Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $4.557B (85.7% shares, 14.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 2,350,000 | $664M | 14.6% | $282.48 | $249.86 | — | Put | 78462F103 |
| IWM | ISHARES TR | 4,000,000 | $612M | 13.4% | $153.09 | — | — | Put | 464287655 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $207M | 4.5% | $4.14 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | MICROCHIP TECHNOLOGY INC | 55,000,000 | $90.05M | 2.0% | $1.64 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | WORKDAY INC | 30,000,000 | $71.13M | 1.6% | $2.37 | $1.40 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| GOOG | ALPHABET INC | 43,900 | $51.51M | 1.1% | $1173.30 * | $49.15 | +13.3% | CAP STK CL C | 02079K107 |
| — | WRIGHT MED GROUP N V | 30,000,000 | $46.49M | 1.0% | $1.55 | $1.45 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | REALPAGE INC | 30,000,000 | $46.22M | 1.0% | $1.54 | $1.46 | — | NOTE 1.500%11/1 | 75606NAB5 |
| BIO | BIO RAD LABS INC | 145,500 | $44.48M | 1.0% | $305.68 * | $234.43 | +15.1% | CL A | 090572207 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $43.97M | 1.0% | $1.13 | $1.02 | — | NOTE 1.000% 3/0 | 925550AB1 |
| XLC | SELECT SECTOR SPDR TR | 900,000 | $42.09M | 0.9% | $46.77 | — | — | Put | 81369Y852 |
| BCE | BCE INC | 900,000 | $39.95M | 0.9% | $44.39 | — | — | Call | 05534B760 |
| IJR | ISHARES TR | 500,000 | $38.58M | 0.8% | $77.15 | — | — | Call | 464287804 |
| — | VANTAGE ENERGY ACQUISITION | 3,751,182 | $38.34M | 0.8% | $10.22 | $10.05 | — | COM CL A | 92211L105 |
| META | FACEBOOK INC | 227,000 | $37.84M | 0.8% | $166.69 * | $151.31 | +4.4% | CL A | 30303M102 |
| — | PLAYAGS INC | 1,535,496 | $36.74M | 0.8% | $23.93 | $25.11 | — | COM | 72814N104 |
| CM | CDN IMPERIAL BK COMM TORONTO | 435,000 | $34.4M | 0.8% | $79.07 | — | — | Call | 136069101 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 1,500,000 | $33.96M | 0.7% | $22.64 | — | — | Put | 46138G508 |
| LITE | LUMENTUM HLDGS INC | 599,700 | $33.91M | 0.7% | $56.54 * | $51.24 | -6.4% | COM | 55024U109 |
| — | TTM TECHNOLOGIES INC | 25,000,000 | $32.66M | 0.7% | $1.31 | $1.68 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | PENSARE ACQUISITION CORP | 3,167,754 | $32.47M | 0.7% | $10.25 | $9.85 | — | COM | 70957E105 |
| — | TRINITY MERGER CORP | 3,118,000 | $31.87M | 0.7% | $10.22 | $9.84 | — | COM CL A | 89653L106 |
| VMC | VULCAN MATLS CO | 265,300 | $31.41M | 0.7% | $118.40 * | $113.24 | -10.1% | COM | 929160109 |
| — | IHS MARKIT LTD | 568,225 | $30.9M | 0.7% | $54.38 | $52.40 | — | SHS | G47567105 |
| AME | AMETEK INC NEW | 363,659 | $30.17M | 0.7% | $82.97 * | $57.31 | +26.6% | COM | 031100100 |
| LKQ | LKQ CORP | 1,054,819 | $29.94M | 0.7% | $28.38 * | $28.24 | -14.4% | COM | 501889208 |
| BC | BRUNSWICK CORP | 583,361 | $29.36M | 0.6% | $50.33 * | $48.59 | -9.0% | COM | 117043109 |
| ENB | ENBRIDGE INC | 800,000 | $29.01M | 0.6% | $36.26 | — | — | Call | 29250N105 |
| TRMB | TRIMBLE INC | 692,025 | $27.96M | 0.6% | $40.40 * | $37.77 | +0.5% | COM | 896239100 |
| TPR | TAPESTRY INC | 853,140 | $27.72M | 0.6% | $32.49 * | $32.18 | -9.5% | COM | 876030107 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,950,493 | $27.43M | 0.6% | $5.54 | $6.52 | — | TR UNIT | 85207K107 |
| — | CM SEVEN STAR ACQUISITION CO | 2,630,000 | $27.17M | 0.6% | $10.33 | $9.96 | — | SHS | G2345N102 |
| KMX | CARMAX INC | 382,600 | $26.7M | 0.6% | $69.80 * | $61.63 | 0.0% | COM | 143130102 |
| ROG | ROGERS CORP | 166,323 | $26.43M | 0.6% | $158.88 * | $129.64 | +4.2% | COM | 775133101 |
| DAL | DELTA AIR LINES INC DEL | 509,310 | $26.31M | 0.6% | $51.65 * | $49.45 | -5.4% | COM NEW | 247361702 |
| — | MODERN MEDIA ACQUISITION | 2,462,176 | $25.51M | 0.6% | $10.36 | $9.96 | — | COM | 60765P103 |
| — | TRINE ACQUISITION CORP | 2,400,000 | $24.05M | 0.5% | $10.02 | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 254,000 | $23.97M | 0.5% | $94.37 * | $113.72 | -14.8% | COM | 874054109 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 273,000 | $23.81M | 0.5% | $87.20 * | $60.17 | +29.0% | COM | 49338L103 |
| — | TWITTER INC | 722,000 | $23.74M | 0.5% | $32.88 | $32.88 | — | COM | 90184L102 |
| CMCSA | COMCAST CORP NEW | 588,300 | $23.52M | 0.5% | $39.98 * | $31.54 | 0.0% | CL A | 20030N101 |
| — | CDK GLOBAL INC | 398,900 | $23.46M | 0.5% | $58.82 | $58.82 | — | COM | 12508E101 |
| VRRM | VERRA MOBILITY CORP | 1,950,000 | $23.2M | 0.5% | $11.90 * | $10.08 | +2.6% | COM | 92511U102 |
| LAUR | LAUREATE EDUCATION INC | 1,537,005 | $23.01M | 0.5% | $14.97 | $15.02 | +0.9% | CL A | 518613203 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 2,194,175 | $22.93M | 0.5% | $10.45 | $9.55 | — | UNIT | 85207H104 |
| — | GIGCAPITAL INC | 2,237,952 | $22.83M | 0.5% | $10.20 | $9.95 | — | COM | 37518N106 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 2,200,400 | $22.77M | 0.5% | $10.35 | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| VIAV | VIAVI SOLUTIONS INC | 1,826,600 | $22.61M | 0.5% | $12.38 * | $9.23 | +26.9% | COM | 925550105 |
| SPOT | SPOTIFY TECHNOLOGY S A | 160,600 | $22.29M | 0.5% | $138.80 | $136.75 | 0.0% | SHS | L8681T102 |
| — | BOINGO WIRELESS INC | 952,100 | $22.16M | 0.5% | $23.28 | $23.28 | — | COM | 09739C102 |
| UA | UNDER ARMOUR INC | 1,132,200 | $21.36M | 0.5% | $18.87 | $18.08 | +4.5% | CL C | 904311206 |
| — | DANAHER CORPORATION | 20,000 | $21M | 0.5% | $1049.75 | $1049.75 | — | 4.75 MND CV PFD | 235851300 |
| — | SPARTAN ENERGY ACQUISITON CO | 2,064,099 | $20.95M | 0.5% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | FAR PT ACQUISITION CORP | 2,010,000 | $20.9M | 0.5% | $10.40 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | WORLD WRESTLING ENTMT INC | 237,399 | $20.6M | 0.5% | $86.78 | $74.72 | — | CL A | 98156Q108 |
| — | CRESCENT ACQUISITION CORP | 2,000,000 | $20M | 0.4% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| PACK | ONE MADISON CORP | 1,943,884 | $19.93M | 0.4% | $10.25 | $9.75 | — | COM CL A | G6772P100 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,937,601 | $19.41M | 0.4% | $10.02 | $9.60 | — | SHS | G9145A107 |
| — | REALPAGE INC | 316,500 | $19.21M | 0.4% | $60.69 | $48.64 | — | COM | 75606N109 |
| BABA | ALIBABA GROUP HLDG LTD | 102,000 | $18.61M | 0.4% | $182.45 | $164.76 | — | SPONSORED ADS | 01609W102 |
| DLB | DOLBY LABORATORIES INC | 290,752 | $18.31M | 0.4% | $62.97 * | $53.98 | +7.1% | COM CL A | 25659T107 |
| GLD | SPDR GOLD TRUST | 150,000 | $18.3M | 0.4% | $122.01 | — | — | Call | 78463V107 |
| EGHT | 8X8 INC NEW | 901,703 | $18.21M | 0.4% | $20.20 * | $21.19 | -7.8% | COM | 282914100 |
| BKNG | BOOKING HLDGS INC | 10,400 | $18.15M | 0.4% | $1744.90 | $1755.46 | 0.0% | COM | 09857L108 |
| — | GARDNER DENVER HLDGS INC | 640,199 | $17.8M | 0.4% | $27.81 | $29.11 | — | COM | 36555P107 |
| — | THUNDER BRIDGE ACQUISITION L | 1,709,979 | $17.44M | 0.4% | $10.20 | $9.80 | — | SHS CLASS A | G8857R100 |
| — | VECTOIQ ACQUISITION CORP | 1,673,000 | $16.71M | 0.4% | $9.99 | $9.62 | — | COM | 92243N103 |
| — | BLACK RIDGE ACQUISITION CORP | 1,636,325 | $16.7M | 0.4% | $10.21 | $9.72 | — | COM | 09216T107 |
| — | TRIDENT ACQUISITIONS CORP | 1,607,000 | $16.55M | 0.4% | $10.30 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | IHS MARKIT LTD | 300,000 | $16.31M | 0.4% | $54.38 | $52.40 | — | Put | G47567105 |
| — | CAPITOL INVT CORP IV | 1,541,700 | $16.3M | 0.4% | $10.57 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | HENNESSY CAP ACQUSTION CORP | 1,600,000 | $16.13M | 0.4% | $10.08 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | SENTINEL ENERGY SVCS INC | 1,581,004 | $15.87M | 0.3% | $10.04 | $10.02 | — | CL A | 81728P105 |
| SYK | STRYKER CORP | 80,300 | $15.86M | 0.3% | $197.52 * | $155.98 | +7.1% | COM | 863667101 |
| — | SKECHERS U S A INC | 469,600 | $15.78M | 0.3% | $33.61 | $33.61 | — | CL A | 830566105 |
| — | PIVOTAL ACQUISITION CORP | 1,539,700 | $15.69M | 0.3% | $10.19 | $10.19 | — | UNIT 12/01/2025 | 72583A200 |
| — | PURE ACQUISITION CORP | 1,551,250 | $15.59M | 0.3% | $10.05 | $9.66 | — | CL A | 74621Q106 |
| — | NEW RELIC INC | 157,200 | $15.52M | 0.3% | $98.70 | $98.70 | — | COM | 64829B100 |
| — | SABAN CAP ACQUISITION CORP | 1,500,000 | $15.38M | 0.3% | $10.25 | $9.97 | — | COM CL A | 78516C106 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $15.11M | 0.3% | $10.45 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | ORBCOMM INC | 2,217,706 | $15.04M | 0.3% | $6.78 | $9.03 | — | COM | 68555P100 |
| BMO | BANK MONTREAL QUE | 200,000 | $14.96M | 0.3% | $74.82 | — | — | Call | 063671101 |
| BABA | ALIBABA GROUP HLDG LTD | 80,000 | $14.6M | 0.3% | $182.45 | $164.76 | — | Put | 01609W102 |
| — | CF FIN ACQUISITION CORP | 1,400,000 | $14.28M | 0.3% | $10.20 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| HLIT | HARMONIC INC | 2,624,540 | $14.22M | 0.3% | $5.42 * | $4.27 | +24.1% | COM | 413160102 |
| GLD | SPDR GOLD TRUST | 113,500 | $13.85M | 0.3% | $122.01 | — | — | Put | 78463V107 |
| — | CLEVELAND CLIFFS INC | 10,000,000 | $13.64M | 0.3% | $1.36 | $1.15 | — | DBCV 1.500% 1/1 | 185899AA9 |
| TD | TORONTO DOMINION BK ONT | 250,000 | $13.58M | 0.3% | $54.33 | — | — | Call | 891160509 |
| — | AEROJET ROCKETDYNE HLDGS INC | 9,000,000 | $13.35M | 0.3% | $1.48 | $1.46 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | COLFAX CORP | 100,000 | $13.34M | 0.3% | $133.38 | $133.38 | — | UNIT 01/15/2022T | 194014205 |
| — | HABIT RESTAURANTS INC | 1,220,315 | $13.2M | 0.3% | $10.82 | $12.57 | — | COM CL A | 40449J103 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,250,000 | $12.69M | 0.3% | $10.15 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | MEGALITH FINL ACQUISITION CO | 1,200,000 | $12.34M | 0.3% | $10.28 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | J2 GLOBAL INC | 9,000,000 | $12.05M | 0.3% | $1.34 | $1.14 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | MOSAIC ACQUISITION CORP | 1,166,380 | $12.04M | 0.3% | $10.32 | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| — | ACAMAR PARTNERS ACQSITION CO | 1,200,000 | $12M | 0.3% | $10.00 | $10.00 | — | UNIT 12/30/2025 | 004285201 |
| CENTA | CENTRAL GARDEN & PET CO | 507,501 | $11.8M | 0.3% | $23.25 * | $29.00 | -17.1% | CL A NON-VTG | 153527205 |
| — | OPES ACQUISITION CORP | 1,120,000 | $11.37M | 0.2% | $10.15 | $9.71 | — | COM | 68373P100 |
| RY | ROYAL BK CDA MONTREAL QUE | 150,000 | $11.33M | 0.2% | $75.55 | $75.64 | 0.0% | Put | 780087102 |
| — | LEO HOLDINGS CORP | 1,071,000 | $11.13M | 0.2% | $10.39 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | TORTOISE ACQUISITION CORP | 1,100,000 | $10.99M | 0.2% | $9.99 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | MUDRICK CAP ACQUISITION CORP | 1,084,800 | $10.94M | 0.2% | $10.08 | $9.60 | — | COM CLASS A | 624745105 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,064,875 | $10.85M | 0.2% | $10.19 | $10.11 | — | CL A | G8250R103 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,100,001 | $10.81M | 0.2% | $9.83 | $9.63 | — | CL A COM STK | 846784106 |
| — | GORES METROPOULOS INC | 1,050,000 | $10.75M | 0.2% | $10.24 | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| SMH | VANECK VECTORS ETF TR | 100,000 | $10.63M | 0.2% | $106.33 | — | — | Put | 92189F676 |
| — | MUDRICK CAP ACQUISITION CORP | 995,000 | $10.53M | 0.2% | $10.58 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | NEW FRONTIER CORP | 1,036,706 | $10.52M | 0.2% | $10.15 | $10.10 | — | UNIT 99/99/9999 | G6485P116 |
| — | GS ACQUISITION HLDGS CORP | 1,000,000 | $10.49M | 0.2% | $10.49 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| PATK | PATRICK INDS INC | 231,400 | $10.49M | 0.2% | $45.32 * | $24.56 | 0.0% | COM | 703343103 |
| — | VECTOIQ ACQUISITION CORP | 1,000,000 | $10.45M | 0.2% | $10.45 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | COLLIER CREEK HOLDINGS | 1,000,000 | $10.32M | 0.2% | $10.32 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | OSI SYSTEMS INC | 10,000,000 | $10.17M | 0.2% | $1.02 | $1.02 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | DEXCOM INC | 7,500,000 | $10.09M | 0.2% | $1.34 | $1.47 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | GUESS INC | 512,356 | $10.04M | 0.2% | $19.60 | $22.18 | — | COM | 401617105 |
| — | LEO HOLDINGS CORP | 1,000,000 | $10.04M | 0.2% | $10.04 | $9.66 | — | COM CL A | G5463L105 |
| — | DEL FRISCOS RESTAURANT GROUP | 1,558,069 | $9.987M | 0.2% | $6.41 | $8.05 | — | COM | 245077102 |
| — | KNOWLES CORP | 8,500,000 | $9.976M | 0.2% | $1.17 | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| MCRI | MONARCH CASINO & RESORT INC | 225,038 | $9.884M | 0.2% | $43.92 * | $43.26 | -0.8% | COM | 609027107 |
| — | TKK SYMPHONY ACQUISITION COR | 996,300 | $9.873M | 0.2% | $9.91 | $9.63 | — | ORD SHS | G88950103 |
| TPR | TAPESTRY INC | 300,000 | $9.747M | 0.2% | $32.49 * | $32.18 | -9.5% | Put | 876030107 |
| — | HARMONIC INC | 8,500,000 | $9.738M | 0.2% | $1.15 | $1.13 | — | NOTE 4.000%12/0 | 413160AB8 |
| RY | ROYAL BK CDA MONTREAL QUE | 125,000 | $9.444M | 0.2% | $75.55 | $75.64 | 0.0% | Call | 780087102 |
| FTS | FORTIS INC | 250,000 | $9.248M | 0.2% | $36.99 * | $25.70 | +6.6% | Put | 349553107 |
| — | TRINITY MERGER CORP | 869,876 | $9.134M | 0.2% | $10.50 | $10.07 | — | UNIT 05/11/2025 | 89653L205 |
| — | CELGENE CORP | 96,400 | $9.094M | 0.2% | $94.34 | — | — | Put | 151020104 |
| — | TPG PACE HLDGS CORP | 884,143 | $9.027M | 0.2% | $10.21 | $9.99 | — | CL A | G89827128 |
| NVDA | NVIDIA CORP | 50,000 | $8.978M | 0.2% | $179.56 | — | — | Call | 67066G104 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 723,070 | $8.966M | 0.2% | $12.40 | $11.68 | — | TR UNIT | 85208R101 |
| XLU | SELECT SECTOR SPDR TR | 150,000 | $8.726M | 0.2% | $58.17 | — | — | Put | 81369Y886 |
| AEM | AGNICO EAGLE MINES LTD | 200,000 | $8.7M | 0.2% | $43.50 | — | — | Call | 008474108 |
| — | INSURANCE ACQUISITION CORP | 860,799 | $8.694M | 0.2% | $10.10 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 8,000,000 | $8.534M | 0.2% | $1.07 | $1.27 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | TRIDENT ACQUISITIONS CORP | 819,405 | $8.35M | 0.2% | $10.19 | $9.81 | — | COM | 89615T106 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 781,310 | $8.063M | 0.2% | $10.32 | $10.60 | — | UNIT 99/99/9999 | G8250R111 |
| — | SENSEONICS HLDGS INC | 3,228,549 | $7.91M | 0.2% | $2.45 | $3.68 | — | COM | 81727U105 |
| — | WAYFAIR INC | 5,000,000 | $7.664M | 0.2% | $1.53 | $1.07 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | ALLEGRO MERGER CORP | 750,000 | $7.448M | 0.2% | $9.93 | $9.72 | — | COM | 01749N103 |
| — | TWELVE SEAS INVESTMENT COMPA | 711,110 | $7.445M | 0.2% | $10.47 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | TUSCAN HOLDINGS CORP | 700,000 | $7.3M | 0.2% | $10.43 | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 625,803 | $7.284M | 0.2% | $11.64 * | $11.07 | 0.0% | COM | 656811106 |
| — | BARRICK GOLD CORPORATION | 520,000 | $7.129M | 0.2% | $13.71 | — | — | Call | 067901108 |
| — | ZAYO GROUP HLDGS INC | 250,000 | $7.105M | 0.2% | $28.42 | — | — | Call | 98919V105 |
| RY | ROYAL BK CDA MONTREAL QUE | 93,800 | $7.087M | 0.2% | $75.55 | $75.64 | 0.0% | COM | 780087102 |
| NTR | NUTRIEN LTD | 132,000 | $6.964M | 0.2% | $52.76 | — | — | Call | 67077M108 |
| — | ON SEMICONDUCTOR CORP | 5,000,000 | $6.161M | 0.1% | $1.23 | $1.27 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | TKK SYMPHONY ACQUISITION COR | 571,400 | $5.885M | 0.1% | $10.30 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | HORIZON PHARMA INVT LTD | 5,000,000 | $5.68M | 0.1% | $1.14 | $1.14 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | ANDINA ACQUISITION CORP III | 550,000 | $5.555M | 0.1% | $10.10 | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | HL ACQUISITIONS CORP | 530,769 | $5.292M | 0.1% | $9.97 | $9.63 | — | SHS | G4603R106 |
| — | GORDON POINTE ACQUISITION CO | 500,000 | $5.108M | 0.1% | $10.22 | $9.84 | — | COM CLASS A | 382788107 |
| — | BOXWOOD MERGER CORP | 500,000 | $5.045M | 0.1% | $10.09 | $10.09 | — | UNIT 11/26/2025 | 10319T200 |
| — | WEALTHBRIDGE ACQUISITION LTD | 500,000 | $5.04M | 0.1% | $10.08 | $10.08 | — | UNIT 99/99/9999 | G4887W102 |
| — | PURE ACQUISITION CORP | 476,300 | $5.039M | 0.1% | $10.58 | $10.41 | — | UNIT 04/13/2023 | 74621Q205 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $5.02M | 0.1% | $10.04 | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| HURC | HURCO COMPANIES INC | 123,398 | $4.977M | 0.1% | $40.33 | $44.86 | -11.7% | COM | 447324104 |
| ALAC | ALBERTON ACQUISITION CORP | 500,000 | $4.975M | 0.1% | $9.95 | $9.80 | — | ORD SHS | G35006108 |
| — | NEW FRONTIER CORP | 500,000 | $4.95M | 0.1% | $9.90 | $9.80 | — | COM CL A | G6485P108 |
| — | TWIN RIV WORLDWIDE HLDGS INC | 162,531 | $4.868M | 0.1% | $29.95 | $29.95 | — | COM | 90171V204 |
| SU | SUNCOR ENERGY INC NEW | 150,000 | $4.864M | 0.1% | $32.43 | — | — | Call | 867224107 |
| — | LF CAP ACQUISITION CORP | 464,269 | $4.666M | 0.1% | $10.05 | $9.63 | — | CL A | 50200K108 |
| TRNS | TRANSCAT INC | 197,416 | $4.537M | 0.1% | $22.98 | $14.84 | +52.0% | COM | 893529107 |
| MCFT | MASTERCRAFT BOAT HLDGS INC | 199,338 | $4.499M | 0.1% | $22.57 | $22.12 | 0.0% | COM | 57637H103 |
| RIO | RIO TINTO PLC | 75,000 | $4.414M | 0.1% | $58.85 | — | — | Put | 767204100 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 412,000 | $4.157M | 0.1% | $10.09 | $9.78 | — | SHS | G8959N106 |
| — | ULTIMATE SOFTWARE GROUP INC | 12,500 | $4.127M | 0.1% | $330.16 | $330.16 | — | COM | 90385D107 |
| — | CAPITOL INVT CORP IV | 399,900 | $4.071M | 0.1% | $10.18 | $9.68 | — | CL A ORD | G18920101 |
| ACCS | ISSUER DIRECT CORPORATION | 325,312 | $4.024M | 0.1% | $12.37 * | $16.87 | -25.1% | COM NEW | 46520M204 |
| DLHC | DLH HLDGS CORP | 621,874 | $3.98M | 0.1% | $6.40 * | $5.95 | -2.6% | COM | 23335Q100 |
| CNTTQ | CANNTRUST HLDGS INC | 505,200 | $3.92M | 0.1% | $7.76 | $7.87 | 0.0% | COM | 137800207 |
| — | GORES HOLDINGS III INC | 380,000 | $3.914M | 0.1% | $10.30 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| USLM | UNITED STATES LIME & MINERAL | 49,843 | $3.844M | 0.1% | $77.12 * | $15.75 | -8.5% | COM | 911922102 |
| FLXS | FLEXSTEEL INDS INC | 163,252 | $3.786M | 0.1% | $23.19 * | $32.74 | -38.7% | COM | 339382103 |
| — | OPES ACQUISITION CORP | 360,000 | $3.733M | 0.1% | $10.37 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3.702M | 0.1% | $10.60 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| FTS | FORTIS INC | 100,000 | $3.699M | 0.1% | $36.99 * | $25.70 | +6.6% | Call | 349553107 |
| RIO | RIO TINTO PLC | 61,700 | $3.631M | 0.1% | $58.85 | — | — | Call | 767204100 |
| — | TENZING ACQUISITION CORP | 330,800 | $3.381M | 0.1% | $10.22 | $10.16 | — | UNIT 08/24/2024 | G8708A124 |
| — | WELLCARE HEALTH PLANS INC | 12,000 | $3.237M | 0.1% | $269.75 | $269.75 | — | COM | 94946T106 |
| — | LEGACY ACQUISITION CORP | 300,000 | $3.081M | 0.1% | $10.27 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| IYR | ISHARES TR | 35,000 | $3.046M | 0.1% | $87.03 | — | — | Put | 464287739 |
| — | MONOCLE ACQUISITION CORP | 300,000 | $3.024M | 0.1% | $10.08 | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| — | JENSYN ACQUISITION CORP | 270,000 | $3.01M | 0.1% | $11.15 | $10.04 | — | COM | 47632B102 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2.984M | 0.1% | $10.04 | $9.63 | — | COM CL A | 524643103 |
| NEM | NEWMONT MNG CORP | 82,000 | $2.933M | 0.1% | $35.77 * | $27.34 | 0.0% | COM | 651639106 |
| — | FIRST MAJESTIC SILVER CORP | 3,000,000 | $2.923M | 0.1% | $0.97 | $0.97 | — | NOTE 1.875% 3/0 | 32076VAB9 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.819M | 0.1% | $10.25 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | U S WELL SVCS INC | 346,455 | $2.765M | 0.1% | $7.98 | $7.98 | — | CL A | 91274U101 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.76M | 0.1% | $10.04 | $9.67 | — | COM | 52539T107 |
| — | RED HAT INC | 15,000 | $2.74M | 0.1% | $182.67 | $175.66 | — | COM | 756577102 |
| — | GORDON POINTE ACQUISITION CO | 259,250 | $2.722M | 0.1% | $10.50 | $10.32 | — | UNIT 01/18/2023 | 382788206 |
| — | TIBERIUS ACQUISITION CORP | 268,500 | $2.706M | 0.1% | $10.08 | $9.67 | — | COM | 88633A107 |
| RCI | ROGERS COMMUNICATIONS INC | 50,000 | $2.691M | 0.1% | $53.82 | — | — | Call | 775109200 |
| — | ALLEGRO MERGER CORP | 250,000 | $2.62M | 0.1% | $10.48 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | MAM SOFTWARE GROUP INC | 301,220 | $2.563M | 0.1% | $8.51 | $8.57 | — | COM NEW | 55277Q201 |
| — | ALBERTON ACQUISITION CORP | 250,000 | $2.542M | 0.1% | $10.17 | $10.06 | — | UNIT 04/22/2020 | G35006116 |
| — | GREENLAND ACQUISITIN CORPORA | 246,500 | $2.482M | 0.1% | $10.07 | $9.68 | — | SHS | G40981139 |
| — | FORUM MERGER II CORP | 243,138 | $2.409M | 0.1% | $9.91 | $9.65 | — | CL A | 34986F103 |
| LOAC | LONGEVITY ACQUISITION CORP | 240,000 | $2.398M | 0.1% | $9.99 | $10.05 | — | ORD SHS | G56372132 |
| CNC | CENTENE CORP DEL | 45,000 | $2.39M | 0.1% | $53.11 * | $60.70 | 0.0% | COM | 15135B101 |
| — | FAR PT ACQUISITION CORP | 240,000 | $2.388M | 0.1% | $9.95 | $9.65 | — | COM CL A | 30734W109 |
| WPM | WHEATON PRECIOUS METALS CORP | 100,000 | $2.382M | 0.1% | $23.82 | — | — | Call | 962879102 |
| TECK | TECK RESOURCES LTD | 100,000 | $2.318M | 0.1% | $23.18 | — | — | Call | 878742204 |
| — | GIGCAPITAL INC | 3,519,324 | $2.288M | 0.1% | $0.65 | $0.50 | — | RIGHT 03/06/2020 | 37518N114 |
| LCUT | LIFETIME BRANDS INC | 241,100 | $2.278M | 0.0% | $9.45 * | $13.30 | -35.5% | COM | 53222Q103 |
| OTEX | OPEN TEXT CORP | 58,000 | $2.229M | 0.0% | $38.43 * | $28.27 | +8.7% | Put | 683715106 |
| — | CLEMENTIA PHARMACEUTICALS IN | 81,000 | $2.114M | 0.0% | $26.10 | $26.10 | — | COM | 185575107 |
| — | EDTECHX HLDGS ACQUISITION CO | 201,400 | $2.054M | 0.0% | $10.20 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | EDTECHX HLDGS ACQUISITION CO | 200,000 | $2.016M | 0.0% | $10.08 | $9.73 | — | COM | 28138X103 |
| — | CHARDAN HEALTHCARE ACQUISITI | 200,000 | $2.006M | 0.0% | $10.03 | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| TGLS | TECNOGLASS INC | 275,379 | $2.005M | 0.0% | $7.28 | $7.26 | 0.0% | SHS | G87264100 |
| — | REEDS INC | 665,917 | $1.925M | 0.0% | $2.89 | $2.89 | — | COM | 758338107 |
| UFPT | UFP TECHNOLOGIES INC | 49,910 | $1.867M | 0.0% | $37.41 * | $32.76 | 0.0% | COM | 902673102 |
| — | QUANTENNA COMMUNICATIONS INC | 75,000 | $1.825M | 0.0% | $24.33 | $24.33 | — | COM | 74766D100 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 171,509 | $1.82M | 0.0% | $10.61 | $8.37 | — | UNIT | 85207Q104 |
| — | MELLANOX TECHNOLOGIES LTD | 15,000 | $1.775M | 0.0% | $118.33 | $118.33 | — | SHS | M51363113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 168,300 | $1.744M | 0.0% | $10.36 | $9.73 | — | COM | 089482103 |
| — | NRC GROUP HLDGS CORP | 1,936,588 | $1.743M | 0.0% | $0.90 | $0.81 | — | *W EXP 10/17/202 | 629375114 |
| PAAS | PAN AMERICAN SILVER CORP | 130,000 | $1.722M | 0.0% | $13.25 | — | — | Call | 697900108 |
| GWRS | GLOBAL WTR RES INC | 164,150 | $1.61M | 0.0% | $9.81 * | $8.18 | -0.6% | COM | 379463102 |
| MHH | MASTECH DIGITAL INC | 259,564 | $1.6M | 0.0% | $6.16 * | $6.68 | +2.5% | COM | 57633B100 |
| — | TOTTENHAM ACQUISITION I LTD | 150,000 | $1.55M | 0.0% | $10.33 | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| SPY | SPDR S&P 500 ETF TR | 5,488 | $1.55M | 0.0% | $282.43 | $249.86 | — | TR UNIT | 78462F103 |
| — | RMG ACQUISITION CORP | 150,000 | $1.504M | 0.0% | $10.03 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | INFRA AND ENERGY ALTRNTIVE I | 285,714 | $1.497M | 0.0% | $5.24 | $8.35 | — | COM | 45686J104 |
| — | GREENLAND ACQUISITIN CORPORA | 140,000 | $1.462M | 0.0% | $10.44 | $10.33 | — | UNIT 03/03/2025 | G40981121 |
| — | HL ACQUISITIONS CORP | 139,100 | $1.449M | 0.0% | $10.42 | $10.16 | — | UNIT 06/21/2023 | G4603R114 |
| — | OSIRIS THERAPEUTICS INC NEW | 75,000 | $1.425M | 0.0% | $19.00 | $19.00 | — | COM | 68827R108 |
| — | SPRINT CORPORATION | 250,000 | $1.412M | 0.0% | $5.65 | $5.65 | — | COM | 85207U105 |
| — | ONE MADISON CORP | 1,222,935 | $1.406M | 0.0% | $1.15 | $1.03 | — | *W EXP 99/99/999 | G6772P126 |
| APT | ALPHA PRO TECH LTD | 390,000 | $1.404M | 0.0% | $3.60 * | $3.54 | +10.5% | COM | 020772109 |
| — | NORBORD INC | 50,000 | $1.378M | 0.0% | $27.56 | — | — | Call | 65548P403 |
| — | MAXWELL TECHNOLOGIES INC | 300,000 | $1.341M | 0.0% | $4.47 | $4.47 | — | COM | 577767106 |
| — | PENSARE ACQUISITION CORP | 4,586,854 | $1.33M | 0.0% | $0.29 | $0.38 | — | RIGHT 99/99/9999 | 70957E121 |
| — | HUDSON GLOBAL INC | 854,765 | $1.299M | 0.0% | $1.52 | $2.46 | — | COM | 443787106 |
| — | OAKTREE CAP GROUP LLC | 25,000 | $1.241M | 0.0% | $49.64 | $49.64 | — | UNIT CL A | 674001201 |
| — | THUNDER BRIDGE ACQUISITION L | 1,695,000 | $1.22M | 0.0% | $0.72 | $0.49 | — | *W EXP 01/01/202 | G8857R126 |
| — | WABCO HLDGS INC | 9,200 | $1.213M | 0.0% | $131.85 | — | — | Put | 92927K102 |
| — | GORES HOLDINGS III INC | 120,000 | $1.188M | 0.0% | $9.90 | $9.72 | — | CLASS A | 38286G109 |
| — | CARBONITE INC | 1,000,000 | $1.167M | 0.0% | $1.17 | $1.50 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | CM SEVEN STAR ACQUISITION CO | 3,244,000 | $1.071M | 0.0% | $0.33 | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| CRM | SALESFORCE COM INC | 6,484 | $1.027M | 0.0% | $158.39 * | $153.14 | 0.0% | COM | 79466L302 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.025M | 0.0% | $10.25 | $10.10 | — | UNIT 03/12/2025 | 629076209 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.02M | 0.0% | $10.20 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| BK | BANK NEW YORK MELLON CORP | 19,868 | $1.002M | 0.0% | $50.43 * | $42.33 | 0.0% | COM | 064058100 |
| OMC | OMNICOM GROUP INC | 13,440 | $981K | 0.0% | $72.99 * | $58.50 | 0.0% | COM | 681919106 |
| — | CHARDAN HEALTHCARE ACQUISITI | 100,000 | $979K | 0.0% | $9.79 | $9.79 | — | COM | 15957A108 |
| — | MODERN MEDIA ACQUISITION | 2,910,094 | $960K | 0.0% | $0.33 | $0.34 | — | RIGHT 99/99/9999 | 60765P129 |
| — | PRETIUM RES INC | 1,000,000 | $944K | 0.0% | $0.94 | $0.84 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| GM | GENERAL MTRS CO | 25,177 | $934K | 0.0% | $37.10 * | $34.84 | 0.0% | COM | 37045V100 |
| — | BLUEGREEN VACATIONS CORP | 60,000 | $892K | 0.0% | $14.87 | $14.87 | — | COM | 09629F108 |
| CNQ | CANADIAN NAT RES LTD | 30,000 | $825K | 0.0% | $27.50 * | $9.35 | 0.0% | COM | 136385101 |
| — | MTECH ACQUISITION CORP | 80,000 | $808K | 0.0% | $10.10 | $9.94 | — | COM CLASS A | 55378W107 |
| DE | DEERE & CO | 4,948 | $791K | 0.0% | $159.86 * | $144.51 | 0.0% | COM | 244199105 |
| — | GRAF INDL CORP | 74,750 | $736K | 0.0% | $9.85 | $9.61 | — | COM | 384278107 |
| — | BROOKFIELD PROPERTY REIT INC | 35,000 | $717K | 0.0% | $20.49 | $20.94 | — | CL A | 11282X103 |
| BMY | BRISTOL MYERS SQUIBB CO | 15,000 | $716K | 0.0% | $47.73 | — | — | Call | 110122108 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 95,000 | $687K | 0.0% | $7.23 | $7.23 | 0.0% | COM | 69404D108 |
| — | MUDRICK CAP ACQUISITION CORP | 1,207,400 | $664K | 0.0% | $0.55 | $0.63 | — | *W EXP 02/12/202 | 624745113 |
| — | TARGET HOSPITALITY CORP | 369,654 | $569K | 0.0% | $1.54 | $1.54 | — | *W EXP 03/15/202 | 87615L115 |
| — | TPG PACE HLDGS CORP | 352,999 | $519K | 0.0% | $1.47 | $1.08 | — | *W EXP 06/27/202 | G89827110 |
| MGM | MGM RESORTS INTERNATIONAL | 19,924 | $511K | 0.0% | $25.65 * | $26.74 | 0.0% | COM | 552953101 |
| KO | COCA COLA CO | 10,871 | $509K | 0.0% | $46.82 * | $37.78 | 0.0% | COM | 191216100 |
| NOC | NORTHROP GRUMMAN CORP | 1,882 | $507K | 0.0% | $269.39 * | $243.65 | 0.0% | COM | 666807102 |
| SYY | SYSCO CORP | 7,589 | $507K | 0.0% | $66.81 * | $54.12 | 0.0% | COM | 871829107 |
| CCJ | CAMECO CORP | 42,900 | $506K | 0.0% | $11.79 | — | — | Call | 13321L108 |
| — | HANESBRANDS INC | 28,248 | $505K | 0.0% | $17.88 | $17.88 | — | COM | 410345102 |
| RVPH | TENZING ACQUISITION CORP | 50,000 | $504K | 0.0% | $10.08 | $9.84 | — | ORD SHS | G8708A116 |
| JBHT | HUNT J B TRANS SVCS INC | 4,968 | $503K | 0.0% | $101.25 * | $97.26 | 0.0% | COM | 445658107 |
| AJG | GALLAGHER ARTHUR J & CO | 6,341 | $495K | 0.0% | $78.06 * | $70.56 | 0.0% | COM | 363576109 |
| ATOM | ATOMERA INC | 184,600 | $489K | 0.0% | $2.65 * | $3.97 | -13.8% | COM | 04965B100 |
| EMN | EASTMAN CHEMICAL CO | 6,328 | $480K | 0.0% | $75.85 * | $61.76 | +0.6% | COM | 277432100 |
| HUM | HUMANA INC | 1,797 | $478K | 0.0% | $266.00 | $271.28 | 0.0% | COM | 444859102 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 40,000 | $466K | 0.0% | $11.65 * | $10.10 | +11.9% | COM | 46005L101 |
| — | MTECH ACQUISITION CORP | 723,510 | $463K | 0.0% | $0.64 | $1.10 | — | *W EXP 08/01/202 | 55378W115 |
| — | TRINITY MERGER CORP | 1,200,000 | $432K | 0.0% | $0.36 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | BARRICK GOLD CORPORATION | 30,000 | $411K | 0.0% | $13.70 | — | — | Put | 067901108 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,503,400 | $406K | 0.0% | $0.27 | $0.41 | — | RIGHT 12/22/2019 | G9145A131 |
| CCJ | CAMECO CORP | 34,200 | $403K | 0.0% | $11.78 | — | — | Put | 13321L108 |
| — | SPARTAN ENERGY ACQUISITON CO | 366,667 | $403K | 0.0% | $1.10 | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | CONSTELLATION ALPHA CAP CORP | 3,202,613 | $402K | 0.0% | $0.13 | $0.33 | — | RIGHT 99/99/9999 | G2379F132 |
| — | LEO HOLDINGS CORP | 500,000 | $390K | 0.0% | $0.78 | $1.07 | — | *W EXP 02/07/202 | G5463L113 |
| — | VANTAGE ENERGY ACQUISITION | 1,681,258 | $387K | 0.0% | $0.23 | $0.68 | — | *W EXP 04/12/202 | 92211L113 |
| — | GIGCAPITAL INC | 1,352,714 | $384K | 0.0% | $0.28 | $0.32 | — | *W EXP 06/08/202 | 37518N122 |
| — | KBL MERGER CORP IV | 1,652,400 | $380K | 0.0% | $0.23 | $0.37 | — | RIGHT 06/07/2019 | 48242A120 |
| — | SIRIUS INTERNATIONAL INSURAN | 26,319 | $342K | 0.0% | $12.99 | $12.54 | — | COM | G8196D101 |
| — | BIOCERES CROP SOLUTIONS CORP | 1,225,000 | $331K | 0.0% | $0.27 | $0.27 | — | *W EXP 07/01/202 | G1117K106 |
| — | UQM TECHNOLOGIES INC | 200,000 | $330K | 0.0% | $1.65 | $1.65 | — | COM | 903213106 |
| — | PENSARE ACQUISITION CORP | 1,587,827 | $318K | 0.0% | $0.20 | $0.43 | — | *W EXP 07/27/202 | 70957E113 |
| — | SENTINEL ENERGY SVCS INC | 461,368 | $314K | 0.0% | $0.68 | $0.81 | — | *W EXP 11/02/202 | 81728P113 |
| — | BLACK RIDGE ACQUISITION CORP | 883,392 | $309K | 0.0% | $0.35 | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BISON CAP ACQUISITION CORP | 827,614 | $290K | 0.0% | $0.35 | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,075,000 | $280K | 0.0% | $0.26 | $0.35 | — | *W EXP 12/22/202 | G9145A115 |
| — | CAPITOL INVT CORP IV | 200,000 | $276K | 0.0% | $1.38 | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | CM SEVEN STAR ACQUISITION CO | 1,622,000 | $276K | 0.0% | $0.17 | $0.25 | — | *W EXP 08/21/202 | G2345N110 |
| — | CF FIN ACQUISITION CORP | 630,625 | $271K | 0.0% | $0.43 | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| OTEX | OPEN TEXT CORP | 7,000 | $269K | 0.0% | $38.43 * | $28.27 | +8.7% | Call | 683715106 |
| — | AMCI ACQUISITION CORP | 957,700 | $268K | 0.0% | $0.28 | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | ALLEGRO MERGER CORP | 975,000 | $263K | 0.0% | $0.27 | $0.29 | — | RIGHT 12/31/2023 | 01749N129 |
| — | MEGALITH FINL ACQUISITION CO | 922,000 | $254K | 0.0% | $0.28 | $0.36 | — | *W EXP 08/26/202 | 58518F117 |
| — | JENSYN ACQUISITION CORP | 914,885 | $249K | 0.0% | $0.27 | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $247K | 0.0% | $0.12 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| NTR | NUTRIEN LTD | 4,500 | $237K | 0.0% | $52.67 | — | — | Put | 67077M108 |
| — | VECTOIQ ACQUISITION CORP | 525,000 | $226K | 0.0% | $0.43 | $0.50 | — | *W EXP 05/11/202 | 92243N111 |
| — | GRAF INDL CORP | 20,000 | $202K | 0.0% | $10.10 | $10.10 | — | UNIT 12/31/2025 | 384278206 |
| — | REGALWOOD GLOBAL ENERGY LTD | 187,166 | $187K | 0.0% | $1.00 | $1.24 | — | *W EXP 12/05/202 | G74760128 |
| — | KBL MERGER CORP IV | 1,578,348 | $177K | 0.0% | $0.11 | $0.14 | — | *W EXP 01/15/202 | 48242A112 |
| — | NEW FRONTIER CORP | 250,000 | $175K | 0.0% | $0.70 | $0.90 | — | *W EXP 99/99/999 | G6485P124 |
| — | FAR PT ACQUISITION CORP | 130,000 | $174K | 0.0% | $1.34 | $1.34 | — | *W EXP 06/01/202 | 30734W117 |
| — | ALLEGRO MERGER CORP | 650,000 | $169K | 0.0% | $0.26 | $0.30 | — | *W EXP 01/06/202 | 01749N111 |
| — | MOSAIC ACQUISITION CORP | 200,000 | $163K | 0.0% | $0.81 | $0.99 | — | *W EXP 10/23/202 | 61946M118 |
| — | PHUNWARE INC | 96,643 | $160K | 0.0% | $1.66 | $0.25 | — | *W EXP 12/26/202 | 71948P118 |
| — | MODERN MEDIA ACQUISITION | 498,454 | $155K | 0.0% | $0.31 | $0.29 | — | *W EXP 05/17/202 | 60765P111 |
| — | ALBERTON ACQUISITION CORP | 892,000 | $152K | 0.0% | $0.17 | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | BIG ROCK PARTNERS ACQUISI CO | 423,200 | $148K | 0.0% | $0.35 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | CONSTELLATION ALPHA CAP CORP | 1,848,113 | $148K | 0.0% | $0.08 | $0.21 | — | *W EXP 03/23/202 | G2379F116 |
| HFFG | HF FOODS GROUP INC | 10,000 | $132K | 0.0% | $13.20 | $12.27 | +7.6% | COM | 40417F109 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $128K | 0.0% | $0.32 | $0.35 | — | RIGHT 02/20/2020 | G88950137 |
| — | OPES ACQUISITION CORP | 450,000 | $108K | 0.0% | $0.24 | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| — | EDTECHX HLDGS ACQUISITION CO | 530,900 | $101K | 0.0% | $0.19 | $0.29 | — | *W EXP 12/31/202 | 28138X111 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 13,800 | $100K | 0.0% | $7.25 | $7.23 | 0.0% | Put | 69404D108 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $88,000 | 0.0% | $0.44 | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | LEGACY ACQUISITION CORP | 282,400 | $85,000 | 0.0% | $0.30 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | LEISURE ACQUISITION CORP | 137,500 | $74,000 | 0.0% | $0.54 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | HL ACQUISITIONS CORP | 210,000 | $68,000 | 0.0% | $0.32 | $0.61 | — | RIGHT 07/17/2023 | G4603R130 |
| — | BLACK RIDGE ACQUISITION CORP | 214,992 | $64,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BISON CAP ACQUISITION CORP | 321,657 | $64,000 | 0.0% | $0.20 | $0.28 | — | *W EXP 06/20/202 | G1142P112 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $60,000 | 0.0% | $0.25 | $0.40 | — | RIGHT 07/31/2020 | G56372124 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $58,000 | 0.0% | $0.14 | $0.15 | — | *W EXP 02/20/202 | G88950129 |
| — | GORES HOLDINGS III INC | 40,000 | $57,000 | 0.0% | $1.43 | $1.15 | — | *W EXP 09/11/202 | 38286G117 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $56,000 | 0.0% | $0.31 | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | JENSYN ACQUISITION CORP | 771,396 | $54,000 | 0.0% | $0.07 | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $50,000 | 0.0% | $0.31 | $0.14 | — | RIGHT 06/05/2020 | G8959N122 |
| — | CHARDAN HEALTHCARE ACQUISITI | 99,500 | $49,000 | 0.0% | $0.49 | $0.49 | — | *W EXP 12/13/202 | 15957A116 |
| — | ALBERTON ACQUISITION CORP | 500,000 | $45,000 | 0.0% | $0.09 | $0.12 | — | *W EXP 04/26/202 | G35006124 |
| — | BOXWOOD MERGER CORP | 100,000 | $38,000 | 0.0% | $0.38 | $0.38 | — | *W EXP 11/26/202 | 10319T119 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $36,000 | 0.0% | $0.18 | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | HL ACQUISITIONS CORP | 125,000 | $31,000 | 0.0% | $0.25 | $0.33 | — | *W EXP 06/21/202 | G4603R122 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $29,000 | 0.0% | $0.12 | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $26,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 05/06/202 | G8959N114 |
| — | LF CAP ACQUISITION CORP | 50,000 | $19,000 | 0.0% | $0.38 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | TRIDENT ACQUISITIONS CORP | 110,000 | $18,000 | 0.0% | $0.16 | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $18,000 | 0.0% | $0.10 | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | GORDON POINTE ACQUISITION CO | 18,990 | $7,000 | 0.0% | $0.37 | $0.48 | — | *W EXP 07/30/202 | 382788115 |
| — | SABAN CAP ACQUISITION CORP | 1,213,715 | $6,000 | 0.0% | $0.00 | $1.20 | — | *W EXP 09/21/202 | 78516C114 |
| — | TENZING ACQUISITION CORP | 40,000 | $6,000 | 0.0% | $0.15 | $0.33 | — | *W EXP 02/23/202 | G8708A108 |