Location: Wheaton, IL
CIK: 0001599584 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value: $394M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR TR S&P 500 ETF TR | 897,697 | $168M | 42.6% | $187.01 | $176.99 | +5.7% | S&P 500 ETF TR | 78462F103 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 391,823 | $16.19M | 4.1% | $41.32 | $41.14 | — | BARCLAYS HIGH YIELD BOND ETF | 78464A417 |
| XLB | SELECT SECTOR SPDR TRUST MATERIALS SELECT SEC INDEX | 278,682 | $13.18M | 3.3% | $47.28 * | $22.94 | +3.0% | MATERIALS SELECT SEC INDEX | 81369Y100 |
| IEV | ISHARES EUROPE ETF | 256,903 | $12.4M | 3.1% | $48.28 | $46.10 | +4.7% | EUROPE ETF | 464287861 |
| LQD | ISHARES IBOXX $ INVMNT GRD CORP BD ETF | 102,242 | $11.96M | 3.0% | $116.94 | $115.93 | +0.9% | IBOXX $ INVMNT GRD CORP BD ETF | 464287242 |
| XLV | SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX | 198,236 | $11.6M | 2.9% | $58.49 | $54.83 | +6.7% | HEALTH CARE SELECT INDEX | 81369Y209 |
| XLI | SELECT SECTOR SPDR TRUST INDUSTRIAL SELECT INDEX | 218,404 | $11.43M | 2.9% | $52.33 | $49.89 | +4.9% | INDUSTRIAL SELECT INDEX | 81369Y704 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT INDEX | 312,863 | $11.37M | 2.9% | $36.35 * | $17.25 | +5.4% | TECHNOLOGY SELECT INDEX | 81369Y803 |
| IHI | ISHARES US MEDICAL DEVICES ETF | 112,470 | $11.11M | 2.8% | $98.81 * | $15.28 | +7.8% | US MEDICAL DEVICES ETF | 464288810 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 71,332 | $11.04M | 2.8% | $154.76 * | $36.72 | +5.4% | RUSSELL MID-CAP ETF | 464287499 |
| — | POWERSHARES QQQ | 117,029 | $10.26M | 2.6% | $87.67 | $87.86 | — | QQQ | 73935A104 |
| XLU | SELECT SECTOR SPDR TRUST UTILITIES SELECT INDEX | 234,835 | $9.736M | 2.5% | $41.46 * | $19.69 | +5.3% | UTILITIES SELECT INDEX | 81369Y886 |
| VNQ | VANGUARD REIT ETF INDEX | 130,951 | $9.248M | 2.3% | $70.62 | $68.46 | +3.2% | REIT ETF INDEX | 922908553 |
| EWK | ISHARES MSCI BELGIUM CAPPED ETF | 514,515 | $8.932M | 2.3% | $17.36 | $16.57 | +4.8% | MSCI BELGIUM CAPPED ETF | 464286301 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 50,994 | $4.97M | 1.3% | $97.46 | $91.98 | +6.0% | TOTAL STOCK MARKET ETF | 922908769 |
| BND | VANGUARD TOTAL BOND MARKET ETF | 52,373 | $4.252M | 1.1% | $81.19 | $80.77 | +0.5% | TOTAL BOND MARKET ETF | 921937835 |
| — | POWERSHARES SENIOR LOAN PORTFOLIO | 138,272 | $3.431M | 0.9% | $24.81 | $24.88 | — | SENIOR LOAN PORTFOLIO | 73936Q769 |
| — | ISHARES MORTGAGE REAL EST CAPPED ETF | 273,206 | $3.35M | 0.8% | $12.26 | $11.52 | — | MORTGAGE REAL EST CAPPED ETF | 464288539 |
| XOM | EXXON MOBIL CORPORATION COM | 28,795 | $2.813M | 0.7% | $97.69 * | $56.36 | +5.9% | COM | 30231G102 |
| XLF | SELECT SECTOR SPDR TRUST FINANCIAL SELECT SECTOR FUND | 103,316 | $2.308M | 0.6% | $22.34 * | $17.49 | +3.8% | FINANCIAL SELECT SECTOR FUND | 81369Y605 |
| WMT | WAL-MART STORES COM | 29,823 | $2.279M | 0.6% | $76.42 * | $20.35 | -0.3% | COM | 931142103 |
| — | POWERSHARES CEF INCOME COMPOSITE PORT | 89,806 | $2.222M | 0.6% | $24.74 | $24.34 | — | CEF INCOME COMPOSITE PORT | 73936Q843 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 48,222 | $1.99M | 0.5% | $41.27 | $40.56 | +1.8% | FTSE DEVELOPED MARKETS ETF | 921943858 |
| IYE | ISHARES US ENERGY ETF | 35,681 | $1.819M | 0.5% | $50.98 | $49.13 | +3.8% | US ENERGY ETF | 464287796 |
| CAT | CATERPILLAR INC COM | 18,226 | $1.811M | 0.5% | $99.36 * | $62.67 | +17.3% | COM | 149123101 |
| IYW | ISHARES US TECHNOLOGY ETF | 19,472 | $1.773M | 0.4% | $91.05 * | $22.05 | +3.3% | US TECHNOLOGY ETF | 464287721 |
| IYH | ISHARES US HEALTHCARE ETF | 14,175 | $1.744M | 0.4% | $123.03 * | $23.98 | +2.6% | US HEALTHCARE ETF | 464287762 |
| STPZ | PIMCO 1-5 YR US TIPS INDEX ETF | 30,369 | $1.608M | 0.4% | $52.95 | $53.08 | -0.3% | 1-5 YR US TIPS INDEX ETF | 72201R205 |
| T | AT&T INC COM | 43,516 | $1.526M | 0.4% | $35.07 * | $11.15 | +2.8% | COM | 00206R102 |
| BOND | PIMCO TOTAL RETURN ETF | 12,558 | $1.339M | 0.3% | $106.63 | $105.92 | +0.7% | TOTAL RETURN ETF | 72201R775 |
| DWX | SPDR INTL DIV ETF | 25,690 | $1.248M | 0.3% | $48.58 | $47.22 | +2.9% | INTL DIV ETF | 78463X772 |
| — | GENERAL ELECTRIC CO COM | 47,307 | $1.225M | 0.3% | $25.89 | $27.90 | — | COM | 369604103 |
| SO | SOUTHERN CO COM | 27,418 | $1.205M | 0.3% | $43.95 * | $24.66 | +7.8% | COM | 842587107 |
| JNJ | JOHNSON & JOHNSON COM | 12,085 | $1.187M | 0.3% | $98.22 * | $65.75 | +7.8% | COM | 478160104 |
| AAPL | APPLE INC COM | 2,151 | $1.155M | 0.3% | $536.96 * | $16.37 | +2.3% | COM | 037833100 |
| — | FIRST TRUST ISE REVERE NATURAL GAS | 55,625 | $1.151M | 0.3% | $20.69 | $19.49 | — | ISE REVERE NATURAL GAS | 33734J102 |
| ELD | WISDOMTREE TRUST EMRG MKTS DEBT TR ELD | 21,180 | $972K | 0.2% | $45.89 | $46.92 | -2.2% | EMRG MKTS DEBT TR ELD | 97717X867 |
| VWO | VANGUARD EMERGING MARKETS ETF | 23,663 | $960K | 0.2% | $40.57 | $41.19 | -1.5% | EMERGING MARKETS ETF | 922042858 |
| XLE | SELECT SECTOR SPDR TRUST ENERGY SELECT INDEX | 10,553 | $940K | 0.2% | $89.07 * | $43.06 | +3.4% | ENERGY SELECT INDEX | 81369Y506 |
| ISHG | ISHARES 3 YEAR INTL TREASURY BND ETF | 9,702 | $930K | 0.2% | $95.86 | $95.18 | +0.7% | 3 YEAR INTL TREASURY BND ETF | 464288125 |
| SLV | ISHARES SILVER TRUST | 42,469 | $809K | 0.2% | $19.05 | $20.06 | -5.1% | SILVER TRUST | 46428Q109 |
| CASS | CASS INFORMATION SYSTEMS COM | 15,303 | $789K | 0.2% | $51.56 * | $34.20 | -12.1% | COM | 14808P109 |
| — | MARKET VECTORS WIDE MOAT ETF | 26,504 | $777K | 0.2% | $29.32 | $28.85 | — | WIDE MOAT ETF | 57060U134 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B | 6,132 | $766K | 0.2% | $124.92 | $115.77 | +7.9% | CL B | 084670702 |
| PFE | PFIZER INC COM | 23,146 | $743K | 0.2% | $32.10 * | $17.99 | +3.8% | COM | 717081103 |
| OXY | OCCIDENTAL PETROLEUM CORP COM | 7,638 | $728K | 0.2% | $95.31 * | $62.47 | +2.7% | COM | 674599105 |
| CVX | CHEVRON CORP COM | 5,711 | $679K | 0.2% | $118.89 * | $72.23 | +0.0% | COM | 166764100 |
| — | AMERICAN REALTY CAPITAL PROPTY COM | 47,798 | $670K | 0.2% | $14.02 | $13.41 | — | COM | 02917T104 |
| PG | PROCTER GAMBLE CO COM | 7,920 | $638K | 0.2% | $80.56 * | $57.99 | -0.2% | COM | 742718109 |
| BIDU | BAIDU INC ADR | 4,172 | $635K | 0.2% | $152.21 | $161.62 | -5.8% | ADR | 056752108 |
| MTB | M & T BANK CORPORATION COM | 5,201 | $631K | 0.2% | $121.32 * | $83.18 | +5.5% | COM | 55261F104 |
| DFJ | WISDOMTREE JAPAN SMALLCAP DIV FUND | 12,477 | $624K | 0.2% | $50.01 | $50.79 | -1.5% | JAPAN SMALLCAP DIV FUND | 97717W836 |
| PM | PHILIP MORRIS INTL COM | 7,428 | $608K | 0.2% | $81.85 * | $46.51 | -1.5% | COM | 718172109 |
| — | MCGRAW HILL FINANCIAL INC COM | 7,799 | $595K | 0.2% | $76.29 | $78.14 | — | COM | 580645109 |
| LLY | ELI LILLY & CO COM | 9,793 | $576K | 0.1% | $58.82 * | $39.58 | +19.2% | COM | 532457108 |
| GIS | GENERAL MILLS INC COM | 11,020 | $571K | 0.1% | $51.81 * | $32.89 | +4.9% | COM | 370334104 |
| GLD | SPDR GOLD TR GOLD SHS ETF | 4,602 | $569K | 0.1% | $123.64 | $122.80 | +0.7% | ETF | 78463V107 |
| VZ | VERIZON COMMUNICATIONS COM | 10,991 | $523K | 0.1% | $47.58 * | $26.48 | -1.6% | COM | 92343V104 |
| VB | VANGUARD CRSP US SMALL CAP INDEX | 4,389 | $496K | 0.1% | $113.01 | $106.49 | +6.1% | CRSP US SMALL CAP INDEX | 922908751 |
| IBM | INTL BUSINESS MACHINES COM | 2,525 | $486K | 0.1% | $192.48 * | $106.81 | +7.1% | COM | 459200101 |
| — | POWERSHARES DB AGRICULTURE FUND | 16,577 | $470K | 0.1% | $28.35 | $24.23 | — | DB AGRICULTURE FUND | 73936B408 |
| SRE | SEMPRA ENERGY COM | 4,786 | $463K | 0.1% | $96.74 * | $30.53 | +10.4% | COM | 816851109 |
| XLY | SELECT SECTOR SPDR TRUST CONSUMER DIS SELECT INDEX | 7,121 | $461K | 0.1% | $64.74 * | $31.82 | +1.7% | CONSUMER DIS SELECT INDEX | 81369Y407 |
| XLP | SELECT SECTOR SPDR TRUST CONSUMER STAPLES INDEX | 10,651 | $459K | 0.1% | $43.09 | $42.17 | +2.1% | CONSUMER STAPLES INDEX | 81369Y308 |
| HD | HOME DEPOT INC COM | 5,765 | $456K | 0.1% | $79.10 * | $59.04 | +1.9% | COM | 437076102 |
| — | EFTS PALLADIUM TRUST | 6,015 | $454K | 0.1% | $75.48 | $69.63 | — | PALLADIUM TRUST | 26923A106 |
| — | MARKET VECTORS AGRIBUSINESS | 8,300 | $451K | 0.1% | $54.34 | $54.49 | — | AGRIBUSINESS | 57060U605 |
| — | MARKET VECTORS GOLD MINERS ETF | 17,477 | $413K | 0.1% | $23.63 | $21.12 | — | GOLD MINERS ETF | 57060U100 |
| — | GLOBAL X FUNDS SILVERS MINERS ETF | 31,901 | $408K | 0.1% | $12.79 | $11.20 | — | SILVERS MINERS ETF | 37950E853 |
| — | POWERSHARES DB BASE METALS | 25,359 | $402K | 0.1% | $15.85 | $16.86 | — | DB BASE METALS | 73936B705 |
| TBF | PROSHARES SHORT 20+ TREASURY | 13,162 | $400K | 0.1% | $30.39 | $32.31 | -6.0% | SHORT 20+ TREASURY | 74347X849 |
| MSFT | MICROSOFT CORP COM | 9,742 | $399K | 0.1% | $40.96 * | $30.02 | +14.2% | COM | 594918104 |
| FULT | FULTON FINANCIAL CORP COM | 31,447 | $396K | 0.1% | $12.59 * | $8.04 | +2.0% | COM | 360271100 |
| WFC | WELLS FARGO & CO COM | 7,949 | $395K | 0.1% | $49.69 * | $31.19 | +14.7% | COM | 949746101 |
| — | CURRENCY SH CAN DOL TR EXCHANGE TRADED FUND | 4,364 | $393K | 0.1% | $90.05 | $93.62 | — | EXCHANGE TRADED FUND | 23129X105 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 4,759 | $358K | 0.1% | $75.23 | $72.78 | +3.4% | DIVIDEND APPRECIATION ETF | 921908844 |
| KO | COCA COLA CO COM | 8,978 | $347K | 0.1% | $38.65 * | $26.91 | -0.6% | COM | 191216100 |
| PPG | PPG INDUSTRIES INC COM | 1,750 | $339K | 0.1% | $193.71 * | $73.28 | +7.5% | COM | 693506107 |
| BMY | BRISTOL-MYERS SQUIBB CM | 6,319 | $328K | 0.1% | $51.91 * | $34.16 | +2.7% | CM | 110122108 |
| MO | ALTRIA GROUP INC COM | 8,639 | $323K | 0.1% | $37.39 * | $17.14 | +3.9% | COM | 02209S103 |
| SHY | ISHARES 1-3 YR TREASURY BND ETF | 3,742 | $316K | 0.1% | $84.45 | $84.46 | -0.0% | 1-3 YR TREASURY BND ETF | 464287457 |
| MRK | MERCK & CO INC. COM | 5,282 | $300K | 0.1% | $56.80 * | $31.29 | +20.3% | COM | 58933Y105 |
| PEP | PEPSICO INC COM | 3,538 | $295K | 0.1% | $83.38 * | $57.75 | +1.8% | COM | 713448108 |
| F | FORD MOTOR COM | 18,833 | $294K | 0.1% | $15.61 * | $9.00 | -6.0% | COM | 345370860 |
| — | GUGGENHEIM INSIDER SENTIMENT ETF | 6,168 | $294K | 0.1% | $47.67 | $46.99 | — | INSIDER SENTIMENT ETF | 18383M209 |
| HAL | HALLIBURTON CO COM | 4,907 | $289K | 0.1% | $58.90 * | $41.29 | +14.5% | COM | 406216101 |
| — | EATON VANCE TAX MG COM | 25,482 | $284K | 0.1% | $11.15 | $10.93 | — | COM | 27828N102 |
| — | POWERSHARES DB GOLD FUND | 6,463 | $278K | 0.1% | $43.01 | $40.38 | — | DB GOLD FUND | 73936B606 |
| D | DOMINION RESOURCES INC COM | 3,757 | $267K | 0.1% | $71.07 * | $38.70 | +11.9% | COM | 25746U109 |
| — | ENERGEN CORP COM | 3,284 | $265K | 0.1% | $80.69 | $70.73 | — | COM | 29265N108 |
| — | NAVISTAR INTL CORP SR SUB NOTE CONVERTIBLE | 256 | $260K | 0.1% | $1015.63 | $1022.99 | — | SR SUB NOTE CONVERTIBLE | 63934EAL2 |
| JPM | JP MORGAN CHASE & CO COM | 4,237 | $257K | 0.1% | $60.66 * | $39.97 | +10.6% | COM | 46625H100 |
| UPS | UNITED PARCEL SERVICE CL B | 2,599 | $253K | 0.1% | $97.35 * | $64.42 | -0.1% | CL B | 911312106 |
| — | HEALTHCARE TRUST OF AMERICA CLASS A | 21,753 | $248K | 0.1% | $11.40 | $9.84 | — | CLASS A | 42225P105 |
| MCD | MCDONALDS CORP COM | 2,533 | $248K | 0.1% | $97.91 * | $70.01 | +3.4% | COM | 580135101 |
| PDM | PIEDMONT OFFICE REALTY TRUST COM | 14,332 | $246K | 0.1% | $17.16 | $17.16 | — | COM | 720190206 |
| ADP | AUTOMATIC DATA PROCESSING INC COM | 3,167 | $245K | 0.1% | $77.36 * | $51.47 | +1.9% | COM | 053015103 |
| — | EXPRESS SCRIPTS HOLDING CO COM | 3,240 | $243K | 0.1% | $75.00 | $75.00 | — | COM | 30219G108 |
| — | KINDER MORGAN MANAGEMENT COM | 3,342 | $240K | 0.1% | $71.81 | $75.56 | — | COM | 49455U100 |
| BP | BP PLC SPONS ADR | 4,884 | $235K | 0.1% | $48.12 | $45.52 | +5.7% | SPONS ADR | 055622104 |
| PAYX | PAYCHEX INC COM | 5,485 | $234K | 0.1% | $42.66 * | $29.49 | +0.7% | COM | 704326107 |
| ASB | ASSOCIATED BANC CORP COM | 12,851 | $232K | 0.1% | $18.05 * | $11.29 | +9.4% | COM | 045487105 |
| EMR | EMERSON ELEC CO COM | 3,453 | $231K | 0.1% | $66.90 * | $47.79 | +1.8% | COM | 291011104 |
| ABBV | ABBVIE INC COM | 4,450 | $229K | 0.1% | $51.46 * | $30.39 | +5.5% | COM | 00287Y109 |
| EBAY | EBAY INC COM | 3,823 | $211K | 0.1% | $55.19 * | $20.67 | +0.1% | COM | 278642103 |
| VCSH | VANGUARD SHORT TERM CORP BOND ETF | 2,616 | $209K | 0.1% | $79.89 | $79.95 | +0.0% | SHORT TERM CORP BOND ETF | 92206C409 |
| — | ALASKA COMM SYSTEMS GROUP COM | 25,000 | $48,000 | 0.0% | $1.92 | $2.12 | — | COM | 01167P101 |