Location: Wheaton, IL
CIK: 0001599584 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 10, 2014
Total Value: $348M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR TR S&P 500 ETF TR | 899,561 | $166M | 47.8% | $184.69 | $176.99 | +4.4% | S&P 500 ETF TR | 78462F103 |
| IEV | ISHARES EUROPE ETF | 170,104 | $8.071M | 2.3% | $47.45 | $45.55 | +4.2% | EUROPE ETF | 464287861 |
| XLY | SELECT SECTOR SPDR TRUST CONSUMER DIS SELECT INDEX | 119,382 | $7.978M | 2.3% | $66.83 * | $31.82 | +5.0% | CONSUMER DIS SELECT INDEX | 81369Y407 |
| — | GUGGENHEIM ABC GUGGENHEIM TIMBER ETF | 303,785 | $7.868M | 2.3% | $25.90 | $25.90 | — | GUGGENHEIM TIMBER ETF | 18383Q879 |
| IAI | ISHARES US BROKER DEALERS ETF | 197,648 | $7.637M | 2.2% | $38.64 | $35.73 | +8.2% | US BROKER DEALERS ETF | 464288794 |
| XLI | SELECT SECTOR SPDR TRUST INDUSTRIAL SELECT INDEX | 145,567 | $7.607M | 2.2% | $52.26 | $49.15 | +6.3% | INDUSTRIAL SELECT INDEX | 81369Y704 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT INDEX | 208,429 | $7.449M | 2.1% | $35.74 * | $16.95 | +5.5% | TECHNOLOGY SELECT INDEX | 81369Y803 |
| XLV | SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX | 133,618 | $7.408M | 2.1% | $55.44 | $53.48 | +3.7% | HEALTH CARE SELECT INDEX | 81369Y209 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 47,884 | $7.182M | 2.1% | $149.99 * | $36.14 | +3.8% | RUSSELL MID-CAP ETF | 464287499 |
| DGZ | DEUTSCHE BANK AG POWERSHARES GOLD SHORT ETN | 449,499 | $7.071M | 2.0% | $15.73 | $15.73 | — | POWERSHARES GOLD SHORT ETN | 25154H731 |
| IHI | ISHARES US MEDICAL DEVICES ETF | 75,630 | $7.019M | 2.0% | $92.81 * | $14.91 | +3.7% | US MEDICAL DEVICES ETF | 464288810 |
| — | POWERSHARES QQQ | 76,116 | $6.695M | 1.9% | $87.96 | $87.96 | — | QQQ | 73935A104 |
| — | MARKET VECTORS AGRIBUSINESS | 120,776 | $6.581M | 1.9% | $54.49 | $54.49 | — | AGRIBUSINESS | 57060U605 |
| XRT | SPDR SPDR S&P RETAIL ETF | 68,610 | $6.045M | 1.7% | $88.11 * | $42.65 | +3.3% | SPDR S&P RETAIL ETF | 78464A714 |
| IYT | ISHARES TRANPORTATION AVERAGE ETF | 45,444 | $5.994M | 1.7% | $131.90 * | $31.41 | +5.0% | TRANPORTATION AVERAGE ETF | 464287192 |
| — | ISHARES MORTGAGE REAL EST CAPPED ETF | 444,969 | $5.126M | 1.5% | $11.52 | $11.52 | — | MORTGAGE REAL EST CAPPED ETF | 464288539 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 51,554 | $4.945M | 1.4% | $95.92 | $91.98 | +4.3% | TOTAL STOCK MARKET ETF | 922908769 |
| — | POWERSHARES SENIOR LOAN PORTFOLIO | 191,476 | $4.764M | 1.4% | $24.88 | $24.88 | — | SENIOR LOAN PORTFOLIO | 73936Q769 |
| BND | VANGUARD TOTAL BOND MARKET ETF | 49,383 | $3.953M | 1.1% | $80.05 | $80.75 | -0.9% | TOTAL BOND MARKET ETF | 921937835 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 90,689 | $3.678M | 1.1% | $40.56 | $40.56 | — | BARCLAYS HIGH YIELD BOND ETF | 78464A417 |
| — | POWERSHARES CEF INCOME COMPOSITE PORT | 146,985 | $3.578M | 1.0% | $24.34 | $24.34 | — | CEF INCOME COMPOSITE PORT | 73936Q843 |
| WMT | WAL-MART STORES COM | 30,304 | $2.385M | 0.7% | $78.70 * | $20.35 | +2.0% | COM | 931142103 |
| XOM | EXXON MOBIL CORPORATION COM | 23,160 | $2.344M | 0.7% | $101.21 * | $55.94 | +9.7% | COM | 30231G102 |
| SHW | SHERWIN WILLIAMS CO COM | 11,312 | $2.076M | 0.6% | $183.52 * | $54.58 | +0.1% | COM | 824348106 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 48,393 | $2.017M | 0.6% | $41.68 | $40.56 | +2.8% | FTSE DEVELOPED MARKETS ETF | 921943858 |
| CAT | CATERPILLAR INC COM | 18,548 | $1.684M | 0.5% | $90.79 * | $62.67 | +6.5% | COM | 149123101 |
| STPZ | PIMCO 1-5 YR US TIPS INDEX ETF | 28,580 | $1.512M | 0.4% | $52.90 | $53.09 | -0.4% | 1-5 YR US TIPS INDEX ETF | 72201R205 |
| T | AT&T INC COM | 40,236 | $1.415M | 0.4% | $35.17 * | $11.17 | +1.1% | COM | 00206R102 |
| AAPL | APPLE INC COM | 2,483 | $1.393M | 0.4% | $561.01 * | $16.37 | +6.3% | COM | 037833100 |
| — | GENERAL ELECTRIC CO COM | 44,610 | $1.25M | 0.4% | $28.02 | $28.02 | — | COM | 369604103 |
| BOND | PIMCO TOTAL RETURN ETF | 11,883 | $1.245M | 0.4% | $104.77 | $105.91 | -1.1% | TOTAL RETURN ETF | 72201R775 |
| DWX | SPDR INTL DIV ETF | 25,512 | $1.211M | 0.3% | $47.47 | $47.22 | +0.5% | INTL DIV ETF | 78463X772 |
| JNJ | JOHNSON & JOHNSON COM | 12,105 | $1.109M | 0.3% | $91.62 * | $65.75 | -0.2% | COM | 478160104 |
| — | FIRST TRUST ISE REVERE NATURAL GAS | 56,274 | $1.097M | 0.3% | $19.49 | $19.49 | — | ISE REVERE NATURAL GAS | 33734J102 |
| CASS | CASS INFORMATION SYSTEMS COM | 15,303 | $1.031M | 0.3% | $67.37 * | $34.20 | +14.3% | COM | 14808P109 |
| SLV | ISHARES SILVER TRUST | 52,887 | $990K | 0.3% | $18.72 | $20.06 | -6.7% | SILVER TRUST | 46428Q109 |
| SO | SOUTHERN CO COM | 23,506 | $966K | 0.3% | $41.10 * | $24.56 | +0.0% | COM | 842587107 |
| VWO | VANGUARD EMERGING MARKETS ETF | 23,250 | $957K | 0.3% | $41.16 | $41.23 | -0.2% | EMERGING MARKETS ETF | 922042858 |
| XLE | SELECT SECTOR SPDR TRUST ENERGY SELECT INDEX | 10,411 | $921K | 0.3% | $88.46 * | $43.05 | +2.8% | ENERGY SELECT INDEX | 81369Y506 |
| ELD | WISDOMTREE TRUST EMRG MKTS DEBT TR ELD | 19,690 | $906K | 0.3% | $46.01 | $47.07 | -2.2% | EMRG MKTS DEBT TR ELD | 97717X867 |
| ISHG | ISHARES 3 YEAR INTL TREASURY BND ETF | 8,933 | $843K | 0.2% | $94.37 | $95.19 | -0.9% | 3 YEAR INTL TREASURY BND ETF | 464288125 |
| BIDU | BAIDU INC ADR | 4,627 | $823K | 0.2% | $177.87 | $161.62 | +10.1% | ADR | 056752108 |
| — | MARKET VECTORS WIDE MOAT ETF | 26,447 | $763K | 0.2% | $28.85 | $28.85 | — | WIDE MOAT ETF | 57060U134 |
| GLD | SPDR GOLD TR GOLD SHS ETF | 6,074 | $705K | 0.2% | $116.07 | $122.80 | -5.4% | ETF | 78463V107 |
| DFJ | WISDOMTREE JAPAN SMALLCAP DIV FUND | 12,905 | $658K | 0.2% | $50.99 | $50.79 | +0.4% | JAPAN SMALLCAP DIV FUND | 97717W836 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B | 5,458 | $647K | 0.2% | $118.54 | $115.63 | +2.5% | CL B | 084670702 |
| PG | PROCTER GAMBLE CO COM | 7,820 | $637K | 0.2% | $81.46 * | $58.01 | +0.1% | COM | 742718109 |
| CVX | CHEVRON CORP COM | 5,010 | $626K | 0.2% | $124.95 * | $72.49 | +3.8% | COM | 166764100 |
| XLB | SELECT SECTOR SPDR TRUST MATERIALS SELECT SEC INDEX | 13,468 | $622K | 0.2% | $46.18 * | $21.98 | +5.1% | MATERIALS SELECT SEC INDEX | 81369Y100 |
| XLF | SELECT SECTOR SPDR TRUST FINANCIAL SELECT SECTOR FUND | 28,394 | $621K | 0.2% | $21.87 * | $17.02 | +4.3% | FINANCIAL SELECT SECTOR FUND | 81369Y605 |
| — | MCGRAW HILL FINANCIAL INC COM | 7,819 | $611K | 0.2% | $78.14 | $78.14 | — | COM | 580645109 |
| TBF | PROSHARES SHORT 20+ TREASURY | 17,992 | $592K | 0.2% | $32.90 | $32.31 | +1.8% | SHORT 20+ TREASURY | 74347X849 |
| XLP | SELECT SECTOR SPDR TRUST CONSUMER STAPLES INDEX | 13,747 | $591K | 0.2% | $42.99 | $42.17 | +1.9% | CONSUMER STAPLES INDEX | 81369Y308 |
| — | EFTS PALLADIUM TRUST | 8,473 | $590K | 0.2% | $69.63 | $69.63 | — | PALLADIUM TRUST | 26923A106 |
| — | POWERSHARES DB BASE METALS | 34,516 | $582K | 0.2% | $16.86 | $16.86 | — | DB BASE METALS | 73936B705 |
| — | POWERSHARES DB AGRICULTURE FUND | 22,736 | $551K | 0.2% | $24.23 | $24.23 | — | DB AGRICULTURE FUND | 73936B408 |
| — | CURRENCY SH CAN DOL TR EXCHANGE TRADED FUND | 5,875 | $550K | 0.2% | $93.62 | $93.62 | — | EXCHANGE TRADED FUND | 23129X105 |
| GIS | GENERAL MILLS INC COM | 10,800 | $539K | 0.2% | $49.91 * | $32.89 | +0.3% | COM | 370334104 |
| LLY | ELI LILLY & CO COM | 9,915 | $506K | 0.1% | $51.03 * | $39.58 | +2.3% | COM | 532457108 |
| — | MARKET VECTORS GOLD MINERS ETF | 23,434 | $495K | 0.1% | $21.12 | $21.12 | — | GOLD MINERS ETF | 57060U100 |
| — | GLOBAL X FUNDS SILVERS MINERS ETF | 43,319 | $485K | 0.1% | $11.20 | $11.20 | — | SILVERS MINERS ETF | 37950E853 |
| VB | VANGUARD CRSP US SMALL CAP INDEX | 4,327 | $476K | 0.1% | $110.01 | $106.43 | +3.3% | CRSP US SMALL CAP INDEX | 922908751 |
| VZ | VERIZON COMMUNICATIONS COM | 8,988 | $442K | 0.1% | $49.18 * | $26.61 | +0.0% | COM | 92343V104 |
| SRE | SEMPRA ENERGY COM | 4,766 | $428K | 0.1% | $89.80 * | $30.53 | +1.8% | COM | 816851109 |
| FULT | FULTON FINANCIAL CORP COM | 31,447 | $411K | 0.1% | $13.07 * | $8.04 | +5.5% | COM | 360271100 |
| MSFT | MICROSOFT CORP COM | 10,861 | $406K | 0.1% | $37.38 * | $30.02 | +3.4% | COM | 594918104 |
| IBM | INTL BUSINESS MACHINES COM | 2,154 | $404K | 0.1% | $187.56 * | $106.40 | +4.2% | COM | 459200101 |
| HAL | HALLIBURTON CO COM | 7,644 | $388K | 0.1% | $50.76 * | $41.29 | -1.6% | COM | 406216101 |
| HD | HOME DEPOT INC COM | 4,558 | $375K | 0.1% | $82.27 * | $58.72 | +6.0% | COM | 437076102 |
| PM | PHILIP MORRIS INTL COM | 4,263 | $371K | 0.1% | $87.03 * | $47.83 | +0.8% | COM | 718172109 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 4,653 | $350K | 0.1% | $75.22 | $72.76 | +3.4% | DIVIDEND APPRECIATION ETF | 921908844 |
| BMY | BRISTOL-MYERS SQUIBB CM | 6,358 | $338K | 0.1% | $53.16 * | $34.16 | +5.0% | CM | 110122108 |
| KO | COCA COLA CO COM | 8,089 | $334K | 0.1% | $41.29 * | $26.95 | +5.2% | COM | 191216100 |
| DDD | 3 D SYSTEMS CORP COM | 3,525 | $328K | 0.1% | $93.05 | $70.11 | +32.6% | COM | 88554D205 |
| — | AMERICAN REALTY CAPITAL PROPTY COM | 25,251 | $325K | 0.1% | $12.87 | $12.87 | — | COM | 02917T104 |
| SHY | ISHARES 1-3 YR TREASURY BND ETF | 3,765 | $318K | 0.1% | $84.46 | $84.46 | -0.1% | 1-3 YR TREASURY BND ETF | 464287457 |
| IYW | ISHARES US TECHNOLOGY ETF | 3,537 | $313K | 0.1% | $88.49 * | $20.82 | +6.2% | US TECHNOLOGY ETF | 464287721 |
| IYJ | ISHARES US INDUSTRIALS ETF | 3,082 | $312K | 0.1% | $101.23 * | $47.73 | +6.2% | US INDUSTRIALS ETF | 464287754 |
| PPG | PPG INDUSTRIES INC COM | 1,646 | $312K | 0.1% | $189.55 * | $73.04 | +5.4% | COM | 693506107 |
| IYH | ISHARES US HEALTHCARE ETF | 2,608 | $304K | 0.1% | $116.56 * | $22.49 | +3.6% | US HEALTHCARE ETF | 464287762 |
| IYE | ISHARES US ENERGY ETF | 6,008 | $303K | 0.1% | $50.43 | $49.03 | +3.0% | US ENERGY ETF | 464287796 |
| WFC | WELLS FARGO & CO COM | 6,683 | $303K | 0.1% | $45.34 * | $30.76 | +5.4% | COM | 949746101 |
| PEP | PEPSICO INC COM | 3,636 | $302K | 0.1% | $83.06 * | $57.75 | +0.4% | COM | 713448108 |
| F | FORD MOTOR COM | 19,427 | $300K | 0.1% | $15.44 * | $9.00 | -7.8% | COM | 345370860 |
| XLU | SELECT SECTOR SPDR TRUST UTILITIES SELECT INDEX | 7,785 | $296K | 0.1% | $38.02 * | $19.13 | -0.7% | UTILITIES SELECT INDEX | 81369Y886 |
| — | KINDER MORGAN MANAGEMENT COM | 3,666 | $277K | 0.1% | $75.56 | $75.56 | — | COM | 49455U100 |
| MO | ALTRIA GROUP INC COM | 7,153 | $275K | 0.1% | $38.45 * | $17.15 | +5.2% | COM | 02209S103 |
| — | GUGGENHEIM INSIDER SENTIMENT ETF | 5,815 | $273K | 0.1% | $46.95 | $46.95 | — | INSIDER SENTIMENT ETF | 18383M209 |
| — | HEALTHCARE TRUST OF AMERICA CLASS A | 27,651 | $272K | 0.1% | $9.84 | $9.84 | — | CLASS A | 42225P105 |
| MRK | MERCK & CO INC. COM | 5,404 | $270K | 0.1% | $49.96 * | $31.29 | +5.2% | COM | 58933Y105 |
| — | NAVISTAR INTL CORP SR SUB NOTE CONVERTIBLE | 261 | $267K | 0.1% | $1022.99 | $1022.99 | — | SR SUB NOTE CONVERTIBLE | 63934EAL2 |
| PFE | PFIZER INC COM | 8,581 | $263K | 0.1% | $30.65 * | $17.62 | +0.2% | COM | 717081103 |
| — | POWERSHARES DB GOLD FUND | 6,463 | $261K | 0.1% | $40.38 | $40.38 | — | DB GOLD FUND | 73936B606 |
| — | EATON VANCE TAX MG COM | 23,915 | $261K | 0.1% | $10.91 | $10.91 | — | COM | 27828N102 |
| ASB | ASSOCIATED BANC CORP COM | 14,751 | $257K | 0.1% | $17.42 * | $11.29 | +4.8% | COM | 045487105 |
| D | DOMINION RESOURCES INC COM | 3,933 | $254K | 0.1% | $64.58 * | $38.70 | +1.1% | COM | 25746U109 |
| ADP | AUTOMATIC DATA PROCESSING INC COM | 3,117 | $252K | 0.1% | $80.85 * | $51.46 | +6.0% | COM | 053015103 |
| MCD | MCDONALDS CORP COM | 2,558 | $248K | 0.1% | $96.95 * | $70.01 | +1.5% | COM | 580135101 |
| NEE | NEXTERA ENERGY INC COM | 2,900 | $248K | 0.1% | $85.52 * | $15.29 | +2.0% | COM | 65339F101 |
| BP | BP PLC SPONS ADR | 5,084 | $247K | 0.1% | $48.58 | $45.52 | +6.8% | SPONS ADR | 055622104 |
| ABBV | ABBVIE INC COM | 4,578 | $242K | 0.1% | $52.86 * | $30.39 | +7.5% | COM | 00287Y109 |
| UPS | UNITED PARCEL SERVICE CL B | 2,301 | $242K | 0.1% | $105.17 * | $64.45 | +7.0% | CL B | 911312106 |
| LQD | ISHARES IBOXX $ INVMNT GRD CORP BD ETF | 2,087 | $238K | 0.1% | $114.04 | $114.19 | -0.0% | IBOXX $ INVMNT GRD CORP BD ETF | 464287242 |
| — | ENERGEN CORP COM | 3,280 | $232K | 0.1% | $70.73 | $70.73 | — | COM | 29265N108 |
| VCSH | VANGUARD SHORT TERM CORP BOND ETF | 2,912 | $232K | 0.1% | $79.67 | $79.95 | -0.2% | SHORT TERM CORP BOND ETF | 92206C409 |
| INTC | INTEL CORP COM | 8,894 | $231K | 0.1% | $25.97 * | $17.92 | +7.7% | COM | 458140100 |
| ABT | ABBOTT LABS COM | 5,673 | $217K | 0.1% | $38.25 * | $29.23 | +4.0% | COM | 002824100 |
| JPM | JP MORGAN CHASE & CO COM | 3,657 | $214K | 0.1% | $58.52 * | $39.63 | +6.8% | COM | 46625H100 |
| AGG | ISHARES CORE TOTAL U.S. BOND ETF | 1,998 | $213K | 0.1% | $106.61 | $107.13 | -0.7% | CORE TOTAL U.S. BOND ETF | 464287226 |
| — | SCANA CORP COM | 4,487 | $211K | 0.1% | $47.02 | $47.02 | — | COM | 80589M102 |
| — | NUVEEN PREM INCOME MUN FD 2 IN COM | 13,171 | $165K | 0.0% | $12.53 | $12.53 | — | COM | 67063W102 |
| BAC | BANK OF AMERICA CORP COM | 10,159 | $158K | 0.0% | $15.55 * | $11.68 | +5.0% | COM | 060505104 |
| — | NUVEEN SELECT QUALITY MUN FD CLOSED END | 12,622 | $157K | 0.0% | $12.44 | $12.44 | — | CLOSED END | 670973106 |
| — | FIRST ABERDEEN AUSTRALIA EQTY CLOSED END FUND | 16,392 | $138K | 0.0% | $8.42 | $8.42 | — | CLOSED END FUND | 003011103 |
| — | ALASKA COMM SYSTEMS GROUP COM | 25,000 | $53,000 | 0.0% | $2.12 | $2.12 | — | COM | 01167P101 |