Location: New York, NY
CIK: 0001513193 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 25, 2013
Total Value: $417M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GEF/B | GREIF INC | 845,459 | $45.02M | 10.8% | $53.25 * | $29.17 | +0.2% | COM | 397624206 |
| — | CAPITAL SR LIVING CORP | 1,585,137 | $33.53M | 8.0% | $21.15 | $23.72 | — | COM | 140475104 |
| AGO | ASSURED GUARANTY LTD | 1,130,169 | $21.19M | 5.1% | $18.75 * | $17.51 | -2.5% | COM | G0585R106 |
| — | LIBERTY VENTURES CMN SERIES CLASS A | 235,200 | $20.74M | 5.0% | $88.17 | $85.01 | — | COM | 53071M880 |
| — | FOREST CITY ENTERPRISES INC | 957,208 | $18.13M | 4.3% | $18.94 | $18.00 | — | COM | 345550107 |
| — | XEROX CORP | 1,609,300 | $16.56M | 4.0% | $10.29 | $9.07 | — | COM | 984121103 |
| OSG | AMBAC FINL GROUP INC | 801,298 | $14.54M | 3.5% | $18.14 * | $23.89 | -4.6% | COM | 023139884 |
| — | LIBERTY MEDIA HLDG CORP CMN SERIES A INTERACTIVE | 588,700 | $13.82M | 3.3% | $23.47 | $23.01 | — | COM | 53071M104 |
| — | SEAGATE TECHNOLOGY PLC | 610,000 | $12.28M | 2.9% | $20.13 | $44.85 | — | Call | G7945M107 |
| — | IPATH S&P 500 VIX SHORT-TERM FUTUR | 675,500 | $11.97M | 2.9% | $17.72 | — | — | Put | 00674E711 |
| — | NATIONAL WESTN LIFE INS CO | 58,363 | $11.78M | 2.8% | $201.77 | $189.85 | — | COM | 638522102 |
| — | COWEN GROUP INC NEW | 3,290,375 | $11.32M | 2.7% | $3.44 | $2.89 | — | COM | 223622101 |
| DVN | DEVON ENERGY CORP NEW | 803,200 | $10.07M | 2.4% | $12.53 | — | — | Call | 25179M103 |
| — | TEXAS PAC LD TR | 114,598 | $9.687M | 2.3% | $84.53 | $84.44 | — | COM | 882610108 |
| WDC | WESTERN DIGITAL CORP | 290,000 | $9.359M | 2.2% | $32.27 | — | — | Call | 958102105 |
| — | GROUPON INC | 1,334,400 | $8.273M | 2.0% | $6.20 | — | — | Put | 399473107 |
| — | MTR GAMING GROUP INC | 1,698,220 | $7.999M | 1.9% | $4.71 | $3.35 | — | COM | 553769100 |
| — | XEROX CORP | 1,941,300 | $7.823M | 1.9% | $4.03 | $9.07 | — | Call | 984121103 |
| NFBK | NORTHFIELD BANCORP INC DEL | 600,140 | $7.286M | 1.7% | $12.14 * | $7.68 | +5.5% | COM | 66611T108 |
| COF | CAPITAL ONE FINL CORP | 94,955 | $6.527M | 1.6% | $68.74 * | $47.00 | +17.4% | COM | 14040H105 |
| — | BLACKSTONE GROUP L P | 400,000 | $6.302M | 1.5% | $15.76 | — | — | Call | 09253U108 |
| GS | GOLDMAN SACHS GROUP INC | 245,800 | $6.258M | 1.5% | $25.46 | — | — | Call | 38141G104 |
| — | EQUINIX INC | 120,000 | $5.943M | 1.4% | $49.52 | — | — | Call | 29444U502 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 698,960 | $5.731M | 1.4% | $8.20 | $7.46 | — | COM | 18451C109 |
| SEE | SEALED AIR CORP | 188,080 | $5.114M | 1.2% | $27.19 * | $18.75 | +23.3% | COM | 81211K100 |
| — | EXPRESS SCRIPTS HLDG CO | 300,000 | $5.055M | 1.2% | $16.85 | $61.80 | — | Call | 30219G108 |
| — | WPX ENERGY INC | 260,000 | $5.009M | 1.2% | $19.27 | $18.94 | — | COM | 98212B103 |
| — | WARREN RES INC | 1,613,026 | $4.694M | 1.1% | $2.91 | $2.55 | — | COM | 93564A100 |
| WU | WESTERN UN CO | 500,000 | $4.525M | 1.1% | $9.05 | — | — | Call | 959802109 |
| LEN/B | LENNAR CORP | 154,520 | $4.427M | 1.1% | $28.65 * | $23.87 | -1.3% | COM | 526057302 |
| — | PHOENIX COS INC NEW | 107,904 | $4.173M | 1.0% | $38.67 | $43.00 | — | COM | 71902E604 |
| UPS | UNITED PARCEL SERVICE INC | 150,000 | $3.664M | 0.9% | $24.43 | — | — | Call | 911312106 |
| SURE | ADVSHRS TRIMTAB FLOAT SHRINK | 80,000 | $3.509M | 0.8% | $43.86 | $41.19 | — | COM | 00768Y818 |
| — | PROSHARES TR II | 76,400 | $3.319M | 0.8% | $43.44 | — | — | Call | 74347W627 |
| — | IRON MTN INC | 391,300 | $3.072M | 0.7% | $7.85 | — | — | Call | 462846106 |
| COF | CAPITAL ONE FINL CORP | 100,000 | $2.878M | 0.7% | $28.78 * | $47.00 | +17.4% | Call | 14040H105 |
| AMKR | AMKOR TECHNOLOGY INC | 647,711 | $2.775M | 0.7% | $4.28 * | $3.95 | +1.3% | COM | 031652100 |
| — | INGERSOLL-RAND PLC | 100,000 | $2.545M | 0.6% | $25.45 | — | — | Call | G47791101 |
| MU | MICRON TECHNOLOGY INC | 300,000 | $2.453M | 0.6% | $8.18 | — | — | Call | 595112103 |
| C | CITIGROUP INC | 200,000 | $2.235M | 0.5% | $11.18 | — | — | Call | 172967424 |
| — | LAKE SHORE BANCORP INC | 191,692 | $2.189M | 0.5% | $11.42 | $11.70 | — | COM | 510700107 |
| — | INTERVEST BANCSHARES CORP | 266,582 | $2.114M | 0.5% | $7.93 | $6.99 | — | COM | 460927106 |
| — | MAGNETEK INC | 102,300 | $1.812M | 0.4% | $17.71 | $18.03 | — | COM | 559424403 |
| LMNR | LIMONEIRA CO | 63,669 | $1.635M | 0.4% | $25.68 * | $16.13 | +16.0% | COM | 532746104 |
| — | CHARTER FINL CORP MD | 150,124 | $1.621M | 0.4% | $10.80 | $10.08 | — | COM | 16122W108 |
| — | CURRENCYSHARES AUSTRALIAN DL | 145,900 | $1.619M | 0.4% | $11.10 | — | — | Put | 23129U101 |
| — | APACHE CORP | 60,000 | $1.479M | 0.4% | $24.65 | $85.10 | — | Call | 037411105 |
| — | HESS CORP | 50,000 | $1.425M | 0.3% | $28.50 | — | — | Call | 42809H107 |
| — | THE ADT CORPORATION | 100,000 | $1.423M | 0.3% | $14.23 | — | — | Call | 00101J106 |
| AGO | ASSURED GUARANTY LTD | 200,000 | $1.38M | 0.3% | $6.90 * | $17.51 | -2.5% | Call | G0585R106 |
| — | LEVEL 3 COMMUNICATIONS INC | 50,000 | $1.335M | 0.3% | $26.70 | $21.08 | — | COM | 52729N308 |
| OPY | OPPENHEIMER HLDGS INC | 69,105 | $1.228M | 0.3% | $17.77 | $18.60 | -4.5% | COM | 683797104 |
| — | CLIFFS NAT RES INC | 205,000 | $1.169M | 0.3% | $5.70 | — | — | Put | 18683K101 |
| — | ROSETTA RESOURCES INC | 18,000 | $980K | 0.2% | $54.44 | $42.50 | — | COM | 777779307 |
| NEM | NEWMONT MINING CORP | 361,500 | $952K | 0.2% | $2.63 | — | — | Call | 651639106 |
| — | APACHE CORP COM | 10,000 | $851K | 0.2% | $85.10 | $85.10 | — | COM | 037411105 |
| XOM | EXXON MOBIL CORP | 60,000 | $829K | 0.2% | $13.82 | — | — | Call | 30231G102 |
| — | APOLLO GLOBAL MANAGEMENT - A | 25,000 | $707K | 0.2% | $28.28 | $24.12 | — | COM | 037612306 |
| — | LORAL SPACE & COMMUNICATNS I | 10,231 | $692K | 0.2% | $67.64 | $61.45 | — | COM | 543881106 |
| MSFT | MICROSOFT CORP | 19,500 | $649K | 0.2% | $33.28 * | $26.70 | +2.6% | COM | 594918104 |
| — | EXPRESS SCRIPTS HLDG CO COM | 10,000 | $618K | 0.1% | $61.80 | $61.80 | — | COM | 30219G108 |
| — | ING U S INC COM | 20,000 | $584K | 0.1% | $29.20 | $27.06 | — | COM | 45685E106 |
| — | ASB BANCORP INC N C | 31,900 | $546K | 0.1% | $17.12 | $16.39 | — | COM | 00213T109 |
| APD | AIR PROD & CHEM INC COM | 5,000 | $533K | 0.1% | $106.60 * | $70.09 | +4.4% | COM | 009158106 |
| IBCP | INDEPENDENT BANK CORP MICH | 51,000 | $510K | 0.1% | $10.00 * | $5.76 | 0.0% | COM | 453838609 |
| — | LEAPFROG ENTERPRISES INC | 100,000 | $470K | 0.1% | $4.70 | — | — | Call | 52186N106 |
| — | ARMOUR RESIDENTIAL REIT INC | 100,000 | $420K | 0.1% | $4.20 | $4.46 | — | COM | 042315101 |
| SALM | SALEM COMMUNICATIONS -CL A | 46,099 | $382K | 0.1% | $8.29 * | $8.12 | -1.8% | COM | 794093104 |
| — | AMBAC FINL GROUP WTS | 29,200 | $352K | 0.1% | $12.05 | — | — | Call | 023139116 |
| — | WRIGHT MED GROUP INC | 987,413 | $351K | 0.1% | $0.36 | $0.36 | — | COM | 98235T115 |
| — | HOPFED BANCORP INC | 30,748 | $344K | 0.1% | $11.19 | $10.80 | — | COM | 439734104 |
| OFED | OCONEE FED FINL CORP | 20,277 | $335K | 0.1% | $16.52 | $15.36 | +7.1% | COM | 675607105 |
| — | PSB HLDGS INC | 52,585 | $329K | 0.1% | $6.26 | $5.48 | — | COM | 69360W108 |
| PEBK | PEOPLES BANCORP N C INC | 25,794 | $319K | 0.1% | $12.37 * | $10.91 | +9.3% | COM | 710577107 |
| — | FERRO CORP | 33,892 | $309K | 0.1% | $9.12 | $6.96 | — | COM | 315405100 |
| UBOH | UNITED BANCSHARES INC OHIO | 23,710 | $302K | 0.1% | $12.74 | $12.10 | — | COM | 909458101 |
| — | EASTERN VA BANKSHARES INC | 48,200 | $294K | 0.1% | $6.10 | $5.00 | — | COM | 277196101 |
| — | ANNALY CAPITAL MANAGEMENT IN | 25,000 | $290K | 0.1% | $11.60 | $12.57 | — | COM | 035710409 |
| — | FOREST CITY ENTERPRISES-CL B | 15,300 | $290K | 0.1% | $18.95 | $18.10 | — | COM | 345550305 |
| — | MDC PARTNERS INC-A | 10,000 | $280K | 0.1% | $28.00 | $18.00 | — | COM | 552697104 |
| — | WOLVERINE BANCORP INC | 13,318 | $264K | 0.1% | $19.82 | $18.62 | — | COM | 977880103 |
| AER | AERCAP HOLDINGS NV | 10,000 | $195K | 0.0% | $19.50 * | $16.06 | +11.5% | COM | N00985106 |
| — | AMERIANA BANCORP | 15,167 | $195K | 0.0% | $12.86 | $10.48 | — | COM | 023613102 |
| KFFB | KENTUCKY FIRST FED BANCORP | 23,184 | $190K | 0.0% | $8.20 * | $4.63 | +3.0% | COM | 491292108 |
| — | LUXFER HLDGS PLC | 10,000 | $160K | 0.0% | $16.00 | $16.00 | — | COM | 550678106 |
| — | LAPORTE BANCORP INC MD | 15,052 | $157K | 0.0% | $10.43 | $10.10 | — | COM | 516651106 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 10,000 | $153K | 0.0% | $15.30 | $15.90 | — | COM | 03762U105 |
| — | PREMIER FINL BANCORP INC | 12,314 | $142K | 0.0% | $11.53 | $12.02 | — | COM | 74050M105 |
| GROW | U.S. GLOBAL INVESTORS INC-A | 40,969 | $117K | 0.0% | $2.86 | $2.79 | +1.3% | COM | 902952100 |
| — | ELDORADO GOLD CORP | 15,300 | $103K | 0.0% | $6.73 | $6.21 | — | COM | 284902103 |
| — | DEX MEDIA INC | 12,206 | $99,000 | 0.0% | $8.11 | $17.53 | — | COM | 25213A107 |
| — | DOUBLE EAGLE PETROLEUM CO | 19,908 | $60,000 | 0.0% | $3.01 | $3.97 | — | COM | 258570209 |
| — | COSI INC | 23,544 | $55,000 | 0.0% | $2.34 | $2.21 | — | COM | 22122P200 |
| — | ZAZA ENERGY CORP | 34,300 | $39,000 | 0.0% | $1.14 | $1.20 | — | COM | 98919T100 |
| CRM | SALESFORCE COM INC | 140,000 | $27,000 | 0.0% | $0.19 | — | — | Put | 79466L302 |
| — | MAGELLAN PETROLEUM CORP | 20,000 | $20,000 | 0.0% | $1.00 | $1.05 | — | COM | 559091301 |
| — | TAL INTL GROUP INC | 10,000 | $7,000 | 0.0% | $0.70 | — | — | Put | 874083108 |