Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 14, 2014
Total Value: $3.726B (76.4% shares, 23.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 2,090,000 | $391M | 10.5% | $187.04 | — | — | Put | 78462F953 |
| — | MICRON TECHNOLOGY INC | 61,866,000 | $154M | 4.1% | $2.49 | $2.20 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | RADIAN GROUP INC | 102,333,000 | $152M | 4.1% | $1.49 | $1.27 | — | NOTE 3.000%11/1 | 750236AK7 |
| — | TIME WARNER CABLE INC | 1,034,535 | $142M | 3.8% | $137.18 | $134.67 | — | COM | 88732J207 |
| — | AT&T INC | 3,554,700 | $125M | 3.3% | $35.07 | — | — | Call | 00206R902 |
| — | PHH CORP | 56,935,000 | $123M | 3.3% | $2.16 | $1.85 | — | NOTE 6.000% 6/1 | 693320AQ6 |
| — | MGIC INVT CORP WIS | 71,565,000 | $102M | 2.7% | $1.43 | $1.23 | — | NOTE 2.000% 4/0 | 552848AE3 |
| VZ | VERIZON COMMUNICATIONS INC | 2,092,433 | $99.54M | 2.7% | $47.57 * | $26.23 | -1.3% | COM | 92343V104 |
| — | DISH NETWORK CORP | 1,558,687 | $96.97M | 2.6% | $62.21 | $45.52 | — | CL A | 25470M109 |
| — | ANADARKO PETE CORP | 1,107,800 | $93.9M | 2.5% | $84.76 | — | — | Call | 032511907 |
| — | BARCLAYS BK PLC | 2,000,000 | $83.1M | 2.2% | $41.55 | — | — | Call | 06742E901 |
| — | BANK OF AMERICA CORPORATION | 4,389,000 | $75.49M | 2.0% | $17.20 | — | — | Put | 060505954 |
| — | MICRON TECHNOLOGY INC | 32,630,000 | $73.02M | 2.0% | $2.24 | $2.24 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | DISH NETWORK CORP | 1,087,700 | $67.67M | 1.8% | $62.21 | — | — | Call | 25470M909 |
| — | CHARTER COMMUNICATIONS INC D | 541,040 | $66.66M | 1.8% | $123.20 | $126.64 | — | CL A NEW | 16117M305 |
| — | DIRECTV | 840,000 | $64.19M | 1.7% | $76.42 | — | — | Call | 25490A909 |
| — | CHESAPEAKE ENERGY CORP | 62,505,000 | $63.27M | 1.7% | $1.01 | $0.99 | — | NOTE 2.500% 5/1 | 165167CA3 |
| TMUS | T-MOBILE US INC | 1,832,489 | $60.53M | 1.6% | $33.03 * | $25.55 | +19.9% | COM | 872590104 |
| — | FOREST LABS INC | 635,000 | $58.59M | 1.6% | $92.27 | — | — | Call | 345838906 |
| — | SPDR GOLD TRUST | 450,000 | $55.63M | 1.5% | $123.61 | — | — | Call | 78463V907 |
| — | POWERSHARES QQQ TRUST | 625,000 | $54.8M | 1.5% | $87.68 | — | — | Put | 73935A954 |
| — | PRICELINE COM INC | 13,640,000 | $53.44M | 1.4% | $3.92 | $2.73 | — | NOTE 1.250% 3/1 | 741503AN6 |
| BAC | BANK OF AMERICA CORPORATION | 2,985,834 | $51.36M | 1.4% | $17.20 * | $11.99 | +10.6% | COM | 060505104 |
| — | COMCAST CORP NEW | 1,000,000 | $50.02M | 1.3% | $50.02 | — | — | Call | 20030N901 |
| — | SELECT SECTOR SPDR TR | 558,000 | $49.7M | 1.3% | $89.06 | — | — | Put | 81369Y956 |
| — | SELECT SECTOR SPDR TR | 558,000 | $49.7M | 1.3% | $89.06 | — | — | Call | 81369Y906 |
| — | TIME WARNER CABLE INC | 350,000 | $48.01M | 1.3% | $137.18 | — | — | Call | 88732J907 |
| — | RITE AID CORP | 16,498,000 | $41.21M | 1.1% | $2.50 | $1.73 | — | NOTE 8.500% 5/1 | 767754BU7 |
| — | MYLAN INC | 822,833 | $40.18M | 1.1% | $48.83 | $48.83 | — | COM | 628530107 |
| — | ISHARES | 350,000 | $39.76M | 1.1% | $113.61 | — | — | Put | 464287955 |
| STZ | CONSTELLATION BRANDS INC | 436,099 | $37.05M | 1.0% | $84.97 * | $44.93 | +51.5% | CL A | 21036P108 |
| — | ACTAVIS PLC | 174,726 | $35.97M | 1.0% | $205.85 | $205.85 | — | SHS | G0083B108 |
| — | ANADARKO PETE CORP | 417,726 | $35.41M | 1.0% | $84.76 | $85.39 | — | COM | 032511107 |
| — | VERIZON COMMUNICATIONS INC | 715,200 | $34.02M | 0.9% | $47.57 | — | — | Call | 92343V904 |
| — | HESS CORP | 399,950 | $33.15M | 0.9% | $82.88 | $70.18 | — | COM | 42809H107 |
| — | L-3 COMMUNICATIONS CORP | 23,735,000 | $31.61M | 0.8% | $1.33 | $1.17 | — | DEBT 3.000% 8/0 | 502413AW7 |
| — | PRICELINE COM INC | 24,916 | $29.7M | 0.8% | $1191.88 | $1162.41 | — | COM NEW | 741503403 |
| — | JUNIPER NETWORKS INC | 1,001,879 | $25.81M | 0.7% | $25.76 | $25.76 | — | COM | 48203R104 |
| — | AMERICAN RLTY CAP PPTYS INC | 1,794,406 | $25.16M | 0.7% | $14.02 | $14.02 | — | COM | 02917T104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 473,627 | $25.03M | 0.7% | $52.84 | $52.84 | — | ADR | 881624209 |
| — | ISHARES | 265,000 | $24.99M | 0.7% | $94.29 | — | — | Put | 464288953 |
| — | MGIC INVT CORP WIS | 20,967,000 | $24.08M | 0.6% | $1.15 | $1.05 | — | NOTE 5.000% 5/0 | 552848AD5 |
| — | CONTINENTAL AIRLS INC | 9,300,000 | $22.18M | 0.6% | $2.39 | $2.37 | — | NOTE 4.500% 1/1 | 210795PU8 |
| — | MARKET VECTORS ETF TR | 856,400 | $20.21M | 0.5% | $23.60 | — | — | Call | 57060U900 |
| — | MARKET VECTORS ETF TR | 856,400 | $20.21M | 0.5% | $23.60 | — | — | Put | 57060U950 |
| — | SCRIPPS NETWORKS INTERACT IN | 266,000 | $20.19M | 0.5% | $75.91 | $83.02 | — | CL A COM | 811065101 |
| — | AMERICAN AIRLS GROUP INC | 520,300 | $19.04M | 0.5% | $36.60 | — | — | Call | 02376R902 |
| — | CHARTER COMMUNICATIONS INC D | 150,000 | $18.48M | 0.5% | $123.20 | — | — | Call | 16117M905 |
| — | COMMONWEALTH REIT | 700,000 | $18.41M | 0.5% | $26.30 | $25.47 | — | COM SH BEN INT | 203233101 |
| — | SPDR SERIES TRUST | 420,000 | $17.33M | 0.5% | $41.26 | — | — | Put | 78464A957 |
| — | CITRIX SYS INC | 290,774 | $16.7M | 0.4% | $57.43 | $57.43 | — | COM | 177376100 |
| — | T-MOBILE US INC | 471,000 | $15.56M | 0.4% | $33.03 | — | — | Call | 872590904 |
| — | INGERSOLL-RAND PLC | 257,379 | $14.73M | 0.4% | $57.24 | $59.35 | — | SHS | G47791101 |
| — | RIVERBED TECHNOLOGY INC | 713,248 | $14.06M | 0.4% | $19.71 | $19.71 | — | COM | 768573107 |
| — | INTERMUNE INC | 409,148 | $13.69M | 0.4% | $33.47 | $25.94 | — | COM | 45884X103 |
| — | NEWCASTLE INVT CORP | 2,822,433 | $13.27M | 0.4% | $4.70 | $5.66 | — | COM | 65105M108 |
| DG | DOLLAR GEN CORP NEW | 238,205 | $13.22M | 0.4% | $55.48 * | $50.61 | 0.0% | COM | 256677105 |
| — | SPRINT CORP | 1,433,788 | $13.18M | 0.4% | $9.19 | $9.16 | — | COM SER 1 | 85207U105 |
| — | ALPHA NATURAL RESOURCES INC | 15,280,000 | $12.9M | 0.3% | $0.84 | $0.84 | — | NOTE 3.750%12/1 | 02076XAE2 |
| NOK | NOKIA CORP | 1,723,025 | $12.65M | 0.3% | $7.34 | $6.90 | — | SPONSORED ADR | 654902204 |
| — | NOKIA CORP | 1,721,400 | $12.63M | 0.3% | $7.34 | — | — | Call | 654902904 |
| — | FOREST LABS INC | 134,011 | $12.37M | 0.3% | $92.27 | $41.75 | — | COM | 345838106 |
| — | MARKET VECTORS ETF TR | 490,000 | $11.56M | 0.3% | $23.60 | $23.60 | — | GOLD MINER ETF | 57060U100 |
| — | ALPHA NATURAL RESOURCES INC | 14,000,000 | $11.53M | 0.3% | $0.82 | $1.08 | — | NOTE 4.875%12/1 | 02076XAF9 |
| — | VERA BRADLEY INC | 46,400 | $11.51M | 0.3% | $248.10 | — | — | Put | 92335C956 |
| — | ALEXION PHARMACEUTICALS INC | 75,000 | $11.41M | 0.3% | $152.13 | $116.16 | — | COM | 015351109 |
| — | HERTZ GLOBAL HOLDINGS INC | 428,175 | $11.41M | 0.3% | $26.64 | $28.39 | — | COM | 42805T105 |
| — | KROGER CO | 250,000 | $10.91M | 0.3% | $43.65 | — | — | Call | 501044901 |
| — | FAMILY DLR STORES INC | 187,709 | $10.89M | 0.3% | $58.01 | $58.01 | — | COM | 307000109 |
| PRGO | PERRIGO CO PLC | 70,300 | $10.87M | 0.3% | $154.67 * | $157.83 | 0.0% | SHS | G97822103 |
| SWK | STANLEY BLACK & DECKER INC | 125,551 | $10.2M | 0.3% | $81.24 * | $59.39 | 0.0% | COM | 854502101 |
| — | VECTOR GROUP LTD | 7,000,000 | $9.555M | 0.3% | $1.36 | $1.36 | — | FRNT 1/1 | 92240MAY4 |
| — | INTERMUNE INC | 265,300 | $8.88M | 0.2% | $33.47 | — | — | Call | 45884X903 |
| — | MICRON TECHNOLOGY INC | 3,500,000 | $8.82M | 0.2% | $2.52 | $1.91 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | TALISMAN ENERGY INC | 802,467 | $8.009M | 0.2% | $9.98 | $10.99 | — | COM | 87425E103 |
| — | LORILLARD INC | 145,000 | $7.842M | 0.2% | $54.08 | $54.08 | — | COM | 544147101 |
| — | COMMONWEALTH REIT | 306,447 | $7.695M | 0.2% | $25.11 | $25.11 | — | 6.50% PFD CUM CO | 203233408 |
| — | MYLAN INC | 150,000 | $7.325M | 0.2% | $48.83 | — | — | Put | 628530957 |
| XPO | XPO LOGISTICS INC | 245,394 | $7.217M | 0.2% | $29.41 * | $9.98 | 0.0% | COM | 983793100 |
| — | REYNOLDS AMERICAN INC | 128,600 | $6.87M | 0.2% | $53.42 | $53.42 | — | COM | 761713106 |
| ABEV | AMBEV SA | 883,810 | $6.549M | 0.2% | $7.41 | $7.35 | — | SPONSORED ADR | 02319V103 |
| MBI | MBIA INC | 465,457 | $6.512M | 0.2% | $13.99 * | $5.48 | +1.5% | COM | 55262C100 |
| — | EQUINIX INC | 33,757 | $6.24M | 0.2% | $184.85 | $177.46 | — | COM NEW | 29444U502 |
| — | SPDR S&P MIDCAP 400 ETF TR | 25,000 | $6.203M | 0.2% | $248.12 | — | — | Put | 78467Y957 |
| — | OREXIGEN THERAPEUTICS INC | 947,355 | $6.158M | 0.2% | $6.50 | $5.75 | — | COM | 686164104 |
| — | BEAM INC | 73,352 | $6.11M | 0.2% | $83.30 | $83.30 | — | COM | 073730103 |
| CWGL | CRIMSON WINE GROUP LTD | 678,723 | $6.007M | 0.2% | $8.85 * | $8.36 | 0.0% | COM | 22662X100 |
| — | ENVISION HEALTHCARE HLDGS IN | 173,600 | $5.873M | 0.2% | $33.83 | $33.83 | — | COM | 29413U103 |
| — | AVAGO TECHNOLOGIES LTD | 91,020 | $5.863M | 0.2% | $64.41 | $52.89 | — | SHS | Y0486S104 |
| — | WHITEWAVE FOODS CO | 201,900 | $5.762M | 0.2% | $28.54 | $24.75 | — | COM CL A | 966244105 |
| — | GENERAL MTRS CO | 166,000 | $5.672M | 0.2% | $34.17 | — | — | Call | 37045V900 |
| — | POTASH CORP SASK INC | 153,449 | $5.558M | 0.1% | $36.22 | $31.66 | — | COM | 73755L107 |
| A | AGILENT TECHNOLOGIES INC | 98,600 | $5.514M | 0.1% | $55.92 * | $36.73 | +1.6% | COM | 00846U101 |
| — | DENTSPLY INTL INC NEW | 118,900 | $5.474M | 0.1% | $46.04 | — | — | Put | 249030957 |
| — | JUNIPER NETWORKS INC | 200,000 | $5.152M | 0.1% | $25.76 | — | — | Put | 48203R954 |
| — | LEVY ACQUISITION CORP | 525,000 | $5.066M | 0.1% | $9.65 | $9.65 | — | COM | 52748T104 |
| — | NATIONAL OILWELL VARCO INC | 64,382 | $5.013M | 0.1% | $77.86 | $77.86 | — | COM | 637071101 |
| — | TEAM HEALTH HOLDINGS INC | 110,100 | $4.927M | 0.1% | $44.75 | $44.82 | — | COM | 87817A107 |
| VOD | VODAFONE GROUP PLC NEW | 133,848 | $4.927M | 0.1% | $36.81 | $36.81 | — | SPNSR ADR NO PAR | 92857W308 |
| — | CAPITOL ACQUISITION CORP II | 500,000 | $4.925M | 0.1% | $9.85 | $9.69 | — | COM | 14056V105 |
| — | COCA COLA ENTERPRISES INC NE | 103,000 | $4.919M | 0.1% | $47.76 | $45.98 | — | COM | 19122T109 |
| — | DIEBOLD INC | 118,500 | $4.727M | 0.1% | $39.89 | — | — | Put | 253651953 |
| — | RUCKUS WIRELESS INC | 367,285 | $4.466M | 0.1% | $12.16 | $14.74 | — | COM | 781220108 |
| ULTA | ULTA SALON COSMETCS & FRAG I | 44,804 | $4.367M | 0.1% | $97.47 * | $90.08 | 0.0% | COM | 90384S303 |
| — | ANADARKO PETE CORP | 50,000 | $4.238M | 0.1% | $84.76 | — | — | Put | 032511957 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.048M | 0.1% | $10.12 | $10.05 | — | COM | 37953N108 |
| — | SILVER EAGLE ACQUISITION COR | 400,000 | $3.892M | 0.1% | $9.73 | $9.65 | — | COM | 827694100 |
| — | ROI ACQUISITION CORP II | 400,000 | $3.8M | 0.1% | $9.50 | $9.50 | — | COM | 74966G101 |
| — | A H BELO CORP | 322,314 | $3.732M | 0.1% | $11.58 | $7.92 | — | COM CL A | 001282102 |
| — | WEIGHT WATCHERS INTL INC NEW | 180,000 | $3.697M | 0.1% | $20.54 | — | — | Put | 948626956 |
| — | SINA CORP | 59,795 | $3.612M | 0.1% | $60.41 | $60.41 | — | ORD | G81477104 |
| VLO | VALERO ENERGY CORP NEW | 67,000 | $3.558M | 0.1% | $53.10 * | $30.44 | +7.8% | COM | 91913Y100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 171,120 | $3.426M | 0.1% | $20.02 | $16.96 | — | SPONSORED ADR | 874039100 |
| VNDA | VANDA PHARMACEUTICALS INC | 206,909 | $3.362M | 0.1% | $16.25 * | $14.22 | 0.0% | COM | 921659108 |
| AAL | AMERICAN AIRLS GROUP INC | 90,345 | $3.307M | 0.1% | $36.60 * | $21.78 | +47.4% | COM | 02376R102 |
| — | COWEN GROUP INC NEW | 748,600 | $3.301M | 0.1% | $4.41 | $4.41 | — | CL A | 223622101 |
| — | HILLENBRAND INC | 100,000 | $3.233M | 0.1% | $32.33 | — | — | Put | 431571958 |
| — | ISHARES | 120,000 | $3.185M | 0.1% | $26.54 | — | — | Put | 464286953 |
| — | VALEANT PHARMACEUTICALS INTL | 22,000 | $2.9M | 0.1% | $131.82 | $131.82 | — | COM | 91911K102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 23,500 | $2.826M | 0.1% | $120.26 * | $107.64 | +6.3% | COM | 883556102 |
| — | SEMGROUP CORP | 42,000 | $2.759M | 0.1% | $65.69 | $63.56 | — | CL A | 81663A105 |
| — | GLEACHER & CO INC | 242,178 | $2.758M | 0.1% | $11.39 | $13.29 | — | COM NEW | 377341201 |
| — | BANK OF AMERICA CORPORATION | 150,000 | $2.58M | 0.1% | $17.20 | — | — | Call | 060505904 |
| FDP | FRESH DEL MONTE PRODUCE INC | 86,075 | $2.373M | 0.1% | $27.57 * | $22.35 | -3.4% | ORD | G36738105 |
| — | RESTORATION HARDWARE HLDGS I | 30,000 | $2.208M | 0.1% | $73.60 | $73.60 | — | COM | 761283100 |
| — | CENVEO INC | 725,390 | $2.205M | 0.1% | $3.04 | $3.17 | — | COM | 15670S105 |
| — | ALLERGAN INC | 17,000 | $2.11M | 0.1% | $124.12 | $124.12 | — | COM | 018490102 |
| — | SK TELECOM LTD | 93,305 | $2.1M | 0.1% | $22.51 | $22.51 | — | SPONSORED ADR | 78440P108 |
| — | ZALE CORP NEW | 100,000 | $2.091M | 0.1% | $20.91 | $20.91 | — | COM | 988858106 |
| — | DENTSPLY INTL INC NEW | 44,671 | $2.057M | 0.1% | $46.05 | $46.05 | — | COM | 249030107 |
| TM | TOYOTA MOTOR CORP | 17,064 | $1.927M | 0.1% | $112.93 | $112.93 | — | SP ADR REP2COM | 892331307 |
| NWSA | NEWS CORP NEW | 100,000 | $1.722M | 0.0% | $17.22 * | $14.03 | +8.3% | CL A | 65249B109 |
| MPC | MARATHON PETE CORP | 19,000 | $1.654M | 0.0% | $87.05 * | $28.88 | +6.4% | COM | 56585A102 |
| MCK | MCKESSON CORP | 9,000 | $1.589M | 0.0% | $176.56 * | $160.13 | 0.0% | COM | 58155Q103 |
| — | JONES GROUP INC | 100,100 | $1.498M | 0.0% | $14.97 | — | — | Put | 48020T951 |
| KR | KROGER CO | 31,895 | $1.392M | 0.0% | $43.64 * | $15.90 | 0.0% | COM | 501044101 |
| — | CHINA PETE & CHEM CORP | 15,000 | $1.343M | 0.0% | $89.53 | $89.53 | — | SPON ADR H SHS | 16941R108 |
| ALLE | ALLEGION PLC | 25,000 | $1.304M | 0.0% | $52.16 * | $44.33 | 0.0% | COM | G0176J109 |
| — | RADIOSHACK CORP | 601,207 | $1.275M | 0.0% | $2.12 | $2.12 | — | COM | 750438103 |
| — | LORAL SPACE & COMMUNICATNS I | 17,500 | $1.238M | 0.0% | $70.74 | — | — | Put | 543881956 |
| — | LORAL SPACE & COMMUNICATNS I | 17,469 | $1.236M | 0.0% | $70.75 | $70.75 | — | COM | 543881106 |
| — | DRAGONWAVE INC | 841,184 | $1.178M | 0.0% | $1.40 | $1.98 | — | COM | 26144M103 |
| — | CUBIST PHARMACEUTICALS INC | 1,617,600 | $1.051M | 0.0% | $0.65 | $1.28 | — | RIGHT 99/99/9999 | 229678123 |
| — | SONY CORP | 50,000 | $956K | 0.0% | $19.12 | — | — | Call | 835699907 |
| EG | EVEREST RE GROUP LTD | 5,880 | $900K | 0.0% | $153.06 * | $100.25 | +14.7% | COM | G3223R108 |
| — | PARTNERRE LTD | 8,097 | $838K | 0.0% | $103.50 | $90.78 | — | COM | G6852T105 |
| NWS | NEWS CORP NEW | 50,000 | $835K | 0.0% | $16.70 * | $14.24 | +5.2% | CL B | 65249B208 |
| ACGL | ARCH CAP GROUP LTD | 14,307 | $823K | 0.0% | $57.52 * | $16.62 | +6.1% | ORD | G0450A105 |
| MRCY | MERCURY SYS INC | 59,714 | $789K | 0.0% | $13.21 * | $11.36 | 0.0% | COM | 589378108 |
| — | CNOOC LTD | 5,190 | $788K | 0.0% | $151.83 | $179.17 | — | SPONSORED ADR | 126132109 |
| — | EON COMMUNICATIONS CORP | 151,000 | $764K | 0.0% | $5.06 | $2.24 | — | COM NEW | 268763208 |
| ALL | ALLSTATE CORP | 12,604 | $713K | 0.0% | $56.57 * | $37.29 | +11.4% | COM | 020002101 |
| AXS | AXIS CAPITAL HOLDINGS LTD | 15,529 | $712K | 0.0% | $45.85 * | $31.41 | +3.5% | SHS | G0692U109 |
| — | HILLENBRAND INC | 21,000 | $679K | 0.0% | $32.33 | $32.33 | — | COM | 431571108 |
| RNR | RENAISSANCERE HOLDINGS LTD | 6,792 | $663K | 0.0% | $97.61 * | $88.50 | +5.8% | COM | G7496G103 |
| — | VALIDUS HOLDINGS LTD | 16,267 | $613K | 0.0% | $37.68 | $36.24 | — | COM SHS | G9319H102 |
| — | FIRST MARBLEHEAD CORP | 100,000 | $604K | 0.0% | $6.04 | $6.51 | — | COM NEW | 320771207 |
| — | CESCA THERAPEUTICS INC | 350,000 | $595K | 0.0% | $1.70 | $1.70 | — | COM | 157131103 |
| — | CEL SCI CORP | 1,399,600 | $595K | 0.0% | $0.43 | $0.43 | — | *W EXP 10/11/201 | 150837177 |
| TRV | TRAVELERS COMPANIES INC | 6,959 | $592K | 0.0% | $85.07 * | $63.36 | +2.0% | COM | 89417E109 |
| — | DIEBOLD INC | 14,500 | $578K | 0.0% | $39.86 | $39.86 | — | COM | 253651103 |
| — | CHUBB CORP | 5,688 | $508K | 0.0% | $89.31 | $85.31 | — | COM | 171232101 |
| — | SINA CORP | 8,000 | $483K | 0.0% | $60.38 | — | — | Call | G81477904 |
| — | WPCS INTL INC | 302,800 | $469K | 0.0% | $1.55 | $2.55 | — | COM PAR $.0001 | 92931L302 |
| — | VERSO PAPER CORP | 100,000 | $289K | 0.0% | $2.89 | $2.89 | — | COM | 92531L108 |
| — | CAN-FITE BIOPHARMA LTD | 48,544 | $249K | 0.0% | $5.13 | $5.13 | — | SPONSORED ADR | 13471N102 |
| LNC | LINCOLN NATL CORP IND | 4,524 | $229K | 0.0% | $50.62 * | $33.47 | 0.0% | COM | 534187109 |
| BHP | BHP BILLITON LTD | 3,223 | $218K | 0.0% | $67.64 | $67.64 | — | SPONSORED ADR | 088606108 |
| — | RENESOLA LTD | 60,000 | $193K | 0.0% | $3.22 | — | — | Call | 75971T903 |
| — | ROI ACQUISITION CORP II | 329,500 | $115K | 0.0% | $0.35 | $0.49 | — | *W EXP 09/17/201 | 74966G119 |
| — | SANOFI | 329,400 | $105K | 0.0% | $0.32 | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | PRIMERO MNG CORP | 10,000 | $78,000 | 0.0% | $7.80 | $7.80 | — | COM | 74164W106 |
| — | CHANTICLEER HLDGS INC | 10,000 | $38,000 | 0.0% | $3.80 | $4.42 | — | COM PAR $.0001 N | 15930P404 |