Polar Asset Management Partners Inc. Quant / Systematic

Location: Toronto, Ontario, Canada

CIK: 0001326389 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 30, 2019

Total Value: $5.406B

Holdings (379)

SPY SPDR S&P 500 ETF TR 25.9%

Value $1.398B Shares 4,770,000 Est. Cost $249.86 Unrealized —

— MICRON TECHNOLOGY INC 3.6%

Value $194M Shares 50,000,000 Est. Cost $3.02 Unrealized —

IWM ISHARES TR 2.9%

Value $156M Shares 1,000,000 Est. Cost — Unrealized —

IWM ISHARES TR 1.4%

Value $77.75M Shares 500,000 Est. Cost — Unrealized —

— MICROCHIP TECHNOLOGY INC 1.3%

Value $70.17M Shares 40,000,000 Est. Cost $1.44 Unrealized —

— J2 GLOBAL INC 1.0%

Value $55.81M Shares 40,000,000 Est. Cost $1.34 Unrealized —

BIO BIO RAD LABS INC 1.0%

Value $54.39M Shares 174,000 Est. Cost $245.08 Unrealized +22.2%

— VIAVI SOLUTIONS INC 1.0%

Value $51.74M Shares 44,025,000 Est. Cost $1.03 Unrealized —

— ENVESTNET INC 0.9%

Value $47.66M Shares 40,000,000 Est. Cost $1.19 Unrealized —

— MICROCHIP TECHNOLOGY INC 0.9%

Value $47.28M Shares 40,000,000 Est. Cost $1.18 Unrealized —

BCE BCE INC 0.8%

Value $45.48M Shares 1,000,000 Est. Cost — Unrealized —

META FACEBOOK INC 0.8%

Value $45.35M Shares 235,000 Est. Cost $152.33 Unrealized +19.1%

— REALPAGE INC 0.8%

Value $44.98M Shares 30,000,000 Est. Cost $1.46 Unrealized —

— WRIGHT MED GROUP N V 0.8%

Value $44.52M Shares 30,000,000 Est. Cost $1.45 Unrealized —

PHYS SPROTT PHYSICAL GOLD TRUST 0.8%

Value $44.11M Shares 3,893,240 Est. Cost $10.33 Unrealized —

— CHURCHILL CAP CORP II 0.8%

Value $40.6M Shares 4,000,000 Est. Cost $10.15 Unrealized —

QQQ INVESCO QQQ TR 0.7%

Value $37.35M Shares 200,000 Est. Cost — Unrealized —

— PURE ACQUISITION CORP 0.7%

Value $36.28M Shares 3,577,550 Est. Cost $9.93 Unrealized —

— TTM TECHNOLOGIES INC 0.7%

Value $35.24M Shares 30,000,000 Est. Cost $1.60 Unrealized —

— PLAYAGS INC 0.6%

Value $33.94M Shares 1,744,743 Est. Cost $24.43 Unrealized —

— CYPRESS SEMICONDUCTOR CORP 0.6%

Value $33.55M Shares 20,010,000 Est. Cost $1.68 Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.6%

Value $32.43M Shares 3,243,266 Est. Cost $9.87 Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.6%

Value $32.37M Shares 191,000 Est. Cost $166.94 Unrealized —

— DEXCOM INC 0.6%

Value $31.94M Shares 20,000,000 Est. Cost $1.55 Unrealized —

GOOG ALPHABET INC 0.6%

Value $31.02M Shares 28,700 Est. Cost $49.15 Unrealized +16.5%

— SOCIAL CAP HEDOSOPHIA HLDGS 0.6%

Value $30.9M Shares 2,961,183 Est. Cost $10.32 Unrealized —

BNS BANK N S HALIFAX 0.6%

Value $29.89M Shares 550,000 Est. Cost — Unrealized —

— OSI SYSTEMS INC 0.5%

Value $29.66M Shares 25,000,000 Est. Cost $1.12 Unrealized —

ROG ROGERS CORP 0.5%

Value $29.64M Shares 171,723 Est. Cost $130.69 Unrealized +24.6%

SPY SPDR S&P 500 ETF TR 0.5%

Value $29.3M Shares 100,000 Est. Cost $249.86 Unrealized —

— AQUA AMERICA INC 0.5%

Value $28.62M Shares 500,000 Est. Cost $57.25 Unrealized —

DAL DELTA AIR LINES INC DEL 0.5%

Value $28.38M Shares 500,000 Est. Cost $49.45 Unrealized +7.8%

PSLV SPROTT PHYSICAL SILVER TR 0.5%

Value $27.95M Shares 4,895,678 Est. Cost $6.52 Unrealized —

BC BRUNSWICK CORP 0.5%

Value $27.6M Shares 601,468 Est. Cost $48.41 Unrealized -12.1%

SMH VANECK VECTORS ETF TR 0.5%

Value $27.55M Shares 250,000 Est. Cost — Unrealized —

TPR TAPESTRY INC 0.5%

Value $27.03M Shares 851,840 Est. Cost $32.18 Unrealized -18.7%

— CYRUSONE INC 0.5%

Value $27.01M Shares 467,985 Est. Cost $57.72 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.5%

Value $26.88M Shares 2,648,711 Est. Cost $9.75 Unrealized —

— TERADYNE INC 0.5%

Value $26.8M Shares 16,498,000 Est. Cost $1.62 Unrealized —

UA UNDER ARMOUR INC 0.5%

Value $26.75M Shares 1,205,200 Est. Cost $18.25 Unrealized +14.0%

— TRINITY MERGER CORP 0.5%

Value $26.55M Shares 2,578,000 Est. Cost $9.84 Unrealized —

AME AMETEK INC NEW 0.5%

Value $26.2M Shares 288,359 Est. Cost $57.31 Unrealized +43.0%

KEYS KEYSIGHT TECHNOLOGIES INC 0.5%

Value $25.81M Shares 287,400 Est. Cost $61.41 Unrealized +38.2%

— MODERN MEDIA ACQUISITION 0.5%

Value $25.75M Shares 2,462,176 Est. Cost $9.96 Unrealized —

DLB DOLBY LABORATORIES INC 0.5%

Value $25.75M Shares 398,552 Est. Cost $55.04 Unrealized +5.2%

TTWO TAKE-TWO INTERACTIVE SOFTWAR 0.5%

Value $25.2M Shares 222,000 Est. Cost $113.72 Unrealized -9.5%

— TRINE ACQUISITION CORP 0.4%

Value $24.24M Shares 2,400,000 Est. Cost $10.02 Unrealized —

CM CDN IMPERIAL BK COMM TORONTO 0.4%

Value $23.57M Shares 300,000 Est. Cost — Unrealized —

— MICROCHIP TECHNOLOGY INC 0.4%

Value $23.42M Shares 20,000,000 Est. Cost $1.17 Unrealized —

— FAR PT ACQUISITION CORP 0.4%

Value $23.13M Shares 2,269,997 Est. Cost $10.13 Unrealized —

RWGE/U REGALWOOD GLOBAL ENERGY LTD 0.4%

Value $23.1M Shares 2,200,400 Est. Cost $9.98 Unrealized —

VRRM VERRA MOBILITY CORP 0.4%

Value $23.01M Shares 1,758,100 Est. Cost $10.08 Unrealized +32.2%

VIAV VIAVI SOLUTIONS INC 0.4%

Value $22.69M Shares 1,707,077 Est. Cost $9.23 Unrealized +40.2%

— GX ACQUISITION CORP 0.4%

Value $22.11M Shares 2,200,000 Est. Cost $10.05 Unrealized —

— IHS MARKIT LTD 0.4%

Value $21.97M Shares 344,852 Est. Cost $52.40 Unrealized —

— SENTINEL ENERGY SVCS INC 0.4%

Value $21.83M Shares 2,151,004 Est. Cost $10.06 Unrealized —

ENB ENBRIDGE INC 0.4%

Value $21.65M Shares 600,000 Est. Cost — Unrealized —

CNTTQ CANNTRUST HLDGS INC 0.4%

Value $21.27M Shares 4,236,400 Est. Cost $6.33 Unrealized -3.3%

— TWITTER INC 0.4%

Value $21.02M Shares 602,200 Est. Cost $32.88 Unrealized —

— REALPAGE INC 0.4%

Value $20.59M Shares 349,900 Est. Cost $49.62 Unrealized —

— ACT II GLOBAL ACQUISITION CO 0.4%

Value $20.24M Shares 2,000,000 Est. Cost $10.12 Unrealized —

— CRESCENT ACQUISITION CORP 0.4%

Value $20.1M Shares 2,000,000 Est. Cost $10.00 Unrealized —

MFC MANULIFE FINL CORP 0.4%

Value $20M Shares 1,100,000 Est. Cost — Unrealized —

MTSI MACOM TECH SOLUTIONS HLDGS I 0.4%

Value $19.85M Shares 1,312,146 Est. Cost $15.07 Unrealized 0.0%

LITE LUMENTUM HLDGS INC 0.4%

Value $19.14M Shares 358,269 Est. Cost $51.24 Unrealized +4.0%

— WORLD WRESTLING ENTMT INC 0.4%

Value $18.95M Shares 262,400 Est. Cost $74.48 Unrealized —

BMO BANK MONTREAL QUE 0.3%

Value $18.86M Shares 250,000 Est. Cost $57.63 Unrealized 0.0%

— GARDNER DENVER HLDGS INC 0.3%

Value $18.77M Shares 542,599 Est. Cost $29.11 Unrealized —

— ALLEGHENY TECHNOLOGIES INC 0.3%

Value $18.76M Shares 10,000,000 Est. Cost $1.88 Unrealized —

RPLA/U REPLAY ACQUISITION CORP 0.3%

Value $18.04M Shares 1,800,000 Est. Cost $10.02 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.3%

Value $17.98M Shares 351,000 Est. Cost — Unrealized —

— AEROJET ROCKETDYNE HLDGS INC 0.3%

Value $17.91M Shares 10,000,000 Est. Cost $1.49 Unrealized —

— HARMONIC INC 0.3%

Value $17.64M Shares 15,000,000 Est. Cost $1.15 Unrealized —

TRMB TRIMBLE INC 0.3%

Value $17.51M Shares 388,125 Est. Cost $37.77 Unrealized +10.0%

DAL DELTA AIR LINES INC DEL 0.3%

Value $17.02M Shares 300,000 Est. Cost $49.45 Unrealized +7.8%

— VECTOIQ ACQUISITION CORP 0.3%

Value $16.95M Shares 1,673,000 Est. Cost $9.62 Unrealized —

— NEW RELIC INC 0.3%

Value $16.92M Shares 195,600 Est. Cost $96.31 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.3%

Value $16.89M Shares 1,607,000 Est. Cost $10.08 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.3%

Value $16.75M Shares 1,634,325 Est. Cost $9.72 Unrealized —

— HENNESSY CAP ACQUSTION CORP 0.3%

Value $16.64M Shares 1,600,000 Est. Cost $10.08 Unrealized —

IQV IQVIA HLDGS INC 0.3%

Value $16.64M Shares 103,400 Est. Cost $140.29 Unrealized 0.0%

LAUR LAUREATE EDUCATION INC 0.3%

Value $16.57M Shares 1,054,903 Est. Cost $15.02 Unrealized +6.0%

— TUSCAN HOLDINGS CORP 0.3%

Value $16.43M Shares 1,550,000 Est. Cost $10.52 Unrealized —

AAL AMERICAN AIRLS GROUP INC 0.3%

Value $16.3M Shares 500,000 Est. Cost — Unrealized —

NVRI HARSCO CORP 0.3%

Value $15.67M Shares 571,000 Est. Cost $24.43 Unrealized 0.0%

— BOINGO WIRELESS INC 0.3%

Value $15.53M Shares 863,934 Est. Cost $23.28 Unrealized —

DG DOLLAR GEN CORP NEW 0.3%

Value $15.48M Shares 114,500 Est. Cost $115.73 Unrealized 0.0%

— CHEGG INC 0.3%

Value $15.31M Shares 10,000,000 Est. Cost $1.53 Unrealized —

HLIT HARMONIC INC 0.3%

Value $15.27M Shares 2,752,150 Est. Cost $4.33 Unrealized +28.1%

KMX CARMAX INC 0.3%

Value $15.25M Shares 175,600 Est. Cost $61.63 Unrealized +26.9%

— TIBERIUS ACQUISITION CORP 0.3%

Value $15.2M Shares 1,445,800 Est. Cost $10.09 Unrealized —

BMO BANK MONTREAL QUE 0.3%

Value $15.09M Shares 200,000 Est. Cost $57.63 Unrealized 0.0%

Value $14.95M Shares 129,300 Est. Cost $103.18 Unrealized 0.0%

— CDK GLOBAL INC 0.3%

Value $14.83M Shares 299,900 Est. Cost $58.82 Unrealized —

NOA NORTH AMERN CONSTR GROUP LTD 0.3%

Value $14.45M Shares 1,337,818 Est. Cost $11.37 Unrealized +2.3%

— CLEVELAND CLIFFS INC 0.3%

Value $14.41M Shares 10,000,000 Est. Cost $1.15 Unrealized —

— CF FIN ACQUISITION CORP 0.3%

Value $14.39M Shares 1,380,000 Est. Cost $10.00 Unrealized —

— PROFICIENT ALPHA ACQUSTN COR 0.3%

Value $14.33M Shares 1,425,762 Est. Cost $10.05 Unrealized —

— Q2 HLDGS INC 0.3%

Value $14.27M Shares 10,000,000 Est. Cost $1.43 Unrealized —

SPOT SPOTIFY TECHNOLOGY S A 0.3%

Value $14.27M Shares 97,600 Est. Cost $136.75 Unrealized +0.6%

NTR NUTRIEN LTD 0.3%

Value $13.95M Shares 261,000 Est. Cost — Unrealized —

BC BRUNSWICK CORP 0.3%

Value $13.77M Shares 300,000 Est. Cost $48.41 Unrealized -12.1%

BMO BANK MONTREAL QUE 0.3%

Value $13.64M Shares 180,800 Est. Cost $57.63 Unrealized 0.0%

— HAYMAKER ACQUISITION CORP II 0.2%

Value $13.27M Shares 1,300,000 Est. Cost $10.21 Unrealized —

— VIAVI SOLUTIONS INC 0.2%

Value $13.01M Shares 11,230,000 Est. Cost $1.16 Unrealized —

TPR TAPESTRY INC 0.2%

Value $12.69M Shares 400,000 Est. Cost $32.18 Unrealized -18.7%

— COLFAX CORP 0.2%

Value $12.68M Shares 100,000 Est. Cost $133.38 Unrealized —

MGA MAGNA INTL INC 0.2%

Value $12.43M Shares 250,000 Est. Cost — Unrealized —

— MEGALITH FINL ACQUISITION CO 0.2%

Value $12.39M Shares 1,200,000 Est. Cost $10.10 Unrealized —

TRP TC ENERGY CORP 0.2%

Value $12.38M Shares 250,000 Est. Cost — Unrealized —

— MOSAIC ACQUISITION CORP 0.2%

Value $12.33M Shares 1,166,380 Est. Cost $10.12 Unrealized —

CM CDN IMPERIAL BK COMM TORONTO 0.2%

Value $12.18M Shares 155,000 Est. Cost — Unrealized —

— DFB HEALTHCARE ACQUISTION CO 0.2%

Value $12.16M Shares 1,200,000 Est. Cost $10.13 Unrealized —

— KNOWLES CORP 0.2%

Value $11.96M Shares 10,000,000 Est. Cost $1.18 Unrealized —

RY ROYAL BK CDA MONTREAL QUE 0.2%

Value $11.91M Shares 150,000 Est. Cost $75.64 Unrealized +3.3%

— HABIT RESTAURANTS INC 0.2%

Value $11.9M Shares 1,134,584 Est. Cost $12.57 Unrealized —

— CANADIAN PAC RY LTD 0.2%

Value $11.76M Shares 50,000 Est. Cost $235.38 Unrealized —

— OPES ACQUISITION CORP 0.2%

Value $11.54M Shares 1,120,000 Est. Cost $9.71 Unrealized —

— NEW FRONTIER CORP 0.2%

Value $11.33M Shares 1,086,706 Est. Cost $10.12 Unrealized —

— ETF MANAGERS TR 0.2%

Value $11.09M Shares 350,000 Est. Cost — Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $11.04M Shares 1,084,800 Est. Cost $9.60 Unrealized —

LKQ LKQ CORP 0.2%

Value $11.03M Shares 414,500 Est. Cost $28.24 Unrealized -11.0%

— TORTOISE ACQUISITION CORP 0.2%

Value $11.02M Shares 1,100,000 Est. Cost $9.99 Unrealized —

— GORES METROPOULOS INC 0.2%

Value $11M Shares 1,050,000 Est. Cost $10.24 Unrealized —

SU SUNCOR ENERGY INC NEW 0.2%

Value $10.91M Shares 350,000 Est. Cost — Unrealized —

— ALTAIR ENGR INC 0.2%

Value $10.86M Shares 10,000,000 Est. Cost $1.09 Unrealized —

CENTA CENTRAL GARDEN & PET CO 0.2%

Value $10.73M Shares 435,401 Est. Cost $29.00 Unrealized -30.7%

EGHT 8X8 INC NEW 0.2%

Value $10.6M Shares 440,000 Est. Cost $21.19 Unrealized +9.8%

— COLLIER CREEK HOLDINGS 0.2%

Value $10.6M Shares 1,000,000 Est. Cost $10.05 Unrealized —

— ANADARKO PETE CORP 0.2%

Value $10.58M Shares 150,000 Est. Cost $70.56 Unrealized —

— VECTOIQ ACQUISITION CORP 0.2%

Value $10.58M Shares 1,000,000 Est. Cost $10.07 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.54M Shares 995,000 Est. Cost $10.22 Unrealized —

— GS ACQUISITION HLDGS CORP 0.2%

Value $10.5M Shares 1,000,000 Est. Cost $10.22 Unrealized —

— BARRICK GOLD CORPORATION 0.2%

Value $10.34M Shares 500,000 Est. Cost — Unrealized —

— ORGANIGRAM HLDGS INC 0.2%

Value $10.14M Shares 1,575,136 Est. Cost $6.44 Unrealized —

— SOUTH MTN MERGER CORP 0.2%

Value $10M Shares 1,000,000 Est. Cost $10.00 Unrealized —

— LANDCADIA HLDGS II INC 0.2%

Value $10M Shares 1,000,000 Est. Cost $10.00 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.2%

Value $9.973M Shares 996,300 Est. Cost $9.63 Unrealized —

— INTERCEPT PHARMACEUTICALS IN 0.2%

Value $9.957M Shares 10,000,000 Est. Cost $1.00 Unrealized —

— PIVOTAL ACQUISITION CORP 0.2%

Value $9.872M Shares 972,568 Est. Cost $10.15 Unrealized —

CEF SPROTT PHYSICAL GOLD & SILVE 0.2%

Value $9.566M Shares 723,070 Est. Cost $11.68 Unrealized —

CARS CARS COM INC 0.2%

Value $9.266M Shares 469,900 Est. Cost $21.38 Unrealized 0.0%

— TRINITY MERGER CORP 0.2%

Value $9.247M Shares 869,876 Est. Cost $10.07 Unrealized —

— TPG PACE HLDGS CORP 0.2%

Value $9.195M Shares 884,143 Est. Cost $9.99 Unrealized —

BC BRUNSWICK CORP 0.2%

Value $9.178M Shares 200,000 Est. Cost $48.41 Unrealized -12.1%

— ACAMAR PARTNERS ACQSITION CO 0.2%

Value $8.991M Shares 900,000 Est. Cost $10.00 Unrealized —

— INSURANCE ACQUISITION CORP 0.2%

Value $8.875M Shares 860,799 Est. Cost $10.10 Unrealized —

— CYPRESS SEMICONDUCTOR CORP 0.2%

Value $8.856M Shares 7,500,000 Est. Cost $1.18 Unrealized —

IIIV I3 VERTICALS INC 0.2%

Value $8.678M Shares 294,681 Est. Cost $24.74 Unrealized 0.0%

— NICE SYS INC 0.2%

Value $8.493M Shares 5,000,000 Est. Cost $1.70 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.2%

Value $8.473M Shares 819,405 Est. Cost $9.81 Unrealized —

UFPT UFP TECHNOLOGIES INC 0.2%

Value $8.367M Shares 201,071 Est. Cost $36.61 Unrealized +3.5%

— THUNDER BRIDGE ACQUISITION L 0.2%

Value $8.224M Shares 788,460 Est. Cost $9.80 Unrealized —

NVDA NVIDIA CORP 0.2%

Value $8.212M Shares 50,000 Est. Cost — Unrealized —

— PENSARE ACQUISITION CORP 0.1%

Value $8.094M Shares 779,800 Est. Cost $9.85 Unrealized —

— INVITAE CORP 0.1%

Value $7.638M Shares 325,000 Est. Cost $23.50 Unrealized —

— WAYFAIR INC 0.1%

Value $7.548M Shares 5,000,000 Est. Cost $1.07 Unrealized —

— ALLEGRO MERGER CORP 0.1%

Value $7.515M Shares 750,000 Est. Cost $9.72 Unrealized —

— CATALENT INC 0.1%

Value $7.481M Shares 138,000 Est. Cost $54.21 Unrealized —

— TELADOC HEALTH INC 0.1%

Value $7.406M Shares 5,000,000 Est. Cost $1.48 Unrealized —

VMC VULCAN MATLS CO 0.1%

Value $7.25M Shares 52,800 Est. Cost $113.24 Unrealized +6.5%

— LEO HOLDINGS CORP 0.1%

Value $7.23M Shares 704,000 Est. Cost $9.66 Unrealized —

— WORLD WRESTLING ENTMT INC 0.1%

Value $7.221M Shares 100,000 Est. Cost $74.48 Unrealized —

— FIVE9 INC 0.1%

Value $6.945M Shares 5,000,000 Est. Cost $1.39 Unrealized —

— SENSEONICS HLDGS INC 0.1%

Value $6.752M Shares 3,310,000 Est. Cost $3.64 Unrealized —

— DOMINION ENERGY INC 0.1%

Value $6.724M Shares 65,000 Est. Cost $103.45 Unrealized —

— COUPA SOFTWARE INC 0.1%

Value $6.66M Shares 52,600 Est. Cost $126.62 Unrealized —

— GUIDEWIRE SOFTWARE INC 0.1%

Value $6.566M Shares 5,866,000 Est. Cost $1.12 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.1%

Value $6.459M Shares 628,900 Est. Cost $10.12 Unrealized —

— ORBCOMM INC 0.1%

Value $6.324M Shares 872,218 Est. Cost $9.03 Unrealized —

HURC HURCO COMPANIES INC 0.1%

Value $6.206M Shares 174,529 Est. Cost $42.79 Unrealized -11.7%

— B RILEY PRINCIPAL MERGER COR 0.1%

Value $5.988M Shares 600,000 Est. Cost $9.98 Unrealized —

— MOSAIC ACQUISITION CORP 0.1%

Value $5.941M Shares 582,438 Est. Cost $10.20 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.1%

Value $5.88M Shares 5,000,000 Est. Cost $1.18 Unrealized —

— DASAN ZHONE SOLUTIONS INC 0.1%

Value $5.846M Shares 450,000 Est. Cost $12.99 Unrealized —

— ANDINA ACQUISITION CORP III 0.1%

Value $5.654M Shares 550,000 Est. Cost $10.10 Unrealized —

— SHUTTERFLY INC 0.1%

Value $5.56M Shares 110,000 Est. Cost $50.55 Unrealized —

— CYPRESS SEMICONDUCTOR CORP 0.1%

Value $5.449M Shares 245,000 Est. Cost $22.24 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $5.449M Shares 517,500 Est. Cost $10.27 Unrealized —

— SPARK THERAPEUTICS INC 0.1%

Value $5.375M Shares 52,500 Est. Cost $102.38 Unrealized —

— HL ACQUISITIONS CORP 0.1%

Value $5.366M Shares 530,769 Est. Cost $9.63 Unrealized —

LSCC LATTICE SEMICONDUCTOR CORP 0.1%

Value $5.327M Shares 365,114 Est. Cost $14.59 Unrealized —

USLM UNITED STATES LIME & MINERAL 0.1%

Value $5.284M Shares 66,052 Est. Cost $15.85 Unrealized +2.0%

— 8I ENTERPRISES ACQUISITIN CO 0.1%

Value $5.275M Shares 500,000 Est. Cost $10.04 Unrealized —

— ZAYO GROUP HLDGS INC 0.1%

Value $5.266M Shares 160,000 Est. Cost $32.91 Unrealized —

— MELLANOX TECHNOLOGIES LTD 0.1%

Value $5.257M Shares 47,500 Est. Cost $113.09 Unrealized —

— EL PASO ELEC CO 0.1%

Value $5.232M Shares 80,000 Est. Cost $65.40 Unrealized —

GWRS GLOBAL WTR RES INC 0.1%

Value $5.211M Shares 499,183 Est. Cost $8.30 Unrealized +0.7%

— VEONEER INCORPORATED 0.1%

Value $5.195M Shares 5,000,000 Est. Cost $1.04 Unrealized —

— ITERIS INC 0.1%

Value $5.17M Shares 1,000,000 Est. Cost $5.17 Unrealized —

— GORDON POINTE ACQUISITION CO 0.1%

Value $5.165M Shares 500,000 Est. Cost $9.84 Unrealized —

— BOXWOOD MERGER CORP 0.1%

Value $5.15M Shares 500,000 Est. Cost $10.09 Unrealized —

— BUCKEYE PARTNERS L P 0.1%

Value $5.131M Shares 125,000 Est. Cost $41.05 Unrealized —

— DEL FRISCOS RESTAURANT GROUP 0.1%

Value $5.091M Shares 639,524 Est. Cost $8.05 Unrealized —

— WEALTHBRIDGE ACQUISITION LTD 0.1%

Value $5.075M Shares 500,000 Est. Cost $10.08 Unrealized —

ALAC ALBERTON ACQUISITION CORP 0.1%

Value $5.07M Shares 500,000 Est. Cost $9.80 Unrealized —

— GORES HOLDINGS III INC 0.1%

Value $5.057M Shares 480,000 Est. Cost $10.28 Unrealized —

— NEW FRONTIER CORP 0.1%

Value $5.035M Shares 500,000 Est. Cost $9.80 Unrealized —

— DIAMOND EAGLE ACQUISITION CO 0.1%

Value $5.03M Shares 500,000 Est. Cost $10.06 Unrealized —

— GIGCAPITAL2 INC 0.1%

Value $5.015M Shares 500,000 Est. Cost $10.03 Unrealized —

— TESLA INC 0.1%

Value $4.908M Shares 5,000,000 Est. Cost $0.98 Unrealized —

— LF CAP ACQUISITION CORP 0.1%

Value $4.726M Shares 464,269 Est. Cost $9.63 Unrealized —

RIO RIO TINTO PLC 0.1%

Value $4.676M Shares 75,000 Est. Cost — Unrealized —

MCFT MASTERCRAFT BOAT HLDGS INC 0.1%

Value $4.669M Shares 238,332 Est. Cost $22.23 Unrealized +2.5%

CNTTQ CANNTRUST HLDGS INC 0.1%

Value $4.518M Shares 900,000 Est. Cost $6.33 Unrealized -3.3%

— LEGACY ACQUISITION CORP 0.1%

Value $4.517M Shares 447,235 Est. Cost $9.79 Unrealized —

FLXS FLEXSTEEL INDS INC 0.1%

Value $4.458M Shares 261,293 Est. Cost $26.87 Unrealized -36.4%

TOTA TOTTENHAM ACQUISITION I LTD 0.1%

Value $4.202M Shares 412,000 Est. Cost $9.78 Unrealized —

SLF SUN LIFE FINL INC 0.1%

Value $4.136M Shares 100,000 Est. Cost — Unrealized —

TPICQ TPI COMPOSITES INC 0.1%

Value $4.128M Shares 167,000 Est. Cost $25.58 Unrealized 0.0%

— AGBA ACQUISITION LTD 0.1%

Value $4.018M Shares 400,000 Est. Cost $10.04 Unrealized —

INGN INOGEN INC 0.1%

Value $4.006M Shares 60,000 Est. Cost — Unrealized —

— HEALTH SCIENCES ACQUSTN CORP 0.1%

Value $3.976M Shares 375,000 Est. Cost $10.60 Unrealized —

— ARRAY BIOPHARMA INC 0.1%

Value $3.938M Shares 85,000 Est. Cost $46.33 Unrealized —

RIO RIO TINTO PLC 0.1%

Value $3.846M Shares 61,700 Est. Cost — Unrealized —

— CRAY INC 0.1%

Value $3.83M Shares 110,000 Est. Cost $34.82 Unrealized —

— GSE SYS INC 0.1%

Value $3.786M Shares 1,617,921 Est. Cost $2.34 Unrealized —

— OPES ACQUISITION CORP 0.1%

Value $3.771M Shares 360,000 Est. Cost $10.06 Unrealized —

— ARATANA THERAPEUTICS INC 0.1%

Value $3.741M Shares 725,000 Est. Cost $5.16 Unrealized —

— ELECTRONICS FOR IMAGING INC 0.1%

Value $3.691M Shares 100,000 Est. Cost $36.91 Unrealized —

ACCS ISSUER DIRECT CORPORATION 0.1%

Value $3.499M Shares 312,397 Est. Cost $16.87 Unrealized -29.6%

— TENZING ACQUISITION CORP 0.1%

Value $3.447M Shares 330,800 Est. Cost $10.16 Unrealized —

— THUNDER BRIDGE ACQUISITION L 0.1%

Value $3.424M Shares 1,695,000 Est. Cost $0.49 Unrealized —

— HFF INC 0.1%

Value $3.411M Shares 75,000 Est. Cost $45.48 Unrealized —

— ALLERGAN PLC 0.1%

Value $3.349M Shares 20,000 Est. Cost $167.45 Unrealized —

— TABLEAU SOFTWARE INC 0.1%

Value $3.32M Shares 20,000 Est. Cost $166.00 Unrealized —

— NRC GROUP HLDGS CORP 0.1%

Value $3.32M Shares 2,010,231 Est. Cost $0.84 Unrealized —

STC STEWART INFORMATION SVCS COR 0.1%

Value $3.239M Shares 80,000 Est. Cost $42.46 Unrealized 0.0%

— FIRST MAJESTIC SILVER CORP 0.1%

Value $3.21M Shares 3,000,000 Est. Cost $0.97 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $3.135M Shares 300,000 Est. Cost $9.94 Unrealized —

— OSISKO GOLD ROYALTIES LTD 0.1%

Value $3.132M Shares 300,000 Est. Cost $10.44 Unrealized —

— MONOCLE ACQUISITION CORP 0.1%

Value $3.09M Shares 300,000 Est. Cost $10.08 Unrealized —

TD TORONTO DOMINION BK ONT 0.1%

Value $2.918M Shares 50,000 Est. Cost — Unrealized —

PACB PACIFIC BIOSCIENCES CALIF IN 0.1%

Value $2.874M Shares 475,000 Est. Cost $7.06 Unrealized -0.6%

— LEISURE ACQUISITION CORP 0.1%

Value $2.866M Shares 275,000 Est. Cost $9.91 Unrealized —

— ACAMAR PARTNERS ACQSITION CO 0.1%

Value $2.819M Shares 289,999 Est. Cost $9.72 Unrealized —

— LEISURE ACQUISITION CORP 0.1%

Value $2.797M Shares 275,000 Est. Cost $9.67 Unrealized —

— CELGENE CORP 0.1%

Value $2.773M Shares 30,000 Est. Cost $92.43 Unrealized —

— ALLEGRO MERGER CORP 0.1%

Value $2.748M Shares 250,000 Est. Cost $10.27 Unrealized —

— GORDON POINTE ACQUISITION CO 0.1%

Value $2.748M Shares 259,250 Est. Cost $10.32 Unrealized —

— TIBERIUS ACQUISITION CORP 0.1%

Value $2.739M Shares 268,500 Est. Cost $9.67 Unrealized —

— MEDIDATA SOLUTIONS INC 0.1%

Value $2.715M Shares 30,000 Est. Cost $90.50 Unrealized —

— GORES HOLDINGS III INC 0.1%

Value $2.714M Shares 270,000 Est. Cost $9.90 Unrealized —

— BARNES & NOBLE INC 0.0%

Value $2.676M Shares 400,000 Est. Cost $6.69 Unrealized —

CNC CENTENE CORP DEL 0.0%

Value $2.659M Shares 50,700 Est. Cost $59.95 Unrealized -9.9%

— ALBERTON ACQUISITION CORP 0.0%

Value $2.615M Shares 250,000 Est. Cost $10.06 Unrealized —

— TUSCAN HOLDINGS CORP 0.0%

Value $2.565M Shares 259,600 Est. Cost $9.88 Unrealized —

— REEDS INC 0.0%

Value $2.517M Shares 665,917 Est. Cost $2.89 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $2.504M Shares 246,500 Est. Cost $9.68 Unrealized —

— FORUM MERGER II CORP 0.0%

Value $2.446M Shares 243,138 Est. Cost $9.65 Unrealized —

LOAC LONGEVITY ACQUISITION CORP 0.0%

Value $2.432M Shares 240,000 Est. Cost $10.05 Unrealized —

— CONTROL4 CORP 0.0%

Value $2.375M Shares 100,000 Est. Cost $23.75 Unrealized —

— ZYNGA INC 0.0%

Value $2.348M Shares 383,100 Est. Cost $6.13 Unrealized —

— SOTHEBYS 0.0%

Value $2.325M Shares 40,000 Est. Cost $58.13 Unrealized —

TECK TECK RESOURCES LTD 0.0%

Value $2.306M Shares 100,000 Est. Cost $22.42 Unrealized 0.0%

— AEROHIVE NETWORKS INC 0.0%

Value $2.215M Shares 500,000 Est. Cost $4.43 Unrealized —

— PIVOTAL ACQUISITION CORP 0.0%

Value $2.19M Shares 1,622,568 Est. Cost $1.35 Unrealized —

— SPEEDWAY MOTORSPORTS INC 0.0%

Value $2.078M Shares 112,045 Est. Cost $18.55 Unrealized —

— VERSUM MATLS INC 0.0%

Value $2.063M Shares 40,000 Est. Cost $51.58 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $2.058M Shares 201,400 Est. Cost $9.99 Unrealized —

— CHARDAN HEALTHCARE ACQUISITI 0.0%

Value $2.041M Shares 200,000 Est. Cost $10.07 Unrealized —

FNF FIDELITY NATIONAL FINANCIAL 0.0%

Value $2.015M Shares 50,000 Est. Cost — Unrealized —

SPPP SPROTT PHYSICAL PLAT PALLAD 0.0%

Value $1.974M Shares 171,509 Est. Cost $8.37 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $1.972M Shares 200,000 Est. Cost $9.73 Unrealized —

DLHC DLH HLDGS CORP 0.0%

Value $1.931M Shares 380,027 Est. Cost $5.95 Unrealized -5.8%

— WABCO HLDGS INC 0.0%

Value $1.909M Shares 14,400 Est. Cost — Unrealized —

— GIGCAPITAL INC 0.0%

Value $1.825M Shares 3,509,894 Est. Cost $0.50 Unrealized —

— BOINGO WIRELESS INC 0.0%

Value $1.797M Shares 100,000 Est. Cost $23.28 Unrealized —

— OAKTREE CAP GROUP LLC 0.0%

Value $1.734M Shares 35,000 Est. Cost $49.61 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $1.698M Shares 150,000 Est. Cost $10.38 Unrealized —

— RMG ACQUISITION CORP 0.0%

Value $1.506M Shares 150,000 Est. Cost $10.03 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $1.48M Shares 140,000 Est. Cost $10.33 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $1.466M Shares 139,100 Est. Cost $10.16 Unrealized —

— RANPAK HLDGS CORP 0.0%

Value $1.462M Shares 1,217,935 Est. Cost $1.20 Unrealized —

DOO BRP INC 0.0%

Value $1.434M Shares 40,000 Est. Cost $29.66 Unrealized 0.0%

SPY SPDR S&P 500 ETF TR 0.0%

Value $1.377M Shares 4,700 Est. Cost $249.86 Unrealized —

— ENCANA CORP 0.0%

Value $1.334M Shares 260,000 Est. Cost $5.13 Unrealized —

— LEO HOLDINGS CORP 0.0%

Value $1.294M Shares 1,035,500 Est. Cost $1.16 Unrealized —

— PCM INC 0.0%

Value $1.291M Shares 36,831 Est. Cost $35.05 Unrealized —

— CAPITOL INVT CORP IV 0.0%

Value $1.27M Shares 913,900 Est. Cost $1.32 Unrealized —

— PRETIUM RES INC 0.0%

Value $1.225M Shares 1,246,000 Est. Cost $0.87 Unrealized —

— DIAMONDPEAK HLDGS COR 0.0%

Value $1.209M Shares 120,000 Est. Cost $10.07 Unrealized —

MHH MASTECH DIGITAL INC 0.0%

Value $1.156M Shares 243,289 Est. Cost $6.68 Unrealized -19.7%

— FAR PT ACQUISITION CORP 0.0%

Value $1.126M Shares 879,999 Est. Cost $1.29 Unrealized —

— CHANGE HEALTHCARE INC 0.0%

Value $1.124M Shares 20,000 Est. Cost $56.20 Unrealized —

STRR HUDSON GLOBAL INC 0.0%

Value $1.064M Shares 85,475 Est. Cost $14.57 Unrealized 0.0%

— LONGEVITY ACQUISITION CORP 0.0%

Value $1.036M Shares 100,000 Est. Cost $10.24 Unrealized —

— NEBULA ACQUISITION CORP 0.0%

Value $1.032M Shares 100,000 Est. Cost $10.10 Unrealized —

— TPG PACE HLDGS CORP 0.0%

Value $1.025M Shares 648,999 Est. Cost $1.31 Unrealized —

— CF FIN ACQUISITION CORP 0.0%

Value $1.002M Shares 100,000 Est. Cost $10.02 Unrealized —

— CHARDAN HEALTHCARE ACQUISITI 0.0%

Value $979K Shares 100,000 Est. Cost $9.79 Unrealized —

— U S WELL SVCS INC 0.0%

Value $972K Shares 201,675 Est. Cost $7.98 Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.0%

Value $939K Shares 1,054,700 Est. Cost $0.92 Unrealized —

— WEALTHBRIDGE ACQUISITION LTD 0.0%

Value $904K Shares 88,707 Est. Cost $10.19 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $844K Shares 2,910,094 Est. Cost $0.34 Unrealized —

— TEEKAY OFFSHORE PARTNERS L P 0.0%

Value $800K Shares 635,045 Est. Cost $1.26 Unrealized —

— AKERNA CORP 0.0%

Value $777K Shares 261,049 Est. Cost $2.98 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $774K Shares 5,156,707 Est. Cost $0.36 Unrealized —

— GRAF INDL CORP 0.0%

Value $744K Shares 74,750 Est. Cost $9.61 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.0%

Value $682K Shares 2,352,010 Est. Cost $0.37 Unrealized —

TECK TECK RESOURCES LTD 0.0%

Value $630K Shares 27,300 Est. Cost $22.42 Unrealized 0.0%

— CANADIAN PAC RY LTD 0.0%

Value $612K Shares 2,600 Est. Cost $235.38 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.0%

Value $592K Shares 1,207,400 Est. Cost $0.63 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 0.0%

Value $583K Shares 285,714 Est. Cost $8.35 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $577K Shares 3,202,613 Est. Cost $0.33 Unrealized —

IMXI INTERNATIONAL MNY EXPRESS IN 0.0%

Value $564K Shares 40,000 Est. Cost $10.10 Unrealized +26.8%

— DFB HEALTHCARE ACQUISTION CO 0.0%

Value $520K Shares 50,000 Est. Cost $10.05 Unrealized —

RVPH TENZING ACQUISITION CORP 0.0%

Value $513K Shares 50,000 Est. Cost $9.84 Unrealized —

NEXT NEXTDECADE CORP 0.0%

Value $506K Shares 80,000 Est. Cost $5.57 Unrealized 0.0%

EEM ISHARES TR 0.0%

Value $494K Shares 11,514 Est. Cost $42.90 Unrealized —

— AQUANTIA CORP 0.0%

Value $454K Shares 34,866 Est. Cost $13.02 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.0%

Value $443K Shares 2,013,310 Est. Cost $0.29 Unrealized —

— DFB HEALTHCARE ACQUISTION CO 0.0%

Value $440K Shares 400,000 Est. Cost $1.10 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $413K Shares 1,652,400 Est. Cost $0.37 Unrealized —

— GIGCAPITAL INC 0.0%

Value $406K Shares 1,352,714 Est. Cost $0.32 Unrealized —

— TRINITY MERGER CORP 0.0%

Value $395K Shares 1,200,000 Est. Cost $0.40 Unrealized —

EWJ ISHARES INC 0.0%

Value $395K Shares 7,238 Est. Cost $54.57 Unrealized —

— BIOCERES CROP SOLUTIONS CORP 0.0%

Value $395K Shares 1,197,900 Est. Cost $0.27 Unrealized —

— CF FIN ACQUISITION CORP 0.0%

Value $378K Shares 630,625 Est. Cost $0.43 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $371K Shares 883,392 Est. Cost $0.30 Unrealized —

BTE BAYTEX ENERGY CORP 0.0%

Value $355K Shares 175,000 Est. Cost $1.73 Unrealized 0.0%

HFFG HF FOODS GROUP INC 0.0%

Value $348K Shares 10,000 Est. Cost $12.27 Unrealized +31.5%

— ALTABA INC 0.0%

Value $347K Shares 5,000 Est. Cost $69.40 Unrealized —

APT ALPHA PRO TECH LTD 0.0%

Value $342K Shares 100,404 Est. Cost $3.54 Unrealized +1.2%

— SENTINEL ENERGY SVCS INC 0.0%

Value $323K Shares 461,368 Est. Cost $0.81 Unrealized —

EZU ISHARES INC 0.0%

Value $303K Shares 7,661 Est. Cost $39.55 Unrealized —

— PRECISION DRILLING CORP 0.0%

Value $302K Shares 160,000 Est. Cost $1.89 Unrealized —

— VECTOIQ ACQUISITION CORP 0.0%

Value $286K Shares 608,054 Est. Cost $0.50 Unrealized —

— AMCI ACQUISITION CORP 0.0%

Value $278K Shares 957,700 Est. Cost $0.28 Unrealized —

— MEGALITH FINL ACQUISITION CO 0.0%

Value $277K Shares 922,000 Est. Cost $0.36 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $269K Shares 1,587,827 Est. Cost $0.43 Unrealized —

— KAIXIN AUTO HLDGS 0.0%

Value $267K Shares 121,189 Est. Cost $2.20 Unrealized —

— PURE ACQUISITION CORP 0.0%

Value $257K Shares 238,150 Est. Cost $1.08 Unrealized —

— ADVANCED DISP SVCS INC DEL 0.0%

Value $249K Shares 7,800 Est. Cost — Unrealized —

NTR NUTRIEN LTD 0.0%

Value $241K Shares 4,500 Est. Cost — Unrealized —

— KBL MERGER CORP IV 0.0%

Value $237K Shares 1,578,348 Est. Cost $0.14 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value $223K Shares 892,000 Est. Cost $0.26 Unrealized —

CCJ CAMECO CORP 0.0%

Value $215K Shares 20,000 Est. Cost $10.50 Unrealized 0.0%

— GRAF INDL CORP 0.0%

Value $206K Shares 20,000 Est. Cost $10.10 Unrealized —

— ALLEGRO MERGER CORP 0.0%

Value $205K Shares 975,000 Est. Cost $0.29 Unrealized —

— MOSAIC ACQUISITION CORP 0.0%

Value $190K Shares 200,000 Est. Cost $0.99 Unrealized —

— GORES HOLDINGS III INC 0.0%

Value $185K Shares 127,266 Est. Cost $1.36 Unrealized —

— NEW FRONTIER CORP 0.0%

Value $175K Shares 250,000 Est. Cost $0.90 Unrealized —

— SIRIUS INTERNATIONAL INSURAN 0.0%

Value $174K Shares 15,221 Est. Cost $12.54 Unrealized —

— REGALWOOD GLOBAL ENERGY LTD 0.0%

Value $168K Shares 187,166 Est. Cost $1.24 Unrealized —

— ALLEGRO MERGER CORP 0.0%

Value $162K Shares 650,000 Est. Cost $0.30 Unrealized —

— PECK CO INC 0.0%

Value $154K Shares 771,396 Est. Cost $0.20 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $147K Shares 772,400 Est. Cost $0.31 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $138K Shares 530,900 Est. Cost $0.29 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $137K Shares 1,848,113 Est. Cost $0.21 Unrealized —

— FORUM MERGER II CORP 0.0%

Value $128K Shares 200,000 Est. Cost $0.64 Unrealized —

CCJ CAMECO CORP 0.0%

Value $113K Shares 10,500 Est. Cost $10.50 Unrealized 0.0%

— OPES ACQUISITION CORP 0.0%

Value $113K Shares 450,000 Est. Cost $0.38 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $110K Shares 498,454 Est. Cost $0.29 Unrealized —

— TIBERIUS ACQUISITION CORP 0.0%

Value $100K Shares 285,900 Est. Cost $0.50 Unrealized —

— LEGACY ACQUISITION CORP 0.0%

Value $90,000 Shares 282,400 Est. Cost $0.43 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $88,000 Shares 214,992 Est. Cost $0.30 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $82,000 Shares 374,600 Est. Cost $0.35 Unrealized —

— LEISURE ACQUISITION CORP 0.0%

Value $78,000 Shares 137,500 Est. Cost $0.49 Unrealized —

— ACAMAR PARTNERS ACQSITION CO 0.0%

Value $78,000 Shares 100,000 Est. Cost $0.78 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.0%

Value $72,000 Shares 401,300 Est. Cost $0.35 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $70,000 Shares 180,000 Est. Cost $0.36 Unrealized —

— ESTRE AMBIENTAL INC 0.0%

Value $64,000 Shares 2,110,661 Est. Cost $0.69 Unrealized —

— BOXWOOD MERGER CORP 0.0%

Value $62,000 Shares 100,000 Est. Cost $0.38 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $60,000 Shares 240,000 Est. Cost $0.40 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $60,000 Shares 162,000 Est. Cost $0.14 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $58,000 Shares 210,000 Est. Cost $0.61 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value $55,000 Shares 500,000 Est. Cost $0.12 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.0%

Value $52,000 Shares 401,300 Est. Cost $0.15 Unrealized —

— XYNOMIC PHARMACUTCLS HLDNG I 0.0%

Value $50,000 Shares 236,873 Est. Cost $0.21 Unrealized —

— CHARDAN HEALTHCARE ACQUISITI 0.0%

Value $44,000 Shares 99,500 Est. Cost $0.49 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $34,000 Shares 240,000 Est. Cost $0.15 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $26,000 Shares 125,000 Est. Cost $0.33 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $18,000 Shares 180,000 Est. Cost $0.27 Unrealized —

— LF CAP ACQUISITION CORP 0.0%

Value $17,000 Shares 50,000 Est. Cost $0.56 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.0%

Value $16,000 Shares 110,000 Est. Cost $0.32 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $16,000 Shares 162,000 Est. Cost $0.16 Unrealized —

— TENZING ACQUISITION CORP 0.0%

Value $8,000 Shares 40,000 Est. Cost $0.33 Unrealized —

— GORDON POINTE ACQUISITION CO 0.0%

Value $6,000 Shares 18,990 Est. Cost $0.48 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	4,770,000	$1.398B	25.9%	$249.86	—	PUT	78462F103
—	MICRON TECHNOLOGY INC	50,000,000	$194M	3.6%	$3.02	—	—	595112AX1
IWM	ISHARES TR	1,000,000	$156M	2.9%	—	—	PUT	464287655
IWM	ISHARES TR	500,000	$77.75M	1.4%	—	—	CALL	464287655
—	MICROCHIP TECHNOLOGY INC	40,000,000	$70.17M	1.3%	$1.44	—	—	595017AD6
—	J2 GLOBAL INC	40,000,000	$55.81M	1.0%	$1.34	—	—	48123VAC6
BIO	BIO RAD LABS INC	174,000	$54.39M	1.0%	$245.08	+22.2%	—	090572207
—	VIAVI SOLUTIONS INC	44,025,000	$51.74M	1.0%	$1.03	—	—	925550AB1
—	ENVESTNET INC	40,000,000	$47.66M	0.9%	$1.19	—	—	29404KAB2
—	MICROCHIP TECHNOLOGY INC	40,000,000	$47.28M	0.9%	$1.18	—	—	595017AF1
BCE	BCE INC	1,000,000	$45.48M	0.8%	—	—	CALL	05534B760
META	FACEBOOK INC	235,000	$45.35M	0.8%	$152.33	+19.1%	—	30303M102
—	REALPAGE INC	30,000,000	$44.98M	0.8%	$1.46	—	—	75606NAB5
—	WRIGHT MED GROUP N V	30,000,000	$44.52M	0.8%	$1.45	—	—	98236JAB4
PHYS	SPROTT PHYSICAL GOLD TRUST	3,893,240	$44.11M	0.8%	$10.33	—	—	85207H104
—	CHURCHILL CAP CORP II	4,000,000	$40.6M	0.8%	$10.15	—	—	17143G205
QQQ	INVESCO QQQ TR	200,000	$37.35M	0.7%	—	—	PUT	46090E103
—	PURE ACQUISITION CORP	3,577,550	$36.28M	0.7%	$9.93	—	—	74621Q106
—	TTM TECHNOLOGIES INC	30,000,000	$35.24M	0.7%	$1.60	—	—	87305RAD1
—	PLAYAGS INC	1,744,743	$33.94M	0.6%	$24.43	—	—	72814N104
—	CYPRESS SEMICONDUCTOR CORP	20,010,000	$33.55M	0.6%	$1.68	—	—	232806AM1
—	SPARTAN ENERGY ACQUISITON CO	3,243,266	$32.43M	0.6%	$9.87	—	—	846784106
BABA	ALIBABA GROUP HLDG LTD	191,000	$32.37M	0.6%	$166.94	—	—	01609W102
—	DEXCOM INC	20,000,000	$31.94M	0.6%	$1.55	—	—	252131AF4
GOOG	ALPHABET INC	28,700	$31.02M	0.6%	$49.15	+16.5%	—	02079K107
—	SOCIAL CAP HEDOSOPHIA HLDGS	2,961,183	$30.9M	0.6%	$10.32	—	—	G8250R103
BNS	BANK N S HALIFAX	550,000	$29.89M	0.6%	—	—	CALL	064149107
—	OSI SYSTEMS INC	25,000,000	$29.66M	0.5%	$1.12	—	—	671044AD7
ROG	ROGERS CORP	171,723	$29.64M	0.5%	$130.69	+24.6%	—	775133101
SPY	SPDR S&P 500 ETF TR	100,000	$29.3M	0.5%	$249.86	—	CALL	78462F103
—	AQUA AMERICA INC	500,000	$28.62M	0.5%	$57.25	—	—	03836W202
DAL	DELTA AIR LINES INC DEL	500,000	$28.38M	0.5%	$49.45	+7.8%	—	247361702
PSLV	SPROTT PHYSICAL SILVER TR	4,895,678	$27.95M	0.5%	$6.52	—	—	85207K107
BC	BRUNSWICK CORP	601,468	$27.6M	0.5%	$48.41	-12.1%	—	117043109
SMH	VANECK VECTORS ETF TR	250,000	$27.55M	0.5%	—	—	CALL	92189F676
TPR	TAPESTRY INC	851,840	$27.03M	0.5%	$32.18	-18.7%	—	876030107
—	CYRUSONE INC	467,985	$27.01M	0.5%	$57.72	—	—	23283R100
—	TWELVE SEAS INVESTMENT COMPA	2,648,711	$26.88M	0.5%	$9.75	—	—	G9145A107
—	TERADYNE INC	16,498,000	$26.8M	0.5%	$1.62	—	—	880770AG7
UA	UNDER ARMOUR INC	1,205,200	$26.75M	0.5%	$18.25	+14.0%	—	904311206
—	TRINITY MERGER CORP	2,578,000	$26.55M	0.5%	$9.84	—	—	89653L106
AME	AMETEK INC NEW	288,359	$26.2M	0.5%	$57.31	+43.0%	—	031100100
KEYS	KEYSIGHT TECHNOLOGIES INC	287,400	$25.81M	0.5%	$61.41	+38.2%	—	49338L103
—	MODERN MEDIA ACQUISITION	2,462,176	$25.75M	0.5%	$9.96	—	—	60765P103
DLB	DOLBY LABORATORIES INC	398,552	$25.75M	0.5%	$55.04	+5.2%	—	25659T107
TTWO	TAKE-TWO INTERACTIVE SOFTWAR	222,000	$25.2M	0.5%	$113.72	-9.5%	—	874054109
—	TRINE ACQUISITION CORP	2,400,000	$24.24M	0.4%	$10.02	—	—	89628U207
CM	CDN IMPERIAL BK COMM TORONTO	300,000	$23.57M	0.4%	—	—	PUT	136069101
—	MICROCHIP TECHNOLOGY INC	20,000,000	$23.42M	0.4%	$1.17	—	—	595017AH7
—	FAR PT ACQUISITION CORP	2,269,997	$23.13M	0.4%	$10.13	—	—	30734W109
RWGE/U	REGALWOOD GLOBAL ENERGY LTD	2,200,400	$23.1M	0.4%	$9.98	—	—	G74760110
VRRM	VERRA MOBILITY CORP	1,758,100	$23.01M	0.4%	$10.08	+32.2%	—	92511U102
VIAV	VIAVI SOLUTIONS INC	1,707,077	$22.69M	0.4%	$9.23	+40.2%	—	925550105
—	GX ACQUISITION CORP	2,200,000	$22.11M	0.4%	$10.05	—	—	36251A206
—	IHS MARKIT LTD	344,852	$21.97M	0.4%	$52.40	—	—	G47567105
—	SENTINEL ENERGY SVCS INC	2,151,004	$21.83M	0.4%	$10.06	—	—	81728P105
ENB	ENBRIDGE INC	600,000	$21.65M	0.4%	—	—	CALL	29250N105
CNTTQ	CANNTRUST HLDGS INC	4,236,400	$21.27M	0.4%	$6.33	-3.3%	—	137800207
—	TWITTER INC	602,200	$21.02M	0.4%	$32.88	—	—	90184L102
—	REALPAGE INC	349,900	$20.59M	0.4%	$49.62	—	—	75606N109
—	ACT II GLOBAL ACQUISITION CO	2,000,000	$20.24M	0.4%	$10.12	—	—	G0080J112
—	CRESCENT ACQUISITION CORP	2,000,000	$20.1M	0.4%	$10.00	—	—	22564L204
MFC	MANULIFE FINL CORP	1,100,000	$20M	0.4%	—	—	CALL	56501R106
MTSI	MACOM TECH SOLUTIONS HLDGS I	1,312,146	$19.85M	0.4%	$15.07	0.0%	—	55405Y100
LITE	LUMENTUM HLDGS INC	358,269	$19.14M	0.4%	$51.24	+4.0%	—	55024U109
—	WORLD WRESTLING ENTMT INC	262,400	$18.95M	0.4%	$74.48	—	—	98156Q108
BMO	BANK MONTREAL QUE	250,000	$18.86M	0.3%	$57.63	0.0%	CALL	063671101
—	GARDNER DENVER HLDGS INC	542,599	$18.77M	0.3%	$29.11	—	—	36555P107
—	ALLEGHENY TECHNOLOGIES INC	10,000,000	$18.76M	0.3%	$1.88	—	—	01741RAG7
RPLA/U	REPLAY ACQUISITION CORP	1,800,000	$18.04M	0.3%	$10.02	—	—	G75130123
AEM	AGNICO EAGLE MINES LTD	351,000	$17.98M	0.3%	—	—	CALL	008474108
—	AEROJET ROCKETDYNE HLDGS INC	10,000,000	$17.91M	0.3%	$1.49	—	—	007800AB1
—	HARMONIC INC	15,000,000	$17.64M	0.3%	$1.15	—	—	413160AB8
TRMB	TRIMBLE INC	388,125	$17.51M	0.3%	$37.77	+10.0%	—	896239100
DAL	DELTA AIR LINES INC DEL	300,000	$17.02M	0.3%	$49.45	+7.8%	CALL	247361702
—	VECTOIQ ACQUISITION CORP	1,673,000	$16.95M	0.3%	$9.62	—	—	92243N103
—	NEW RELIC INC	195,600	$16.92M	0.3%	$96.31	—	—	64829B100
—	TRIDENT ACQUISITIONS CORP	1,607,000	$16.89M	0.3%	$10.08	—	—	89615T205
—	BLACK RIDGE ACQUISITION CORP	1,634,325	$16.75M	0.3%	$9.72	—	—	09216T107
—	HENNESSY CAP ACQUSTION CORP	1,600,000	$16.64M	0.3%	$10.08	—	—	42589C203
IQV	IQVIA HLDGS INC	103,400	$16.64M	0.3%	$140.29	0.0%	—	46266C105
LAUR	LAUREATE EDUCATION INC	1,054,903	$16.57M	0.3%	$15.02	+6.0%	—	518613203
—	TUSCAN HOLDINGS CORP	1,550,000	$16.43M	0.3%	$10.52	—	—	90069K203
AAL	AMERICAN AIRLS GROUP INC	500,000	$16.3M	0.3%	—	—	CALL	02376R102
NVRI	HARSCO CORP	571,000	$15.67M	0.3%	$24.43	0.0%	—	415864107
—	BOINGO WIRELESS INC	863,934	$15.53M	0.3%	$23.28	—	—	09739C102
DG	DOLLAR GEN CORP NEW	114,500	$15.48M	0.3%	$115.73	0.0%	—	256677105
—	CHEGG INC	10,000,000	$15.31M	0.3%	$1.53	—	—	163092AB5
HLIT	HARMONIC INC	2,752,150	$15.27M	0.3%	$4.33	+28.1%	—	413160102
KMX	CARMAX INC	175,600	$15.25M	0.3%	$61.63	+26.9%	—	143130102
—	TIBERIUS ACQUISITION CORP	1,445,800	$15.2M	0.3%	$10.09	—	—	88633A206
BMO	BANK MONTREAL QUE	200,000	$15.09M	0.3%	$57.63	0.0%	PUT	063671101
RH	RH	129,300	$14.95M	0.3%	$103.18	0.0%	—	74967X103
—	CDK GLOBAL INC	299,900	$14.83M	0.3%	$58.82	—	—	12508E101
NOA	NORTH AMERN CONSTR GROUP LTD	1,337,818	$14.45M	0.3%	$11.37	+2.3%	—	656811106
—	CLEVELAND CLIFFS INC	10,000,000	$14.41M	0.3%	$1.15	—	—	185899AA9
—	CF FIN ACQUISITION CORP	1,380,000	$14.39M	0.3%	$10.00	—	—	12528N206
—	PROFICIENT ALPHA ACQUSTN COR	1,425,762	$14.33M	0.3%	$10.05	—	—	74317H204
—	Q2 HLDGS INC	10,000,000	$14.27M	0.3%	$1.43	—	—	74736LAB5
SPOT	SPOTIFY TECHNOLOGY S A	97,600	$14.27M	0.3%	$136.75	+0.6%	—	L8681T102
NTR	NUTRIEN LTD	261,000	$13.95M	0.3%	—	—	CALL	67077M108
BC	BRUNSWICK CORP	300,000	$13.77M	0.3%	$48.41	-12.1%	CALL	117043109
BMO	BANK MONTREAL QUE	180,800	$13.64M	0.3%	$57.63	0.0%	—	063671101
—	HAYMAKER ACQUISITION CORP II	1,300,000	$13.27M	0.2%	$10.21	—	—	42087L200
—	VIAVI SOLUTIONS INC	11,230,000	$13.01M	0.2%	$1.16	—	—	925550AE5
TPR	TAPESTRY INC	400,000	$12.69M	0.2%	$32.18	-18.7%	PUT	876030107
—	COLFAX CORP	100,000	$12.68M	0.2%	$133.38	—	—	194014205
MGA	MAGNA INTL INC	250,000	$12.43M	0.2%	—	—	CALL	559222401
—	MEGALITH FINL ACQUISITION CO	1,200,000	$12.39M	0.2%	$10.10	—	—	58518F208
TRP	TC ENERGY CORP	250,000	$12.38M	0.2%	—	—	CALL	87807B107
—	MOSAIC ACQUISITION CORP	1,166,380	$12.33M	0.2%	$10.12	—	—	61946M209
CM	CDN IMPERIAL BK COMM TORONTO	155,000	$12.18M	0.2%	—	—	CALL	136069101
—	DFB HEALTHCARE ACQUISTION CO	1,200,000	$12.16M	0.2%	$10.13	—	—	23291E109
—	KNOWLES CORP	10,000,000	$11.96M	0.2%	$1.18	—	—	49926DAB5
RY	ROYAL BK CDA MONTREAL QUE	150,000	$11.91M	0.2%	$75.64	+3.3%	CALL	780087102
—	HABIT RESTAURANTS INC	1,134,584	$11.9M	0.2%	$12.57	—	—	40449J103
—	CANADIAN PAC RY LTD	50,000	$11.76M	0.2%	$235.38	—	PUT	13645T100
—	OPES ACQUISITION CORP	1,120,000	$11.54M	0.2%	$9.71	—	—	68373P100
—	NEW FRONTIER CORP	1,086,706	$11.33M	0.2%	$10.12	—	—	G6485P116
—	ETF MANAGERS TR	350,000	$11.09M	0.2%	—	—	PUT	26924G508
—	MUDRICK CAP ACQUISITION CORP	1,084,800	$11.04M	0.2%	$9.60	—	—	624745105
LKQ	LKQ CORP	414,500	$11.03M	0.2%	$28.24	-11.0%	—	501889208
—	TORTOISE ACQUISITION CORP	1,100,000	$11.02M	0.2%	$9.99	—	—	89154L209
—	GORES METROPOULOS INC	1,050,000	$11M	0.2%	$10.24	—	—	382872208
SU	SUNCOR ENERGY INC NEW	350,000	$10.91M	0.2%	—	—	CALL	867224107
—	ALTAIR ENGR INC	10,000,000	$10.86M	0.2%	$1.09	—	—	021369AA1
CENTA	CENTRAL GARDEN & PET CO	435,401	$10.73M	0.2%	$29.00	-30.7%	—	153527205
EGHT	8X8 INC NEW	440,000	$10.6M	0.2%	$21.19	+9.8%	—	282914100
—	COLLIER CREEK HOLDINGS	1,000,000	$10.6M	0.2%	$10.05	—	—	G22707122
—	ANADARKO PETE CORP	150,000	$10.58M	0.2%	$70.56	—	—	032511107
—	VECTOIQ ACQUISITION CORP	1,000,000	$10.58M	0.2%	$10.07	—	—	92243N202
—	MUDRICK CAP ACQUISITION CORP	995,000	$10.54M	0.2%	$10.22	—	—	624745204
—	GS ACQUISITION HLDGS CORP	1,000,000	$10.5M	0.2%	$10.22	—	—	36255F201
—	BARRICK GOLD CORPORATION	500,000	$10.34M	0.2%	—	—	CALL	067901108
—	ORGANIGRAM HLDGS INC	1,575,136	$10.14M	0.2%	$6.44	—	—	68620P101
—	SOUTH MTN MERGER CORP	1,000,000	$10M	0.2%	$10.00	—	—	838884203
—	LANDCADIA HLDGS II INC	1,000,000	$10M	0.2%	$10.00	—	—	51476X204
—	TKK SYMPHONY ACQUISITION COR	996,300	$9.973M	0.2%	$9.63	—	—	G88950103
—	INTERCEPT PHARMACEUTICALS IN	10,000,000	$9.957M	0.2%	$1.00	—	—	45845PAB4
—	PIVOTAL ACQUISITION CORP	972,568	$9.872M	0.2%	$10.15	—	—	72583A101
CEF	SPROTT PHYSICAL GOLD & SILVE	723,070	$9.566M	0.2%	$11.68	—	—	85208R101
CARS	CARS COM INC	469,900	$9.266M	0.2%	$21.38	0.0%	—	14575E105
—	TRINITY MERGER CORP	869,876	$9.247M	0.2%	$10.07	—	—	89653L205
—	TPG PACE HLDGS CORP	884,143	$9.195M	0.2%	$9.99	—	—	G89827128
BC	BRUNSWICK CORP	200,000	$9.178M	0.2%	$48.41	-12.1%	PUT	117043109
—	ACAMAR PARTNERS ACQSITION CO	900,000	$8.991M	0.2%	$10.00	—	—	004285201
—	INSURANCE ACQUISITION CORP	860,799	$8.875M	0.2%	$10.10	—	—	457867307
—	CYPRESS SEMICONDUCTOR CORP	7,500,000	$8.856M	0.2%	$1.18	—	—	232806AP4
IIIV	I3 VERTICALS INC	294,681	$8.678M	0.2%	$24.74	0.0%	—	46571Y107
—	NICE SYS INC	5,000,000	$8.493M	0.2%	$1.70	—	—	65366HAB9
—	TRIDENT ACQUISITIONS CORP	819,405	$8.473M	0.2%	$9.81	—	—	89615T106
UFPT	UFP TECHNOLOGIES INC	201,071	$8.367M	0.2%	$36.61	+3.5%	—	902673102
—	THUNDER BRIDGE ACQUISITION L	788,460	$8.224M	0.2%	$9.80	—	—	G8857R100
NVDA	NVIDIA CORP	50,000	$8.212M	0.2%	—	—	CALL	67066G104
—	PENSARE ACQUISITION CORP	779,800	$8.094M	0.1%	$9.85	—	—	70957E105
—	INVITAE CORP	325,000	$7.638M	0.1%	$23.50	—	—	46185L103
—	WAYFAIR INC	5,000,000	$7.548M	0.1%	$1.07	—	—	94419LAB7
—	ALLEGRO MERGER CORP	750,000	$7.515M	0.1%	$9.72	—	—	01749N103
—	CATALENT INC	138,000	$7.481M	0.1%	$54.21	—	—	148806102
—	TELADOC HEALTH INC	5,000,000	$7.406M	0.1%	$1.48	—	—	87918AAC9
VMC	VULCAN MATLS CO	52,800	$7.25M	0.1%	$113.24	+6.5%	—	929160109
—	LEO HOLDINGS CORP	704,000	$7.23M	0.1%	$9.66	—	—	G5463L105
—	WORLD WRESTLING ENTMT INC	100,000	$7.221M	0.1%	$74.48	—	CALL	98156Q108
—	FIVE9 INC	5,000,000	$6.945M	0.1%	$1.39	—	—	338307AB7
—	SENSEONICS HLDGS INC	3,310,000	$6.752M	0.1%	$3.64	—	—	81727U105
—	DOMINION ENERGY INC	65,000	$6.724M	0.1%	$103.45	—	—	25746U133
—	COUPA SOFTWARE INC	52,600	$6.66M	0.1%	$126.62	—	—	22266L106
—	GUIDEWIRE SOFTWARE INC	5,866,000	$6.566M	0.1%	$1.12	—	—	40171VAA8
—	TKK SYMPHONY ACQUISITION COR	628,900	$6.459M	0.1%	$10.12	—	—	G88950111
—	ORBCOMM INC	872,218	$6.324M	0.1%	$9.03	—	—	68555P100
HURC	HURCO COMPANIES INC	174,529	$6.206M	0.1%	$42.79	-11.7%	—	447324104
—	B RILEY PRINCIPAL MERGER COR	600,000	$5.988M	0.1%	$9.98	—	—	05586Y205
—	MOSAIC ACQUISITION CORP	582,438	$5.941M	0.1%	$10.20	—	—	61946M100
—	LIBERTY MEDIA CORP DELAWARE	5,000,000	$5.88M	0.1%	$1.18	—	—	531229AF9
—	DASAN ZHONE SOLUTIONS INC	450,000	$5.846M	0.1%	$12.99	—	—	23305L206
—	ANDINA ACQUISITION CORP III	550,000	$5.654M	0.1%	$10.10	—	—	G04415116
—	SHUTTERFLY INC	110,000	$5.56M	0.1%	$50.55	—	—	82568P304
—	CYPRESS SEMICONDUCTOR CORP	245,000	$5.449M	0.1%	$22.24	—	—	232806109
—	BIG ROCK PARTNERS ACQUISI CO	517,500	$5.449M	0.1%	$10.27	—	—	089482103
—	SPARK THERAPEUTICS INC	52,500	$5.375M	0.1%	$102.38	—	—	84652J103
—	HL ACQUISITIONS CORP	530,769	$5.366M	0.1%	$9.63	—	—	G4603R106
LSCC	LATTICE SEMICONDUCTOR CORP	365,114	$5.327M	0.1%	$14.59	—	—	518415104
USLM	UNITED STATES LIME & MINERAL	66,052	$5.284M	0.1%	$15.85	+2.0%	—	911922102
—	8I ENTERPRISES ACQUISITIN CO	500,000	$5.275M	0.1%	$10.04	—	—	G2956M138
—	ZAYO GROUP HLDGS INC	160,000	$5.266M	0.1%	$32.91	—	—	98919V105
—	MELLANOX TECHNOLOGIES LTD	47,500	$5.257M	0.1%	$113.09	—	—	M51363113
—	EL PASO ELEC CO	80,000	$5.232M	0.1%	$65.40	—	—	283677854
GWRS	GLOBAL WTR RES INC	499,183	$5.211M	0.1%	$8.30	+0.7%	—	379463102
—	VEONEER INCORPORATED	5,000,000	$5.195M	0.1%	$1.04	—	—	92336XAA7
—	ITERIS INC	1,000,000	$5.17M	0.1%	$5.17	—	—	46564T107
—	GORDON POINTE ACQUISITION CO	500,000	$5.165M	0.1%	$9.84	—	—	382788107
—	BOXWOOD MERGER CORP	500,000	$5.15M	0.1%	$10.09	—	—	10319T200
—	BUCKEYE PARTNERS L P	125,000	$5.131M	0.1%	$41.05	—	—	118230101
—	DEL FRISCOS RESTAURANT GROUP	639,524	$5.091M	0.1%	$8.05	—	—	245077102
—	WEALTHBRIDGE ACQUISITION LTD	500,000	$5.075M	0.1%	$10.08	—	—	G4887W102
ALAC	ALBERTON ACQUISITION CORP	500,000	$5.07M	0.1%	$9.80	—	—	G35006108
—	GORES HOLDINGS III INC	480,000	$5.057M	0.1%	$10.28	—	—	38286G208
—	NEW FRONTIER CORP	500,000	$5.035M	0.1%	$9.80	—	—	G6485P108
—	DIAMOND EAGLE ACQUISITION CO	500,000	$5.03M	0.1%	$10.06	—	—	25258L208
—	GIGCAPITAL2 INC	500,000	$5.015M	0.1%	$10.03	—	—	375036209
—	TESLA INC	5,000,000	$4.908M	0.1%	$0.98	—	—	88160RAG6
—	LF CAP ACQUISITION CORP	464,269	$4.726M	0.1%	$9.63	—	—	50200K108
RIO	RIO TINTO PLC	75,000	$4.676M	0.1%	—	—	PUT	767204100
MCFT	MASTERCRAFT BOAT HLDGS INC	238,332	$4.669M	0.1%	$22.23	+2.5%	—	57637H103
CNTTQ	CANNTRUST HLDGS INC	900,000	$4.518M	0.1%	$6.33	-3.3%	CALL	137800207
—	LEGACY ACQUISITION CORP	447,235	$4.517M	0.1%	$9.79	—	—	524643103
FLXS	FLEXSTEEL INDS INC	261,293	$4.458M	0.1%	$26.87	-36.4%	—	339382103
TOTA	TOTTENHAM ACQUISITION I LTD	412,000	$4.202M	0.1%	$9.78	—	—	G8959N106
SLF	SUN LIFE FINL INC	100,000	$4.136M	0.1%	—	—	CALL	866796105
TPICQ	TPI COMPOSITES INC	167,000	$4.128M	0.1%	$25.58	0.0%	—	87266J104
—	AGBA ACQUISITION LTD	400,000	$4.018M	0.1%	$10.04	—	—	G0120M133
INGN	INOGEN INC	60,000	$4.006M	0.1%	—	—	PUT	45780L104
—	HEALTH SCIENCES ACQUSTN CORP	375,000	$3.976M	0.1%	$10.60	—	—	42227C201
—	ARRAY BIOPHARMA INC	85,000	$3.938M	0.1%	$46.33	—	—	04269X105
RIO	RIO TINTO PLC	61,700	$3.846M	0.1%	—	—	CALL	767204100
—	CRAY INC	110,000	$3.83M	0.1%	$34.82	—	—	225223304
—	GSE SYS INC	1,617,921	$3.786M	0.1%	$2.34	—	—	36227K106
—	OPES ACQUISITION CORP	360,000	$3.771M	0.1%	$10.06	—	—	68373P209
—	ARATANA THERAPEUTICS INC	725,000	$3.741M	0.1%	$5.16	—	—	03874P101
—	ELECTRONICS FOR IMAGING INC	100,000	$3.691M	0.1%	$36.91	—	—	286082102
ACCS	ISSUER DIRECT CORPORATION	312,397	$3.499M	0.1%	$16.87	-29.6%	—	46520M204
—	TENZING ACQUISITION CORP	330,800	$3.447M	0.1%	$10.16	—	—	G8708A124
—	THUNDER BRIDGE ACQUISITION L	1,695,000	$3.424M	0.1%	$0.49	—	—	G8857R126
—	HFF INC	75,000	$3.411M	0.1%	$45.48	—	—	40418F108
—	ALLERGAN PLC	20,000	$3.349M	0.1%	$167.45	—	—	G0177J108
—	TABLEAU SOFTWARE INC	20,000	$3.32M	0.1%	$166.00	—	—	87336U105
—	NRC GROUP HLDGS CORP	2,010,231	$3.32M	0.1%	$0.84	—	—	629375114
STC	STEWART INFORMATION SVCS COR	80,000	$3.239M	0.1%	$42.46	0.0%	—	860372101
—	FIRST MAJESTIC SILVER CORP	3,000,000	$3.21M	0.1%	$0.97	—	—	32076VAB9
—	LEGACY ACQUISITION CORP	300,000	$3.135M	0.1%	$9.94	—	—	524643202
—	OSISKO GOLD ROYALTIES LTD	300,000	$3.132M	0.1%	$10.44	—	—	68827L101
—	MONOCLE ACQUISITION CORP	300,000	$3.09M	0.1%	$10.08	—	—	609754205
TD	TORONTO DOMINION BK ONT	50,000	$2.918M	0.1%	—	—	CALL	891160509
PACB	PACIFIC BIOSCIENCES CALIF IN	475,000	$2.874M	0.1%	$7.06	-0.6%	—	69404D108
—	LEISURE ACQUISITION CORP	275,000	$2.866M	0.1%	$9.91	—	—	52539T206
—	ACAMAR PARTNERS ACQSITION CO	289,999	$2.819M	0.1%	$9.72	—	—	004285102
—	LEISURE ACQUISITION CORP	275,000	$2.797M	0.1%	$9.67	—	—	52539T107
—	CELGENE CORP	30,000	$2.773M	0.1%	$92.43	—	—	151020104
—	ALLEGRO MERGER CORP	250,000	$2.748M	0.1%	$10.27	—	—	01749N301
—	GORDON POINTE ACQUISITION CO	259,250	$2.748M	0.1%	$10.32	—	—	382788206
—	TIBERIUS ACQUISITION CORP	268,500	$2.739M	0.1%	$9.67	—	—	88633A107
—	MEDIDATA SOLUTIONS INC	30,000	$2.715M	0.1%	$90.50	—	—	58471A105
—	GORES HOLDINGS III INC	270,000	$2.714M	0.1%	$9.90	—	—	38286G109
—	BARNES & NOBLE INC	400,000	$2.676M	0.0%	$6.69	—	—	067774109
CNC	CENTENE CORP DEL	50,700	$2.659M	0.0%	$59.95	-9.9%	—	15135B101
—	ALBERTON ACQUISITION CORP	250,000	$2.615M	0.0%	$10.06	—	—	G35006116
—	TUSCAN HOLDINGS CORP	259,600	$2.565M	0.0%	$9.88	—	—	90069K104
—	REEDS INC	665,917	$2.517M	0.0%	$2.89	—	—	758338107
—	GREENLAND ACQUISITIN CORPORA	246,500	$2.504M	0.0%	$9.68	—	—	G40981139
—	FORUM MERGER II CORP	243,138	$2.446M	0.0%	$9.65	—	—	34986F103
LOAC	LONGEVITY ACQUISITION CORP	240,000	$2.432M	0.0%	$10.05	—	—	G56372132
—	CONTROL4 CORP	100,000	$2.375M	0.0%	$23.75	—	—	21240D107
—	ZYNGA INC	383,100	$2.348M	0.0%	$6.13	—	—	98986T108
—	SOTHEBYS	40,000	$2.325M	0.0%	$58.13	—	—	835898107
TECK	TECK RESOURCES LTD	100,000	$2.306M	0.0%	$22.42	0.0%	PUT	878742204
—	AEROHIVE NETWORKS INC	500,000	$2.215M	0.0%	$4.43	—	—	007786106
—	PIVOTAL ACQUISITION CORP	1,622,568	$2.19M	0.0%	$1.35	—	—	72583A119
—	SPEEDWAY MOTORSPORTS INC	112,045	$2.078M	0.0%	$18.55	—	—	847788106
—	VERSUM MATLS INC	40,000	$2.063M	0.0%	$51.58	—	—	92532W103
—	EDTECHX HLDGS ACQUISITION CO	201,400	$2.058M	0.0%	$9.99	—	—	28138X202
—	CHARDAN HEALTHCARE ACQUISITI	200,000	$2.041M	0.0%	$10.07	—	—	15957A207
FNF	FIDELITY NATIONAL FINANCIAL	50,000	$2.015M	0.0%	—	—	PUT	31620R303
SPPP	SPROTT PHYSICAL PLAT PALLAD	171,509	$1.974M	0.0%	$8.37	—	—	85207Q104
—	EDTECHX HLDGS ACQUISITION CO	200,000	$1.972M	0.0%	$9.73	—	—	28138X103
DLHC	DLH HLDGS CORP	380,027	$1.931M	0.0%	$5.95	-5.8%	—	23335Q100
—	WABCO HLDGS INC	14,400	$1.909M	0.0%	—	—	PUT	92927K102
—	GIGCAPITAL INC	3,509,894	$1.825M	0.0%	$0.50	—	—	37518N114
—	BOINGO WIRELESS INC	100,000	$1.797M	0.0%	$23.28	—	CALL	09739C102
—	OAKTREE CAP GROUP LLC	35,000	$1.734M	0.0%	$49.61	—	—	674001201
—	TOTTENHAM ACQUISITION I LTD	150,000	$1.698M	0.0%	$10.38	—	—	G8959N130
—	RMG ACQUISITION CORP	150,000	$1.506M	0.0%	$10.03	—	—	749641205
—	GREENLAND ACQUISITIN CORPORA	140,000	$1.48M	0.0%	$10.33	—	—	G40981121
—	HL ACQUISITIONS CORP	139,100	$1.466M	0.0%	$10.16	—	—	G4603R114
—	RANPAK HLDGS CORP	1,217,935	$1.462M	0.0%	$1.20	—	—	75321W111
DOO	BRP INC	40,000	$1.434M	0.0%	$29.66	0.0%	—	05577W200
SPY	SPDR S&P 500 ETF TR	4,700	$1.377M	0.0%	$249.86	—	—	78462F103
—	ENCANA CORP	260,000	$1.334M	0.0%	$5.13	—	—	292505104
—	LEO HOLDINGS CORP	1,035,500	$1.294M	0.0%	$1.16	—	—	G5463L113
—	PCM INC	36,831	$1.291M	0.0%	$35.05	—	—	69323K100
—	CAPITOL INVT CORP IV	913,900	$1.27M	0.0%	$1.32	—	—	G18920127
—	PRETIUM RES INC	1,246,000	$1.225M	0.0%	$0.87	—	—	74139CAB8
—	DIAMONDPEAK HLDGS COR	120,000	$1.209M	0.0%	$10.07	—	—	25280H209
MHH	MASTECH DIGITAL INC	243,289	$1.156M	0.0%	$6.68	-19.7%	—	57633B100
—	FAR PT ACQUISITION CORP	879,999	$1.126M	0.0%	$1.29	—	—	30734W117
—	CHANGE HEALTHCARE INC	20,000	$1.124M	0.0%	$56.20	—	—	15912K209
STRR	HUDSON GLOBAL INC	85,475	$1.064M	0.0%	$14.57	0.0%	—	443787205
—	LONGEVITY ACQUISITION CORP	100,000	$1.036M	0.0%	$10.24	—	—	G56372108
—	NEBULA ACQUISITION CORP	100,000	$1.032M	0.0%	$10.10	—	—	629076209
—	TPG PACE HLDGS CORP	648,999	$1.025M	0.0%	$1.31	—	—	G89827110
—	CF FIN ACQUISITION CORP	100,000	$1.002M	0.0%	$10.02	—	—	12528N107
—	CHARDAN HEALTHCARE ACQUISITI	100,000	$979K	0.0%	$9.79	—	—	15957A108
—	U S WELL SVCS INC	201,675	$972K	0.0%	$7.98	—	—	91274U101
—	SPARTAN ENERGY ACQUISITON CO	1,054,700	$939K	0.0%	$0.92	—	—	846784122
—	WEALTHBRIDGE ACQUISITION LTD	88,707	$904K	0.0%	$10.19	—	—	G4887W110
—	MODERN MEDIA ACQUISITION	2,910,094	$844K	0.0%	$0.34	—	—	60765P129
—	TEEKAY OFFSHORE PARTNERS L P	635,045	$800K	0.0%	$1.26	—	—	Y8565J101
—	AKERNA CORP	261,049	$777K	0.0%	$2.98	—	—	00973W110
—	PENSARE ACQUISITION CORP	5,156,707	$774K	0.0%	$0.36	—	—	70957E121
—	GRAF INDL CORP	74,750	$744K	0.0%	$9.61	—	—	384278107
—	TWELVE SEAS INVESTMENT COMPA	2,352,010	$682K	0.0%	$0.37	—	—	G9145A131
TECK	TECK RESOURCES LTD	27,300	$630K	0.0%	$22.42	0.0%	—	878742204
—	CANADIAN PAC RY LTD	2,600	$612K	0.0%	$235.38	—	—	13645T100
—	MUDRICK CAP ACQUISITION CORP	1,207,400	$592K	0.0%	$0.63	—	—	624745113
—	INFRA AND ENERGY ALTRNTIVE I	285,714	$583K	0.0%	$8.35	—	—	45686J104
—	CONSTELLATION ALPHA CAP CORP	3,202,613	$577K	0.0%	$0.33	—	—	G2379F132
IMXI	INTERNATIONAL MNY EXPRESS IN	40,000	$564K	0.0%	$10.10	+26.8%	—	46005L101
—	DFB HEALTHCARE ACQUISTION CO	50,000	$520K	0.0%	$10.05	—	—	23291E208
RVPH	TENZING ACQUISITION CORP	50,000	$513K	0.0%	$9.84	—	—	G8708A116
NEXT	NEXTDECADE CORP	80,000	$506K	0.0%	$5.57	0.0%	—	65342K105
EEM	ISHARES TR	11,514	$494K	0.0%	$42.90	—	—	464287234
—	AQUANTIA CORP	34,866	$454K	0.0%	$13.02	—	—	03842Q108
—	TWELVE SEAS INVESTMENT COMPA	2,013,310	$443K	0.0%	$0.29	—	—	G9145A115
—	DFB HEALTHCARE ACQUISTION CO	400,000	$440K	0.0%	$1.10	—	—	23291E117
—	KBL MERGER CORP IV	1,652,400	$413K	0.0%	$0.37	—	—	48242A120
—	GIGCAPITAL INC	1,352,714	$406K	0.0%	$0.32	—	—	37518N122
—	TRINITY MERGER CORP	1,200,000	$395K	0.0%	$0.40	—	—	89653L114
EWJ	ISHARES INC	7,238	$395K	0.0%	$54.57	—	—	46434G822
—	BIOCERES CROP SOLUTIONS CORP	1,197,900	$395K	0.0%	$0.27	—	—	G1117K106
—	CF FIN ACQUISITION CORP	630,625	$378K	0.0%	$0.43	—	—	12528N115
—	BLACK RIDGE ACQUISITION CORP	883,392	$371K	0.0%	$0.30	—	—	09216T123
BTE	BAYTEX ENERGY CORP	175,000	$355K	0.0%	$1.73	0.0%	—	07317Q105
HFFG	HF FOODS GROUP INC	10,000	$348K	0.0%	$12.27	+31.5%	—	40417F109
—	ALTABA INC	5,000	$347K	0.0%	$69.40	—	—	021346101
APT	ALPHA PRO TECH LTD	100,404	$342K	0.0%	$3.54	+1.2%	—	020772109
—	SENTINEL ENERGY SVCS INC	461,368	$323K	0.0%	$0.81	—	—	81728P113
EZU	ISHARES INC	7,661	$303K	0.0%	$39.55	—	—	464286608
—	PRECISION DRILLING CORP	160,000	$302K	0.0%	$1.89	—	—	74022D308
—	VECTOIQ ACQUISITION CORP	608,054	$286K	0.0%	$0.50	—	—	92243N111
—	AMCI ACQUISITION CORP	957,700	$278K	0.0%	$0.28	—	—	00165R119
—	MEGALITH FINL ACQUISITION CO	922,000	$277K	0.0%	$0.36	—	—	58518F117
—	PENSARE ACQUISITION CORP	1,587,827	$269K	0.0%	$0.43	—	—	70957E113
—	KAIXIN AUTO HLDGS	121,189	$267K	0.0%	$2.20	—	—	G5223X100
—	PURE ACQUISITION CORP	238,150	$257K	0.0%	$1.08	—	—	74621Q114
—	ADVANCED DISP SVCS INC DEL	7,800	$249K	0.0%	—	—	PUT	00790X101
NTR	NUTRIEN LTD	4,500	$241K	0.0%	—	—	PUT	67077M108
—	KBL MERGER CORP IV	1,578,348	$237K	0.0%	$0.14	—	—	48242A112
—	ALBERTON ACQUISITION CORP	892,000	$223K	0.0%	$0.26	—	—	G35006132
CCJ	CAMECO CORP	20,000	$215K	0.0%	$10.50	0.0%	PUT	13321L108
—	GRAF INDL CORP	20,000	$206K	0.0%	$10.10	—	—	384278206
—	ALLEGRO MERGER CORP	975,000	$205K	0.0%	$0.29	—	—	01749N129
—	MOSAIC ACQUISITION CORP	200,000	$190K	0.0%	$0.99	—	—	61946M118
—	GORES HOLDINGS III INC	127,266	$185K	0.0%	$1.36	—	—	38286G117
—	NEW FRONTIER CORP	250,000	$175K	0.0%	$0.90	—	—	G6485P124
—	SIRIUS INTERNATIONAL INSURAN	15,221	$174K	0.0%	$12.54	—	—	G8196D101
—	REGALWOOD GLOBAL ENERGY LTD	187,166	$168K	0.0%	$1.24	—	—	G74760128
—	ALLEGRO MERGER CORP	650,000	$162K	0.0%	$0.30	—	—	01749N111
—	PECK CO INC	771,396	$154K	0.0%	$0.20	—	—	705163111
—	BIG ROCK PARTNERS ACQUISI CO	772,400	$147K	0.0%	$0.31	—	—	089482129
—	EDTECHX HLDGS ACQUISITION CO	530,900	$138K	0.0%	$0.29	—	—	28138X111
—	CONSTELLATION ALPHA CAP CORP	1,848,113	$137K	0.0%	$0.21	—	—	G2379F116
—	FORUM MERGER II CORP	200,000	$128K	0.0%	$0.64	—	—	34986F111
CCJ	CAMECO CORP	10,500	$113K	0.0%	$10.50	0.0%	—	13321L108
—	OPES ACQUISITION CORP	450,000	$113K	0.0%	$0.38	—	—	68373P118
—	MODERN MEDIA ACQUISITION	498,454	$110K	0.0%	$0.29	—	—	60765P111
—	TIBERIUS ACQUISITION CORP	285,900	$100K	0.0%	$0.50	—	—	88633A115
—	LEGACY ACQUISITION CORP	282,400	$90,000	0.0%	$0.43	—	—	524643111
—	BLACK RIDGE ACQUISITION CORP	214,992	$88,000	0.0%	$0.30	—	—	09216T115
—	BIG ROCK PARTNERS ACQUISI CO	374,600	$82,000	0.0%	$0.35	—	—	089482111
—	LEISURE ACQUISITION CORP	137,500	$78,000	0.0%	$0.49	—	—	52539T115
—	ACAMAR PARTNERS ACQSITION CO	100,000	$78,000	0.0%	$0.78	—	—	004285110
—	TKK SYMPHONY ACQUISITION COR	401,300	$72,000	0.0%	$0.35	—	—	G88950137
—	GREENLAND ACQUISITIN CORPORA	180,000	$70,000	0.0%	$0.36	—	—	G40981113
—	ESTRE AMBIENTAL INC	2,110,661	$64,000	0.0%	$0.69	—	—	G3206V118
—	BOXWOOD MERGER CORP	100,000	$62,000	0.0%	$0.38	—	—	10319T119
—	LONGEVITY ACQUISITION CORP	240,000	$60,000	0.0%	$0.40	—	—	G56372124
—	TOTTENHAM ACQUISITION I LTD	162,000	$60,000	0.0%	$0.14	—	—	G8959N122
—	HL ACQUISITIONS CORP	210,000	$58,000	0.0%	$0.61	—	—	G4603R130
—	ALBERTON ACQUISITION CORP	500,000	$55,000	0.0%	$0.12	—	—	G35006124
—	TKK SYMPHONY ACQUISITION COR	401,300	$52,000	0.0%	$0.15	—	—	G88950129
—	XYNOMIC PHARMACUTCLS HLDNG I	236,873	$50,000	0.0%	$0.21	—	—	98421X110
—	CHARDAN HEALTHCARE ACQUISITI	99,500	$44,000	0.0%	$0.49	—	—	15957A116
—	LONGEVITY ACQUISITION CORP	240,000	$34,000	0.0%	$0.15	—	—	G56372116
—	HL ACQUISITIONS CORP	125,000	$26,000	0.0%	$0.33	—	—	G4603R122
—	GREENLAND ACQUISITIN CORPORA	180,000	$18,000	0.0%	$0.27	—	—	G40981105
—	LF CAP ACQUISITION CORP	50,000	$17,000	0.0%	$0.56	—	—	50200K116
—	TRIDENT ACQUISITIONS CORP	110,000	$16,000	0.0%	$0.32	—	—	89615T114
—	TOTTENHAM ACQUISITION I LTD	162,000	$16,000	0.0%	$0.16	—	—	G8959N114
—	TENZING ACQUISITION CORP	40,000	$8,000	0.0%	$0.33	—	—	G8708A108
—	GORDON POINTE ACQUISITION CO	18,990	$6,000	0.0%	$0.48	—	—	382788115