Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $5.619B (82.5% shares, 17.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,210,000 | $953M | 17.0% | $296.77 | $249.86 | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,750,000 | $416M | 7.4% | $151.34 | $151.33 | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 720,000 | $214M | 3.8% | $296.77 | $249.86 | — | Call | 78462F103 |
| — | MICRON TECHNOLOGY INC | 41,951,000 | $181M | 3.2% | $4.31 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| TD | TORONTO DOMINION BK ONT | 1,170,000 | $68.16M | 1.2% | $58.26 | — | — | Call | 891160509 |
| — | MERCADOLIBRE INC | 41,500,000 | $61.33M | 1.1% | $1.48 | $1.48 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| IWM | ISHARES TR | 400,000 | $60.54M | 1.1% | $151.34 | $151.33 | — | Call | 464287655 |
| — | AEROJET ROCKETDYNE HLDGS INC | 30,000,000 | $59.93M | 1.1% | $2.00 | $1.83 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | MICROCHIP TECHNOLOGY INC | 30,000,000 | $57.09M | 1.0% | $1.90 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| BNS | BANK N S HALIFAX | 1,000,000 | $56.85M | 1.0% | $56.85 | — | — | Call | 064149107 |
| QQQ | INVESCO QQQ TR | 300,000 | $56.64M | 1.0% | $188.81 | — | — | Put | 46090E103 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 4,896,183 | $52.39M | 0.9% | $10.70 | $10.47 | — | CL A | G8250R103 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 4,252,789 | $50.27M | 0.9% | $11.82 | $10.45 | — | UNIT | 85207H104 |
| GOOG | ALPHABET INC | 40,200 | $49M | 0.9% | $1219.00 * | $51.89 | +13.2% | CAP STK CL C | 02079K107 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $47.93M | 0.9% | $1.23 | $1.03 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | TERADYNE INC | 25,000,000 | $47.59M | 0.8% | $1.90 | $1.72 | — | NOTE 1.250%12/1 | 880770AG7 |
| META | FACEBOOK INC | 252,600 | $44.98M | 0.8% | $178.08 * | $154.87 | +21.9% | CL A | 30303M102 |
| BIO | BIO RAD LABS INC | 134,965 | $44.91M | 0.8% | $332.74 | $245.08 | +33.1% | CL A | 090572207 |
| — | CHURCHILL CAP CORP II | 4,000,000 | $42.04M | 0.7% | $10.51 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| RY | ROYAL BK CDA MONTREAL QUE | 492,500 | $39.97M | 0.7% | $81.16 | — | — | Call | 780087102 |
| — | MICROCHIP TECHNOLOGY INC | 30,000,000 | $38.69M | 0.7% | $1.29 | $1.18 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ENVESTNET INC | 35,000,000 | $37.9M | 0.7% | $1.08 | $1.19 | — | NOTE 1.750% 6/0 | 29404KAB2 |
| — | PURE ACQUISITION CORP | 3,577,550 | $36.67M | 0.7% | $10.25 | $9.93 | — | CL A | 74621Q106 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,010,000 | $34.87M | 0.6% | $1.74 | $1.68 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | OSI SYSTEMS INC | 30,000,000 | $33.58M | 0.6% | $1.12 | $1.12 | — | NOTE 1.250% 9/0 | 671044AD7 |
| BABA | ALIBABA GROUP HLDG LTD | 200,000 | $33.45M | 0.6% | $167.23 | $166.94 | — | Call | 01609W102 |
| CM | CDN IMPERIAL BK COMM TORONTO | 400,000 | $33.02M | 0.6% | $82.56 * | $29.03 | 0.0% | Put | 136069101 |
| — | SPARTAN ENERGY ACQUISITON CO | 3,243,166 | $32.76M | 0.6% | $10.10 | $9.87 | — | CL A COM STK | 846784106 |
| MFC | MANULIFE FINL CORP | 1,730,000 | $31.76M | 0.6% | $18.36 | — | — | Call | 56501R106 |
| — | IHS MARKIT LTD | 455,004 | $30.43M | 0.5% | $66.88 | $55.91 | — | SHS | G47567105 |
| — | AQUA AMERICA INC | 500,000 | $30.23M | 0.5% | $60.46 | $57.25 | — | UNIT 04/30/2022 | 03836W202 |
| BCE | BCE INC | 610,000 | $29.53M | 0.5% | $48.41 | — | — | Call | 05534B760 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,633,295 | $28.91M | 0.5% | $6.24 | $6.52 | — | TR UNIT | 85207K107 |
| — | J2 GLOBAL INC | 20,000,000 | $28.42M | 0.5% | $1.42 | $1.34 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,648,711 | $27.12M | 0.5% | $10.24 | $9.75 | — | SHS | G9145A107 |
| — | MESA LABS INC | 25,000,000 | $26.71M | 0.5% | $1.07 | $1.07 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| IQV | IQVIA HLDGS INC | 178,200 | $26.62M | 0.5% | $149.38 * | $146.73 | +6.1% | COM | 46266C105 |
| XLU | SELECT SECTOR SPDR TR | 400,000 | $25.9M | 0.5% | $64.74 | — | — | Put | 81369Y886 |
| — | MICROCHIP TECHNOLOGY INC | 20,000,000 | $25.82M | 0.5% | $1.29 | $1.17 | — | NOTE 2.250% 2/1 | 595017AH7 |
| UA | UNDER ARMOUR INC | 1,402,100 | $25.42M | 0.5% | $18.13 * | $18.45 | +6.8% | CL C | 904311206 |
| DLB | DOLBY LABORATORIES INC | 392,352 | $25.36M | 0.5% | $64.64 * | $55.04 | +4.0% | COM CL A | 25659T107 |
| NTR | NUTRIEN LTD | 501,000 | $24.99M | 0.4% | $49.88 | — | — | Call | 67077M108 |
| — | SENTINEL ENERGY SVCS INC | 2,424,132 | $24.92M | 0.4% | $10.28 | $10.08 | — | CL A | 81728P105 |
| — | WAYFAIR INC | 20,000,000 | $24.75M | 0.4% | $1.24 | $1.20 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| ENB | ENBRIDGE INC | 700,000 | $24.56M | 0.4% | $35.08 | — | — | Call | 29250N105 |
| QGEN 0.875 03/19/21 | QIAGEN NV | 20,000,000 | $24.35M | 0.4% | $1.22 | $1.22 | — | DEBT 0.875% 3/1 | N72482AB3 |
| RY | ROYAL BK CDA MONTREAL QUE | 300,000 | $24.35M | 0.4% | $81.16 | — | — | Put | 780087102 |
| RVTY | PERKINELMER INC | 280,398 | $23.88M | 0.4% | $85.17 | $86.18 | 0.0% | COM | 714046109 |
| — | REALPAGE INC | 15,000,000 | $23.71M | 0.4% | $1.58 | $1.46 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | TRINE ACQUISITION CORP | 2,399,999 | $23.69M | 0.4% | $9.87 | $9.87 | — | COM CL A | 89628U108 |
| — | REALPAGE INC | 368,800 | $23.18M | 0.4% | $62.86 | $50.30 | — | COM | 75606N109 |
| RPM | RPM INTL INC | 335,400 | $23.08M | 0.4% | $68.81 * | $66.24 | 0.0% | COM | 749685103 |
| — | SILVER SPIKE ACQUISITION COR | 2,282,000 | $23.02M | 0.4% | $10.09 | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | FAR PT ACQUISITION CORP | 2,248,217 | $22.98M | 0.4% | $10.22 | $10.13 | — | COM CL A | 30734W109 |
| BABA | ALIBABA GROUP HLDG LTD | 137,171 | $22.94M | 0.4% | $167.23 | $166.94 | — | SPONSORED ADS | 01609W102 |
| — | GUIDEWIRE SOFTWARE INC | 20,000,000 | $22.92M | 0.4% | $1.15 | $1.14 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 2,200,398 | $22.71M | 0.4% | $10.32 | $10.32 | — | COM CL A | G74760102 |
| HLIT | HARMONIC INC | 3,370,491 | $22.18M | 0.4% | $6.58 * | $4.81 | +44.1% | COM | 413160102 |
| — | GX ACQUISITION CORP | 2,200,000 | $21.89M | 0.4% | $9.95 | $9.95 | — | COM CL A | 36251A107 |
| — | SOUTHERN CO | 400,000 | $21.4M | 0.4% | $53.51 | $53.51 | — | UNIT 08/01/2022 | 842587602 |
| — | MUDRICK CAP ACQUISITION CORP | 2,079,800 | $21.38M | 0.4% | $10.28 | $9.93 | — | COM CLASS A | 624745105 |
| — | CRESCENT ACQUISITION CORP | 2,000,000 | $20.32M | 0.4% | $10.16 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | APEX TECHNOLOGY ACQUISITN CO | 1,973,660 | $20.11M | 0.4% | $10.19 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| DG | DOLLAR GEN CORP NEW | 126,200 | $20.06M | 0.4% | $158.94 * | $117.31 | +13.2% | COM | 256677105 |
| — | ACT II GLOBAL ACQUISITION CO | 2,000,000 | $19.7M | 0.4% | $9.85 | $9.85 | — | CL A SHS | G0080J104 |
| GLD | SPDR GOLD TRUST | 140,000 | $19.44M | 0.3% | $138.87 | — | — | Put | 78463V107 |
| AMD | ADVANCED MICRO DEVICES INC | 666,000 | $19.31M | 0.3% | $28.99 * | $31.36 | 0.0% | COM | 007903107 |
| AME | AMETEK INC NEW | 208,959 | $19.19M | 0.3% | $91.82 * | $57.31 | +47.5% | COM | 031100100 |
| LOW | LOWES COS INC | 171,103 | $18.81M | 0.3% | $109.96 * | $94.02 | 0.0% | COM | 548661107 |
| BC | BRUNSWICK CORP | 356,700 | $18.59M | 0.3% | $52.12 * | $48.41 | -12.7% | COM | 117043109 |
| — | TWITTER INC | 450,300 | $18.55M | 0.3% | $41.20 | $32.88 | — | COM | 90184L102 |
| — | THUNDER BRDG ACQUISTION II L | 1,800,000 | $18.32M | 0.3% | $10.18 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| CNQ | CANADIAN NAT RES LTD | 680,000 | $18.11M | 0.3% | $26.63 | — | — | Call | 136385101 |
| — | TRIDENT ACQUISITIONS CORP | 1,726,405 | $17.99M | 0.3% | $10.42 | $10.13 | — | COM | 89615T106 |
| RPLA | REPLAY ACQUISITION CORP | 1,800,000 | $17.87M | 0.3% | $9.93 | $9.93 | — | COM | G75130107 |
| — | NICE SYS INC | 10,000,000 | $17.86M | 0.3% | $1.79 | $1.74 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| META | FACEBOOK INC | 100,000 | $17.81M | 0.3% | $178.08 * | $154.87 | +21.9% | Put | 30303M102 |
| MGA | MAGNA INTL INC | 330,000 | $17.6M | 0.3% | $53.33 | — | — | Put | 559222401 |
| MGA | MAGNA INTL INC | 330,000 | $17.6M | 0.3% | $53.33 | — | — | Call | 559222401 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 807,261 | $17.35M | 0.3% | $21.49 * | $15.07 | +29.6% | COM | 55405Y100 |
| — | VECTOIQ ACQUISITION CORP | 1,673,000 | $17.08M | 0.3% | $10.21 | $9.62 | — | COM | 92243N103 |
| — | CYRUSONE INC | 215,872 | $17.07M | 0.3% | $79.10 | $57.72 | — | COM | 23283R100 |
| — | TRINITY MERGER CORP | 1,591,500 | $16.61M | 0.3% | $10.44 | $9.84 | — | COM CL A | 89653L106 |
| BMO | BANK MONTREAL QUE | 220,000 | $16.23M | 0.3% | $73.75 * | $57.63 | -3.8% | Call | 063671101 |
| — | DEXCOM INC | 10,000,000 | $15.89M | 0.3% | $1.59 | $1.55 | — | NOTE 0.750% 5/1 | 252131AF4 |
| SU | SUNCOR ENERGY INC NEW | 500,000 | $15.79M | 0.3% | $31.58 | — | — | Call | 867224107 |
| — | ALLEGHENY TECHNOLOGIES INC | 10,000,000 | $15.7M | 0.3% | $1.57 | $1.88 | — | NOTE 4.750% 7/0 | 01741RAG7 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $15.66M | 0.3% | $10.83 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | CF FIN ACQUISITION CORP | 1,455,000 | $15.41M | 0.3% | $10.59 | $10.03 | — | UNIT 04/30/2025 | 12528N206 |
| MAS | MASCO CORP | 365,300 | $15.23M | 0.3% | $41.68 * | $36.09 | 0.0% | COM | 574599106 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 120,812 | $15.14M | 0.3% | $125.34 | $113.72 | +9.7% | COM | 874054109 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 153,600 | $14.94M | 0.3% | $97.25 * | $61.41 | +50.8% | COM | 49338L103 |
| — | INFINERA CORPORATION | 2,725,320 | $14.85M | 0.3% | $5.45 | $5.45 | — | COM | 45667G103 |
| — | Q2 HLDGS INC | 10,000,000 | $14.73M | 0.3% | $1.47 | $1.43 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| CRM | SALESFORCE COM INC | 98,300 | $14.59M | 0.3% | $148.44 | $150.15 | 0.0% | COM | 79466L302 |
| — | WORLD WRESTLING ENTMT INC | 202,827 | $14.43M | 0.3% | $71.15 | $74.48 | — | CL A | 98156Q108 |
| LECO | LINCOLN ELEC HLDGS INC | 165,991 | $14.4M | 0.3% | $86.76 * | $84.16 | 0.0% | COM | 533900106 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,440,000 | $14.27M | 0.3% | $9.91 | $9.91 | — | COM | 74317H105 |
| VRRM | VERRA MOBILITY CORP | 982,582 | $14.1M | 0.3% | $14.35 * | $10.08 | +38.1% | COM | 92511U102 |
| — | VIAVI SOLUTIONS INC | 11,230,000 | $13.51M | 0.2% | $1.20 | $1.16 | — | NOTE 1.750% 6/0 | 925550AE5 |
| — | HAYMAKER ACQUISITION CORP II | 1,300,000 | $13.43M | 0.2% | $10.33 | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | TTM TECHNOLOGIES INC | 10,000,000 | $13.3M | 0.2% | $1.33 | $1.60 | — | NOTE 1.750%12/1 | 87305RAD1 |
| NVRI | HARSCO CORP | 698,779 | $13.25M | 0.2% | $18.96 * | $23.84 | -11.1% | COM | 415864107 |
| — | NEW FRONTIER CORP | 1,286,704 | $13.1M | 0.2% | $10.18 | $10.03 | — | COM CL A | G6485P108 |
| TRMB | TRIMBLE INC | 337,225 | $13.09M | 0.2% | $38.81 * | $37.77 | +6.5% | COM | 896239100 |
| HYG | ISHARES TR | 150,000 | $13.08M | 0.2% | $87.17 | — | — | Put | 464288513 |
| — | COLFAX CORP | 100,000 | $13.03M | 0.2% | $130.34 | $133.38 | — | UNIT 01/15/2022T | 194014205 |
| — | KNOWLES CORP | 10,000,000 | $12.86M | 0.2% | $1.29 | $1.18 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | TUSCAN HOLDINGS CORP | 1,309,599 | $12.83M | 0.2% | $9.80 | $9.82 | — | COM | 90069K104 |
| — | CORELOGIC INC | 274,188 | $12.69M | 0.2% | $46.27 | $46.27 | — | COM | 21871D103 |
| VSAT | VIASAT INC | 165,819 | $12.49M | 0.2% | $75.32 * | $79.65 | 0.0% | COM | 92552V100 |
| — | REPLIGEN CORP | 12,500,000 | $12.36M | 0.2% | $0.99 | $0.99 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | MEGALITH FINL ACQUISITION CO | 1,200,000 | $12.19M | 0.2% | $10.16 | $10.16 | — | CL A COM | 58518F109 |
| — | HENNESSY CAP ACQUSTION CORP | 1,200,000 | $12.01M | 0.2% | $10.01 | $10.01 | — | CL A COM | 42589C104 |
| WDC | WESTERN DIGITAL CORP | 200,000 | $11.93M | 0.2% | $59.64 * | $41.27 | 0.0% | Put | 958102105 |
| SMH | VANECK VECTORS ETF TR | 100,000 | $11.91M | 0.2% | $119.13 | — | — | Call | 92189F676 |
| TRMB | TRIMBLE INC | 303,300 | $11.77M | 0.2% | $38.81 * | $37.77 | +6.5% | Call | 896239100 |
| DAL | DELTA AIR LINES INC DEL | 200,000 | $11.52M | 0.2% | $57.60 | $49.45 | +14.7% | Call | 247361702 |
| BNS | BANK N S HALIFAX | 200,000 | $11.37M | 0.2% | $56.85 | — | — | Put | 064149107 |
| SPOT | SPOTIFY TECHNOLOGY S A | 99,300 | $11.32M | 0.2% | $114.00 * | $136.83 | +3.2% | SHS | L8681T102 |
| — | GARDNER DENVER HLDGS INC | 399,900 | $11.31M | 0.2% | $28.29 | $29.11 | — | COM | 36555P107 |
| — | ACAMAR PARTNERS ACQSITION CO | 1,100,000 | $11.15M | 0.2% | $10.14 | $10.03 | — | UNIT 12/30/2025 | 004285201 |
| LAUR | LAUREATE EDUCATION INC | 665,103 | $11.02M | 0.2% | $16.57 | $15.02 | +11.8% | CL A | 518613203 |
| — | CREE INC | 10,000,000 | $10.93M | 0.2% | $1.09 | $1.09 | — | NOTE 0.875% 9/0 | 225447AB7 |
| WYNN | WYNN RESORTS LTD | 99,700 | $10.84M | 0.2% | $108.72 * | $113.18 | 0.0% | COM | 983134107 |
| — | LEGACY ACQUISITION CORP | 1,027,926 | $10.79M | 0.2% | $10.50 | $10.34 | — | UNIT 05/31/2024 | 524643202 |
| — | SPLUNK INC | 10,000,000 | $10.76M | 0.2% | $1.08 | $1.08 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | VECTOIQ ACQUISITION CORP | 1,000,000 | $10.65M | 0.2% | $10.65 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | SOUTH MTN MERGER CORP | 1,000,000 | $10.5M | 0.2% | $10.50 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| FISV | FISERV INC | 100,000 | $10.36M | 0.2% | $103.59 | $102.09 | 0.0% | Put | 337738108 |
| SCPE/U | SC HEALTH CORP | 1,000,000 | $10.35M | 0.2% | $10.35 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| QGEN 1 11/13/24 | QIAGEN NV | 10,000,000 | $10.34M | 0.2% | $1.03 | $1.03 | — | DEBT 1.000%11/1 | N72482AT4 |
| CVE | CENOVUS ENERGY INC | 1,100,000 | $10.32M | 0.2% | $9.38 | — | — | Call | 15135U109 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 723,070 | $10.25M | 0.2% | $14.17 | $11.68 | — | TR UNIT | 85208R101 |
| — | COLLIER CREEK HOLDINGS | 999,999 | $10.19M | 0.2% | $10.19 | $10.19 | — | COM CL A | G22707106 |
| — | HABIT RESTAURANTS INC | 1,162,785 | $10.16M | 0.2% | $8.74 | $12.48 | — | COM CL A | 40449J103 |
| — | TRINITY MERGER CORP | 869,876 | $10.16M | 0.2% | $11.68 | $10.07 | — | UNIT 05/11/2025 | 89653L205 |
| — | TKK SYMPHONY ACQUISITION COR | 996,300 | $10.14M | 0.2% | $10.18 | $9.63 | — | ORD SHS | G88950103 |
| — | LANDCADIA HLDGS II INC | 1,000,000 | $10.1M | 0.2% | $10.10 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | ALTAIR ENGR INC | 10,000,000 | $10.07M | 0.2% | $1.01 | $1.09 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | EXPERIENCE INVESTMENT CORP | 1,000,000 | $10.01M | 0.2% | $10.01 | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| CMCO | COLUMBUS MCKINNON CORP N Y | 270,400 | $9.851M | 0.2% | $36.43 * | $35.06 | 0.0% | COM | 199333105 |
| LITE | LUMENTUM HLDGS INC | 183,269 | $9.816M | 0.2% | $53.56 * | $51.24 | +10.1% | COM | 55024U109 |
| — | NAVIGANT CONSULTING INC | 350,000 | $9.782M | 0.2% | $27.95 | $27.95 | — | COM | 63935N107 |
| — | B RILEY PRINCIPAL MERGER COR | 939,200 | $9.486M | 0.2% | $10.10 | $10.02 | — | UNIT 99/99/9999 | 05586Y205 |
| — | BOINGO WIRELESS INC | 829,805 | $9.211M | 0.2% | $11.10 | $23.28 | — | COM | 09739C102 |
| — | CYPRESS SEMICONDUCTOR CORP | 7,500,000 | $9.089M | 0.2% | $1.21 | $1.18 | — | NOTE 2.000% 2/0 | 232806AP4 |
| — | NETFIN ACQUISITION CORP | 900,000 | $9.081M | 0.2% | $10.09 | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | PLAYAGS INC | 842,805 | $8.664M | 0.2% | $10.28 | $24.43 | — | COM | 72814N104 |
| EEFT | EURONET WORLDWIDE INC | 59,000 | $8.632M | 0.2% | $146.31 * | $154.79 | 0.0% | COM | 298736109 |
| — | PRESIDIO INC | 500,000 | $8.45M | 0.2% | $16.90 | $16.90 | — | COM | 74102M103 |
| — | CREE INC | 171,700 | $8.413M | 0.1% | $49.00 | $49.00 | — | COM | 225447101 |
| — | JERNIGAN CAP INC | 432,577 | $8.327M | 0.1% | $19.25 | $19.25 | — | COM | 476405105 |
| HURC | HURCO COMPANIES INC | 253,087 | $8.142M | 0.1% | $32.17 * | $39.86 | -16.3% | COM | 447324104 |
| AEM | AGNICO EAGLE MINES LTD | 150,000 | $8.042M | 0.1% | $53.61 | — | — | Call | 008474108 |
| — | GORES METROPOULOS INC | 750,000 | $7.95M | 0.1% | $10.60 | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| — | OAKTREE ACQUISITION CORP | 780,200 | $7.927M | 0.1% | $10.16 | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| LVS | LAS VEGAS SANDS CORP | 135,800 | $7.844M | 0.1% | $57.76 * | $53.36 | 0.0% | COM | 517834107 |
| TU | TELUS CORP | 220,000 | $7.836M | 0.1% | $35.62 | — | — | Call | 87971M103 |
| — | DIAMOND EAGLE ACQUISITION CO | 753,556 | $7.664M | 0.1% | $10.17 | $10.10 | — | UNIT 06/30/2026 | 25258L208 |
| A | AGILENT TECHNOLOGIES INC | 100,000 | $7.663M | 0.1% | $76.63 | — | — | Call | 00846U101 |
| — | ALLEGRO MERGER CORP | 750,000 | $7.601M | 0.1% | $10.13 | $9.72 | — | COM | 01749N103 |
| — | GS ACQUISITION HLDGS CORP | 700,000 | $7.455M | 0.1% | $10.65 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | INSURANCE ACQUISITION CORP | 700,853 | $7.303M | 0.1% | $10.42 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| DAL | DELTA AIR LINES INC DEL | 125,800 | $7.246M | 0.1% | $57.60 | $49.45 | +14.7% | COM NEW | 247361702 |
| UFPT | UFP TECHNOLOGIES INC | 184,491 | $7.121M | 0.1% | $38.60 * | $36.61 | +12.3% | COM | 902673102 |
| — | CLEVELAND CLIFFS INC | 6,500,000 | $7.106M | 0.1% | $1.09 | $1.15 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | ORGANIGRAM HLDGS INC | 2,056,797 | $7.075M | 0.1% | $3.44 | $5.74 | — | COM | 68620P101 |
| CM | CDN IMPERIAL BK COMM TORONTO | 84,911 | $7.01M | 0.1% | $82.56 * | $29.03 | 0.0% | COM | 136069101 |
| MCFT | MASTERCRAFT BOAT HLDGS INC | 457,832 | $6.833M | 0.1% | $14.92 * | $19.39 | -15.9% | COM | 57637H103 |
| CDNA | CAREDX INC | 300,000 | $6.783M | 0.1% | $22.61 | — | — | Call | 14167L103 |
| — | TUSCAN HOLDINGS CORP | 625,001 | $6.681M | 0.1% | $10.69 | $10.52 | — | UNIT 99/99/9999 | 90069K203 |
| CM | CDN IMPERIAL BK COMM TORONTO | 80,000 | $6.605M | 0.1% | $82.56 * | $29.03 | 0.0% | Call | 136069101 |
| — | LEO HOLDINGS CORP | 644,000 | $6.595M | 0.1% | $10.24 | $9.66 | — | COM CL A | G5463L105 |
| — | TKK SYMPHONY ACQUISITION COR | 628,900 | $6.503M | 0.1% | $10.34 | $10.12 | — | UNIT 08/15/2023 | G88950111 |
| — | FELLAZO INC | 646,400 | $6.438M | 0.1% | $9.96 | $9.96 | — | UNIT 99/99/9999 | G3362K104 |
| — | MONOTYPE IMAGING HOLDINGS IN | 325,000 | $6.438M | 0.1% | $19.81 | $19.81 | — | COM | 61022P100 |
| FTS | FORTIS INC | 150,000 | $6.35M | 0.1% | $42.33 | — | — | Call | 349553107 |
| — | ETF MANAGERS TR | 300,000 | $6.228M | 0.1% | $20.76 | $20.76 | — | Put | 26924G508 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 536,073 | $6.181M | 0.1% | $11.53 | $11.37 | +0.7% | COM | 656811106 |
| — | FTI CONSULTING INC | 5,000,000 | $6.092M | 0.1% | $1.22 | $1.22 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | TPG PACE HLDGS CORP | 584,143 | $6.005M | 0.1% | $10.28 | $9.99 | — | CL A | G89827128 |
| — | WEALTHBRIDGE ACQUISITION LTD | 588,707 | $5.975M | 0.1% | $10.15 | $10.16 | — | SHS | G4887W110 |
| — | CAMBREX CORP | 100,000 | $5.95M | 0.1% | $59.50 | $59.50 | — | COM | 132011107 |
| PBA | PEMBINA PIPELINE CORP | 160,000 | $5.931M | 0.1% | $37.07 | — | — | Call | 706327103 |
| — | TORTOISE ACQUISITION CORP | 600,000 | $5.928M | 0.1% | $9.88 | $9.88 | — | CL A | 89154L100 |
| — | WESCO AIRCRAFT HLDGS INC | 531,808 | $5.855M | 0.1% | $11.01 | $11.01 | — | COM | 950814103 |
| — | BARRICK GOLD CORPORATION | 250,000 | $5.73M | 0.1% | $22.92 | — | — | Call | 067901108 |
| SPOT | SPOTIFY TECHNOLOGY S A | 50,000 | $5.7M | 0.1% | $114.00 * | $136.83 | +3.2% | Put | L8681T102 |
| RVLV | REVOLVE GROUP INC | 241,702 | $5.649M | 0.1% | $23.37 * | $28.57 | 0.0% | CL A | 76156B107 |
| — | DOVA PHARMACEUTICALS INC | 200,000 | $5.59M | 0.1% | $27.95 | $27.95 | — | COM | 25985T102 |
| — | TALLGRASS ENERGY LP | 275,000 | $5.538M | 0.1% | $20.14 | $20.14 | — | CLASS A SHS | 874696107 |
| — | GENESEE & WYO INC | 50,000 | $5.526M | 0.1% | $110.52 | $110.52 | — | CL A | 371559105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 517,500 | $5.475M | 0.1% | $10.58 | $10.27 | — | COM | 089482103 |
| NXPI | NXP SEMICONDUCTORS N V | 50,000 | $5.456M | 0.1% | $109.12 * | $91.84 | 0.0% | Put | N6596X109 |
| WYNN | WYNN RESORTS LTD | 50,000 | $5.436M | 0.1% | $108.72 * | $113.18 | 0.0% | Put | 983134107 |
| — | HL ACQUISITIONS CORP | 530,769 | $5.414M | 0.1% | $10.20 | $9.63 | — | SHS | G4603R106 |
| FLXS | FLEXSTEEL INDS INC | 355,582 | $5.27M | 0.1% | $14.82 * | $23.39 | -41.2% | COM | 339382103 |
| — | GORDON POINTE ACQUISITION CO | 500,000 | $5.235M | 0.1% | $10.47 | $9.84 | — | COM CLASS A | 382788107 |
| — | MOSAIC ACQUISITION CORP | 500,000 | $5.165M | 0.1% | $10.33 | $10.20 | — | COM CL A | 61946M100 |
| — | GIGCAPITAL2 INC | 500,000 | $5.15M | 0.1% | $10.30 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| ALAC | ALBERTON ACQUISITION CORP | 500,000 | $5.125M | 0.1% | $10.25 | $9.80 | — | ORD SHS | G35006108 |
| — | TESLA INC | 5,000,000 | $5.09M | 0.1% | $1.02 | $0.98 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | GORES HOLDINGS III INC | 480,000 | $5.064M | 0.1% | $10.55 | $10.28 | — | UNIT 09/07/2024 | 38286G208 |
| — | TORTOISE ACQUISITION CORP | 500,000 | $5.04M | 0.1% | $10.08 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | NEXTERA ENERGY INC | 100,000 | $5.021M | 0.1% | $50.21 | $50.21 | — | UNIT 09/01/2022S | 65339F796 |
| — | SWITCHBACK ENERGY ACQUISITIO | 500,000 | $5M | 0.1% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | ORISUN ACQUISITION CORP | 500,000 | $5M | 0.1% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $4.995M | 0.1% | $9.99 | $9.99 | — | SHS | G2956M104 |
| AMAT | APPLIED MATLS INC | 100,000 | $4.99M | 0.1% | $49.90 * | $45.34 | 0.0% | Put | 038222105 |
| NTR | NUTRIEN LTD | 100,000 | $4.988M | 0.1% | $49.88 | — | — | Put | 67077M108 |
| — | CELGENE CORP | 50,000 | $4.965M | 0.1% | $99.30 | $95.18 | — | COM | 151020104 |
| — | VEONEER INCORPORATED | 5,000,000 | $4.946M | 0.1% | $0.99 | $1.04 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | MELLANOX TECHNOLOGIES LTD | 45,000 | $4.932M | 0.1% | $109.60 | $113.09 | — | SHS | M51363113 |
| — | ACACIA COMMUNICATIONS INC | 75,000 | $4.905M | 0.1% | $65.40 | $65.40 | — | COM | 00401C108 |
| — | PIVOTAL INVT CORP II | 479,568 | $4.882M | 0.1% | $10.18 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| RCI | ROGERS COMMUNICATIONS INC | 100,000 | $4.873M | 0.1% | $48.73 | — | — | Call | 775109200 |
| — | LF CAP ACQUISITION CORP | 464,169 | $4.762M | 0.1% | $10.26 | $9.63 | — | CL A | 50200K108 |
| — | PRETIUM RES INC | 4,546,000 | $4.752M | 0.1% | $1.05 | $1.00 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| MLAB | MESA LABS INC | 19,923 | $4.737M | 0.1% | $237.77 * | $225.06 | 0.0% | COM | 59064R109 |
| WDC | WESTERN DIGITAL CORP | 78,600 | $4.688M | 0.1% | $59.64 * | $41.27 | 0.0% | COM | 958102105 |
| — | LEGACY ACQUISITION CORP | 447,235 | $4.562M | 0.1% | $10.20 | $9.79 | — | COM CL A | 524643103 |
| — | INTERCEPT PHARMACEUTICALS IN | 5,000,000 | $4.535M | 0.1% | $0.91 | $1.00 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | PIVOTAL SOFTWARE INC | 300,000 | $4.476M | 0.1% | $14.92 | $14.92 | — | COM CL A | 72582H107 |
| AVD | AMERICAN VANGUARD CORP | 278,053 | $4.365M | 0.1% | $15.70 * | $14.26 | 0.0% | COM | 030371108 |
| — | CARBON BLACK INC | 165,000 | $4.288M | 0.1% | $25.99 | $25.99 | — | COM | 14081R103 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 412,000 | $4.239M | 0.1% | $10.29 | $9.78 | — | SHS | G8959N106 |
| TRP | TC ENERGY CORP | 80,000 | $4.143M | 0.1% | $51.79 | — | — | Call | 87807B107 |
| — | SPX CORP | 102,351 | $4.095M | 0.1% | $40.01 | $40.01 | — | COM | 784635104 |
| — | HENNESSY CAP ACQUSTION CORP | 386,608 | $4.079M | 0.1% | $10.55 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | AGBA ACQUISITION LTD | 400,000 | $4.072M | 0.1% | $10.18 | $10.04 | — | UNIT 05/10/2024 | G0120M133 |
| — | HEALTH SCIENCES ACQUSTN CORP | 375,000 | $4.024M | 0.1% | $10.73 | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| SLF | SUN LIFE FINL INC | 87,500 | $3.921M | 0.1% | $44.81 | — | — | Call | 866796105 |
| — | OPES ACQUISITION CORP | 360,000 | $3.762M | 0.1% | $10.45 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | CANTEL MEDICAL CORP | 50,000 | $3.74M | 0.1% | $74.80 | — | — | Call | 138098108 |
| — | BUCKEYE PARTNERS L P | 90,000 | $3.698M | 0.1% | $41.09 | $41.05 | — | UNIT LTD PARTN | 118230101 |
| — | FIRST MAJESTIC SILVER CORP | 3,000,000 | $3.542M | 0.1% | $1.18 | $0.97 | — | NOTE 1.875% 3/0 | 32076VAB9 |
| — | ANDINA ACQUISITION CORP III | 350,000 | $3.496M | 0.1% | $9.99 | $9.99 | — | SHS | G04415108 |
| — | TENZING ACQUISITION CORP | 330,800 | $3.467M | 0.1% | $10.48 | $10.16 | — | UNIT 08/24/2024 | G8708A124 |
| — | GSE SYS INC | 1,961,033 | $3.432M | 0.1% | $1.75 | $2.24 | — | COM | 36227K106 |
| — | EL PASO ELEC CO | 51,000 | $3.421M | 0.1% | $67.08 | $65.40 | — | COM NEW | 283677854 |
| — | ZAYO GROUP HLDGS INC | 100,000 | $3.39M | 0.1% | $33.90 | $32.91 | — | COM | 98919V105 |
| ACCS | ISSUER DIRECT CORPORATION | 327,397 | $3.385M | 0.1% | $10.34 | $16.57 | -37.9% | COM NEW | 46520M204 |
| — | ALDER BIOPHARMACEUTICALS INC | 175,000 | $3.3M | 0.1% | $18.86 | $18.86 | — | COM | 014339105 |
| — | CYRUSONE INC | 39,900 | $3.156M | 0.1% | $79.10 | $57.72 | — | Put | 23283R100 |
| — | ETF MANAGERS TR | 150,000 | $3.114M | 0.1% | $20.76 | $20.76 | — | ETFMG ALTR HRVST | 26924G508 |
| USLM | UNITED STATES LIME & MINERAL | 40,220 | $3.077M | 0.1% | $76.50 * | $15.85 | +1.5% | COM | 911922102 |
| — | MONOCLE ACQUISITION CORP | 300,000 | $3M | 0.1% | $10.00 | $10.00 | — | COM | 609754106 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.932M | 0.1% | $10.66 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| CNQ | CANADIAN NAT RES LTD | 110,000 | $2.929M | 0.1% | $26.63 | — | — | Put | 136385101 |
| — | COLFAX CORP | 100,000 | $2.906M | 0.1% | $29.06 | — | — | Call | 194014106 |
| — | GIGCAPITAL INC | 3,234,232 | $2.878M | 0.1% | $0.89 | $0.50 | — | RIGHT 03/06/2020 | 37518N114 |
| — | ACAMAR PARTNERS ACQSITION CO | 289,999 | $2.859M | 0.1% | $9.86 | $9.72 | — | CL A | 004285102 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.816M | 0.1% | $10.24 | $9.67 | — | COM | 52539T107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 243,707 | $2.788M | 0.0% | $11.44 | $11.44 | — | UNIT 99/99/9999 | G8250R111 |
| — | GORDON POINTE ACQUISITION CO | 259,250 | $2.787M | 0.0% | $10.75 | $10.32 | — | UNIT 01/18/2023 | 382788206 |
| — | CORINDUS VASCULAR ROBOTICS I | 650,000 | $2.782M | 0.0% | $4.28 | $4.28 | — | COM | 218730109 |
| — | TIBERIUS ACQUISITION CORP | 268,500 | $2.749M | 0.0% | $10.24 | $9.67 | — | COM | 88633A107 |
| — | GORES HOLDINGS III INC | 270,000 | $2.73M | 0.0% | $10.11 | $9.90 | — | CLASS A | 38286G109 |
| — | ALLEGRO MERGER CORP | 250,000 | $2.642M | 0.0% | $10.57 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | ALBERTON ACQUISITION CORP | 250,000 | $2.638M | 0.0% | $10.55 | $10.06 | — | UNIT 04/22/2020 | G35006116 |
| CNC | CENTENE CORP DEL | 59,150 | $2.559M | 0.0% | $43.26 * | $58.34 | -16.5% | COM | 15135B101 |
| — | GREENLAND ACQUISITIN CORPORA | 246,500 | $2.552M | 0.0% | $10.35 | $9.68 | — | SHS | G40981139 |
| LOAC | LONGEVITY ACQUISITION CORP | 240,000 | $2.485M | 0.0% | $10.35 | $10.05 | — | ORD SHS | G56372132 |
| — | FORUM MERGER II CORP | 243,138 | $2.458M | 0.0% | $10.11 | $9.65 | — | CL A | 34986F103 |
| QTRX | QUANTERIX CORP | 110,791 | $2.433M | 0.0% | $21.96 * | $27.89 | 0.0% | COM | 74766Q101 |
| XLY | SELECT SECTOR SPDR TR | 19,953 | $2.408M | 0.0% | $120.68 | $120.68 | — | SBI CONS DISCR | 81369Y407 |
| FISV | FISERV INC | 22,800 | $2.362M | 0.0% | $103.60 | $102.09 | 0.0% | COM | 337738108 |
| APT | ALPHA PRO TECH LTD | 653,076 | $2.358M | 0.0% | $3.61 * | $3.51 | -0.2% | COM | 020772109 |
| — | SENSEONICS HLDGS INC | 2,323,000 | $2.296M | 0.0% | $0.99 | $3.64 | — | COM | 81727U105 |
| — | MEDIDATA SOLUTIONS INC | 25,000 | $2.288M | 0.0% | $91.52 | $90.50 | — | COM | 58471A105 |
| — | AVEDRO INC | 100,000 | $2.27M | 0.0% | $22.70 | $22.70 | — | COM | 05355N109 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 171,509 | $2.195M | 0.0% | $12.80 | $8.37 | — | UNIT | 85207Q104 |
| — | PIVOTAL ACQUISITION CORP | 1,618,745 | $2.169M | 0.0% | $1.34 | $1.35 | — | *W EXP 12/01/202 | 72583A119 |
| — | CATALENT INC | 44,452 | $2.119M | 0.0% | $47.67 | $54.21 | — | COM | 148806102 |
| — | ANDINA ACQUISITION CORP III | 200,000 | $2.1M | 0.0% | $10.50 | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | EDTECHX HLDGS ACQUISITION CO | 201,400 | $2.084M | 0.0% | $10.35 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | GS ACQUISITION HLDGS CORP | 200,000 | $2.04M | 0.0% | $10.20 | $10.20 | — | COM CL A | 36255F102 |
| — | EDTECHX HLDGS ACQUISITION CO | 200,000 | $2.03M | 0.0% | $10.15 | $9.73 | — | COM | 28138X103 |
| — | NRC GROUP HLDGS CORP | 850,300 | $2.007M | 0.0% | $2.36 | $0.84 | — | *W EXP 10/17/202 | 629375114 |
| AMAT | APPLIED MATLS INC | 38,600 | $1.926M | 0.0% | $49.90 * | $45.34 | 0.0% | COM | 038222105 |
| — | ORGANIGRAM HLDGS INC | 400,000 | $1.82M | 0.0% | $4.55 | $5.74 | — | Call | 68620P101 |
| VET | VERMILION ENERGY INC | 100,000 | $1.671M | 0.0% | $16.71 | — | — | Call | 923725105 |
| — | TOTTENHAM ACQUISITION I LTD | 150,000 | $1.605M | 0.0% | $10.70 | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| — | INSURANCE ACQUISITION CORP | 159,946 | $1.583M | 0.0% | $9.90 | $9.90 | — | CL A | 457867109 |
| DLHC | DLH HLDGS CORP | 350,000 | $1.561M | 0.0% | $4.46 * | $5.95 | -21.8% | COM | 23335Q100 |
| — | GREENLAND ACQUISITIN CORPORA | 140,000 | $1.554M | 0.0% | $11.10 | $10.33 | — | UNIT 03/03/2025 | G40981121 |
| — | PENSARE ACQUISITION CORP | 5,156,707 | $1.546M | 0.0% | $0.30 | $0.36 | — | RIGHT 99/99/9999 | 70957E121 |
| — | VITAMIN SHOPPE INC | 236,138 | $1.54M | 0.0% | $6.52 | $6.52 | — | COM | 92849E101 |
| — | HL ACQUISITIONS CORP | 139,100 | $1.48M | 0.0% | $10.64 | $10.16 | — | UNIT 06/21/2023 | G4603R114 |
| — | RMG ACQUISITION CORP | 150,000 | $1.478M | 0.0% | $9.85 | $9.85 | — | CL A | 749641106 |
| NXPI | NXP SEMICONDUCTORS N V | 12,800 | $1.397M | 0.0% | $109.14 * | $91.84 | 0.0% | COM | N6596X109 |
| — | MUDRICK CAP ACQUISITION CORP | 2,202,400 | $1.388M | 0.0% | $0.63 | $0.63 | — | *W EXP 02/12/202 | 624745113 |
| XLK | SELECT SECTOR SPDR TR | 17,137 | $1.38M | 0.0% | $80.53 | $80.53 | — | TECHNOLOGY | 81369Y803 |
| — | INFRA AND ENERGY ALTRNTIVE I | 285,714 | $1.331M | 0.0% | $4.66 | $8.35 | — | COM | 45686J104 |
| — | TRINITY MERGER CORP | 1,000,000 | $1.27M | 0.0% | $1.27 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | CASTLE BRANDS INC | 1,000,000 | $1.26M | 0.0% | $1.26 | $1.26 | — | COM | 148435100 |
| — | MILACRON HLDGS CORP | 75,000 | $1.25M | 0.0% | $16.67 | $16.67 | — | COM | 59870L106 |
| — | COTT CORP QUE | 100,000 | $1.247M | 0.0% | $12.47 | — | — | Call | 22163N106 |
| — | DIAMONDPEAK HLDGS COR | 120,000 | $1.224M | 0.0% | $10.20 | $10.07 | — | UNIT 99/99/9999 | 25280H209 |
| — | NESCO HLDGS INC | 200,000 | $1.196M | 0.0% | $5.98 | $5.98 | — | COM | 64083J104 |
| MFC | MANULIFE FINL CORP | 60,000 | $1.102M | 0.0% | $18.37 | — | — | Put | 56501R106 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.088M | 0.0% | $10.88 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | CHARDAN HEALTHCARE ACQUISITI | 105,825 | $1.074M | 0.0% | $10.15 | $9.81 | — | COM | 15957A108 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.065M | 0.0% | $10.65 | $10.10 | — | UNIT 03/12/2025 | 629076209 |
| — | FAR PT ACQUISITION CORP | 879,999 | $1.056M | 0.0% | $1.20 | $1.29 | — | *W EXP 06/01/202 | 30734W117 |
| — | PATTERN ENERGY GROUP INC | 1,000,000 | $1.052M | 0.0% | $1.05 | $1.05 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| STRR | HUDSON GLOBAL INC | 85,475 | $1.046M | 0.0% | $12.24 * | $14.57 | -18.6% | COM NEW | 443787205 |
| — | CF FIN ACQUISITION CORP | 100,000 | $1.014M | 0.0% | $10.14 | $10.02 | — | COM CL A | 12528N107 |
| MHH | MASTECH DIGITAL INC | 167,855 | $1.007M | 0.0% | $6.00 * | $6.68 | -15.8% | COM | 57633B100 |
| GDX | VANECK VECTORS ETF TR | 37,100 | $991K | 0.0% | $26.71 | $26.71 | — | GOLD MINERS ETF | 92189F106 |
| — | LANDCADIA HLDGS II INC | 100,000 | $981K | 0.0% | $9.81 | $9.81 | — | CL A | 51476X105 |
| — | TRINE ACQUISITION CORP | 1,199,999 | $948K | 0.0% | $0.79 | $0.79 | — | *W EXP 03/31/202 | 89628U116 |
| — | TPG PACE HLDGS CORP | 544,663 | $940K | 0.0% | $1.73 | $1.31 | — | *W EXP 06/27/202 | G89827110 |
| NWL | NEWELL BRANDS INC | 50,000 | $936K | 0.0% | $18.72 | — | — | Call | 651229106 |
| — | ACT II GLOBAL ACQUISITION CO | 1,000,000 | $930K | 0.0% | $0.93 | $0.93 | — | *W EXP 04/30/202 | G0080J120 |
| — | TEEKAY OFFSHORE PARTNERS L P | 800,000 | $928K | 0.0% | $1.16 | $1.24 | — | PARTNERSHIP UN | Y8565J101 |
| — | GIGCAPITAL INC | 1,352,714 | $917K | 0.0% | $0.68 | $0.32 | — | *W EXP 06/08/202 | 37518N122 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,352,010 | $870K | 0.0% | $0.37 | $0.37 | — | RIGHT 12/22/2019 | G9145A131 |
| — | RANPAK HLDGS CORP | 1,137,235 | $853K | 0.0% | $0.75 | $1.20 | — | *W EXP 06/03/202 | 75321W111 |
| — | MEGALITH FINL ACQUISITION CO | 2,122,000 | $806K | 0.0% | $0.38 | $0.37 | — | *W EXP 08/26/202 | 58518F117 |
| — | TUSCAN HOLDINGS CORP | 1,049,999 | $798K | 0.0% | $0.76 | $0.76 | — | *W EXP 04/01/202 | 90069K112 |
| — | NEW FRONTIER CORP | 793,352 | $793K | 0.0% | $1.00 | $0.97 | — | *W EXP 99/99/999 | G6485P124 |
| — | NESCO HLDGS INC | 913,900 | $786K | 0.0% | $0.86 | $0.86 | — | *W EXP 01/01/202 | 64083J112 |
| TAC | TRANSALTA CORP | 120,000 | $780K | 0.0% | $6.50 | — | — | Call | 89346D107 |
| — | LEO HOLDINGS CORP | 1,035,500 | $766K | 0.0% | $0.74 | $1.16 | — | *W EXP 02/07/202 | G5463L113 |
| IWM | ISHARES TR | 4,976 | $753K | 0.0% | $151.33 | $151.33 | — | RUSSELL 2000 ETF | 464287655 |
| — | GRAF INDL CORP | 74,750 | $751K | 0.0% | $10.05 | $9.61 | — | COM | 384278107 |
| — | OPES ACQUISITION CORP | 70,000 | $726K | 0.0% | $10.37 | $9.71 | — | COM | 68373P100 |
| — | HENNESSY CAP ACQUSTION CORP | 900,000 | $711K | 0.0% | $0.79 | $0.79 | — | *W EXP 09/05/202 | 42589C112 |
| — | MOSAIC ACQUISITION CORP | 588,792 | $677K | 0.0% | $1.15 | $1.10 | — | *W EXP 10/23/202 | 61946M118 |
| — | REPLAY ACQUISITION CORP | 900,000 | $662K | 0.0% | $0.74 | $0.74 | — | *W EXP 03/01/202 | G75130115 |
| DMTKQ | DERMTECH INC | 116,282 | $651K | 0.0% | $5.60 | $5.60 | — | COM | 24984K105 |
| — | GX ACQUISITION CORP | 1,100,000 | $644K | 0.0% | $0.59 | $0.59 | — | *W EXP 05/24/202 | 36251A115 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,013,310 | $644K | 0.0% | $0.32 | $0.29 | — | *W EXP 12/22/202 | G9145A115 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,054,700 | $633K | 0.0% | $0.60 | $0.92 | — | *W EXP 08/27/202 | 846784122 |
| — | DFB HEALTHCARE ACQUISTION CO | 58,592 | $596K | 0.0% | $10.17 | $10.13 | — | COM | 23291E109 |
| XLF | SELECT SECTOR SPDR TR | 20,758 | $581K | 0.0% | $27.99 | $27.99 | — | SBI INT-FINL | 81369Y605 |
| — | REGALWOOD GLOBAL ENERGY LTD | 920,632 | $529K | 0.0% | $0.57 | $0.71 | — | *W EXP 12/05/202 | G74760128 |
| RVPH | TENZING ACQUISITION CORP | 50,000 | $518K | 0.0% | $10.36 | $9.84 | — | ORD SHS | G8708A116 |
| — | AKAZOO SA | 80,000 | $506K | 0.0% | $6.33 | $6.33 | — | SHS | L0164E108 |
| — | COLLIER CREEK HOLDINGS | 333,333 | $433K | 0.0% | $1.30 | $1.30 | — | *W EXP 99/99/999 | G22707114 |
| — | BOXWOOD MERGER CORP | 600,000 | $420K | 0.0% | $0.70 | $0.65 | — | *W EXP 11/26/202 | 10319T119 |
| — | CF FIN ACQUISITION CORP | 630,625 | $410K | 0.0% | $0.65 | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | BIOCERES CROP SOLUTIONS CORP | 1,147,900 | $390K | 0.0% | $0.34 | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | AKAZOO SA | 498,454 | $384K | 0.0% | $0.77 | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| EEM | ISHARES TR | 9,292 | $380K | 0.0% | $40.90 | $42.90 | — | MSCI EMG MKT ETF | 464287234 |
| NEM | NEWMONT GOLDCORP CORPORATION | 10,000 | $379K | 0.0% | $37.90 | — | — | Call | 651639106 |
| — | DFB HEALTHCARE ACQUISTION CO | 256,966 | $370K | 0.0% | $1.44 | $1.10 | — | *W EXP 04/11/202 | 23291E117 |
| — | ALLEGRO MERGER CORP | 1,424,128 | $370K | 0.0% | $0.26 | $0.28 | — | RIGHT 12/31/2023 | 01749N129 |
| OFIX | ORTHOFIX MED INC | 6,868 | $364K | 0.0% | $53.00 * | $51.59 | 0.0% | COM | 68752M108 |
| — | PENSARE ACQUISITION CORP | 1,587,827 | $349K | 0.0% | $0.22 | $0.43 | — | *W EXP 07/27/202 | 70957E113 |
| — | AMCI ACQUISITION CORP | 957,700 | $335K | 0.0% | $0.35 | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | VECTOIQ ACQUISITION CORP | 608,054 | $304K | 0.0% | $0.50 | $0.50 | — | *W EXP 05/11/202 | 92243N111 |
| XLB | SELECT SECTOR SPDR TR | 5,102 | $297K | 0.0% | $58.21 | $58.21 | — | SBI MATERIALS | 81369Y100 |
| — | KBL MERGER CORP IV | 1,652,400 | $297K | 0.0% | $0.18 | $0.37 | — | RIGHT 09/09/2019 | 48242A120 |
| CNTTQ | CANNTRUST HLDGS INC | 250,000 | $280K | 0.0% | $1.12 * | $6.33 | -64.6% | Call | 137800207 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,440,000 | $274K | 0.0% | $0.19 | $0.19 | — | RIGHT 04/30/2026 | 74317H121 |
| — | ALBERTON ACQUISITION CORP | 892,000 | $259K | 0.0% | $0.29 | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | TRIDENT ACQUISITIONS CORP | 1,717,000 | $258K | 0.0% | $0.15 | $0.16 | — | *W EXP 05/09/202 | 89615T114 |
| — | ADVANCED DISP SVCS INC DEL | 7,800 | $254K | 0.0% | $32.56 | — | — | Put | 00790X101 |
| — | PURE ACQUISITION CORP | 238,150 | $250K | 0.0% | $1.05 | $1.08 | — | *W EXP 04/17/202 | 74621Q114 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 17,673 | $243K | 0.0% | $13.75 | $10.10 | +38.6% | COM | 46005L101 |
| — | CHARDAN HEALTHCARE ACQUISITI | 299,500 | $231K | 0.0% | $0.77 | $0.68 | — | *W EXP 12/13/202 | 15957A116 |
| — | DERMTECH INC | 1,848,113 | $222K | 0.0% | $0.12 | $0.12 | — | *W EXP 08/29/202 | 24984K113 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $218K | 0.0% | $0.44 | $0.44 | — | RIGHT 10/29/2020 | G2956M120 |
| BTE | BAYTEX ENERGY CORP | 110,000 | $216K | 0.0% | $1.96 * | $1.73 | -21.0% | COM | 07317Q105 |
| — | GRAF INDL CORP | 20,000 | $206K | 0.0% | $10.30 | $10.10 | — | UNIT 12/31/2025 | 384278206 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $202K | 0.0% | $0.40 | $0.40 | — | *W EXP 10/29/202 | G2956M112 |
| — | GORES HOLDINGS III INC | 127,266 | $191K | 0.0% | $1.50 | $1.36 | — | *W EXP 09/11/202 | 38286G117 |
| — | SENTINEL ENERGY SVCS INC | 461,368 | $185K | 0.0% | $0.40 | $0.81 | — | *W EXP 11/02/202 | 81728P113 |
| — | TORTOISE ACQUISITION CORP | 299,999 | $180K | 0.0% | $0.60 | $0.60 | — | *W EXP 03/04/202 | 89154L118 |
| NEXT | NEXTDECADE CORP | 31,043 | $179K | 0.0% | $5.77 * | $5.57 | -3.6% | COM | 65342K105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 772,400 | $170K | 0.0% | $0.22 | $0.31 | — | RIGHT 12/01/2022 | 089482129 |
| — | TIBERIUS ACQUISITION CORP | 285,900 | $169K | 0.0% | $0.59 | $0.50 | — | *W EXP 02/28/202 | 88633A115 |
| — | PRECISION DRILLING CORP | 140,000 | $160K | 0.0% | $1.14 | $1.89 | — | COM 2010 | 74022D308 |
| — | ALLEGRO MERGER CORP | 650,000 | $150K | 0.0% | $0.23 | $0.30 | — | *W EXP 01/06/202 | 01749N111 |
| — | CHASERG TECHNLGY ACQUISITN C | 146,172 | $146K | 0.0% | $1.00 | $1.00 | — | *W EXP 04/10/202 | 16166A111 |
| — | GS ACQUISITION HLDGS CORP | 100,000 | $142K | 0.0% | $1.42 | $1.42 | — | *W EXP 06/12/202 | 36255F110 |
| — | LEISURE ACQUISITION CORP | 187,200 | $142K | 0.0% | $0.76 | $0.56 | — | *W EXP 12/05/201 | 52539T115 |
| — | KBL MERGER CORP IV | 1,577,400 | $142K | 0.0% | $0.09 | $0.14 | — | *W EXP 01/15/202 | 48242A112 |
| — | MONOCLE ACQUISITION CORP | 300,000 | $135K | 0.0% | $0.45 | $0.45 | — | *W EXP 12/06/202 | 609754114 |
| — | MAM SOFTWARE GROUP INC | 10,617 | $128K | 0.0% | $12.06 | $12.06 | — | COM NEW | 55277Q201 |
| — | EDTECHX HLDGS ACQUISITION CO | 530,900 | $127K | 0.0% | $0.24 | $0.29 | — | *W EXP 12/31/202 | 28138X111 |
| — | GORES METROPOULOS INC | 100,000 | $127K | 0.0% | $1.27 | $1.27 | — | *W EXP 01/28/202 | 382872117 |
| — | SIRIUS INTERNATIONAL INSURAN | 15,221 | $124K | 0.0% | $8.15 | $12.54 | — | COM | G8196D101 |
| — | FORUM MERGER II CORP | 200,000 | $118K | 0.0% | $0.59 | $0.64 | — | *W EXP 09/30/202 | 34986F111 |
| — | WEALTHBRIDGE ACQUISITION LTD | 500,000 | $110K | 0.0% | $0.22 | $0.22 | — | RIGHT 11/02/2023 | G4887W136 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $108K | 0.0% | $0.60 | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | ANDINA ACQUISITION CORP III | 350,000 | $105K | 0.0% | $0.30 | $0.30 | — | RIGHT 07/31/2020 | G04415132 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,440,000 | $101K | 0.0% | $0.07 | $0.07 | — | *W EXP 04/30/202 | 74317H113 |
| — | LEGACY ACQUISITION CORP | 282,400 | $99,000 | 0.0% | $0.35 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $96,000 | 0.0% | $0.24 | $0.35 | — | RIGHT 02/20/2020 | G88950137 |
| — | ENCANA CORP | 15,000 | $91,000 | 0.0% | $6.07 | $5.13 | — | COM | 292505104 |
| — | OPES ACQUISITION CORP | 450,000 | $81,000 | 0.0% | $0.18 | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| — | INSURANCE ACQUISITION CORP | 79,973 | $74,000 | 0.0% | $0.93 | $0.93 | — | *W EXP 03/31/202 | 457867117 |
| SNAXW | ANDINA ACQUISITION CORP III | 350,000 | $70,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 07/31/202 | G04415124 |
| — | ACAMAR PARTNERS ACQSITION CO | 100,000 | $66,000 | 0.0% | $0.66 | $0.78 | — | *W EXP 02/26/202 | 004285110 |
| — | BIG ROCK PARTNERS ACQUISI CO | 374,600 | $64,000 | 0.0% | $0.17 | $0.35 | — | *W EXP 12/01/202 | 089482111 |
| — | WEALTHBRIDGE ACQUISITION LTD | 500,000 | $60,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 01/31/202 | G4887W128 |
| — | ALBERTON ACQUISITION CORP | 500,000 | $60,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 04/26/202 | G35006124 |
| — | HL ACQUISITIONS CORP | 210,000 | $57,000 | 0.0% | $0.27 | $0.61 | — | RIGHT 07/17/2023 | G4603R130 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $51,000 | 0.0% | $0.02 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $50,000 | 0.0% | $0.21 | $0.40 | — | RIGHT 07/31/2020 | G56372124 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $39,000 | 0.0% | $0.24 | $0.14 | — | RIGHT 06/05/2020 | G8959N122 |
| — | RMG ACQUISITION CORP | 50,000 | $38,000 | 0.0% | $0.76 | $0.76 | — | *W EXP 02/21/202 | 749641114 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $36,000 | 0.0% | $0.09 | $0.15 | — | *W EXP 02/20/202 | G88950129 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $35,000 | 0.0% | $0.19 | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | HL ACQUISITIONS CORP | 125,000 | $32,000 | 0.0% | $0.26 | $0.33 | — | *W EXP 06/21/202 | G4603R122 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $28,000 | 0.0% | $0.17 | $0.16 | — | *W EXP 05/06/202 | G8959N114 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $22,000 | 0.0% | $0.09 | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | LF CAP ACQUISITION CORP | 50,000 | $16,000 | 0.0% | $0.32 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | GORDON POINTE ACQUISITION CO | 18,990 | $8,000 | 0.0% | $0.42 | $0.48 | — | *W EXP 07/30/202 | 382788115 |
| — | TENZING ACQUISITION CORP | 40,000 | $8,000 | 0.0% | $0.20 | $0.33 | — | *W EXP 02/23/202 | G8708A108 |