Polar Asset Management Partners Inc. Quant / Systematic

Location: Toronto, Ontario, Canada

CIK: 0001326389 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value: $4.557B (85.7% shares, 14.3% debt)

Holdings (346)

SPY SPDR S&P 500 ETF TR 14.6%

Value $664M Shares 2,350,000 Est. Cost $249.86 Unrealized —

IWM ISHARES TR 13.4%

Value $612M Shares 4,000,000 Est. Cost — Unrealized —

— MICRON TECHNOLOGY INC 4.5%

Value $207M Shares 50,000,000 Est. Cost $3.02 Unrealized —

— MICROCHIP TECHNOLOGY INC 2.0%

Value $90.05M Shares 55,000,000 Est. Cost $1.44 Unrealized —

— WORKDAY INC 1.6%

Value $71.13M Shares 30,000,000 Est. Cost $1.40 Unrealized —

GOOG ALPHABET INC 1.1%

Value $51.51M Shares 43,900 Est. Cost $49.15 Unrealized +13.3%

— WRIGHT MED GROUP N V 1.0%

Value $46.49M Shares 30,000,000 Est. Cost $1.45 Unrealized —

— REALPAGE INC 1.0%

Value $46.22M Shares 30,000,000 Est. Cost $1.46 Unrealized —

BIO BIO RAD LABS INC 1.0%

Value $44.48M Shares 145,500 Est. Cost $234.43 Unrealized +15.1%

— VIAVI SOLUTIONS INC 1.0%

Value $43.97M Shares 39,025,000 Est. Cost $1.02 Unrealized —

XLC SELECT SECTOR SPDR TR 0.9%

Value $42.09M Shares 900,000 Est. Cost — Unrealized —

BCE BCE INC 0.9%

Value $39.95M Shares 900,000 Est. Cost — Unrealized —

IJR ISHARES TR 0.8%

Value $38.58M Shares 500,000 Est. Cost — Unrealized —

— VANTAGE ENERGY ACQUISITION 0.8%

Value $38.34M Shares 3,751,182 Est. Cost $10.05 Unrealized —

META FACEBOOK INC 0.8%

Value $37.84M Shares 227,000 Est. Cost $151.31 Unrealized +4.4%

— PLAYAGS INC 0.8%

Value $36.74M Shares 1,535,496 Est. Cost $25.11 Unrealized —

CM CDN IMPERIAL BK COMM TORONTO 0.8%

Value $34.4M Shares 435,000 Est. Cost — Unrealized —

BKLN INVESCO EXCHNG TRADED FD TR 0.7%

Value $33.96M Shares 1,500,000 Est. Cost — Unrealized —

LITE LUMENTUM HLDGS INC 0.7%

Value $33.91M Shares 599,700 Est. Cost $51.24 Unrealized -6.4%

— TTM TECHNOLOGIES INC 0.7%

Value $32.66M Shares 25,000,000 Est. Cost $1.68 Unrealized —

— PENSARE ACQUISITION CORP 0.7%

Value $32.47M Shares 3,167,754 Est. Cost $9.85 Unrealized —

— TRINITY MERGER CORP 0.7%

Value $31.87M Shares 3,118,000 Est. Cost $9.84 Unrealized —

VMC VULCAN MATLS CO 0.7%

Value $31.41M Shares 265,300 Est. Cost $113.24 Unrealized -10.1%

— IHS MARKIT LTD 0.7%

Value $30.9M Shares 568,225 Est. Cost $52.40 Unrealized —

AME AMETEK INC NEW 0.7%

Value $30.17M Shares 363,659 Est. Cost $57.31 Unrealized +26.6%

LKQ LKQ CORP 0.7%

Value $29.94M Shares 1,054,819 Est. Cost $28.24 Unrealized -14.4%

BC BRUNSWICK CORP 0.6%

Value $29.36M Shares 583,361 Est. Cost $48.59 Unrealized -9.0%

ENB ENBRIDGE INC 0.6%

Value $29.01M Shares 800,000 Est. Cost — Unrealized —

TRMB TRIMBLE INC 0.6%

Value $27.96M Shares 692,025 Est. Cost $37.77 Unrealized +0.5%

TPR TAPESTRY INC 0.6%

Value $27.72M Shares 853,140 Est. Cost $32.18 Unrealized -9.5%

PSLV SPROTT PHYSICAL SILVER TR 0.6%

Value $27.43M Shares 4,950,493 Est. Cost $6.52 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.6%

Value $27.17M Shares 2,630,000 Est. Cost $9.96 Unrealized —

KMX CARMAX INC 0.6%

Value $26.7M Shares 382,600 Est. Cost $61.63 Unrealized 0.0%

ROG ROGERS CORP 0.6%

Value $26.43M Shares 166,323 Est. Cost $129.64 Unrealized +4.2%

DAL DELTA AIR LINES INC DEL 0.6%

Value $26.31M Shares 509,310 Est. Cost $49.45 Unrealized -5.4%

— MODERN MEDIA ACQUISITION 0.6%

Value $25.51M Shares 2,462,176 Est. Cost $9.96 Unrealized —

— TRINE ACQUISITION CORP 0.5%

Value $24.05M Shares 2,400,000 Est. Cost $10.02 Unrealized —

TTWO TAKE-TWO INTERACTIVE SOFTWAR 0.5%

Value $23.97M Shares 254,000 Est. Cost $113.72 Unrealized -14.8%

KEYS KEYSIGHT TECHNOLOGIES INC 0.5%

Value $23.81M Shares 273,000 Est. Cost $60.17 Unrealized +29.0%

— TWITTER INC 0.5%

Value $23.74M Shares 722,000 Est. Cost $32.88 Unrealized —

CMCSA COMCAST CORP NEW 0.5%

Value $23.52M Shares 588,300 Est. Cost $31.54 Unrealized 0.0%

— CDK GLOBAL INC 0.5%

Value $23.46M Shares 398,900 Est. Cost $58.82 Unrealized —

VRRM VERRA MOBILITY CORP 0.5%

Value $23.2M Shares 1,950,000 Est. Cost $10.08 Unrealized +2.6%

LAUR LAUREATE EDUCATION INC 0.5%

Value $23.01M Shares 1,537,005 Est. Cost $15.02 Unrealized +0.9%

PHYS SPROTT PHYSICAL GOLD TRUST 0.5%

Value $22.93M Shares 2,194,175 Est. Cost $9.55 Unrealized —

— GIGCAPITAL INC 0.5%

Value $22.83M Shares 2,237,952 Est. Cost $9.95 Unrealized —

RWGE/U REGALWOOD GLOBAL ENERGY LTD 0.5%

Value $22.77M Shares 2,200,400 Est. Cost $9.98 Unrealized —

VIAV VIAVI SOLUTIONS INC 0.5%

Value $22.61M Shares 1,826,600 Est. Cost $9.23 Unrealized +26.9%

SPOT SPOTIFY TECHNOLOGY S A 0.5%

Value $22.29M Shares 160,600 Est. Cost $136.75 Unrealized 0.0%

— BOINGO WIRELESS INC 0.5%

Value $22.16M Shares 952,100 Est. Cost $23.28 Unrealized —

UA UNDER ARMOUR INC 0.5%

Value $21.36M Shares 1,132,200 Est. Cost $18.08 Unrealized +4.5%

— DANAHER CORPORATION 0.5%

Value $21M Shares 20,000 Est. Cost $1049.75 Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.5%

Value $20.95M Shares 2,064,099 Est. Cost $10.15 Unrealized —

— FAR PT ACQUISITION CORP 0.5%

Value $20.9M Shares 2,010,000 Est. Cost $10.19 Unrealized —

— WORLD WRESTLING ENTMT INC 0.5%

Value $20.6M Shares 237,399 Est. Cost $74.72 Unrealized —

— CRESCENT ACQUISITION CORP 0.4%

Value $20M Shares 2,000,000 Est. Cost $10.00 Unrealized —

PACK ONE MADISON CORP 0.4%

Value $19.93M Shares 1,943,884 Est. Cost $9.75 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.4%

Value $19.41M Shares 1,937,601 Est. Cost $9.60 Unrealized —

— REALPAGE INC 0.4%

Value $19.21M Shares 316,500 Est. Cost $48.64 Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.4%

Value $18.61M Shares 102,000 Est. Cost $164.76 Unrealized —

DLB DOLBY LABORATORIES INC 0.4%

Value $18.31M Shares 290,752 Est. Cost $53.98 Unrealized +7.1%

GLD SPDR GOLD TRUST 0.4%

Value $18.3M Shares 150,000 Est. Cost — Unrealized —

EGHT 8X8 INC NEW 0.4%

Value $18.21M Shares 901,703 Est. Cost $21.19 Unrealized -7.8%

BKNG BOOKING HLDGS INC 0.4%

Value $18.15M Shares 10,400 Est. Cost $1755.46 Unrealized 0.0%

— GARDNER DENVER HLDGS INC 0.4%

Value $17.8M Shares 640,199 Est. Cost $29.11 Unrealized —

— THUNDER BRIDGE ACQUISITION L 0.4%

Value $17.44M Shares 1,709,979 Est. Cost $9.80 Unrealized —

— VECTOIQ ACQUISITION CORP 0.4%

Value $16.71M Shares 1,673,000 Est. Cost $9.62 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.4%

Value $16.7M Shares 1,636,325 Est. Cost $9.72 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.4%

Value $16.55M Shares 1,607,000 Est. Cost $10.08 Unrealized —

— IHS MARKIT LTD 0.4%

Value $16.31M Shares 300,000 Est. Cost $52.40 Unrealized —

— CAPITOL INVT CORP IV 0.4%

Value $16.3M Shares 1,541,700 Est. Cost $10.12 Unrealized —

— HENNESSY CAP ACQUSTION CORP 0.4%

Value $16.13M Shares 1,600,000 Est. Cost $10.08 Unrealized —

— SENTINEL ENERGY SVCS INC 0.3%

Value $15.87M Shares 1,581,004 Est. Cost $10.02 Unrealized —

SYK STRYKER CORP 0.3%

Value $15.86M Shares 80,300 Est. Cost $155.98 Unrealized +7.1%

— SKECHERS U S A INC 0.3%

Value $15.78M Shares 469,600 Est. Cost $33.61 Unrealized —

— PIVOTAL ACQUISITION CORP 0.3%

Value $15.69M Shares 1,539,700 Est. Cost $10.19 Unrealized —

— PURE ACQUISITION CORP 0.3%

Value $15.59M Shares 1,551,250 Est. Cost $9.66 Unrealized —

— NEW RELIC INC 0.3%

Value $15.52M Shares 157,200 Est. Cost $98.70 Unrealized —

— SABAN CAP ACQUISITION CORP 0.3%

Value $15.38M Shares 1,500,000 Est. Cost $9.97 Unrealized —

— TIBERIUS ACQUISITION CORP 0.3%

Value $15.11M Shares 1,445,800 Est. Cost $10.09 Unrealized —

— ORBCOMM INC 0.3%

Value $15.04M Shares 2,217,706 Est. Cost $9.03 Unrealized —

BMO BANK MONTREAL QUE 0.3%

Value $14.96M Shares 200,000 Est. Cost — Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.3%

Value $14.6M Shares 80,000 Est. Cost $164.76 Unrealized —

— CF FIN ACQUISITION CORP 0.3%

Value $14.28M Shares 1,400,000 Est. Cost $10.00 Unrealized —

HLIT HARMONIC INC 0.3%

Value $14.22M Shares 2,624,540 Est. Cost $4.27 Unrealized +24.1%

GLD SPDR GOLD TRUST 0.3%

Value $13.85M Shares 113,500 Est. Cost — Unrealized —

— CLEVELAND CLIFFS INC 0.3%

Value $13.64M Shares 10,000,000 Est. Cost $1.15 Unrealized —

TD TORONTO DOMINION BK ONT 0.3%

Value $13.58M Shares 250,000 Est. Cost — Unrealized —

— AEROJET ROCKETDYNE HLDGS INC 0.3%

Value $13.35M Shares 9,000,000 Est. Cost $1.46 Unrealized —

— COLFAX CORP 0.3%

Value $13.34M Shares 100,000 Est. Cost $133.38 Unrealized —

— HABIT RESTAURANTS INC 0.3%

Value $13.2M Shares 1,220,315 Est. Cost $12.57 Unrealized —

— DFB HEALTHCARE ACQUISTION CO 0.3%

Value $12.69M Shares 1,250,000 Est. Cost $10.05 Unrealized —

— MEGALITH FINL ACQUISITION CO 0.3%

Value $12.34M Shares 1,200,000 Est. Cost $10.10 Unrealized —

— J2 GLOBAL INC 0.3%

Value $12.05M Shares 9,000,000 Est. Cost $1.14 Unrealized —

— MOSAIC ACQUISITION CORP 0.3%

Value $12.04M Shares 1,166,380 Est. Cost $10.12 Unrealized —

— ACAMAR PARTNERS ACQSITION CO 0.3%

Value $12M Shares 1,200,000 Est. Cost $10.00 Unrealized —

CENTA CENTRAL GARDEN & PET CO 0.3%

Value $11.8M Shares 507,501 Est. Cost $29.00 Unrealized -17.1%

— OPES ACQUISITION CORP 0.2%

Value $11.37M Shares 1,120,000 Est. Cost $9.71 Unrealized —

RY ROYAL BK CDA MONTREAL QUE 0.2%

Value $11.33M Shares 150,000 Est. Cost $75.64 Unrealized 0.0%

— LEO HOLDINGS CORP 0.2%

Value $11.13M Shares 1,071,000 Est. Cost $10.00 Unrealized —

— TORTOISE ACQUISITION CORP 0.2%

Value $10.99M Shares 1,100,000 Est. Cost $9.99 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.94M Shares 1,084,800 Est. Cost $9.60 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.2%

Value $10.85M Shares 1,064,875 Est. Cost $10.11 Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.2%

Value $10.81M Shares 1,100,001 Est. Cost $9.63 Unrealized —

— GORES METROPOULOS INC 0.2%

Value $10.75M Shares 1,050,000 Est. Cost $10.24 Unrealized —

SMH VANECK VECTORS ETF TR 0.2%

Value $10.63M Shares 100,000 Est. Cost — Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.53M Shares 995,000 Est. Cost $10.22 Unrealized —

— NEW FRONTIER CORP 0.2%

Value $10.52M Shares 1,036,706 Est. Cost $10.10 Unrealized —

— GS ACQUISITION HLDGS CORP 0.2%

Value $10.49M Shares 1,000,000 Est. Cost $10.22 Unrealized —

PATK PATRICK INDS INC 0.2%

Value $10.49M Shares 231,400 Est. Cost $24.56 Unrealized 0.0%

— VECTOIQ ACQUISITION CORP 0.2%

Value $10.45M Shares 1,000,000 Est. Cost $10.07 Unrealized —

— COLLIER CREEK HOLDINGS 0.2%

Value $10.32M Shares 1,000,000 Est. Cost $10.05 Unrealized —

— OSI SYSTEMS INC 0.2%

Value $10.17M Shares 10,000,000 Est. Cost $1.02 Unrealized —

— DEXCOM INC 0.2%

Value $10.09M Shares 7,500,000 Est. Cost $1.47 Unrealized —

— GUESS INC 0.2%

Value $10.04M Shares 512,356 Est. Cost $22.18 Unrealized —

— LEO HOLDINGS CORP 0.2%

Value $10.04M Shares 1,000,000 Est. Cost $9.66 Unrealized —

— DEL FRISCOS RESTAURANT GROUP 0.2%

Value $9.987M Shares 1,558,069 Est. Cost $8.05 Unrealized —

— KNOWLES CORP 0.2%

Value $9.976M Shares 8,500,000 Est. Cost $1.17 Unrealized —

MCRI MONARCH CASINO & RESORT INC 0.2%

Value $9.884M Shares 225,038 Est. Cost $43.26 Unrealized -0.8%

— TKK SYMPHONY ACQUISITION COR 0.2%

Value $9.873M Shares 996,300 Est. Cost $9.63 Unrealized —

TPR TAPESTRY INC 0.2%

Value $9.747M Shares 300,000 Est. Cost $32.18 Unrealized -9.5%

— HARMONIC INC 0.2%

Value $9.738M Shares 8,500,000 Est. Cost $1.13 Unrealized —

RY ROYAL BK CDA MONTREAL QUE 0.2%

Value $9.444M Shares 125,000 Est. Cost $75.64 Unrealized 0.0%

FTS FORTIS INC 0.2%

Value $9.248M Shares 250,000 Est. Cost $25.70 Unrealized +6.6%

— TRINITY MERGER CORP 0.2%

Value $9.134M Shares 869,876 Est. Cost $10.07 Unrealized —

— CELGENE CORP 0.2%

Value $9.094M Shares 96,400 Est. Cost — Unrealized —

— TPG PACE HLDGS CORP 0.2%

Value $9.027M Shares 884,143 Est. Cost $9.99 Unrealized —

NVDA NVIDIA CORP 0.2%

Value $8.978M Shares 50,000 Est. Cost — Unrealized —

CEF SPROTT PHYSICAL GOLD & SILVE 0.2%

Value $8.966M Shares 723,070 Est. Cost $11.68 Unrealized —

XLU SELECT SECTOR SPDR TR 0.2%

Value $8.726M Shares 150,000 Est. Cost — Unrealized —

AEM AGNICO EAGLE MINES LTD 0.2%

Value $8.7M Shares 200,000 Est. Cost — Unrealized —

— INSURANCE ACQUISITION CORP 0.2%

Value $8.694M Shares 860,799 Est. Cost $10.10 Unrealized —

— ATLAS AIR WORLDWIDE HLDGS IN 0.2%

Value $8.534M Shares 8,000,000 Est. Cost $1.27 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.2%

Value $8.35M Shares 819,405 Est. Cost $9.81 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.2%

Value $8.063M Shares 781,310 Est. Cost $10.60 Unrealized —

— SENSEONICS HLDGS INC 0.2%

Value $7.91M Shares 3,228,549 Est. Cost $3.68 Unrealized —

— WAYFAIR INC 0.2%

Value $7.664M Shares 5,000,000 Est. Cost $1.07 Unrealized —

— ALLEGRO MERGER CORP 0.2%

Value $7.448M Shares 750,000 Est. Cost $9.72 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.2%

Value $7.445M Shares 711,110 Est. Cost $10.06 Unrealized —

— TUSCAN HOLDINGS CORP 0.2%

Value $7.3M Shares 700,000 Est. Cost $10.43 Unrealized —

NOA NORTH AMERN CONSTR GROUP LTD 0.2%

Value $7.284M Shares 625,803 Est. Cost $11.07 Unrealized 0.0%

— BARRICK GOLD CORPORATION 0.2%

Value $7.129M Shares 520,000 Est. Cost — Unrealized —

— ZAYO GROUP HLDGS INC 0.2%

Value $7.105M Shares 250,000 Est. Cost — Unrealized —

RY ROYAL BK CDA MONTREAL QUE 0.2%

Value $7.087M Shares 93,800 Est. Cost $75.64 Unrealized 0.0%

NTR NUTRIEN LTD 0.2%

Value $6.964M Shares 132,000 Est. Cost — Unrealized —

— ON SEMICONDUCTOR CORP 0.1%

Value $6.161M Shares 5,000,000 Est. Cost $1.27 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.1%

Value $5.885M Shares 571,400 Est. Cost $10.10 Unrealized —

— HORIZON PHARMA INVT LTD 0.1%

Value $5.68M Shares 5,000,000 Est. Cost $1.14 Unrealized —

— ANDINA ACQUISITION CORP III 0.1%

Value $5.555M Shares 550,000 Est. Cost $10.10 Unrealized —

— HL ACQUISITIONS CORP 0.1%

Value $5.292M Shares 530,769 Est. Cost $9.63 Unrealized —

— GORDON POINTE ACQUISITION CO 0.1%

Value $5.108M Shares 500,000 Est. Cost $9.84 Unrealized —

— BOXWOOD MERGER CORP 0.1%

Value $5.045M Shares 500,000 Est. Cost $10.09 Unrealized —

— WEALTHBRIDGE ACQUISITION LTD 0.1%

Value $5.04M Shares 500,000 Est. Cost $10.08 Unrealized —

— PURE ACQUISITION CORP 0.1%

Value $5.039M Shares 476,300 Est. Cost $10.41 Unrealized —

— 8I ENTERPRISES ACQUISITIN CO 0.1%

Value $5.02M Shares 500,000 Est. Cost $10.04 Unrealized —

HURC HURCO COMPANIES INC 0.1%

Value $4.977M Shares 123,398 Est. Cost $44.86 Unrealized -11.7%

ALAC ALBERTON ACQUISITION CORP 0.1%

Value $4.975M Shares 500,000 Est. Cost $9.80 Unrealized —

— NEW FRONTIER CORP 0.1%

Value $4.95M Shares 500,000 Est. Cost $9.80 Unrealized —

— TWIN RIV WORLDWIDE HLDGS INC 0.1%

Value $4.868M Shares 162,531 Est. Cost $29.95 Unrealized —

SU SUNCOR ENERGY INC NEW 0.1%

Value $4.864M Shares 150,000 Est. Cost — Unrealized —

— LF CAP ACQUISITION CORP 0.1%

Value $4.666M Shares 464,269 Est. Cost $9.63 Unrealized —

TRNS TRANSCAT INC 0.1%

Value $4.537M Shares 197,416 Est. Cost $14.84 Unrealized +52.0%

MCFT MASTERCRAFT BOAT HLDGS INC 0.1%

Value $4.499M Shares 199,338 Est. Cost $22.12 Unrealized 0.0%

RIO RIO TINTO PLC 0.1%

Value $4.414M Shares 75,000 Est. Cost — Unrealized —

TOTA TOTTENHAM ACQUISITION I LTD 0.1%

Value $4.157M Shares 412,000 Est. Cost $9.78 Unrealized —

— ULTIMATE SOFTWARE GROUP INC 0.1%

Value $4.127M Shares 12,500 Est. Cost $330.16 Unrealized —

— CAPITOL INVT CORP IV 0.1%

Value $4.071M Shares 399,900 Est. Cost $9.68 Unrealized —

ACCS ISSUER DIRECT CORPORATION 0.1%

Value $4.024M Shares 325,312 Est. Cost $16.87 Unrealized -25.1%

DLHC DLH HLDGS CORP 0.1%

Value $3.98M Shares 621,874 Est. Cost $5.95 Unrealized -2.6%

CNTTQ CANNTRUST HLDGS INC 0.1%

Value $3.92M Shares 505,200 Est. Cost $7.87 Unrealized 0.0%

— GORES HOLDINGS III INC 0.1%

Value $3.914M Shares 380,000 Est. Cost $10.21 Unrealized —

USLM UNITED STATES LIME & MINERAL 0.1%

Value $3.844M Shares 49,843 Est. Cost $15.75 Unrealized -8.5%

FLXS FLEXSTEEL INDS INC 0.1%

Value $3.786M Shares 163,252 Est. Cost $32.74 Unrealized -38.7%

— OPES ACQUISITION CORP 0.1%

Value $3.733M Shares 360,000 Est. Cost $10.06 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $3.702M Shares 349,200 Est. Cost $10.23 Unrealized —

FTS FORTIS INC 0.1%

Value $3.699M Shares 100,000 Est. Cost $25.70 Unrealized +6.6%

RIO RIO TINTO PLC 0.1%

Value $3.631M Shares 61,700 Est. Cost — Unrealized —

— TENZING ACQUISITION CORP 0.1%

Value $3.381M Shares 330,800 Est. Cost $10.16 Unrealized —

— WELLCARE HEALTH PLANS INC 0.1%

Value $3.237M Shares 12,000 Est. Cost $269.75 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $3.081M Shares 300,000 Est. Cost $9.94 Unrealized —

IYR ISHARES TR 0.1%

Value $3.046M Shares 35,000 Est. Cost — Unrealized —

— MONOCLE ACQUISITION CORP 0.1%

Value $3.024M Shares 300,000 Est. Cost $10.08 Unrealized —

— JENSYN ACQUISITION CORP 0.1%

Value $3.01M Shares 270,000 Est. Cost $10.04 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $2.984M Shares 297,235 Est. Cost $9.63 Unrealized —

NEM NEWMONT MNG CORP 0.1%

Value $2.933M Shares 82,000 Est. Cost $27.34 Unrealized 0.0%

— FIRST MAJESTIC SILVER CORP 0.1%

Value $2.923M Shares 3,000,000 Est. Cost $0.97 Unrealized —

— LEISURE ACQUISITION CORP 0.1%

Value $2.819M Shares 275,000 Est. Cost $9.91 Unrealized —

— U S WELL SVCS INC 0.1%

Value $2.765M Shares 346,455 Est. Cost $7.98 Unrealized —

— LEISURE ACQUISITION CORP 0.1%

Value $2.76M Shares 275,000 Est. Cost $9.67 Unrealized —

— RED HAT INC 0.1%

Value $2.74M Shares 15,000 Est. Cost $175.66 Unrealized —

— GORDON POINTE ACQUISITION CO 0.1%

Value $2.722M Shares 259,250 Est. Cost $10.32 Unrealized —

— TIBERIUS ACQUISITION CORP 0.1%

Value $2.706M Shares 268,500 Est. Cost $9.67 Unrealized —

RCI ROGERS COMMUNICATIONS INC 0.1%

Value $2.691M Shares 50,000 Est. Cost — Unrealized —

— ALLEGRO MERGER CORP 0.1%

Value $2.62M Shares 250,000 Est. Cost $10.27 Unrealized —

— MAM SOFTWARE GROUP INC 0.1%

Value $2.563M Shares 301,220 Est. Cost $8.57 Unrealized —

— ALBERTON ACQUISITION CORP 0.1%

Value $2.542M Shares 250,000 Est. Cost $10.06 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.1%

Value $2.482M Shares 246,500 Est. Cost $9.68 Unrealized —

— FORUM MERGER II CORP 0.1%

Value $2.409M Shares 243,138 Est. Cost $9.65 Unrealized —

LOAC LONGEVITY ACQUISITION CORP 0.1%

Value $2.398M Shares 240,000 Est. Cost $10.05 Unrealized —

CNC CENTENE CORP DEL 0.1%

Value $2.39M Shares 45,000 Est. Cost $60.70 Unrealized 0.0%

— FAR PT ACQUISITION CORP 0.1%

Value $2.388M Shares 240,000 Est. Cost $9.65 Unrealized —

WPM WHEATON PRECIOUS METALS CORP 0.1%

Value $2.382M Shares 100,000 Est. Cost — Unrealized —

TECK TECK RESOURCES LTD 0.1%

Value $2.318M Shares 100,000 Est. Cost — Unrealized —

— GIGCAPITAL INC 0.1%

Value $2.288M Shares 3,519,324 Est. Cost $0.50 Unrealized —

LCUT LIFETIME BRANDS INC 0.0%

Value $2.278M Shares 241,100 Est. Cost $13.30 Unrealized -35.5%

OTEX OPEN TEXT CORP 0.0%

Value $2.229M Shares 58,000 Est. Cost $28.27 Unrealized +8.7%

— CLEMENTIA PHARMACEUTICALS IN 0.0%

Value $2.114M Shares 81,000 Est. Cost $26.10 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $2.054M Shares 201,400 Est. Cost $9.99 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $2.016M Shares 200,000 Est. Cost $9.73 Unrealized —

— CHARDAN HEALTHCARE ACQUISITI 0.0%

Value $2.006M Shares 200,000 Est. Cost $10.07 Unrealized —

TGLS TECNOGLASS INC 0.0%

Value $2.005M Shares 275,379 Est. Cost $7.26 Unrealized 0.0%

— REEDS INC 0.0%

Value $1.925M Shares 665,917 Est. Cost $2.89 Unrealized —

UFPT UFP TECHNOLOGIES INC 0.0%

Value $1.867M Shares 49,910 Est. Cost $32.76 Unrealized 0.0%

— QUANTENNA COMMUNICATIONS INC 0.0%

Value $1.825M Shares 75,000 Est. Cost $24.33 Unrealized —

SPPP SPROTT PHYSICAL PLAT PALLAD 0.0%

Value $1.82M Shares 171,509 Est. Cost $8.37 Unrealized —

— MELLANOX TECHNOLOGIES LTD 0.0%

Value $1.775M Shares 15,000 Est. Cost $118.33 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $1.744M Shares 168,300 Est. Cost $9.73 Unrealized —

— NRC GROUP HLDGS CORP 0.0%

Value $1.743M Shares 1,936,588 Est. Cost $0.81 Unrealized —

PAAS PAN AMERICAN SILVER CORP 0.0%

Value $1.722M Shares 130,000 Est. Cost — Unrealized —

GWRS GLOBAL WTR RES INC 0.0%

Value $1.61M Shares 164,150 Est. Cost $8.18 Unrealized -0.6%

MHH MASTECH DIGITAL INC 0.0%

Value $1.6M Shares 259,564 Est. Cost $6.68 Unrealized +2.5%

SPY SPDR S&P 500 ETF TR 0.0%

Value $1.55M Shares 5,488 Est. Cost $249.86 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $1.55M Shares 150,000 Est. Cost $10.38 Unrealized —

— RMG ACQUISITION CORP 0.0%

Value $1.504M Shares 150,000 Est. Cost $10.03 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 0.0%

Value $1.497M Shares 285,714 Est. Cost $8.35 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $1.462M Shares 140,000 Est. Cost $10.33 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $1.449M Shares 139,100 Est. Cost $10.16 Unrealized —

— OSIRIS THERAPEUTICS INC NEW 0.0%

Value $1.425M Shares 75,000 Est. Cost $19.00 Unrealized —

— SPRINT CORPORATION 0.0%

Value $1.412M Shares 250,000 Est. Cost $5.65 Unrealized —

— ONE MADISON CORP 0.0%

Value $1.406M Shares 1,222,935 Est. Cost $1.03 Unrealized —

APT ALPHA PRO TECH LTD 0.0%

Value $1.404M Shares 390,000 Est. Cost $3.54 Unrealized +10.5%

— NORBORD INC 0.0%

Value $1.378M Shares 50,000 Est. Cost — Unrealized —

— MAXWELL TECHNOLOGIES INC 0.0%

Value $1.341M Shares 300,000 Est. Cost $4.47 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $1.33M Shares 4,586,854 Est. Cost $0.38 Unrealized —

— HUDSON GLOBAL INC 0.0%

Value $1.299M Shares 854,765 Est. Cost $2.46 Unrealized —

— OAKTREE CAP GROUP LLC 0.0%

Value $1.241M Shares 25,000 Est. Cost $49.64 Unrealized —

— THUNDER BRIDGE ACQUISITION L 0.0%

Value $1.22M Shares 1,695,000 Est. Cost $0.49 Unrealized —

— WABCO HLDGS INC 0.0%

Value $1.213M Shares 9,200 Est. Cost — Unrealized —

— GORES HOLDINGS III INC 0.0%

Value $1.188M Shares 120,000 Est. Cost $9.72 Unrealized —

— CARBONITE INC 0.0%

Value $1.167M Shares 1,000,000 Est. Cost $1.50 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $1.071M Shares 3,244,000 Est. Cost $0.32 Unrealized —

CRM SALESFORCE COM INC 0.0%

Value $1.027M Shares 6,484 Est. Cost $153.14 Unrealized 0.0%

— NEBULA ACQUISITION CORP 0.0%

Value $1.025M Shares 100,000 Est. Cost $10.10 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $1.02M Shares 100,000 Est. Cost $10.24 Unrealized —

BK BANK NEW YORK MELLON CORP 0.0%

Value $1.002M Shares 19,868 Est. Cost $42.33 Unrealized 0.0%

OMC OMNICOM GROUP INC 0.0%

Value $981K Shares 13,440 Est. Cost $58.50 Unrealized 0.0%

— CHARDAN HEALTHCARE ACQUISITI 0.0%

Value $979K Shares 100,000 Est. Cost $9.79 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $960K Shares 2,910,094 Est. Cost $0.34 Unrealized —

— PRETIUM RES INC 0.0%

Value $944K Shares 1,000,000 Est. Cost $0.84 Unrealized —

GM GENERAL MTRS CO 0.0%

Value $934K Shares 25,177 Est. Cost $34.84 Unrealized 0.0%

— BLUEGREEN VACATIONS CORP 0.0%

Value $892K Shares 60,000 Est. Cost $14.87 Unrealized —

CNQ CANADIAN NAT RES LTD 0.0%

Value $825K Shares 30,000 Est. Cost $9.35 Unrealized 0.0%

— MTECH ACQUISITION CORP 0.0%

Value $808K Shares 80,000 Est. Cost $9.94 Unrealized —

DE DEERE & CO 0.0%

Value $791K Shares 4,948 Est. Cost $144.51 Unrealized 0.0%

— GRAF INDL CORP 0.0%

Value $736K Shares 74,750 Est. Cost $9.61 Unrealized —

— BROOKFIELD PROPERTY REIT INC 0.0%

Value $717K Shares 35,000 Est. Cost $20.94 Unrealized —

BMY BRISTOL MYERS SQUIBB CO 0.0%

Value $716K Shares 15,000 Est. Cost — Unrealized —

PACB PACIFIC BIOSCIENCES CALIF IN 0.0%

Value $687K Shares 95,000 Est. Cost $7.23 Unrealized 0.0%

— MUDRICK CAP ACQUISITION CORP 0.0%

Value $664K Shares 1,207,400 Est. Cost $0.63 Unrealized —

— TARGET HOSPITALITY CORP 0.0%

Value $569K Shares 369,654 Est. Cost $1.54 Unrealized —

— TPG PACE HLDGS CORP 0.0%

Value $519K Shares 352,999 Est. Cost $1.08 Unrealized —

MGM MGM RESORTS INTERNATIONAL 0.0%

Value $511K Shares 19,924 Est. Cost $26.74 Unrealized 0.0%

KO COCA COLA CO 0.0%

Value $509K Shares 10,871 Est. Cost $37.78 Unrealized 0.0%

SYY SYSCO CORP 0.0%

Value $507K Shares 7,589 Est. Cost $54.12 Unrealized 0.0%

NOC NORTHROP GRUMMAN CORP 0.0%

Value $507K Shares 1,882 Est. Cost $243.65 Unrealized 0.0%

CCJ CAMECO CORP 0.0%

Value $506K Shares 42,900 Est. Cost — Unrealized —

— HANESBRANDS INC 0.0%

Value $505K Shares 28,248 Est. Cost $17.88 Unrealized —

RVPH TENZING ACQUISITION CORP 0.0%

Value $504K Shares 50,000 Est. Cost $9.84 Unrealized —

JBHT HUNT J B TRANS SVCS INC 0.0%

Value $503K Shares 4,968 Est. Cost $97.26 Unrealized 0.0%

AJG GALLAGHER ARTHUR J & CO 0.0%

Value $495K Shares 6,341 Est. Cost $70.56 Unrealized 0.0%

ATOM ATOMERA INC 0.0%

Value $489K Shares 184,600 Est. Cost $3.97 Unrealized -13.8%

EMN EASTMAN CHEMICAL CO 0.0%

Value $480K Shares 6,328 Est. Cost $61.76 Unrealized +0.6%

HUM HUMANA INC 0.0%

Value $478K Shares 1,797 Est. Cost $271.28 Unrealized 0.0%

IMXI INTERNATIONAL MNY EXPRESS IN 0.0%

Value $466K Shares 40,000 Est. Cost $10.10 Unrealized +11.9%

— MTECH ACQUISITION CORP 0.0%

Value $463K Shares 723,510 Est. Cost $1.10 Unrealized —

— TRINITY MERGER CORP 0.0%

Value $432K Shares 1,200,000 Est. Cost $0.40 Unrealized —

— BARRICK GOLD CORPORATION 0.0%

Value $411K Shares 30,000 Est. Cost — Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.0%

Value $406K Shares 1,503,400 Est. Cost $0.41 Unrealized —

CCJ CAMECO CORP 0.0%

Value $403K Shares 34,200 Est. Cost — Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.0%

Value $403K Shares 366,667 Est. Cost $0.97 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $402K Shares 3,202,613 Est. Cost $0.33 Unrealized —

— LEO HOLDINGS CORP 0.0%

Value $390K Shares 500,000 Est. Cost $1.07 Unrealized —

— VANTAGE ENERGY ACQUISITION 0.0%

Value $387K Shares 1,681,258 Est. Cost $0.68 Unrealized —

— GIGCAPITAL INC 0.0%

Value $384K Shares 1,352,714 Est. Cost $0.32 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $380K Shares 1,652,400 Est. Cost $0.37 Unrealized —

— SIRIUS INTERNATIONAL INSURAN 0.0%

Value $342K Shares 26,319 Est. Cost $12.54 Unrealized —

— BIOCERES CROP SOLUTIONS CORP 0.0%

Value $331K Shares 1,225,000 Est. Cost $0.27 Unrealized —

— UQM TECHNOLOGIES INC 0.0%

Value $330K Shares 200,000 Est. Cost $1.65 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $318K Shares 1,587,827 Est. Cost $0.43 Unrealized —

— SENTINEL ENERGY SVCS INC 0.0%

Value $314K Shares 461,368 Est. Cost $0.81 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $309K Shares 883,392 Est. Cost $0.30 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $290K Shares 827,614 Est. Cost $0.34 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.0%

Value $280K Shares 1,075,000 Est. Cost $0.35 Unrealized —

— CAPITOL INVT CORP IV 0.0%

Value $276K Shares 200,000 Est. Cost $1.07 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $276K Shares 1,622,000 Est. Cost $0.25 Unrealized —

— CF FIN ACQUISITION CORP 0.0%

Value $271K Shares 630,625 Est. Cost $0.43 Unrealized —

OTEX OPEN TEXT CORP 0.0%

Value $269K Shares 7,000 Est. Cost $28.27 Unrealized +8.7%

— AMCI ACQUISITION CORP 0.0%

Value $268K Shares 957,700 Est. Cost $0.28 Unrealized —

— ALLEGRO MERGER CORP 0.0%

Value $263K Shares 975,000 Est. Cost $0.29 Unrealized —

— MEGALITH FINL ACQUISITION CO 0.0%

Value $254K Shares 922,000 Est. Cost $0.36 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $249K Shares 914,885 Est. Cost $0.27 Unrealized —

— ESTRE AMBIENTAL INC 0.0%

Value $247K Shares 2,110,661 Est. Cost $0.69 Unrealized —

NTR NUTRIEN LTD 0.0%

Value $237K Shares 4,500 Est. Cost — Unrealized —

— VECTOIQ ACQUISITION CORP 0.0%

Value $226K Shares 525,000 Est. Cost $0.50 Unrealized —

— GRAF INDL CORP 0.0%

Value $202K Shares 20,000 Est. Cost $10.10 Unrealized —

— REGALWOOD GLOBAL ENERGY LTD 0.0%

Value $187K Shares 187,166 Est. Cost $1.24 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $177K Shares 1,578,348 Est. Cost $0.14 Unrealized —

— NEW FRONTIER CORP 0.0%

Value $175K Shares 250,000 Est. Cost $0.90 Unrealized —

— FAR PT ACQUISITION CORP 0.0%

Value $174K Shares 130,000 Est. Cost $1.34 Unrealized —

— ALLEGRO MERGER CORP 0.0%

Value $169K Shares 650,000 Est. Cost $0.30 Unrealized —

— MOSAIC ACQUISITION CORP 0.0%

Value $163K Shares 200,000 Est. Cost $0.99 Unrealized —

— PHUNWARE INC 0.0%

Value $160K Shares 96,643 Est. Cost $0.25 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $155K Shares 498,454 Est. Cost $0.29 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value $152K Shares 892,000 Est. Cost $0.26 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $148K Shares 423,200 Est. Cost $0.41 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $148K Shares 1,848,113 Est. Cost $0.21 Unrealized —

HFFG HF FOODS GROUP INC 0.0%

Value $132K Shares 10,000 Est. Cost $12.27 Unrealized +7.6%

— TKK SYMPHONY ACQUISITION COR 0.0%

Value $128K Shares 401,300 Est. Cost $0.35 Unrealized —

— OPES ACQUISITION CORP 0.0%

Value $108K Shares 450,000 Est. Cost $0.38 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $101K Shares 530,900 Est. Cost $0.29 Unrealized —

PACB PACIFIC BIOSCIENCES CALIF IN 0.0%

Value $100K Shares 13,800 Est. Cost $7.23 Unrealized 0.0%

— TIBERIUS ACQUISITION CORP 0.0%

Value $88,000 Shares 200,000 Est. Cost $0.56 Unrealized —

— LEGACY ACQUISITION CORP 0.0%

Value $85,000 Shares 282,400 Est. Cost $0.43 Unrealized —

— LEISURE ACQUISITION CORP 0.0%

Value $74,000 Shares 137,500 Est. Cost $0.49 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $68,000 Shares 210,000 Est. Cost $0.61 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $64,000 Shares 214,992 Est. Cost $0.30 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $64,000 Shares 321,657 Est. Cost $0.28 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $60,000 Shares 240,000 Est. Cost $0.40 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.0%

Value $58,000 Shares 401,300 Est. Cost $0.15 Unrealized —

— GORES HOLDINGS III INC 0.0%

Value $57,000 Shares 40,000 Est. Cost $1.15 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $56,000 Shares 180,000 Est. Cost $0.36 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $54,000 Shares 771,396 Est. Cost $0.15 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $50,000 Shares 162,000 Est. Cost $0.14 Unrealized —

— CHARDAN HEALTHCARE ACQUISITI 0.0%

Value $49,000 Shares 99,500 Est. Cost $0.49 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value $45,000 Shares 500,000 Est. Cost $0.12 Unrealized —

— BOXWOOD MERGER CORP 0.0%

Value $38,000 Shares 100,000 Est. Cost $0.38 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $36,000 Shares 200,000 Est. Cost $0.47 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $31,000 Shares 125,000 Est. Cost $0.33 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $29,000 Shares 240,000 Est. Cost $0.15 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $26,000 Shares 162,000 Est. Cost $0.16 Unrealized —

— LF CAP ACQUISITION CORP 0.0%

Value $19,000 Shares 50,000 Est. Cost $0.56 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.0%

Value $18,000 Shares 110,000 Est. Cost $0.32 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $18,000 Shares 180,000 Est. Cost $0.27 Unrealized —

— GORDON POINTE ACQUISITION CO 0.0%

Value $7,000 Shares 18,990 Est. Cost $0.48 Unrealized —

— TENZING ACQUISITION CORP 0.0%

Value $6,000 Shares 40,000 Est. Cost $0.33 Unrealized —

— SABAN CAP ACQUISITION CORP 0.0%

Value $6,000 Shares 1,213,715 Est. Cost $1.20 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	2,350,000	$664M	14.6%	$249.86	—	Put	78462F103
IWM	ISHARES TR	4,000,000	$612M	13.4%	—	—	Put	464287655
—	MICRON TECHNOLOGY INC	50,000,000	$207M	4.5%	$3.02	—	NOTE 3.125% 5/0	595112AX1
—	MICROCHIP TECHNOLOGY INC	55,000,000	$90.05M	2.0%	$1.44	—	NOTE 1.625% 2/1	595017AD6
—	WORKDAY INC	30,000,000	$71.13M	1.6%	$1.40	—	NOTE 1.500% 7/1	98138HAD3
GOOG	ALPHABET INC	43,900	$51.51M	1.1%	$49.15	+13.3%	CAP STK CL C	02079K107
—	WRIGHT MED GROUP N V	30,000,000	$46.49M	1.0%	$1.45	—	NOTE 2.250%11/1	98236JAB4
—	REALPAGE INC	30,000,000	$46.22M	1.0%	$1.46	—	NOTE 1.500%11/1	75606NAB5
BIO	BIO RAD LABS INC	145,500	$44.48M	1.0%	$234.43	+15.1%	CL A	090572207
—	VIAVI SOLUTIONS INC	39,025,000	$43.97M	1.0%	$1.02	—	NOTE 1.000% 3/0	925550AB1
XLC	SELECT SECTOR SPDR TR	900,000	$42.09M	0.9%	—	—	Put	81369Y852
BCE	BCE INC	900,000	$39.95M	0.9%	—	—	Call	05534B760
IJR	ISHARES TR	500,000	$38.58M	0.8%	—	—	Call	464287804
—	VANTAGE ENERGY ACQUISITION	3,751,182	$38.34M	0.8%	$10.05	—	COM CL A	92211L105
META	FACEBOOK INC	227,000	$37.84M	0.8%	$151.31	+4.4%	CL A	30303M102
—	PLAYAGS INC	1,535,496	$36.74M	0.8%	$25.11	—	COM	72814N104
CM	CDN IMPERIAL BK COMM TORONTO	435,000	$34.4M	0.8%	—	—	Call	136069101
BKLN	INVESCO EXCHNG TRADED FD TR	1,500,000	$33.96M	0.7%	—	—	Put	46138G508
LITE	LUMENTUM HLDGS INC	599,700	$33.91M	0.7%	$51.24	-6.4%	COM	55024U109
—	TTM TECHNOLOGIES INC	25,000,000	$32.66M	0.7%	$1.68	—	NOTE 1.750%12/1	87305RAD1
—	PENSARE ACQUISITION CORP	3,167,754	$32.47M	0.7%	$9.85	—	COM	70957E105
—	TRINITY MERGER CORP	3,118,000	$31.87M	0.7%	$9.84	—	COM CL A	89653L106
VMC	VULCAN MATLS CO	265,300	$31.41M	0.7%	$113.24	-10.1%	COM	929160109
—	IHS MARKIT LTD	568,225	$30.9M	0.7%	$52.40	—	SHS	G47567105
AME	AMETEK INC NEW	363,659	$30.17M	0.7%	$57.31	+26.6%	COM	031100100
LKQ	LKQ CORP	1,054,819	$29.94M	0.7%	$28.24	-14.4%	COM	501889208
BC	BRUNSWICK CORP	583,361	$29.36M	0.6%	$48.59	-9.0%	COM	117043109
ENB	ENBRIDGE INC	800,000	$29.01M	0.6%	—	—	Call	29250N105
TRMB	TRIMBLE INC	692,025	$27.96M	0.6%	$37.77	+0.5%	COM	896239100
TPR	TAPESTRY INC	853,140	$27.72M	0.6%	$32.18	-9.5%	COM	876030107
PSLV	SPROTT PHYSICAL SILVER TR	4,950,493	$27.43M	0.6%	$6.52	—	TR UNIT	85207K107
—	CM SEVEN STAR ACQUISITION CO	2,630,000	$27.17M	0.6%	$9.96	—	SHS	G2345N102
KMX	CARMAX INC	382,600	$26.7M	0.6%	$61.63	0.0%	COM	143130102
ROG	ROGERS CORP	166,323	$26.43M	0.6%	$129.64	+4.2%	COM	775133101
DAL	DELTA AIR LINES INC DEL	509,310	$26.31M	0.6%	$49.45	-5.4%	COM NEW	247361702
—	MODERN MEDIA ACQUISITION	2,462,176	$25.51M	0.6%	$9.96	—	COM	60765P103
—	TRINE ACQUISITION CORP	2,400,000	$24.05M	0.5%	$10.02	—	UNIT 03/31/2021	89628U207
TTWO	TAKE-TWO INTERACTIVE SOFTWAR	254,000	$23.97M	0.5%	$113.72	-14.8%	COM	874054109
KEYS	KEYSIGHT TECHNOLOGIES INC	273,000	$23.81M	0.5%	$60.17	+29.0%	COM	49338L103
—	TWITTER INC	722,000	$23.74M	0.5%	$32.88	—	COM	90184L102
CMCSA	COMCAST CORP NEW	588,300	$23.52M	0.5%	$31.54	0.0%	CL A	20030N101
—	CDK GLOBAL INC	398,900	$23.46M	0.5%	$58.82	—	COM	12508E101
VRRM	VERRA MOBILITY CORP	1,950,000	$23.2M	0.5%	$10.08	+2.6%	COM	92511U102
LAUR	LAUREATE EDUCATION INC	1,537,005	$23.01M	0.5%	$15.02	+0.9%	CL A	518613203
PHYS	SPROTT PHYSICAL GOLD TRUST	2,194,175	$22.93M	0.5%	$9.55	—	UNIT	85207H104
—	GIGCAPITAL INC	2,237,952	$22.83M	0.5%	$9.95	—	COM	37518N106
RWGE/U	REGALWOOD GLOBAL ENERGY LTD	2,200,400	$22.77M	0.5%	$9.98	—	UNIT 99/99/9999	G74760110
VIAV	VIAVI SOLUTIONS INC	1,826,600	$22.61M	0.5%	$9.23	+26.9%	COM	925550105
SPOT	SPOTIFY TECHNOLOGY S A	160,600	$22.29M	0.5%	$136.75	0.0%	SHS	L8681T102
—	BOINGO WIRELESS INC	952,100	$22.16M	0.5%	$23.28	—	COM	09739C102
UA	UNDER ARMOUR INC	1,132,200	$21.36M	0.5%	$18.08	+4.5%	CL C	904311206
—	DANAHER CORPORATION	20,000	$21M	0.5%	$1049.75	—	4.75 MND CV PFD	235851300
—	SPARTAN ENERGY ACQUISITON CO	2,064,099	$20.95M	0.5%	$10.15	—	UNIT 99/99/9999	846784114
—	FAR PT ACQUISITION CORP	2,010,000	$20.9M	0.5%	$10.19	—	UNIT 06/01/2025	30734W208
—	WORLD WRESTLING ENTMT INC	237,399	$20.6M	0.5%	$74.72	—	CL A	98156Q108
—	CRESCENT ACQUISITION CORP	2,000,000	$20M	0.4%	$10.00	—	UNIT 99/99/9999	22564L204
PACK	ONE MADISON CORP	1,943,884	$19.93M	0.4%	$9.75	—	COM CL A	G6772P100
—	TWELVE SEAS INVESTMENT COMPA	1,937,601	$19.41M	0.4%	$9.60	—	SHS	G9145A107
—	REALPAGE INC	316,500	$19.21M	0.4%	$48.64	—	COM	75606N109
BABA	ALIBABA GROUP HLDG LTD	102,000	$18.61M	0.4%	$164.76	—	SPONSORED ADS	01609W102
DLB	DOLBY LABORATORIES INC	290,752	$18.31M	0.4%	$53.98	+7.1%	COM CL A	25659T107
GLD	SPDR GOLD TRUST	150,000	$18.3M	0.4%	—	—	Call	78463V107
EGHT	8X8 INC NEW	901,703	$18.21M	0.4%	$21.19	-7.8%	COM	282914100
BKNG	BOOKING HLDGS INC	10,400	$18.15M	0.4%	$1755.46	0.0%	COM	09857L108
—	GARDNER DENVER HLDGS INC	640,199	$17.8M	0.4%	$29.11	—	COM	36555P107
—	THUNDER BRIDGE ACQUISITION L	1,709,979	$17.44M	0.4%	$9.80	—	SHS CLASS A	G8857R100
—	VECTOIQ ACQUISITION CORP	1,673,000	$16.71M	0.4%	$9.62	—	COM	92243N103
—	BLACK RIDGE ACQUISITION CORP	1,636,325	$16.7M	0.4%	$9.72	—	COM	09216T107
—	TRIDENT ACQUISITIONS CORP	1,607,000	$16.55M	0.4%	$10.08	—	UNIT 05/09/2023	89615T205
—	IHS MARKIT LTD	300,000	$16.31M	0.4%	$52.40	—	Put	G47567105
—	CAPITOL INVT CORP IV	1,541,700	$16.3M	0.4%	$10.12	—	UNIT 99/99/9999	G18920119
—	HENNESSY CAP ACQUSTION CORP	1,600,000	$16.13M	0.4%	$10.08	—	UNIT 99/99/9999	42589C203
—	SENTINEL ENERGY SVCS INC	1,581,004	$15.87M	0.3%	$10.02	—	CL A	81728P105
SYK	STRYKER CORP	80,300	$15.86M	0.3%	$155.98	+7.1%	COM	863667101
—	SKECHERS U S A INC	469,600	$15.78M	0.3%	$33.61	—	CL A	830566105
—	PIVOTAL ACQUISITION CORP	1,539,700	$15.69M	0.3%	$10.19	—	UNIT 12/01/2025	72583A200
—	PURE ACQUISITION CORP	1,551,250	$15.59M	0.3%	$9.66	—	CL A	74621Q106
—	NEW RELIC INC	157,200	$15.52M	0.3%	$98.70	—	COM	64829B100
—	SABAN CAP ACQUISITION CORP	1,500,000	$15.38M	0.3%	$9.97	—	COM CL A	78516C106
—	TIBERIUS ACQUISITION CORP	1,445,800	$15.11M	0.3%	$10.09	—	UNIT 02/28/2021	88633A206
—	ORBCOMM INC	2,217,706	$15.04M	0.3%	$9.03	—	COM	68555P100
BMO	BANK MONTREAL QUE	200,000	$14.96M	0.3%	—	—	Call	063671101
BABA	ALIBABA GROUP HLDG LTD	80,000	$14.6M	0.3%	$164.76	—	Put	01609W102
—	CF FIN ACQUISITION CORP	1,400,000	$14.28M	0.3%	$10.00	—	UNIT 04/30/2025	12528N206
HLIT	HARMONIC INC	2,624,540	$14.22M	0.3%	$4.27	+24.1%	COM	413160102
GLD	SPDR GOLD TRUST	113,500	$13.85M	0.3%	—	—	Put	78463V107
—	CLEVELAND CLIFFS INC	10,000,000	$13.64M	0.3%	$1.15	—	DBCV 1.500% 1/1	185899AA9
TD	TORONTO DOMINION BK ONT	250,000	$13.58M	0.3%	—	—	Call	891160509
—	AEROJET ROCKETDYNE HLDGS INC	9,000,000	$13.35M	0.3%	$1.46	—	NOTE 2.250%12/1	007800AB1
—	COLFAX CORP	100,000	$13.34M	0.3%	$133.38	—	UNIT 01/15/2022T	194014205
—	HABIT RESTAURANTS INC	1,220,315	$13.2M	0.3%	$12.57	—	COM CL A	40449J103
—	DFB HEALTHCARE ACQUISTION CO	1,250,000	$12.69M	0.3%	$10.05	—	UNIT 01/30/2023	23291E208
—	MEGALITH FINL ACQUISITION CO	1,200,000	$12.34M	0.3%	$10.10	—	UNIT 09/30/2025	58518F208
—	J2 GLOBAL INC	9,000,000	$12.05M	0.3%	$1.14	—	NOTE 3.250% 6/1	48123VAC6
—	MOSAIC ACQUISITION CORP	1,166,380	$12.04M	0.3%	$10.12	—	UNIT 99/99/9999	61946M209
—	ACAMAR PARTNERS ACQSITION CO	1,200,000	$12M	0.3%	$10.00	—	UNIT 12/30/2025	004285201
CENTA	CENTRAL GARDEN & PET CO	507,501	$11.8M	0.3%	$29.00	-17.1%	CL A NON-VTG	153527205
—	OPES ACQUISITION CORP	1,120,000	$11.37M	0.2%	$9.71	—	COM	68373P100
RY	ROYAL BK CDA MONTREAL QUE	150,000	$11.33M	0.2%	$75.64	0.0%	Put	780087102
—	LEO HOLDINGS CORP	1,071,000	$11.13M	0.2%	$10.00	—	UNIT 99/99/9999	G5463L121
—	TORTOISE ACQUISITION CORP	1,100,000	$10.99M	0.2%	$9.99	—	UNIT 03/04/2024	89154L209
—	MUDRICK CAP ACQUISITION CORP	1,084,800	$10.94M	0.2%	$9.60	—	COM CLASS A	624745105
—	SOCIAL CAP HEDOSOPHIA HLDGS	1,064,875	$10.85M	0.2%	$10.11	—	CL A	G8250R103
—	SPARTAN ENERGY ACQUISITON CO	1,100,001	$10.81M	0.2%	$9.63	—	CL A COM STK	846784106
—	GORES METROPOULOS INC	1,050,000	$10.75M	0.2%	$10.24	—	UNIT 99/99/9999	382872208
SMH	VANECK VECTORS ETF TR	100,000	$10.63M	0.2%	—	—	Put	92189F676
—	MUDRICK CAP ACQUISITION CORP	995,000	$10.53M	0.2%	$10.22	—	UNIT 02/01/2023	624745204
—	NEW FRONTIER CORP	1,036,706	$10.52M	0.2%	$10.10	—	UNIT 99/99/9999	G6485P116
—	GS ACQUISITION HLDGS CORP	1,000,000	$10.49M	0.2%	$10.22	—	UNIT 06/12/2023	36255F201
PATK	PATRICK INDS INC	231,400	$10.49M	0.2%	$24.56	0.0%	COM	703343103
—	VECTOIQ ACQUISITION CORP	1,000,000	$10.45M	0.2%	$10.07	—	UNIT 05/11/2023	92243N202
—	COLLIER CREEK HOLDINGS	1,000,000	$10.32M	0.2%	$10.05	—	UNIT 99/99/9999	G22707122
—	OSI SYSTEMS INC	10,000,000	$10.17M	0.2%	$1.02	—	NOTE 1.250% 9/0	671044AD7
—	DEXCOM INC	7,500,000	$10.09M	0.2%	$1.47	—	NOTE 0.750% 5/1	252131AF4
—	GUESS INC	512,356	$10.04M	0.2%	$22.18	—	COM	401617105
—	LEO HOLDINGS CORP	1,000,000	$10.04M	0.2%	$9.66	—	COM CL A	G5463L105
—	DEL FRISCOS RESTAURANT GROUP	1,558,069	$9.987M	0.2%	$8.05	—	COM	245077102
—	KNOWLES CORP	8,500,000	$9.976M	0.2%	$1.17	—	NOTE 3.250%11/0	49926DAB5
MCRI	MONARCH CASINO & RESORT INC	225,038	$9.884M	0.2%	$43.26	-0.8%	COM	609027107
—	TKK SYMPHONY ACQUISITION COR	996,300	$9.873M	0.2%	$9.63	—	ORD SHS	G88950103
TPR	TAPESTRY INC	300,000	$9.747M	0.2%	$32.18	-9.5%	Put	876030107
—	HARMONIC INC	8,500,000	$9.738M	0.2%	$1.13	—	NOTE 4.000%12/0	413160AB8
RY	ROYAL BK CDA MONTREAL QUE	125,000	$9.444M	0.2%	$75.64	0.0%	Call	780087102
FTS	FORTIS INC	250,000	$9.248M	0.2%	$25.70	+6.6%	Put	349553107
—	TRINITY MERGER CORP	869,876	$9.134M	0.2%	$10.07	—	UNIT 05/11/2025	89653L205
—	CELGENE CORP	96,400	$9.094M	0.2%	—	—	Put	151020104
—	TPG PACE HLDGS CORP	884,143	$9.027M	0.2%	$9.99	—	CL A	G89827128
NVDA	NVIDIA CORP	50,000	$8.978M	0.2%	—	—	Call	67066G104
CEF	SPROTT PHYSICAL GOLD & SILVE	723,070	$8.966M	0.2%	$11.68	—	TR UNIT	85208R101
XLU	SELECT SECTOR SPDR TR	150,000	$8.726M	0.2%	—	—	Put	81369Y886
AEM	AGNICO EAGLE MINES LTD	200,000	$8.7M	0.2%	—	—	Call	008474108
—	INSURANCE ACQUISITION CORP	860,799	$8.694M	0.2%	$10.10	—	UNIT 03/31/2024	457867307
—	ATLAS AIR WORLDWIDE HLDGS IN	8,000,000	$8.534M	0.2%	$1.27	—	NOTE 1.875% 6/0	049164BJ4
—	TRIDENT ACQUISITIONS CORP	819,405	$8.35M	0.2%	$9.81	—	COM	89615T106
—	SOCIAL CAP HEDOSOPHIA HLDGS	781,310	$8.063M	0.2%	$10.60	—	UNIT 99/99/9999	G8250R111
—	SENSEONICS HLDGS INC	3,228,549	$7.91M	0.2%	$3.68	—	COM	81727U105
—	WAYFAIR INC	5,000,000	$7.664M	0.2%	$1.07	—	NOTE 0.375% 9/0	94419LAB7
—	ALLEGRO MERGER CORP	750,000	$7.448M	0.2%	$9.72	—	COM	01749N103
—	TWELVE SEAS INVESTMENT COMPA	711,110	$7.445M	0.2%	$10.06	—	UNIT 06/21/2023	G9145A123
—	TUSCAN HOLDINGS CORP	700,000	$7.3M	0.2%	$10.43	—	UNIT 99/99/9999	90069K203
NOA	NORTH AMERN CONSTR GROUP LTD	625,803	$7.284M	0.2%	$11.07	0.0%	COM	656811106
—	BARRICK GOLD CORPORATION	520,000	$7.129M	0.2%	—	—	Call	067901108
—	ZAYO GROUP HLDGS INC	250,000	$7.105M	0.2%	—	—	Call	98919V105
RY	ROYAL BK CDA MONTREAL QUE	93,800	$7.087M	0.2%	$75.64	0.0%	COM	780087102
NTR	NUTRIEN LTD	132,000	$6.964M	0.2%	—	—	Call	67077M108
—	ON SEMICONDUCTOR CORP	5,000,000	$6.161M	0.1%	$1.27	—	NOTE 1.625%10/1	682189AP0
—	TKK SYMPHONY ACQUISITION COR	571,400	$5.885M	0.1%	$10.10	—	UNIT 08/15/2023	G88950111
—	HORIZON PHARMA INVT LTD	5,000,000	$5.68M	0.1%	$1.14	—	NOTE 2.500% 3/1	44052TAB7
—	ANDINA ACQUISITION CORP III	550,000	$5.555M	0.1%	$10.10	—	UNIT 09/24/2020	G04415116
—	HL ACQUISITIONS CORP	530,769	$5.292M	0.1%	$9.63	—	SHS	G4603R106
—	GORDON POINTE ACQUISITION CO	500,000	$5.108M	0.1%	$9.84	—	COM CLASS A	382788107
—	BOXWOOD MERGER CORP	500,000	$5.045M	0.1%	$10.09	—	UNIT 11/26/2025	10319T200
—	WEALTHBRIDGE ACQUISITION LTD	500,000	$5.04M	0.1%	$10.08	—	UNIT 99/99/9999	G4887W102
—	PURE ACQUISITION CORP	476,300	$5.039M	0.1%	$10.41	—	UNIT 04/13/2023	74621Q205
—	8I ENTERPRISES ACQUISITIN CO	500,000	$5.02M	0.1%	$10.04	—	UNIT 99/99/9999	G2956M138
HURC	HURCO COMPANIES INC	123,398	$4.977M	0.1%	$44.86	-11.7%	COM	447324104
ALAC	ALBERTON ACQUISITION CORP	500,000	$4.975M	0.1%	$9.80	—	ORD SHS	G35006108
—	NEW FRONTIER CORP	500,000	$4.95M	0.1%	$9.80	—	COM CL A	G6485P108
—	TWIN RIV WORLDWIDE HLDGS INC	162,531	$4.868M	0.1%	$29.95	—	COM	90171V204
SU	SUNCOR ENERGY INC NEW	150,000	$4.864M	0.1%	—	—	Call	867224107
—	LF CAP ACQUISITION CORP	464,269	$4.666M	0.1%	$9.63	—	CL A	50200K108
TRNS	TRANSCAT INC	197,416	$4.537M	0.1%	$14.84	+52.0%	COM	893529107
MCFT	MASTERCRAFT BOAT HLDGS INC	199,338	$4.499M	0.1%	$22.12	0.0%	COM	57637H103
RIO	RIO TINTO PLC	75,000	$4.414M	0.1%	—	—	Put	767204100
TOTA	TOTTENHAM ACQUISITION I LTD	412,000	$4.157M	0.1%	$9.78	—	SHS	G8959N106
—	ULTIMATE SOFTWARE GROUP INC	12,500	$4.127M	0.1%	$330.16	—	COM	90385D107
—	CAPITOL INVT CORP IV	399,900	$4.071M	0.1%	$9.68	—	CL A ORD	G18920101
ACCS	ISSUER DIRECT CORPORATION	325,312	$4.024M	0.1%	$16.87	-25.1%	COM NEW	46520M204
DLHC	DLH HLDGS CORP	621,874	$3.98M	0.1%	$5.95	-2.6%	COM	23335Q100
CNTTQ	CANNTRUST HLDGS INC	505,200	$3.92M	0.1%	$7.87	0.0%	COM	137800207
—	GORES HOLDINGS III INC	380,000	$3.914M	0.1%	$10.21	—	UNIT 09/07/2024	38286G208
USLM	UNITED STATES LIME & MINERAL	49,843	$3.844M	0.1%	$15.75	-8.5%	COM	911922102
FLXS	FLEXSTEEL INDS INC	163,252	$3.786M	0.1%	$32.74	-38.7%	COM	339382103
—	OPES ACQUISITION CORP	360,000	$3.733M	0.1%	$10.06	—	UNIT 03/07/2023	68373P209
—	BIG ROCK PARTNERS ACQUISI CO	349,200	$3.702M	0.1%	$10.23	—	UNIT 11/20/2022	089482202
FTS	FORTIS INC	100,000	$3.699M	0.1%	$25.70	+6.6%	Call	349553107
RIO	RIO TINTO PLC	61,700	$3.631M	0.1%	—	—	Call	767204100
—	TENZING ACQUISITION CORP	330,800	$3.381M	0.1%	$10.16	—	UNIT 08/24/2024	G8708A124
—	WELLCARE HEALTH PLANS INC	12,000	$3.237M	0.1%	$269.75	—	COM	94946T106
—	LEGACY ACQUISITION CORP	300,000	$3.081M	0.1%	$9.94	—	UNIT 05/31/2024	524643202
IYR	ISHARES TR	35,000	$3.046M	0.1%	—	—	Put	464287739
—	MONOCLE ACQUISITION CORP	300,000	$3.024M	0.1%	$10.08	—	UNIT 99/99/9999	609754205
—	JENSYN ACQUISITION CORP	270,000	$3.01M	0.1%	$10.04	—	COM	47632B102
—	LEGACY ACQUISITION CORP	297,235	$2.984M	0.1%	$9.63	—	COM CL A	524643103
NEM	NEWMONT MNG CORP	82,000	$2.933M	0.1%	$27.34	0.0%	COM	651639106
—	FIRST MAJESTIC SILVER CORP	3,000,000	$2.923M	0.1%	$0.97	—	NOTE 1.875% 3/0	32076VAB9
—	LEISURE ACQUISITION CORP	275,000	$2.819M	0.1%	$9.91	—	UNIT 99/99/9999	52539T206
—	U S WELL SVCS INC	346,455	$2.765M	0.1%	$7.98	—	CL A	91274U101
—	LEISURE ACQUISITION CORP	275,000	$2.76M	0.1%	$9.67	—	COM	52539T107
—	RED HAT INC	15,000	$2.74M	0.1%	$175.66	—	COM	756577102
—	GORDON POINTE ACQUISITION CO	259,250	$2.722M	0.1%	$10.32	—	UNIT 01/18/2023	382788206
—	TIBERIUS ACQUISITION CORP	268,500	$2.706M	0.1%	$9.67	—	COM	88633A107
RCI	ROGERS COMMUNICATIONS INC	50,000	$2.691M	0.1%	—	—	Call	775109200
—	ALLEGRO MERGER CORP	250,000	$2.62M	0.1%	$10.27	—	UNIT 12/31/2023	01749N301
—	MAM SOFTWARE GROUP INC	301,220	$2.563M	0.1%	$8.57	—	COM NEW	55277Q201
—	ALBERTON ACQUISITION CORP	250,000	$2.542M	0.1%	$10.06	—	UNIT 04/22/2020	G35006116
—	GREENLAND ACQUISITIN CORPORA	246,500	$2.482M	0.1%	$9.68	—	SHS	G40981139
—	FORUM MERGER II CORP	243,138	$2.409M	0.1%	$9.65	—	CL A	34986F103
LOAC	LONGEVITY ACQUISITION CORP	240,000	$2.398M	0.1%	$10.05	—	ORD SHS	G56372132
CNC	CENTENE CORP DEL	45,000	$2.39M	0.1%	$60.70	0.0%	COM	15135B101
—	FAR PT ACQUISITION CORP	240,000	$2.388M	0.1%	$9.65	—	COM CL A	30734W109
WPM	WHEATON PRECIOUS METALS CORP	100,000	$2.382M	0.1%	—	—	Call	962879102
TECK	TECK RESOURCES LTD	100,000	$2.318M	0.1%	—	—	Call	878742204
—	GIGCAPITAL INC	3,519,324	$2.288M	0.1%	$0.50	—	RIGHT 03/06/2020	37518N114
LCUT	LIFETIME BRANDS INC	241,100	$2.278M	0.0%	$13.30	-35.5%	COM	53222Q103
OTEX	OPEN TEXT CORP	58,000	$2.229M	0.0%	$28.27	+8.7%	Put	683715106
—	CLEMENTIA PHARMACEUTICALS IN	81,000	$2.114M	0.0%	$26.10	—	COM	185575107
—	EDTECHX HLDGS ACQUISITION CO	201,400	$2.054M	0.0%	$9.99	—	UNIT 12/31/2025	28138X202
—	EDTECHX HLDGS ACQUISITION CO	200,000	$2.016M	0.0%	$9.73	—	COM	28138X103
—	CHARDAN HEALTHCARE ACQUISITI	200,000	$2.006M	0.0%	$10.07	—	UNIT 12/13/2023	15957A207
TGLS	TECNOGLASS INC	275,379	$2.005M	0.0%	$7.26	0.0%	SHS	G87264100
—	REEDS INC	665,917	$1.925M	0.0%	$2.89	—	COM	758338107
UFPT	UFP TECHNOLOGIES INC	49,910	$1.867M	0.0%	$32.76	0.0%	COM	902673102
—	QUANTENNA COMMUNICATIONS INC	75,000	$1.825M	0.0%	$24.33	—	COM	74766D100
SPPP	SPROTT PHYSICAL PLAT PALLAD	171,509	$1.82M	0.0%	$8.37	—	UNIT	85207Q104
—	MELLANOX TECHNOLOGIES LTD	15,000	$1.775M	0.0%	$118.33	—	SHS	M51363113
—	BIG ROCK PARTNERS ACQUISI CO	168,300	$1.744M	0.0%	$9.73	—	COM	089482103
—	NRC GROUP HLDGS CORP	1,936,588	$1.743M	0.0%	$0.81	—	*W EXP 10/17/202	629375114
PAAS	PAN AMERICAN SILVER CORP	130,000	$1.722M	0.0%	—	—	Call	697900108
GWRS	GLOBAL WTR RES INC	164,150	$1.61M	0.0%	$8.18	-0.6%	COM	379463102
MHH	MASTECH DIGITAL INC	259,564	$1.6M	0.0%	$6.68	+2.5%	COM	57633B100
SPY	SPDR S&P 500 ETF TR	5,488	$1.55M	0.0%	$249.86	—	TR UNIT	78462F103
—	TOTTENHAM ACQUISITION I LTD	150,000	$1.55M	0.0%	$10.38	—	UNIT 05/06/2025	G8959N130
—	RMG ACQUISITION CORP	150,000	$1.504M	0.0%	$10.03	—	UNIT 99/99/9999	749641205
—	INFRA AND ENERGY ALTRNTIVE I	285,714	$1.497M	0.0%	$8.35	—	COM	45686J104
—	GREENLAND ACQUISITIN CORPORA	140,000	$1.462M	0.0%	$10.33	—	UNIT 03/03/2025	G40981121
—	HL ACQUISITIONS CORP	139,100	$1.449M	0.0%	$10.16	—	UNIT 06/21/2023	G4603R114
—	OSIRIS THERAPEUTICS INC NEW	75,000	$1.425M	0.0%	$19.00	—	COM	68827R108
—	SPRINT CORPORATION	250,000	$1.412M	0.0%	$5.65	—	COM	85207U105
—	ONE MADISON CORP	1,222,935	$1.406M	0.0%	$1.03	—	*W EXP 99/99/999	G6772P126
APT	ALPHA PRO TECH LTD	390,000	$1.404M	0.0%	$3.54	+10.5%	COM	020772109
—	NORBORD INC	50,000	$1.378M	0.0%	—	—	Call	65548P403
—	MAXWELL TECHNOLOGIES INC	300,000	$1.341M	0.0%	$4.47	—	COM	577767106
—	PENSARE ACQUISITION CORP	4,586,854	$1.33M	0.0%	$0.38	—	RIGHT 99/99/9999	70957E121
—	HUDSON GLOBAL INC	854,765	$1.299M	0.0%	$2.46	—	COM	443787106
—	OAKTREE CAP GROUP LLC	25,000	$1.241M	0.0%	$49.64	—	UNIT CL A	674001201
—	THUNDER BRIDGE ACQUISITION L	1,695,000	$1.22M	0.0%	$0.49	—	*W EXP 01/01/202	G8857R126
—	WABCO HLDGS INC	9,200	$1.213M	0.0%	—	—	Put	92927K102
—	GORES HOLDINGS III INC	120,000	$1.188M	0.0%	$9.72	—	CLASS A	38286G109
—	CARBONITE INC	1,000,000	$1.167M	0.0%	$1.50	—	NOTE 2.500% 4/0	141337AB1
—	CM SEVEN STAR ACQUISITION CO	3,244,000	$1.071M	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
CRM	SALESFORCE COM INC	6,484	$1.027M	0.0%	$153.14	0.0%	COM	79466L302
—	NEBULA ACQUISITION CORP	100,000	$1.025M	0.0%	$10.10	—	UNIT 03/12/2025	629076209
—	LONGEVITY ACQUISITION CORP	100,000	$1.02M	0.0%	$10.24	—	UNIT 08/29/2024	G56372108
BK	BANK NEW YORK MELLON CORP	19,868	$1.002M	0.0%	$42.33	0.0%	COM	064058100
OMC	OMNICOM GROUP INC	13,440	$981K	0.0%	$58.50	0.0%	COM	681919106
—	CHARDAN HEALTHCARE ACQUISITI	100,000	$979K	0.0%	$9.79	—	COM	15957A108
—	MODERN MEDIA ACQUISITION	2,910,094	$960K	0.0%	$0.34	—	RIGHT 99/99/9999	60765P129
—	PRETIUM RES INC	1,000,000	$944K	0.0%	$0.84	—	NOTE 2.250% 3/1	74139CAB8
GM	GENERAL MTRS CO	25,177	$934K	0.0%	$34.84	0.0%	COM	37045V100
—	BLUEGREEN VACATIONS CORP	60,000	$892K	0.0%	$14.87	—	COM	09629F108
CNQ	CANADIAN NAT RES LTD	30,000	$825K	0.0%	$9.35	0.0%	COM	136385101
—	MTECH ACQUISITION CORP	80,000	$808K	0.0%	$9.94	—	COM CLASS A	55378W107
DE	DEERE & CO	4,948	$791K	0.0%	$144.51	0.0%	COM	244199105
—	GRAF INDL CORP	74,750	$736K	0.0%	$9.61	—	COM	384278107
—	BROOKFIELD PROPERTY REIT INC	35,000	$717K	0.0%	$20.94	—	CL A	11282X103
BMY	BRISTOL MYERS SQUIBB CO	15,000	$716K	0.0%	—	—	Call	110122108
PACB	PACIFIC BIOSCIENCES CALIF IN	95,000	$687K	0.0%	$7.23	0.0%	COM	69404D108
—	MUDRICK CAP ACQUISITION CORP	1,207,400	$664K	0.0%	$0.63	—	*W EXP 02/12/202	624745113
—	TARGET HOSPITALITY CORP	369,654	$569K	0.0%	$1.54	—	*W EXP 03/15/202	87615L115
—	TPG PACE HLDGS CORP	352,999	$519K	0.0%	$1.08	—	*W EXP 06/27/202	G89827110
MGM	MGM RESORTS INTERNATIONAL	19,924	$511K	0.0%	$26.74	0.0%	COM	552953101
KO	COCA COLA CO	10,871	$509K	0.0%	$37.78	0.0%	COM	191216100
SYY	SYSCO CORP	7,589	$507K	0.0%	$54.12	0.0%	COM	871829107
NOC	NORTHROP GRUMMAN CORP	1,882	$507K	0.0%	$243.65	0.0%	COM	666807102
CCJ	CAMECO CORP	42,900	$506K	0.0%	—	—	Call	13321L108
—	HANESBRANDS INC	28,248	$505K	0.0%	$17.88	—	COM	410345102
RVPH	TENZING ACQUISITION CORP	50,000	$504K	0.0%	$9.84	—	ORD SHS	G8708A116
JBHT	HUNT J B TRANS SVCS INC	4,968	$503K	0.0%	$97.26	0.0%	COM	445658107
AJG	GALLAGHER ARTHUR J & CO	6,341	$495K	0.0%	$70.56	0.0%	COM	363576109
ATOM	ATOMERA INC	184,600	$489K	0.0%	$3.97	-13.8%	COM	04965B100
EMN	EASTMAN CHEMICAL CO	6,328	$480K	0.0%	$61.76	+0.6%	COM	277432100
HUM	HUMANA INC	1,797	$478K	0.0%	$271.28	0.0%	COM	444859102
IMXI	INTERNATIONAL MNY EXPRESS IN	40,000	$466K	0.0%	$10.10	+11.9%	COM	46005L101
—	MTECH ACQUISITION CORP	723,510	$463K	0.0%	$1.10	—	*W EXP 08/01/202	55378W115
—	TRINITY MERGER CORP	1,200,000	$432K	0.0%	$0.40	—	*W EXP 05/11/202	89653L114
—	BARRICK GOLD CORPORATION	30,000	$411K	0.0%	—	—	Put	067901108
—	TWELVE SEAS INVESTMENT COMPA	1,503,400	$406K	0.0%	$0.41	—	RIGHT 12/22/2019	G9145A131
CCJ	CAMECO CORP	34,200	$403K	0.0%	—	—	Put	13321L108
—	SPARTAN ENERGY ACQUISITON CO	366,667	$403K	0.0%	$0.97	—	*W EXP 08/27/202	846784122
—	CONSTELLATION ALPHA CAP CORP	3,202,613	$402K	0.0%	$0.33	—	RIGHT 99/99/9999	G2379F132
—	LEO HOLDINGS CORP	500,000	$390K	0.0%	$1.07	—	*W EXP 02/07/202	G5463L113
—	VANTAGE ENERGY ACQUISITION	1,681,258	$387K	0.0%	$0.68	—	*W EXP 04/12/202	92211L113
—	GIGCAPITAL INC	1,352,714	$384K	0.0%	$0.32	—	*W EXP 06/08/202	37518N122
—	KBL MERGER CORP IV	1,652,400	$380K	0.0%	$0.37	—	RIGHT 06/07/2019	48242A120
—	SIRIUS INTERNATIONAL INSURAN	26,319	$342K	0.0%	$12.54	—	COM	G8196D101
—	BIOCERES CROP SOLUTIONS CORP	1,225,000	$331K	0.0%	$0.27	—	*W EXP 07/01/202	G1117K106
—	UQM TECHNOLOGIES INC	200,000	$330K	0.0%	$1.65	—	COM	903213106
—	PENSARE ACQUISITION CORP	1,587,827	$318K	0.0%	$0.43	—	*W EXP 07/27/202	70957E113
—	SENTINEL ENERGY SVCS INC	461,368	$314K	0.0%	$0.81	—	*W EXP 11/02/202	81728P113
—	BLACK RIDGE ACQUISITION CORP	883,392	$309K	0.0%	$0.30	—	RIGHT 07/10/2019	09216T123
—	BISON CAP ACQUISITION CORP	827,614	$290K	0.0%	$0.34	—	RIGHT 03/20/2019	G1142P138
—	TWELVE SEAS INVESTMENT COMPA	1,075,000	$280K	0.0%	$0.35	—	*W EXP 12/22/202	G9145A115
—	CAPITOL INVT CORP IV	200,000	$276K	0.0%	$1.07	—	*W EXP 01/01/202	G18920127
—	CM SEVEN STAR ACQUISITION CO	1,622,000	$276K	0.0%	$0.25	—	*W EXP 08/21/202	G2345N110
—	CF FIN ACQUISITION CORP	630,625	$271K	0.0%	$0.43	—	*W EXP 04/30/202	12528N115
OTEX	OPEN TEXT CORP	7,000	$269K	0.0%	$28.27	+8.7%	Call	683715106
—	AMCI ACQUISITION CORP	957,700	$268K	0.0%	$0.28	—	*W EXP 05/20/202	00165R119
—	ALLEGRO MERGER CORP	975,000	$263K	0.0%	$0.29	—	RIGHT 12/31/2023	01749N129
—	MEGALITH FINL ACQUISITION CO	922,000	$254K	0.0%	$0.36	—	*W EXP 08/26/202	58518F117
—	JENSYN ACQUISITION CORP	914,885	$249K	0.0%	$0.27	—	RIGHT 99/99/9999	47632B128
—	ESTRE AMBIENTAL INC	2,110,661	$247K	0.0%	$0.69	—	*W EXP 12/21/202	G3206V118
NTR	NUTRIEN LTD	4,500	$237K	0.0%	—	—	Put	67077M108
—	VECTOIQ ACQUISITION CORP	525,000	$226K	0.0%	$0.50	—	*W EXP 05/11/202	92243N111
—	GRAF INDL CORP	20,000	$202K	0.0%	$10.10	—	UNIT 12/31/2025	384278206
—	REGALWOOD GLOBAL ENERGY LTD	187,166	$187K	0.0%	$1.24	—	*W EXP 12/05/202	G74760128
—	KBL MERGER CORP IV	1,578,348	$177K	0.0%	$0.14	—	*W EXP 01/15/202	48242A112
—	NEW FRONTIER CORP	250,000	$175K	0.0%	$0.90	—	*W EXP 99/99/999	G6485P124
—	FAR PT ACQUISITION CORP	130,000	$174K	0.0%	$1.34	—	*W EXP 06/01/202	30734W117
—	ALLEGRO MERGER CORP	650,000	$169K	0.0%	$0.30	—	*W EXP 01/06/202	01749N111
—	MOSAIC ACQUISITION CORP	200,000	$163K	0.0%	$0.99	—	*W EXP 10/23/202	61946M118
—	PHUNWARE INC	96,643	$160K	0.0%	$0.25	—	*W EXP 12/26/202	71948P118
—	MODERN MEDIA ACQUISITION	498,454	$155K	0.0%	$0.29	—	*W EXP 05/17/202	60765P111
—	ALBERTON ACQUISITION CORP	892,000	$152K	0.0%	$0.26	—	RIGHT 10/04/2020	G35006132
—	BIG ROCK PARTNERS ACQUISI CO	423,200	$148K	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	CONSTELLATION ALPHA CAP CORP	1,848,113	$148K	0.0%	$0.21	—	*W EXP 03/23/202	G2379F116
HFFG	HF FOODS GROUP INC	10,000	$132K	0.0%	$12.27	+7.6%	COM	40417F109
—	TKK SYMPHONY ACQUISITION COR	401,300	$128K	0.0%	$0.35	—	RIGHT 02/20/2020	G88950137
—	OPES ACQUISITION CORP	450,000	$108K	0.0%	$0.38	—	*W EXP 03/13/202	68373P118
—	EDTECHX HLDGS ACQUISITION CO	530,900	$101K	0.0%	$0.29	—	*W EXP 12/31/202	28138X111
PACB	PACIFIC BIOSCIENCES CALIF IN	13,800	$100K	0.0%	$7.23	0.0%	Put	69404D108
—	TIBERIUS ACQUISITION CORP	200,000	$88,000	0.0%	$0.56	—	*W EXP 02/28/202	88633A115
—	LEGACY ACQUISITION CORP	282,400	$85,000	0.0%	$0.43	—	*W EXP 11/30/202	524643111
—	LEISURE ACQUISITION CORP	137,500	$74,000	0.0%	$0.49	—	*W EXP 12/05/201	52539T115
—	HL ACQUISITIONS CORP	210,000	$68,000	0.0%	$0.61	—	RIGHT 07/17/2023	G4603R130
—	BLACK RIDGE ACQUISITION CORP	214,992	$64,000	0.0%	$0.30	—	*W EXP 07/10/202	09216T115
—	BISON CAP ACQUISITION CORP	321,657	$64,000	0.0%	$0.28	—	*W EXP 06/20/202	G1142P112
—	LONGEVITY ACQUISITION CORP	240,000	$60,000	0.0%	$0.40	—	RIGHT 07/31/2020	G56372124
—	TKK SYMPHONY ACQUISITION COR	401,300	$58,000	0.0%	$0.15	—	*W EXP 02/20/202	G88950129
—	GORES HOLDINGS III INC	40,000	$57,000	0.0%	$1.15	—	*W EXP 09/11/202	38286G117
—	GREENLAND ACQUISITIN CORPORA	180,000	$56,000	0.0%	$0.36	—	RIGHT 04/27/2025	G40981113
—	JENSYN ACQUISITION CORP	771,396	$54,000	0.0%	$0.15	—	*W EXP 03/07/202	47632B110
—	TOTTENHAM ACQUISITION I LTD	162,000	$50,000	0.0%	$0.14	—	RIGHT 06/05/2020	G8959N122
—	CHARDAN HEALTHCARE ACQUISITI	99,500	$49,000	0.0%	$0.49	—	*W EXP 12/13/202	15957A116
—	ALBERTON ACQUISITION CORP	500,000	$45,000	0.0%	$0.12	—	*W EXP 04/26/202	G35006124
—	BOXWOOD MERGER CORP	100,000	$38,000	0.0%	$0.38	—	*W EXP 11/26/202	10319T119
—	BIG ROCK PARTNERS ACQUISI CO	200,000	$36,000	0.0%	$0.47	—	*W EXP 12/01/202	089482111
—	HL ACQUISITIONS CORP	125,000	$31,000	0.0%	$0.33	—	*W EXP 06/21/202	G4603R122
—	LONGEVITY ACQUISITION CORP	240,000	$29,000	0.0%	$0.15	—	*W EXP 07/31/202	G56372116
—	TOTTENHAM ACQUISITION I LTD	162,000	$26,000	0.0%	$0.16	—	*W EXP 05/06/202	G8959N114
—	LF CAP ACQUISITION CORP	50,000	$19,000	0.0%	$0.56	—	*W EXP 06/22/202	50200K116
—	TRIDENT ACQUISITIONS CORP	110,000	$18,000	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	GREENLAND ACQUISITIN CORPORA	180,000	$18,000	0.0%	$0.27	—	*W EXP 03/03/202	G40981105
—	GORDON POINTE ACQUISITION CO	18,990	$7,000	0.0%	$0.48	—	*W EXP 07/30/202	382788115
—	TENZING ACQUISITION CORP	40,000	$6,000	0.0%	$0.33	—	*W EXP 02/23/202	G8708A108
—	SABAN CAP ACQUISITION CORP	1,213,715	$6,000	0.0%	$1.20	—	*W EXP 09/21/202	78516C114