares iBoxx Investment Grade | 1,756 | $224M | 0.2% | $116572.24 | — | EXCHANGE TRADED FUND | 464287242 |
| IGBH | iShares Interest Rate Hedged Long-Term Corporate | 9,031 | $218M | 0.2% | $25601.28 | — | EXCHANGE TRADED FUND | 46431W812 |
| FLHY | Franklin High Yield | 8,423 | $218M | 0.2% | $25329.93 | — | EXCHANGE TRADED FUND | 35473P629 |
| — | ISHARES MSCI TAIWAN CAPPED ETF | 5,866 | $213M | 0.2% | $35810.26 | — | EXCHANGE TRADED FUND | 46434g772 |
| — | iShares Currency Hedged Canada | 7,903 | $213M | 0.2% | $26360.99 | — | EXCHANGE TRADED FUND | 46435G706 |
| — | ISHARES CURRENCY HEDGED MSCI GER ETF | 7,709 | $209M | 0.2% | $28043.43 | — | EXCHANGE TRADED FUND | 46434v704 |
| EWQ | ISHARES MSCI FRANCE ETF | 6,861 | $207M | 0.2% | $28762.27 | — | EXCHANGE TRADED FUND | 464286707 |
| ICVT | iShares Convertible Bond ETF | 3,507 | $204M | 0.2% | $57209.66 | — | EXCHANGE TRADED FUND | 46435G102 |
| ASHR | Harvest CSI 300 China A-Shares ETF | 7,060 | $191M | 0.2% | $28159.95 | — | EXCHANGE TRADED FUND | 233051879 |
| — | Global X MSCI Norway ETF | 16,160 | $188M | 0.2% | $13053.00 | — | EXCHANGE TRADED FUND | 37950E747 |
| HYG | iShares iBoxx High Yield Corp Bond ETF | 2,151 | $188M | 0.2% | $89355.54 | — | EXCHANGE TRADED FUND | 464288513 |
| VCSH | Vanguard Short-Term Corporate Bond ETF | 2,271 | $184M | 0.2% | $78909.34 | — | EXCHANGE TRADED FUND | 92206C409 |
| FLTR | Market Vectors Investment Grade Floating Rate Bo | 7,015 | $177M | 0.2% | $25329.87 | — | EXCHANGE TRADED FUND | 92189F486 |
| GSY | Guggenheim Enhanced Short Duration Bond ETF | 2,296 | $116M | 0.1% | $50249.00 | — | EXCHANGE TRADED FUND | 46090A887 |
| AAPL | Apple Computer Inc | 110 | $24.64M | 0.0% | $50.22 | 0.0% | COMMON STOCKS | 037833100 |
| TIP | iShares TIPS Bond ETF | 200 | $23.26M | 0.0% | $112644.89 | — | EXCHANGE TRADED FUND | 464287176 |
| HD | Home Depot Inc | 31 | $7.192M | 0.0% | $187.08 | 0.0% | COMMON STOCKS | 437076102 |
| WMT | Wal-Mart Stores Inc | 57 | $6.764M | 0.0% | $34.46 | 0.0% | COMMON STOCKS | 931142103 |
| KO | COCA-COLA COMPANY | 119 | $6.478M | 0.0% | $43.96 | 0.0% | COMMON STOCKS | 191216100 |
| MSFT | Microsoft Corp | 46 | $6.395M | 0.0% | $129.91 | 0.0% | COMMON STOCKS | 594918104 |
| DVY | iShares DJ Select Dividend | 59 | $6.015M | 0.0% | $101949.16 | — | EXCHANGE TRADED FUND | 464287168 |
| MCD | McDonalds Corp | 27 | $5.797M | 0.0% | $184.76 | 0.0% | COMMON STOCKS | 580135101 |
| SBUX | Starbucks Corp | 65 | $5.747M | 0.0% | $80.64 | 0.0% | COMMON STOCKS | 855244109 |
| BA | Boeing Co | 15 | $5.707M | 0.0% | $352.37 | 0.0% | COMMON STOCKS | 097023105 |
| — | United Technologies | 41 | $5.597M | 0.0% | $136512.19 | — | COMMON STOCKS | 913017109 |
| CVX | CHEVRON CORP | 47 | $5.574M | 0.0% | $91.54 | 0.0% | COMMON STOCKS | 166764100 |
| USB | US Bancorp | 99 | $5.478M | 0.0% | $41.13 | 0.0% | COMMON STOCKS | 902973304 |
| MDT | Medtronic Inc | 47 | $5.105M | 0.0% | $87.54 | 0.0% | COMMON STOCKS | G5960L103 |
| INTC | INTEL CORP | 93 | $4.792M | 0.0% | $43.02 | 0.0% | COMMON STOCKS | 458140100 |
| MMM | 3M COMPANY | 28 | $4.603M | 0.0% | $110.63 | 0.0% | COMMON STOCKS | 88579Y101 |
| TROW | T.Rowe Price Group Inc | 36 | $4.113M | 0.0% | $85.75 | 0.0% | COMMON STOCKS | 74144T108 |
| MS | Morgan Stanley | 84 | $3.584M | 0.0% | $35.02 | 0.0% | COMMON STOCKS | 617446448 |
| — | Blackrock Inc | 8 | $3.565M | 0.0% | $445625.00 | — | COMMON STOCKS | 09247X101 |
| PG | Proctor & Gamble Co | 28 | $3.482M | 0.0% | $100.99 | 0.0% | COMMON STOCKS | 742718109 |
| VZ | Verizon Communications | 50 | $3.018M | 0.0% | $40.44 | 0.0% | COMMON STOCKS | 92343V104 |
| IP | International Paper Co | 67 | $2.801M | 0.0% | $29.34 | 0.0% | COMMON STOCKS | 460146103 |
| ABT | Abbott Laboratories | 28 | $2.342M | 0.0% | $76.09 | 0.0% | COMMON STOCKS | 002824100 |
| MPC | Marathon Petroleum Corporation | 38 | $2.308M | 0.0% | $43.09 | 0.0% | COMMON STOCKS | 56585A102 |