SHEPHERD KAPLAN KROCHUK, LLC Diversified Active

CIK: 0001218583 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 14, 2019

Total Value ($000): $160,323 (100.0% shares, 0.0% debt)

Holdings (173)

SPY SPDR S&P 500 ETF TR 11.9%
Value ($000) $19,096 Shares 67,600 Est. Cost $276.63 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 6.0%
Value ($000) $9,639 Shares 32 Est. Cost $309674.97 Unrealized -2.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 5.9%
Value ($000) $9,476 Shares 47,171 Est. Cost $159.92 Unrealized +26.2%
CALIFORNIA RES CORP 3.3%
Value ($000) $5,230 Shares 203,417 Est. Cost $12.59 Unrealized
CPRT COPART INC 2.2%
Value ($000) $3,597 Shares 59,372 Est. Cost $6.70 Unrealized +102.7%
ALPS ETF TR 1.7%
Value ($000) $2,684 Shares 267,554 Est. Cost $9.07 Unrealized
IVW ISHARES TR 1.6%
Value ($000) $2,622 Shares 15,213 Est. Cost $168.68 Unrealized
WHITING PETE CORP NEW 1.6%
Value ($000) $2,519 Shares 96,347 Est. Cost $26.28 Unrealized
DLN WISDOMTREE TR 1.6%
Value ($000) $2,509 Shares 26,633 Est. Cost $95.04 Unrealized
WPX ENERGY INC 1.5%
Value ($000) $2,455 Shares 187,267 Est. Cost $10.64 Unrealized
EQAL INVESCO EXCHNG TRADED FD TR 1.5%
Value ($000) $2,422 Shares 75,272 Est. Cost $32.18 Unrealized
NOBLE ENERGY INC 1.3%
Value ($000) $2,087 Shares 84,410 Est. Cost $28.85 Unrealized
AXP AMERICAN EXPRESS CO 1.3%
Value ($000) $2,070 Shares 18,940 Est. Cost $57.32 Unrealized +67.2%
PIONEER NAT RES CO 1.2%
Value ($000) $1,949 Shares 12,802 Est. Cost $158.43 Unrealized
DVA DAVITA INC 1.2%
Value ($000) $1,938 Shares 35,695 Est. Cost $63.50 Unrealized -12.8%
DAL DELTA AIR LINES INC DEL 1.1%
Value ($000) $1,818 Shares 35,200 Est. Cost $36.98 Unrealized +26.5%
CPB CAMPBELL SOUP CO 1.1%
Value ($000) $1,695 Shares 44,450 Est. Cost $36.29 Unrealized -22.4%
SPGI S&P GLOBAL INC 1.1%
Value ($000) $1,685 Shares 8,003 Est. Cost $96.34 Unrealized +89.6%
TMO THERMO FISHER SCIENTIFIC INC 1.0%
Value ($000) $1,569 Shares 5,731 Est. Cost $79.76 Unrealized +206.4%
VOO VANGUARD INDEX FDS 0.9%
Value ($000) $1,495 Shares 5,760 Est. Cost $237.42 Unrealized
MAG SILVER CORP 0.9%
Value ($000) $1,482 Shares 139,000 Est. Cost $9.17 Unrealized
UNH UNITEDHEALTH GROUP INC 0.9%
Value ($000) $1,482 Shares 5,993 Est. Cost $56.37 Unrealized +303.8%
CALLON PETE CO DEL 0.9%
Value ($000) $1,391 Shares 184,269 Est. Cost $6.80 Unrealized
MPC MARATHON PETE CORP 0.8%
Value ($000) $1,359 Shares 22,705 Est. Cost $27.85 Unrealized +81.1%
MEOH METHANEX CORP 0.8%
Value ($000) $1,334 Shares 23,460 Est. Cost $42.86 Unrealized +31.6%
C CITIGROUP INC 0.8%
Value ($000) $1,282 Shares 20,612 Est. Cost $38.03 Unrealized +28.2%
PATTERN ENERGY GROUP INC 0.8%
Value ($000) $1,263 Shares 57,400 Est. Cost $19.84 Unrealized
BWXT BWX TECHNOLOGIES INC 0.8%
Value ($000) $1,240 Shares 25,000 Est. Cost $45.37 Unrealized -4.5%
GILD GILEAD SCIENCES INC 0.8%
Value ($000) $1,235 Shares 19,000 Est. Cost $54.29 Unrealized -6.3%
MSFT MICROSOFT CORP 0.8%
Value ($000) $1,216 Shares 10,309 Est. Cost $32.33 Unrealized +216.4%
QQQ INVESCO QQQ TR 0.8%
Value ($000) $1,204 Shares 6,700 Est. Cost Unrealized
CAR AVIS BUDGET GROUP INC 0.7%
Value ($000) $1,199 Shares 34,400 Est. Cost $27.65 Unrealized +2.9%
ELV ANTHEM INC 0.7%
Value ($000) $1,128 Shares 3,930 Est. Cost $107.38 Unrealized +145.6%
HCA HCA HEALTHCARE INC 0.7%
Value ($000) $1,110 Shares 8,513 Est. Cost $74.68 Unrealized +69.4%
KRE SPDR SERIES TRUST 0.7%
Value ($000) $1,109 Shares 21,600 Est. Cost $59.12 Unrealized
FANG DIAMONDBACK ENERGY INC 0.7%
Value ($000) $1,093 Shares 10,767 Est. Cost $86.64 Unrealized -8.2%
IWP ISHARES TR 0.7%
Value ($000) $1,044 Shares 7,694 Est. Cost $131.71 Unrealized
XOM EXXON MOBIL CORP 0.6%
Value ($000) $1,013 Shares 12,542 Est. Cost $57.12 Unrealized -2.9%
PSX PHILLIPS 66 0.6%
Value ($000) $1,013 Shares 10,639 Est. Cost $56.70 Unrealized +26.9%
PEP PEPSICO INC 0.6%
Value ($000) $990 Shares 8,082 Est. Cost $56.66 Unrealized +63.2%
GOOG ALPHABET INC 0.6%
Value ($000) $974 Shares 830 Est. Cost $41.18 Unrealized +35.2%
VT VANGUARD INTL EQUITY INDEX F 0.6%
Value ($000) $965 Shares 13,184 Est. Cost $65.47 Unrealized
UAL UNITED CONTL HLDGS INC 0.6%
Value ($000) $960 Shares 12,029 Est. Cost $50.40 Unrealized +67.5%
IBB ISHARES TR 0.6%
Value ($000) $956 Shares 8,553 Est. Cost $108.95 Unrealized
KRNY KEARNY FINL CORP MD 0.6%
Value ($000) $955 Shares 74,242 Est. Cost $13.86 Unrealized -5.3%
BLUE HILLS BANCORP INC 0.6%
Value ($000) $935 Shares 39,123 Est. Cost $14.85 Unrealized
WALGREENS BOOTS ALLIANCE INC 0.6%
Value ($000) $917 Shares 14,500 Est. Cost $68.31 Unrealized
OEC ORION ENGINEERED CARBONS S A 0.6%
Value ($000) $887 Shares 46,700 Est. Cost $24.50 Unrealized +2.5%
KO COCA COLA CO 0.5%
Value ($000) $880 Shares 18,781 Est. Cost $28.77 Unrealized +31.3%
NTR NUTRIEN LTD 0.5%
Value ($000) $867 Shares 16,428 Est. Cost $38.37 Unrealized +7.4%
CELGENE CORP 0.5%
Value ($000) $849 Shares 9,000 Est. Cost $88.96 Unrealized
AIG AMERICAN INTL GROUP INC 0.5%
Value ($000) $848 Shares 19,701 Est. Cost $33.62 Unrealized +6.3%
PRETIUM RES INC 0.5%
Value ($000) $832 Shares 97,227 Est. Cost $7.66 Unrealized
AXTA AXALTA COATING SYS LTD 0.5%
Value ($000) $831 Shares 32,945 Est. Cost $28.08 Unrealized -8.3%
TRV TRAVELERS COMPANIES INC 0.5%
Value ($000) $803 Shares 5,855 Est. Cost $63.44 Unrealized +73.8%
FIS FIDELITY NATL INFORMATION SV 0.5%
Value ($000) $802 Shares 7,094 Est. Cost $35.01 Unrealized +167.0%
ABT ABBOTT LABS 0.5%
Value ($000) $785 Shares 9,822 Est. Cost $36.93 Unrealized +79.0%
PG PROCTER AND GAMBLE CO 0.5%
Value ($000) $774 Shares 7,435 Est. Cost $61.02 Unrealized +34.5%
UCTT ULTRA CLEAN HLDGS INC 0.5%
Value ($000) $756 Shares 73,000 Est. Cost $15.21 Unrealized -29.4%
CONCHO RES INC 0.5%
Value ($000) $745 Shares 6,712 Est. Cost $103.74 Unrealized
AAL AMERICAN AIRLS GROUP INC 0.5%
Value ($000) $743 Shares 23,400 Est. Cost $25.49 Unrealized +29.9%
PARSLEY ENERGY INC 0.5%
Value ($000) $736 Shares 38,120 Est. Cost $29.34 Unrealized
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $735 Shares 5,258 Est. Cost $76.58 Unrealized +44.1%
EEM ISHARES TR 0.5%
Value ($000) $728 Shares 16,960 Est. Cost $45.00 Unrealized
VBR VANGUARD INDEX FDS 0.4%
Value ($000) $721 Shares 5,603 Est. Cost $137.38 Unrealized
SINCLAIR BROADCAST GROUP INC 0.4%
Value ($000) $713 Shares 18,527 Est. Cost $28.79 Unrealized
GAIA GAIA INC NEW 0.4%
Value ($000) $696 Shares 76,027 Est. Cost $11.17 Unrealized -4.4%
WPM WHEATON PRECIOUS METALS CORP 0.4%
Value ($000) $672 Shares 28,200 Est. Cost $18.30 Unrealized +7.1%
ENB ENBRIDGE INC 0.4%
Value ($000) $656 Shares 18,079 Est. Cost $21.02 Unrealized +8.9%
BK BANK NEW YORK MELLON CORP 0.4%
Value ($000) $641 Shares 12,701 Est. Cost $42.65 Unrealized -0.8%
CIMAREX ENERGY CO 0.4%
Value ($000) $633 Shares 9,054 Est. Cost $69.91 Unrealized
MDLZ MONDELEZ INTL INC 0.4%
Value ($000) $626 Shares 12,547 Est. Cost $23.67 Unrealized +63.8%
PYPL PAYPAL HLDGS INC 0.4%
Value ($000) $620 Shares 5,969 Est. Cost $36.05 Unrealized +162.0%
SNA SNAP ON INC 0.4%
Value ($000) $597 Shares 3,812 Est. Cost $121.70 Unrealized +9.0%
ALTRA INDL MOTION CORP 0.4%
Value ($000) $590 Shares 19,000 Est. Cost $25.17 Unrealized
TQQQ PROSHARES TR 0.3%
Value ($000) $561 Shares 9,900 Est. Cost Unrealized
TSLA TESLA INC 0.3%
Value ($000) $560 Shares 2,000 Est. Cost Unrealized
WMT WALMART INC 0.3%
Value ($000) $546 Shares 5,598 Est. Cost $19.98 Unrealized +46.3%
CAT CATERPILLAR INC DEL 0.3%
Value ($000) $542 Shares 4,000 Est. Cost $116.31 Unrealized -1.5%
GENERAL AMERN INVS INC 0.3%
Value ($000) $536 Shares 16,100 Est. Cost $31.07 Unrealized
BERRY GLOBAL GROUP INC 0.3%
Value ($000) $536 Shares 9,949 Est. Cost $22.11 Unrealized
META FACEBOOK INC 0.3%
Value ($000) $534 Shares 3,203 Est. Cost $143.86 Unrealized +9.8%
ADAM NAT RES FD INC 0.3%
Value ($000) $531 Shares 31,670 Est. Cost $19.03 Unrealized
FIRST TR HIGH INCOME L/S FD 0.3%
Value ($000) $529 Shares 36,190 Est. Cost $14.62 Unrealized
BLACKROCK RES & COMM STRAT T 0.3%
Value ($000) $528 Shares 64,660 Est. Cost $7.93 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.3%
Value ($000) $522 Shares 123,520 Est. Cost $4.14 Unrealized
ALLIANZGI NFJ DIVID INT & PR 0.3%
Value ($000) $517 Shares 42,880 Est. Cost $12.39 Unrealized
DIVIDEND & INCOME FUND 0.3%
Value ($000) $513 Shares 45,120 Est. Cost $12.56 Unrealized
CENTRAL SECS CORP 0.3%
Value ($000) $511 Shares 17,840 Est. Cost $29.48 Unrealized
MORGAN STANLEY EM MKTS DM DE 0.3%
Value ($000) $511 Shares 77,250 Est. Cost $6.12 Unrealized
SEAGATE TECHNOLOGY PLC 0.3%
Value ($000) $477 Shares 9,957 Est. Cost $38.77 Unrealized
HIGHPOINT RES CORP 0.3%
Value ($000) $476 Shares 215,300 Est. Cost $5.08 Unrealized
WPM WHEATON PRECIOUS METALS CORP 0.3%
Value ($000) $476 Shares 20,000 Est. Cost $18.30 Unrealized +7.1%
AMGN AMGEN INC 0.3%
Value ($000) $470 Shares 2,476 Est. Cost $90.13 Unrealized +71.6%
V VISA INC 0.3%
Value ($000) $469 Shares 3,000 Est. Cost $87.43 Unrealized +57.1%
PCSB FINL CORP 0.3%
Value ($000) $452 Shares 23,100 Est. Cost $17.08 Unrealized
CORE LABORATORIES N V 0.3%
Value ($000) $438 Shares 6,358 Est. Cost $101.29 Unrealized
BAC BANK AMER CORP 0.3%
Value ($000) $431 Shares 15,616 Est. Cost $11.58 Unrealized +106.3%
MHK MOHAWK INDS INC 0.3%
Value ($000) $416 Shares 3,300 Est. Cost $130.19 Unrealized 0.0%
CBRE CLARION GLOBAL REAL EST 0.3%
Value ($000) $404 Shares 54,050 Est. Cost $8.21 Unrealized
FMC F M C CORP 0.2%
Value ($000) $400 Shares 5,202 Est. Cost $40.13 Unrealized +50.6%
PKB INVESCO EXCHANGE TRADED FD T 0.2%
Value ($000) $399 Shares 14,406 Est. Cost $27.70 Unrealized
FLEX FLEX LTD 0.2%
Value ($000) $379 Shares 37,937 Est. Cost $12.38 Unrealized -42.2%
OPLN KAR AUCTION SVCS INC 0.2%
Value ($000) $372 Shares 7,254 Est. Cost $8.45 Unrealized +123.1%
ETF MANAGERS TR 0.2%
Value ($000) $366 Shares 9,150 Est. Cost $33.90 Unrealized
SHV ISHARES TR 0.2%
Value ($000) $362 Shares 3,270 Est. Cost $110.42 Unrealized
TFLO ISHARES TR 0.2%
Value ($000) $362 Shares 7,180 Est. Cost $50.28 Unrealized
WISDOMTREE TR 0.2%
Value ($000) $362 Shares 14,420 Est. Cost $25.07 Unrealized
GBIL GOLDMAN SACHS ETF TR 0.2%
Value ($000) $361 Shares 3,600 Est. Cost $100.00 Unrealized
BIL SPDR SER TR 0.2%
Value ($000) $361 Shares 3,940 Est. Cost $91.55 Unrealized
PENN PENN NATL GAMING INC 0.2%
Value ($000) $352 Shares 17,500 Est. Cost $14.07 Unrealized +66.2%
AEM AGNICO EAGLE MINES LTD 0.2%
Value ($000) $333 Shares 7,648 Est. Cost $25.35 Unrealized +43.6%
CVE CENOVUS ENERGY INC 0.2%
Value ($000) $332 Shares 38,200 Est. Cost Unrealized
XLC SELECT SECTOR SPDR TR 0.2%
Value ($000) $329 Shares 7,028 Est. Cost $41.24 Unrealized
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $319 Shares 2,203 Est. Cost $132.30 Unrealized
KMI KINDER MORGAN INC DEL 0.2%
Value ($000) $308 Shares 15,395 Est. Cost $11.40 Unrealized +9.7%
ASA GOLD AND PRECIOUS MTLS L 0.2%
Value ($000) $306 Shares 29,865 Est. Cost $10.41 Unrealized
BLACKROCK CR ALLCTN INC TR 0.2%
Value ($000) $301 Shares 24,260 Est. Cost $12.41 Unrealized
PRETIUM RES INC 0.2%
Value ($000) $300 Shares 35,000 Est. Cost $7.66 Unrealized
IWR ISHARES TR 0.2%
Value ($000) $293 Shares 5,431 Est. Cost $125.76 Unrealized
HARBORONE BANCORP INC 0.2%
Value ($000) $292 Shares 16,948 Est. Cost $15.77 Unrealized
KIRKLAND LAKE GOLD LTD 0.2%
Value ($000) $289 Shares 9,500 Est. Cost $26.11 Unrealized
BABA ALIBABA GROUP HLDG LTD 0.2%
Value ($000) $288 Shares 1,578 Est. Cost $172.37 Unrealized
QCOM QUALCOMM INC 0.2%
Value ($000) $285 Shares 5,000 Est. Cost $50.85 Unrealized -10.1%
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $280 Shares 9,610 Est. Cost $26.53 Unrealized
IJR ISHARES TR 0.2%
Value ($000) $279 Shares 3,613 Est. Cost $87.26 Unrealized
FRANKLIN UNVL TR 0.2%
Value ($000) $272 Shares 38,700 Est. Cost $6.64 Unrealized
ASC ARDMORE SHIPPING CORP 0.2%
Value ($000) $271 Shares 44,000 Est. Cost $6.75 Unrealized -31.3%
NUVEEN REAL ASSET INM AND GW 0.2%
Value ($000) $271 Shares 16,890 Est. Cost $16.04 Unrealized
BLACKROCK ENHANCED GBL DIV T 0.2%
Value ($000) $269 Shares 25,180 Est. Cost $10.68 Unrealized
IJK ISHARES TR 0.2%
Value ($000) $267 Shares 1,219 Est. Cost $232.92 Unrealized
GPI GROUP 1 AUTOMOTIVE INC 0.2%
Value ($000) $267 Shares 4,129 Est. Cost $62.00 Unrealized -2.0%
KBE SPDR SERIES TRUST 0.2%
Value ($000) $265 Shares 6,342 Est. Cost $46.57 Unrealized
WELLS FARGO INCOME OPPORTUNI 0.2%
Value ($000) $265 Shares 33,690 Est. Cost $7.87 Unrealized
GABELLI HLTHCARE & WELLNESS 0.2%
Value ($000) $260 Shares 24,760 Est. Cost $10.33 Unrealized
INVESCO SR INCOME TR 0.2%
Value ($000) $259 Shares 61,780 Est. Cost $4.28 Unrealized
MORGAN STANLEY EMER MKTS DEB 0.2%
Value ($000) $259 Shares 28,860 Est. Cost $8.97 Unrealized
INVESCO DYNAMIC CR OPP FD 0.2%
Value ($000) $256 Shares 23,550 Est. Cost $11.68 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.2%
Value ($000) $255 Shares 6,231 Est. Cost $37.15 Unrealized
EXP EAGLE MATERIALS INC 0.2%
Value ($000) $253 Shares 3,000 Est. Cost $69.18 Unrealized +0.9%
GLD SPDR GOLD TRUST 0.2%
Value ($000) $251 Shares 2,057 Est. Cost $121.31 Unrealized
BLFS BIOLIFE SOLUTIONS INC 0.2%
Value ($000) $250 Shares 14,000 Est. Cost $9.10 Unrealized +74.7%
UBS AG JERSEY BRH 0.1%
Value ($000) $239 Shares 12,142 Est. Cost $20.75 Unrealized
SOURCE CAP INC 0.1%
Value ($000) $233 Shares 6,470 Est. Cost $36.01 Unrealized
BLACKROCK ENHANCED EQT DIV T 0.1%
Value ($000) $231 Shares 26,970 Est. Cost $8.23 Unrealized
MEXICO FD INC 0.1%
Value ($000) $228 Shares 16,460 Est. Cost $15.74 Unrealized
IWD ISHARES TR 0.1%
Value ($000) $227 Shares 1,836 Est. Cost $111.17 Unrealized
AR ANTERO RES CORP 0.1%
Value ($000) $224 Shares 25,333 Est. Cost $36.38 Unrealized -74.0%
SPY SPDR S&P 500 ETF TR 0.1%
Value ($000) $214 Shares 759 Est. Cost $276.63 Unrealized
MMM 3M CO 0.1%
Value ($000) $208 Shares 1,000 Est. Cost $131.07 Unrealized 0.0%
BLACKROCK ENHANCED INTL DIV 0.1%
Value ($000) $200 Shares 35,950 Est. Cost $5.56 Unrealized
DELAWARE ENHANCED GBL DIV & 0.1%
Value ($000) $199 Shares 20,540 Est. Cost $9.69 Unrealized
TEKLA HEALTHCARE OPPORTUNIT 0.1%
Value ($000) $198 Shares 11,210 Est. Cost $18.73 Unrealized
NXE NEXGEN ENERGY LTD 0.1%
Value ($000) $173 Shares 107,000 Est. Cost $2.25 Unrealized -22.8%
ROYCE MICRO-CAP TR INC 0.1%
Value ($000) $158 Shares 19,000 Est. Cost $9.97 Unrealized
NUVERRA ENVIRONMENTAL SOLUTI 0.1%
Value ($000) $150 Shares 16,841 Est. Cost $13.82 Unrealized
TGLS TECNOGLASS INC 0.1%
Value ($000) $146 Shares 20,000 Est. Cost $7.26 Unrealized 0.0%
BRSL INTERNATIONAL GAME TECHNOLOG 0.1%
Value ($000) $145 Shares 11,188 Est. Cost $9.97 Unrealized 0.0%
CHECKPOINT THERAPEUTICS INC 0.1%
Value ($000) $143 Shares 50,000 Est. Cost $3.22 Unrealized
GABELLI GLB SML & MD CP VAL 0.1%
Value ($000) $142 Shares 12,030 Est. Cost $11.80 Unrealized
ROYCE VALUE TR INC 0.1%
Value ($000) $138 Shares 10,060 Est. Cost $13.72 Unrealized
CREDIT SUISSE ASSET MGMT INC 0.1%
Value ($000) $136 Shares 43,900 Est. Cost $3.10 Unrealized
WELLS FARGO GLOBAL DIVIDEND 0.1%
Value ($000) $129 Shares 24,580 Est. Cost $5.25 Unrealized
BLACKROCK FLOAT RATE OME STR 0.1%
Value ($000) $128 Shares 10,220 Est. Cost $12.52 Unrealized
EATON VANCE SR INCOME TR 0.1%
Value ($000) $126 Shares 20,490 Est. Cost $6.41 Unrealized
AZREF AZURE PWR GLOBAL LTD 0.1%
Value ($000) $126 Shares 11,200 Est. Cost $10.34 Unrealized 0.0%
ROYCE GLOBAL VALUE TR INC 0.1%
Value ($000) $125 Shares 12,430 Est. Cost $10.78 Unrealized
BOULDER GROWTH & INCOME FD I 0.1%
Value ($000) $125 Shares 11,600 Est. Cost $7.58 Unrealized
JAPAN SMALLER CAPTLZTN FD IN 0.1%
Value ($000) $110 Shares 12,500 Est. Cost $8.78 Unrealized
DWSN DAWSON GEOPHYSICAL CO NEW 0.0%
Value ($000) $76 Shares 25,833 Est. Cost $3.67 Unrealized -16.4%
ASHFORD HOSPITALITY TR INC 0.0%
Value ($000) $67 Shares 14,000 Est. Cost $6.43 Unrealized
TEMPLETON GLOBAL INCOME FD 0.0%
Value ($000) $66 Shares 10,400 Est. Cost $6.03 Unrealized
KGC KINROSS GOLD CORP 0.0%
Value ($000) $57 Shares 16,500 Est. Cost $3.99 Unrealized -16.4%