Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 30, 2019
Total Value: $5.406B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 4,770,000 | $1.398B | 25.9% | $293.00 | $249.86 | — | PUT | 78462F103 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $194M | 3.6% | $3.89 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| IWM | ISHARES TR | 1,000,000 | $156M | 2.9% | $155.50 | — | — | PUT | 464287655 |
| IWM | ISHARES TR | 500,000 | $77.75M | 1.4% | $155.50 | — | — | CALL | 464287655 |
| — | MICROCHIP TECHNOLOGY INC | 40,000,000 | $70.17M | 1.3% | $1.75 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | J2 GLOBAL INC | 40,000,000 | $55.81M | 1.0% | $1.40 | $1.34 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| BIO | BIO RAD LABS INC | 174,000 | $54.39M | 1.0% | $312.59 * | $245.08 | +22.2% | CL A | 090572207 |
| — | VIAVI SOLUTIONS INC | 44,025,000 | $51.74M | 1.0% | $1.18 | $1.03 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | ENVESTNET INC | 40,000,000 | $47.66M | 0.9% | $1.19 | $1.19 | — | NOTE 1.750% 6/0 | 29404KAB2 |
| — | MICROCHIP TECHNOLOGY INC | 40,000,000 | $47.28M | 0.9% | $1.18 | $1.18 | — | NOTE 1.625% 2/1 | 595017AF1 |
| BCE | BCE INC | 1,000,000 | $45.48M | 0.8% | $45.48 | — | — | CALL | 05534B760 |
| META | FACEBOOK INC | 235,000 | $45.35M | 0.8% | $193.00 * | $152.33 | +19.1% | CL A | 30303M102 |
| — | REALPAGE INC | 30,000,000 | $44.98M | 0.8% | $1.50 | $1.46 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | WRIGHT MED GROUP N V | 30,000,000 | $44.52M | 0.8% | $1.48 | $1.45 | — | NOTE 2.250%11/1 | 98236JAB4 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 3,893,240 | $44.11M | 0.8% | $11.33 | $10.33 | — | UNIT | 85207H104 |
| — | CHURCHILL CAP CORP II | 4,000,000 | $40.6M | 0.8% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| QQQ | INVESCO QQQ TR | 200,000 | $37.35M | 0.7% | $186.74 | — | — | PUT | 46090E103 |
| — | PURE ACQUISITION CORP | 3,577,550 | $36.28M | 0.7% | $10.14 | $9.93 | — | CL A | 74621Q106 |
| — | TTM TECHNOLOGIES INC | 30,000,000 | $35.24M | 0.7% | $1.17 | $1.60 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | PLAYAGS INC | 1,744,743 | $33.94M | 0.6% | $19.45 | $24.43 | — | COM | 72814N104 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,010,000 | $33.55M | 0.6% | $1.68 | $1.68 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | SPARTAN ENERGY ACQUISITON CO | 3,243,266 | $32.43M | 0.6% | $10.00 | $9.87 | — | CL A COM STK | 846784106 |
| BABA | ALIBABA GROUP HLDG LTD | 191,000 | $32.37M | 0.6% | $169.45 | $166.94 | — | SPONSORED ADS | 01609W102 |
| — | DEXCOM INC | 20,000,000 | $31.94M | 0.6% | $1.60 | $1.55 | — | NOTE 0.750% 5/1 | 252131AF4 |
| GOOG | ALPHABET INC | 28,700 | $31.02M | 0.6% | $1080.91 * | $49.15 | +16.5% | CAP STK CL C | 02079K107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 2,961,183 | $30.9M | 0.6% | $10.44 | $10.32 | — | CL A | G8250R103 |
| BNS | BANK N S HALIFAX | 550,000 | $29.89M | 0.6% | $54.35 | — | — | CALL | 064149107 |
| — | OSI SYSTEMS INC | 25,000,000 | $29.66M | 0.5% | $1.19 | $1.12 | — | NOTE 1.250% 9/0 | 671044AD7 |
| ROG | ROGERS CORP | 171,723 | $29.64M | 0.5% | $172.58 * | $130.69 | +24.6% | COM | 775133101 |
| SPY | SPDR S&P 500 ETF TR | 100,000 | $29.3M | 0.5% | $293.00 | $249.86 | — | CALL | 78462F103 |
| — | AQUA AMERICA INC | 500,000 | $28.62M | 0.5% | $57.25 | $57.25 | — | UNIT 04/30/2022 | 03836W202 |
| DAL | DELTA AIR LINES INC DEL | 500,000 | $28.38M | 0.5% | $56.75 * | $49.45 | +7.8% | COM NEW | 247361702 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,895,678 | $27.95M | 0.5% | $5.71 | $6.52 | — | TR UNIT | 85207K107 |
| BC | BRUNSWICK CORP | 601,468 | $27.6M | 0.5% | $45.89 * | $48.41 | -12.1% | COM | 117043109 |
| SMH | VANECK VECTORS ETF TR | 250,000 | $27.55M | 0.5% | $110.18 | — | — | CALL | 92189F676 |
| TPR | TAPESTRY INC | 851,840 | $27.03M | 0.5% | $31.73 * | $32.18 | -18.7% | COM | 876030107 |
| — | CYRUSONE INC | 467,985 | $27.01M | 0.5% | $57.72 | $57.72 | — | COM | 23283R100 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,648,711 | $26.88M | 0.5% | $10.15 | $9.75 | — | SHS | G9145A107 |
| — | TERADYNE INC | 16,498,000 | $26.8M | 0.5% | $1.62 | $1.62 | — | NOTE 1.250%12/1 | 880770AG7 |
| UA | UNDER ARMOUR INC | 1,205,200 | $26.75M | 0.5% | $22.20 * | $18.25 | +14.0% | CL C | 904311206 |
| — | TRINITY MERGER CORP | 2,578,000 | $26.55M | 0.5% | $10.30 | $9.84 | — | COM CL A | 89653L106 |
| AME | AMETEK INC NEW | 288,359 | $26.2M | 0.5% | $90.84 * | $57.31 | +43.0% | COM | 031100100 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 287,400 | $25.81M | 0.5% | $89.81 * | $61.41 | +38.2% | COM | 49338L103 |
| — | MODERN MEDIA ACQUISITION | 2,462,176 | $25.75M | 0.5% | $10.46 | $9.96 | — | COM | 60765P103 |
| DLB | DOLBY LABORATORIES INC | 398,552 | $25.75M | 0.5% | $64.60 * | $55.04 | +5.2% | COM CL A | 25659T107 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 222,000 | $25.2M | 0.5% | $113.53 * | $113.72 | -9.5% | COM | 874054109 |
| — | TRINE ACQUISITION CORP | 2,400,000 | $24.24M | 0.4% | $10.10 | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| CM | CDN IMPERIAL BK COMM TORONTO | 300,000 | $23.57M | 0.4% | $78.56 | — | — | PUT | 136069101 |
| — | MICROCHIP TECHNOLOGY INC | 20,000,000 | $23.42M | 0.4% | $1.17 | $1.17 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | FAR PT ACQUISITION CORP | 2,269,997 | $23.13M | 0.4% | $10.19 | $10.13 | — | COM CL A | 30734W109 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 2,200,400 | $23.1M | 0.4% | $10.50 | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| VRRM | VERRA MOBILITY CORP | 1,758,100 | $23.01M | 0.4% | $13.09 | $10.08 | +32.2% | COM | 92511U102 |
| VIAV | VIAVI SOLUTIONS INC | 1,707,077 | $22.69M | 0.4% | $13.29 * | $9.23 | +40.2% | COM | 925550105 |
| — | GX ACQUISITION CORP | 2,200,000 | $22.11M | 0.4% | $10.05 | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | IHS MARKIT LTD | 344,852 | $21.97M | 0.4% | $63.72 | $52.40 | — | SHS | G47567105 |
| — | SENTINEL ENERGY SVCS INC | 2,151,004 | $21.83M | 0.4% | $10.15 | $10.06 | — | CL A | 81728P105 |
| ENB | ENBRIDGE INC | 600,000 | $21.65M | 0.4% | $36.08 | — | — | CALL | 29250N105 |
| CNTTQ | CANNTRUST HLDGS INC | 4,236,400 | $21.27M | 0.4% | $5.02 * | $6.33 | -3.3% | COM | 137800207 |
| — | TWITTER INC | 602,200 | $21.02M | 0.4% | $34.90 | $32.88 | — | COM | 90184L102 |
| — | REALPAGE INC | 349,900 | $20.59M | 0.4% | $58.85 | $49.62 | — | COM | 75606N109 |
| — | ACT II GLOBAL ACQUISITION CO | 2,000,000 | $20.24M | 0.4% | $10.12 | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | CRESCENT ACQUISITION CORP | 2,000,000 | $20.1M | 0.4% | $10.05 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| MFC | MANULIFE FINL CORP | 1,100,000 | $20M | 0.4% | $18.18 | — | — | CALL | 56501R106 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 1,312,146 | $19.85M | 0.4% | $15.13 | $15.07 | 0.0% | COM | 55405Y100 |
| LITE | LUMENTUM HLDGS INC | 358,269 | $19.14M | 0.4% | $53.41 | $51.24 | +4.0% | COM | 55024U109 |
| — | WORLD WRESTLING ENTMT INC | 262,400 | $18.95M | 0.4% | $72.21 | $74.48 | — | CL A | 98156Q108 |
| BMO | BANK MONTREAL QUE | 250,000 | $18.86M | 0.3% | $75.45 * | $57.63 | 0.0% | CALL | 063671101 |
| — | GARDNER DENVER HLDGS INC | 542,599 | $18.77M | 0.3% | $34.60 | $29.11 | — | COM | 36555P107 |
| — | ALLEGHENY TECHNOLOGIES INC | 10,000,000 | $18.76M | 0.3% | $1.88 | $1.88 | — | NOTE 4.750% 7/0 | 01741RAG7 |
| RPLA/U | REPLAY ACQUISITION CORP | 1,800,000 | $18.04M | 0.3% | $10.02 | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| AEM | AGNICO EAGLE MINES LTD | 351,000 | $17.98M | 0.3% | $51.24 | — | — | CALL | 008474108 |
| — | AEROJET ROCKETDYNE HLDGS INC | 10,000,000 | $17.91M | 0.3% | $1.79 | $1.49 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | HARMONIC INC | 15,000,000 | $17.64M | 0.3% | $1.18 | $1.15 | — | NOTE 4.000%12/0 | 413160AB8 |
| TRMB | TRIMBLE INC | 388,125 | $17.51M | 0.3% | $45.11 * | $37.77 | +10.0% | COM | 896239100 |
| DAL | DELTA AIR LINES INC DEL | 300,000 | $17.02M | 0.3% | $56.75 * | $49.45 | +7.8% | CALL | 247361702 |
| — | VECTOIQ ACQUISITION CORP | 1,673,000 | $16.95M | 0.3% | $10.13 | $9.62 | — | COM | 92243N103 |
| — | NEW RELIC INC | 195,600 | $16.92M | 0.3% | $86.51 | $96.31 | — | COM | 64829B100 |
| — | TRIDENT ACQUISITIONS CORP | 1,607,000 | $16.89M | 0.3% | $10.51 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | BLACK RIDGE ACQUISITION CORP | 1,634,325 | $16.75M | 0.3% | $10.25 | $9.72 | — | COM | 09216T107 |
| — | HENNESSY CAP ACQUSTION CORP | 1,600,000 | $16.64M | 0.3% | $10.40 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| IQV | IQVIA HLDGS INC | 103,400 | $16.64M | 0.3% | $160.90 * | $140.29 | 0.0% | COM | 46266C105 |
| LAUR | LAUREATE EDUCATION INC | 1,054,903 | $16.57M | 0.3% | $15.71 | $15.02 | +6.0% | CL A | 518613203 |
| — | TUSCAN HOLDINGS CORP | 1,550,000 | $16.43M | 0.3% | $10.60 | $10.52 | — | UNIT 99/99/9999 | 90069K203 |
| AAL | AMERICAN AIRLS GROUP INC | 500,000 | $16.3M | 0.3% | $32.61 | — | — | CALL | 02376R102 |
| NVRI | HARSCO CORP | 571,000 | $15.67M | 0.3% | $27.44 * | $24.43 | 0.0% | COM | 415864107 |
| — | BOINGO WIRELESS INC | 863,934 | $15.53M | 0.3% | $17.97 | $23.28 | — | COM | 09739C102 |
| DG | DOLLAR GEN CORP NEW | 114,500 | $15.48M | 0.3% | $135.16 * | $115.73 | 0.0% | COM | 256677105 |
| — | CHEGG INC | 10,000,000 | $15.31M | 0.3% | $1.53 | $1.53 | — | NOTE 0.250% 5/1 | 163092AB5 |
| HLIT | HARMONIC INC | 2,752,150 | $15.27M | 0.3% | $5.55 | $4.33 | +28.1% | COM | 413160102 |
| KMX | CARMAX INC | 175,600 | $15.25M | 0.3% | $86.83 * | $61.63 | +26.9% | COM | 143130102 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $15.2M | 0.3% | $10.51 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| BMO | BANK MONTREAL QUE | 200,000 | $15.09M | 0.3% | $75.45 * | $57.63 | 0.0% | PUT | 063671101 |
| RH | RH | 129,300 | $14.95M | 0.3% | $115.60 * | $103.18 | 0.0% | COM | 74967X103 |
| — | CDK GLOBAL INC | 299,900 | $14.83M | 0.3% | $49.44 | $58.82 | — | COM | 12508E101 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 1,337,818 | $14.45M | 0.3% | $10.80 * | $11.37 | +2.3% | COM | 656811106 |
| — | CLEVELAND CLIFFS INC | 10,000,000 | $14.41M | 0.3% | $1.44 | $1.15 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | CF FIN ACQUISITION CORP | 1,380,000 | $14.39M | 0.3% | $10.43 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,425,762 | $14.33M | 0.3% | $10.05 | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | Q2 HLDGS INC | 10,000,000 | $14.27M | 0.3% | $1.43 | $1.43 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| SPOT | SPOTIFY TECHNOLOGY S A | 97,600 | $14.27M | 0.3% | $146.22 * | $136.75 | +0.6% | SHS | L8681T102 |
| NTR | NUTRIEN LTD | 261,000 | $13.95M | 0.3% | $53.46 | — | — | CALL | 67077M108 |
| BC | BRUNSWICK CORP | 300,000 | $13.77M | 0.3% | $45.89 * | $48.41 | -12.1% | CALL | 117043109 |
| BMO | BANK MONTREAL QUE | 180,800 | $13.64M | 0.3% | $75.45 * | $57.63 | 0.0% | COM | 063671101 |
| — | HAYMAKER ACQUISITION CORP II | 1,300,000 | $13.27M | 0.2% | $10.21 | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | VIAVI SOLUTIONS INC | 11,230,000 | $13.01M | 0.2% | $1.16 | $1.16 | — | NOTE 1.750% 6/0 | 925550AE5 |
| TPR | TAPESTRY INC | 400,000 | $12.69M | 0.2% | $31.73 * | $32.18 | -18.7% | PUT | 876030107 |
| — | COLFAX CORP | 100,000 | $12.68M | 0.2% | $126.75 | $133.38 | — | UNIT 01/15/2022T | 194014205 |
| MGA | MAGNA INTL INC | 250,000 | $12.43M | 0.2% | $49.70 | — | — | CALL | 559222401 |
| — | MEGALITH FINL ACQUISITION CO | 1,200,000 | $12.39M | 0.2% | $10.32 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| TRP | TC ENERGY CORP | 250,000 | $12.38M | 0.2% | $49.52 | — | — | CALL | 87807B107 |
| — | MOSAIC ACQUISITION CORP | 1,166,380 | $12.33M | 0.2% | $10.57 | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| CM | CDN IMPERIAL BK COMM TORONTO | 155,000 | $12.18M | 0.2% | $78.56 | — | — | CALL | 136069101 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,200,000 | $12.16M | 0.2% | $10.13 | $10.13 | — | COM | 23291E109 |
| — | KNOWLES CORP | 10,000,000 | $11.96M | 0.2% | $1.20 | $1.18 | — | NOTE 3.250%11/0 | 49926DAB5 |
| RY | ROYAL BK CDA MONTREAL QUE | 150,000 | $11.91M | 0.2% | $79.40 | $75.64 | +3.3% | CALL | 780087102 |
| — | HABIT RESTAURANTS INC | 1,134,584 | $11.9M | 0.2% | $10.49 | $12.57 | — | COM CL A | 40449J103 |
| — | CANADIAN PAC RY LTD | 50,000 | $11.76M | 0.2% | $235.24 | $235.38 | — | PUT | 13645T100 |
| — | OPES ACQUISITION CORP | 1,120,000 | $11.54M | 0.2% | $10.30 | $9.71 | — | COM | 68373P100 |
| — | NEW FRONTIER CORP | 1,086,706 | $11.33M | 0.2% | $10.43 | $10.12 | — | UNIT 99/99/9999 | G6485P116 |
| — | ETF MANAGERS TR | 350,000 | $11.09M | 0.2% | $31.68 | — | — | PUT | 26924G508 |
| — | MUDRICK CAP ACQUISITION CORP | 1,084,800 | $11.04M | 0.2% | $10.18 | $9.60 | — | COM CLASS A | 624745105 |
| LKQ | LKQ CORP | 414,500 | $11.03M | 0.2% | $26.61 * | $28.24 | -11.0% | COM | 501889208 |
| — | TORTOISE ACQUISITION CORP | 1,100,000 | $11.02M | 0.2% | $10.02 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | GORES METROPOULOS INC | 1,050,000 | $11M | 0.2% | $10.47 | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| SU | SUNCOR ENERGY INC NEW | 350,000 | $10.91M | 0.2% | $31.16 | — | — | CALL | 867224107 |
| — | ALTAIR ENGR INC | 10,000,000 | $10.86M | 0.2% | $1.09 | $1.09 | — | NOTE 0.250% 6/0 | 021369AA1 |
| CENTA | CENTRAL GARDEN & PET CO | 435,401 | $10.73M | 0.2% | $24.64 * | $29.00 | -30.7% | CL A NON-VTG | 153527205 |
| EGHT | 8X8 INC NEW | 440,000 | $10.6M | 0.2% | $24.10 * | $21.19 | +9.8% | COM | 282914100 |
| — | COLLIER CREEK HOLDINGS | 1,000,000 | $10.6M | 0.2% | $10.60 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | ANADARKO PETE CORP | 150,000 | $10.58M | 0.2% | $70.56 | $70.56 | — | COM | 032511107 |
| — | VECTOIQ ACQUISITION CORP | 1,000,000 | $10.58M | 0.2% | $10.58 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | MUDRICK CAP ACQUISITION CORP | 995,000 | $10.54M | 0.2% | $10.59 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | GS ACQUISITION HLDGS CORP | 1,000,000 | $10.5M | 0.2% | $10.50 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | BARRICK GOLD CORPORATION | 500,000 | $10.34M | 0.2% | $20.67 | — | — | CALL | 067901108 |
| — | ORGANIGRAM HLDGS INC | 1,575,136 | $10.14M | 0.2% | $6.44 | $6.44 | — | COM | 68620P101 |
| — | LANDCADIA HLDGS II INC | 1,000,000 | $10M | 0.2% | $10.00 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | SOUTH MTN MERGER CORP | 1,000,000 | $10M | 0.2% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | TKK SYMPHONY ACQUISITION COR | 996,300 | $9.973M | 0.2% | $10.01 | $9.63 | — | ORD SHS | G88950103 |
| — | INTERCEPT PHARMACEUTICALS IN | 10,000,000 | $9.957M | 0.2% | $1.00 | $1.00 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | PIVOTAL ACQUISITION CORP | 972,568 | $9.872M | 0.2% | $10.15 | $10.15 | — | CL A COM | 72583A101 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 723,070 | $9.566M | 0.2% | $13.23 | $11.68 | — | TR UNIT | 85208R101 |
| CARS | CARS COM INC | 469,900 | $9.266M | 0.2% | $19.72 * | $21.38 | 0.0% | COM | 14575E105 |
| — | TRINITY MERGER CORP | 869,876 | $9.247M | 0.2% | $10.63 | $10.07 | — | UNIT 05/11/2025 | 89653L205 |
| — | TPG PACE HLDGS CORP | 884,143 | $9.195M | 0.2% | $10.40 | $9.99 | — | CL A | G89827128 |
| BC | BRUNSWICK CORP | 200,000 | $9.178M | 0.2% | $45.89 * | $48.41 | -12.1% | PUT | 117043109 |
| — | ACAMAR PARTNERS ACQSITION CO | 900,000 | $8.991M | 0.2% | $9.99 | $10.00 | — | UNIT 12/30/2025 | 004285201 |
| — | INSURANCE ACQUISITION CORP | 860,799 | $8.875M | 0.2% | $10.31 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | CYPRESS SEMICONDUCTOR CORP | 7,500,000 | $8.856M | 0.2% | $1.18 | $1.18 | — | NOTE 2.000% 2/0 | 232806AP4 |
| IIIV | I3 VERTICALS INC | 294,681 | $8.678M | 0.2% | $29.45 * | $24.74 | 0.0% | COM CL A | 46571Y107 |
| — | NICE SYS INC | 5,000,000 | $8.493M | 0.2% | $1.70 | $1.70 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | TRIDENT ACQUISITIONS CORP | 819,405 | $8.473M | 0.2% | $10.34 | $9.81 | — | COM | 89615T106 |
| UFPT | UFP TECHNOLOGIES INC | 201,071 | $8.367M | 0.2% | $41.61 * | $36.61 | +3.5% | COM | 902673102 |
| — | THUNDER BRIDGE ACQUISITION L | 788,460 | $8.224M | 0.2% | $10.43 | $9.80 | — | SHS CLASS A | G8857R100 |
| NVDA | NVIDIA CORP | 50,000 | $8.212M | 0.2% | $164.24 | — | — | CALL | 67066G104 |
| — | PENSARE ACQUISITION CORP | 779,800 | $8.094M | 0.1% | $10.38 | $9.85 | — | COM | 70957E105 |
| — | INVITAE CORP | 325,000 | $7.638M | 0.1% | $23.50 | $23.50 | — | COM | 46185L103 |
| — | WAYFAIR INC | 5,000,000 | $7.548M | 0.1% | $1.51 | $1.07 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | ALLEGRO MERGER CORP | 750,000 | $7.515M | 0.1% | $10.02 | $9.72 | — | COM | 01749N103 |
| — | CATALENT INC | 138,000 | $7.481M | 0.1% | $54.21 | $54.21 | — | COM | 148806102 |
| — | TELADOC HEALTH INC | 5,000,000 | $7.406M | 0.1% | $1.48 | $1.48 | — | NOTE 1.375% 5/1 | 87918AAC9 |
| VMC | VULCAN MATLS CO | 52,800 | $7.25M | 0.1% | $137.31 * | $113.24 | +6.5% | COM | 929160109 |
| — | LEO HOLDINGS CORP | 704,000 | $7.23M | 0.1% | $10.27 | $9.66 | — | COM CL A | G5463L105 |
| — | WORLD WRESTLING ENTMT INC | 100,000 | $7.221M | 0.1% | $72.21 | $74.48 | — | CALL | 98156Q108 |
| — | FIVE9 INC | 5,000,000 | $6.945M | 0.1% | $1.39 | $1.39 | — | NOTE 0.125% 5/0 | 338307AB7 |
| — | SENSEONICS HLDGS INC | 3,310,000 | $6.752M | 0.1% | $2.04 | $3.64 | — | COM | 81727U105 |
| — | DOMINION ENERGY INC | 65,000 | $6.724M | 0.1% | $103.45 | $103.45 | — | UNIT 99/99/9999 | 25746U133 |
| — | COUPA SOFTWARE INC | 52,600 | $6.66M | 0.1% | $126.62 | $126.62 | — | COM | 22266L106 |
| — | GUIDEWIRE SOFTWARE INC | 5,866,000 | $6.566M | 0.1% | $1.12 | $1.12 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | TKK SYMPHONY ACQUISITION COR | 628,900 | $6.459M | 0.1% | $10.27 | $10.12 | — | UNIT 08/15/2023 | G88950111 |
| — | ORBCOMM INC | 872,218 | $6.324M | 0.1% | $7.25 | $9.03 | — | COM | 68555P100 |
| HURC | HURCO COMPANIES INC | 174,529 | $6.206M | 0.1% | $35.56 * | $42.79 | -11.7% | COM | 447324104 |
| — | B RILEY PRINCIPAL MERGER COR | 600,000 | $5.988M | 0.1% | $9.98 | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| — | MOSAIC ACQUISITION CORP | 582,438 | $5.941M | 0.1% | $10.20 | $10.20 | — | COM CL A | 61946M100 |
| — | LIBERTY MEDIA CORP DELAWARE | 5,000,000 | $5.88M | 0.1% | $1.18 | $1.18 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | DASAN ZHONE SOLUTIONS INC | 450,000 | $5.846M | 0.1% | $12.99 | $12.99 | — | COM NEW | 23305L206 |
| — | ANDINA ACQUISITION CORP III | 550,000 | $5.654M | 0.1% | $10.28 | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | SHUTTERFLY INC | 110,000 | $5.56M | 0.1% | $50.55 | $50.55 | — | COM | 82568P304 |
| — | BIG ROCK PARTNERS ACQUISI CO | 517,500 | $5.449M | 0.1% | $10.53 | $10.27 | — | COM | 089482103 |
| — | CYPRESS SEMICONDUCTOR CORP | 245,000 | $5.449M | 0.1% | $22.24 | $22.24 | — | COM | 232806109 |
| — | SPARK THERAPEUTICS INC | 52,500 | $5.375M | 0.1% | $102.38 | $102.38 | — | COM | 84652J103 |
| — | HL ACQUISITIONS CORP | 530,769 | $5.366M | 0.1% | $10.11 | $9.63 | — | SHS | G4603R106 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 365,114 | $5.327M | 0.1% | $14.59 | $14.59 | — | COM | 518415104 |
| USLM | UNITED STATES LIME & MINERAL | 66,052 | $5.284M | 0.1% | $80.00 * | $15.85 | +2.0% | COM | 911922102 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $5.275M | 0.1% | $10.55 | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| — | ZAYO GROUP HLDGS INC | 160,000 | $5.266M | 0.1% | $32.91 | $32.91 | — | COM | 98919V105 |
| — | MELLANOX TECHNOLOGIES LTD | 47,500 | $5.257M | 0.1% | $110.67 | $113.09 | — | SHS | M51363113 |
| — | EL PASO ELEC CO | 80,000 | $5.232M | 0.1% | $65.40 | $65.40 | — | COM NEW | 283677854 |
| GWRS | GLOBAL WTR RES INC | 499,183 | $5.211M | 0.1% | $10.44 * | $8.30 | +0.7% | COM | 379463102 |
| — | VEONEER INCORPORATED | 5,000,000 | $5.195M | 0.1% | $1.04 | $1.04 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | ITERIS INC | 1,000,000 | $5.17M | 0.1% | $5.17 | $5.17 | — | COM | 46564T107 |
| — | GORDON POINTE ACQUISITION CO | 500,000 | $5.165M | 0.1% | $10.33 | $9.84 | — | COM CLASS A | 382788107 |
| — | BOXWOOD MERGER CORP | 500,000 | $5.15M | 0.1% | $10.30 | $10.09 | — | UNIT 11/26/2025 | 10319T200 |
| — | BUCKEYE PARTNERS L P | 125,000 | $5.131M | 0.1% | $41.05 | $41.05 | — | UNIT LTD PARTN | 118230101 |
| — | DEL FRISCOS RESTAURANT GROUP | 639,524 | $5.091M | 0.1% | $7.96 | $8.05 | — | COM | 245077102 |
| — | WEALTHBRIDGE ACQUISITION LTD | 500,000 | $5.075M | 0.1% | $10.15 | $10.08 | — | UNIT 99/99/9999 | G4887W102 |
| ALAC | ALBERTON ACQUISITION CORP | 500,000 | $5.07M | 0.1% | $10.14 | $9.80 | — | ORD SHS | G35006108 |
| — | GORES HOLDINGS III INC | 480,000 | $5.057M | 0.1% | $10.54 | $10.28 | — | UNIT 09/07/2024 | 38286G208 |
| — | NEW FRONTIER CORP | 500,000 | $5.035M | 0.1% | $10.07 | $9.80 | — | COM CL A | G6485P108 |
| — | DIAMOND EAGLE ACQUISITION CO | 500,000 | $5.03M | 0.1% | $10.06 | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | GIGCAPITAL2 INC | 500,000 | $5.015M | 0.1% | $10.03 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | TESLA INC | 5,000,000 | $4.908M | 0.1% | $0.98 | $0.98 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | LF CAP ACQUISITION CORP | 464,269 | $4.726M | 0.1% | $10.18 | $9.63 | — | CL A | 50200K108 |
| RIO | RIO TINTO PLC | 75,000 | $4.676M | 0.1% | $62.35 | — | — | PUT | 767204100 |
| MCFT | MASTERCRAFT BOAT HLDGS INC | 238,332 | $4.669M | 0.1% | $19.59 * | $22.23 | +2.5% | COM | 57637H103 |
| CNTTQ | CANNTRUST HLDGS INC | 900,000 | $4.518M | 0.1% | $5.02 * | $6.33 | -3.3% | CALL | 137800207 |
| — | LEGACY ACQUISITION CORP | 447,235 | $4.517M | 0.1% | $10.10 | $9.79 | — | COM CL A | 524643103 |
| FLXS | FLEXSTEEL INDS INC | 261,293 | $4.458M | 0.1% | $17.06 | $26.87 | -36.4% | COM | 339382103 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 412,000 | $4.202M | 0.1% | $10.20 | $9.78 | — | SHS | G8959N106 |
| SLF | SUN LIFE FINL INC | 100,000 | $4.136M | 0.1% | $41.36 | — | — | CALL | 866796105 |
| TPICQ | TPI COMPOSITES INC | 167,000 | $4.128M | 0.1% | $24.72 * | $25.58 | 0.0% | COM | 87266J104 |
| — | AGBA ACQUISITION LTD | 400,000 | $4.018M | 0.1% | $10.04 | $10.04 | — | UNIT 05/10/2024 | G0120M133 |
| INGN | INOGEN INC | 60,000 | $4.006M | 0.1% | $66.77 | — | — | PUT | 45780L104 |
| — | HEALTH SCIENCES ACQUSTN CORP | 375,000 | $3.976M | 0.1% | $10.60 | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| — | ARRAY BIOPHARMA INC | 85,000 | $3.938M | 0.1% | $46.33 | $46.33 | — | COM | 04269X105 |
| RIO | RIO TINTO PLC | 61,700 | $3.846M | 0.1% | $62.33 | — | — | CALL | 767204100 |
| — | CRAY INC | 110,000 | $3.83M | 0.1% | $34.82 | $34.82 | — | COM NEW | 225223304 |
| — | GSE SYS INC | 1,617,921 | $3.786M | 0.1% | $2.34 | $2.34 | — | COM | 36227K106 |
| — | OPES ACQUISITION CORP | 360,000 | $3.771M | 0.1% | $10.47 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | ARATANA THERAPEUTICS INC | 725,000 | $3.741M | 0.1% | $5.16 | $5.16 | — | COM | 03874P101 |
| — | ELECTRONICS FOR IMAGING INC | 100,000 | $3.691M | 0.1% | $36.91 | $36.91 | — | COM | 286082102 |
| ACCS | ISSUER DIRECT CORPORATION | 312,397 | $3.499M | 0.1% | $11.20 * | $16.87 | -29.6% | COM NEW | 46520M204 |
| — | TENZING ACQUISITION CORP | 330,800 | $3.447M | 0.1% | $10.42 | $10.16 | — | UNIT 08/24/2024 | G8708A124 |
| — | THUNDER BRIDGE ACQUISITION L | 1,695,000 | $3.424M | 0.1% | $2.02 | $0.49 | — | *W EXP 01/01/202 | G8857R126 |
| — | HFF INC | 75,000 | $3.411M | 0.1% | $45.48 | $45.48 | — | CL A | 40418F108 |
| — | ALLERGAN PLC | 20,000 | $3.349M | 0.1% | $167.45 | $167.45 | — | SHS | G0177J108 |
| — | NRC GROUP HLDGS CORP | 2,010,231 | $3.32M | 0.1% | $1.65 | $0.84 | — | *W EXP 10/17/202 | 629375114 |
| — | TABLEAU SOFTWARE INC | 20,000 | $3.32M | 0.1% | $166.00 | $166.00 | — | CL A | 87336U105 |
| STC | STEWART INFORMATION SVCS COR | 80,000 | $3.239M | 0.1% | $40.49 * | $42.46 | 0.0% | COM | 860372101 |
| — | FIRST MAJESTIC SILVER CORP | 3,000,000 | $3.21M | 0.1% | $1.07 | $0.97 | — | NOTE 1.875% 3/0 | 32076VAB9 |
| — | LEGACY ACQUISITION CORP | 300,000 | $3.135M | 0.1% | $10.45 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | OSISKO GOLD ROYALTIES LTD | 300,000 | $3.132M | 0.1% | $10.44 | $10.44 | — | COM | 68827L101 |
| — | MONOCLE ACQUISITION CORP | 300,000 | $3.09M | 0.1% | $10.30 | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| TD | TORONTO DOMINION BK ONT | 50,000 | $2.918M | 0.1% | $58.36 | — | — | CALL | 891160509 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 475,000 | $2.874M | 0.1% | $6.05 * | $7.06 | -0.6% | COM | 69404D108 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.866M | 0.1% | $10.42 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | ACAMAR PARTNERS ACQSITION CO | 289,999 | $2.819M | 0.1% | $9.72 | $9.72 | — | CL A | 004285102 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.797M | 0.1% | $10.17 | $9.67 | — | COM | 52539T107 |
| — | CELGENE CORP | 30,000 | $2.773M | 0.1% | $92.43 | $92.43 | — | COM | 151020104 |
| — | ALLEGRO MERGER CORP | 250,000 | $2.748M | 0.1% | $10.99 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | GORDON POINTE ACQUISITION CO | 259,250 | $2.748M | 0.1% | $10.60 | $10.32 | — | UNIT 01/18/2023 | 382788206 |
| — | TIBERIUS ACQUISITION CORP | 268,500 | $2.739M | 0.1% | $10.20 | $9.67 | — | COM | 88633A107 |
| — | MEDIDATA SOLUTIONS INC | 30,000 | $2.715M | 0.1% | $90.50 | $90.50 | — | COM | 58471A105 |
| — | GORES HOLDINGS III INC | 270,000 | $2.714M | 0.1% | $10.05 | $9.90 | — | CLASS A | 38286G109 |
| — | BARNES & NOBLE INC | 400,000 | $2.676M | 0.0% | $6.69 | $6.69 | — | COM | 067774109 |
| CNC | CENTENE CORP DEL | 50,700 | $2.659M | 0.0% | $52.45 * | $59.95 | -9.9% | COM | 15135B101 |
| — | ALBERTON ACQUISITION CORP | 250,000 | $2.615M | 0.0% | $10.46 | $10.06 | — | UNIT 04/22/2020 | G35006116 |
| — | TUSCAN HOLDINGS CORP | 259,600 | $2.565M | 0.0% | $9.88 | $9.88 | — | COM | 90069K104 |
| — | REEDS INC | 665,917 | $2.517M | 0.0% | $3.78 | $2.89 | — | COM | 758338107 |
| — | GREENLAND ACQUISITIN CORPORA | 246,500 | $2.504M | 0.0% | $10.16 | $9.68 | — | SHS | G40981139 |
| — | FORUM MERGER II CORP | 243,138 | $2.446M | 0.0% | $10.06 | $9.65 | — | CL A | 34986F103 |
| LOAC | LONGEVITY ACQUISITION CORP | 240,000 | $2.432M | 0.0% | $10.13 | $10.05 | — | ORD SHS | G56372132 |
| — | CONTROL4 CORP | 100,000 | $2.375M | 0.0% | $23.75 | $23.75 | — | COM | 21240D107 |
| — | ZYNGA INC | 383,100 | $2.348M | 0.0% | $6.13 | $6.13 | — | CL A | 98986T108 |
| — | SOTHEBYS | 40,000 | $2.325M | 0.0% | $58.13 | $58.13 | — | COM | 835898107 |
| TECK | TECK RESOURCES LTD | 100,000 | $2.306M | 0.0% | $23.06 * | $22.42 | 0.0% | PUT | 878742204 |
| — | AEROHIVE NETWORKS INC | 500,000 | $2.215M | 0.0% | $4.43 | $4.43 | — | COM | 007786106 |
| — | PIVOTAL ACQUISITION CORP | 1,622,568 | $2.19M | 0.0% | $1.35 | $1.35 | — | *W EXP 12/01/202 | 72583A119 |
| — | SPEEDWAY MOTORSPORTS INC | 112,045 | $2.078M | 0.0% | $18.55 | $18.55 | — | COM | 847788106 |
| — | VERSUM MATLS INC | 40,000 | $2.063M | 0.0% | $51.58 | $51.58 | — | COM | 92532W103 |
| — | EDTECHX HLDGS ACQUISITION CO | 201,400 | $2.058M | 0.0% | $10.22 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | CHARDAN HEALTHCARE ACQUISITI | 200,000 | $2.041M | 0.0% | $10.21 | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| FNF | FIDELITY NATIONAL FINANCIAL | 50,000 | $2.015M | 0.0% | $40.30 | — | — | PUT | 31620R303 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 171,509 | $1.974M | 0.0% | $11.51 | $8.37 | — | UNIT | 85207Q104 |
| — | EDTECHX HLDGS ACQUISITION CO | 200,000 | $1.972M | 0.0% | $9.86 | $9.73 | — | COM | 28138X103 |
| DLHC | DLH HLDGS CORP | 380,027 | $1.931M | 0.0% | $5.08 * | $5.95 | -5.8% | COM | 23335Q100 |
| — | WABCO HLDGS INC | 14,400 | $1.909M | 0.0% | $132.57 | — | — | PUT | 92927K102 |
| — | GIGCAPITAL INC | 3,509,894 | $1.825M | 0.0% | $0.52 | $0.50 | — | RIGHT 03/06/2020 | 37518N114 |
| — | BOINGO WIRELESS INC | 100,000 | $1.797M | 0.0% | $17.97 | $23.28 | — | CALL | 09739C102 |
| — | OAKTREE CAP GROUP LLC | 35,000 | $1.734M | 0.0% | $49.54 | $49.61 | — | UNIT CL A | 674001201 |
| — | TOTTENHAM ACQUISITION I LTD | 150,000 | $1.698M | 0.0% | $11.32 | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| — | RMG ACQUISITION CORP | 150,000 | $1.506M | 0.0% | $10.04 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | GREENLAND ACQUISITIN CORPORA | 140,000 | $1.48M | 0.0% | $10.57 | $10.33 | — | UNIT 03/03/2025 | G40981121 |
| — | HL ACQUISITIONS CORP | 139,100 | $1.466M | 0.0% | $10.54 | $10.16 | — | UNIT 06/21/2023 | G4603R114 |
| — | RANPAK HLDGS CORP | 1,217,935 | $1.462M | 0.0% | $1.20 | $1.20 | — | *W EXP 06/03/202 | 75321W111 |
| DOO | BRP INC | 40,000 | $1.434M | 0.0% | $35.85 * | $29.66 | 0.0% | COM SUN VTG | 05577W200 |
| SPY | SPDR S&P 500 ETF TR | 4,700 | $1.377M | 0.0% | $292.98 | $249.86 | — | TR UNIT | 78462F103 |
| — | ENCANA CORP | 260,000 | $1.334M | 0.0% | $5.13 | $5.13 | — | COM | 292505104 |
| — | LEO HOLDINGS CORP | 1,035,500 | $1.294M | 0.0% | $1.25 | $1.16 | — | *W EXP 02/07/202 | G5463L113 |
| — | PCM INC | 36,831 | $1.291M | 0.0% | $35.05 | $35.05 | — | COM | 69323K100 |
| — | CAPITOL INVT CORP IV | 913,900 | $1.27M | 0.0% | $1.39 | $1.32 | — | *W EXP 01/01/202 | G18920127 |
| — | PRETIUM RES INC | 1,246,000 | $1.225M | 0.0% | $0.98 | $0.87 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | DIAMONDPEAK HLDGS COR | 120,000 | $1.209M | 0.0% | $10.07 | $10.07 | — | UNIT 99/99/9999 | 25280H209 |
| MHH | MASTECH DIGITAL INC | 243,289 | $1.156M | 0.0% | $4.75 * | $6.68 | -19.7% | COM | 57633B100 |
| — | FAR PT ACQUISITION CORP | 879,999 | $1.126M | 0.0% | $1.28 | $1.29 | — | *W EXP 06/01/202 | 30734W117 |
| — | CHANGE HEALTHCARE INC | 20,000 | $1.124M | 0.0% | $56.20 | $56.20 | — | UNIT 99/99/9999 | 15912K209 |
| STRR | HUDSON GLOBAL INC | 85,475 | $1.064M | 0.0% | $12.45 * | $14.57 | 0.0% | COM NEW | 443787205 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.036M | 0.0% | $10.36 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.032M | 0.0% | $10.32 | $10.10 | — | UNIT 03/12/2025 | 629076209 |
| — | TPG PACE HLDGS CORP | 648,999 | $1.025M | 0.0% | $1.58 | $1.31 | — | *W EXP 06/27/202 | G89827110 |
| — | CF FIN ACQUISITION CORP | 100,000 | $1.002M | 0.0% | $10.02 | $10.02 | — | COM CL A | 12528N107 |
| — | CHARDAN HEALTHCARE ACQUISITI | 100,000 | $979K | 0.0% | $9.79 | $9.79 | — | COM | 15957A108 |
| — | U S WELL SVCS INC | 201,675 | $972K | 0.0% | $4.82 | $7.98 | — | CL A | 91274U101 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,054,700 | $939K | 0.0% | $0.89 | $0.92 | — | *W EXP 08/27/202 | 846784122 |
| — | WEALTHBRIDGE ACQUISITION LTD | 88,707 | $904K | 0.0% | $10.19 | $10.19 | — | SHS | G4887W110 |
| — | MODERN MEDIA ACQUISITION | 2,910,094 | $844K | 0.0% | $0.29 | $0.34 | — | RIGHT 99/99/9999 | 60765P129 |
| — | TEEKAY OFFSHORE PARTNERS L P | 635,045 | $800K | 0.0% | $1.26 | $1.26 | — | PARTNERSHIP UN | Y8565J101 |
| — | AKERNA CORP | 261,049 | $777K | 0.0% | $2.98 | $2.98 | — | *W EXP 01/30/202 | 00973W110 |
| — | PENSARE ACQUISITION CORP | 5,156,707 | $774K | 0.0% | $0.15 | $0.36 | — | RIGHT 99/99/9999 | 70957E121 |
| — | GRAF INDL CORP | 74,750 | $744K | 0.0% | $9.95 | $9.61 | — | COM | 384278107 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,352,010 | $682K | 0.0% | $0.29 | $0.37 | — | RIGHT 12/22/2019 | G9145A131 |
| TECK | TECK RESOURCES LTD | 27,300 | $630K | 0.0% | $23.08 * | $22.42 | 0.0% | CL B | 878742204 |
| — | CANADIAN PAC RY LTD | 2,600 | $612K | 0.0% | $235.38 | $235.38 | — | COM | 13645T100 |
| — | MUDRICK CAP ACQUISITION CORP | 1,207,400 | $592K | 0.0% | $0.49 | $0.63 | — | *W EXP 02/12/202 | 624745113 |
| — | INFRA AND ENERGY ALTRNTIVE I | 285,714 | $583K | 0.0% | $2.04 | $8.35 | — | COM | 45686J104 |
| — | CONSTELLATION ALPHA CAP CORP | 3,202,613 | $577K | 0.0% | $0.18 | $0.33 | — | RIGHT 99/99/9999 | G2379F132 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 40,000 | $564K | 0.0% | $14.10 * | $10.10 | +26.8% | COM | 46005L101 |
| — | DFB HEALTHCARE ACQUISTION CO | 50,000 | $520K | 0.0% | $10.40 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| RVPH | TENZING ACQUISITION CORP | 50,000 | $513K | 0.0% | $10.26 | $9.84 | — | ORD SHS | G8708A116 |
| NEXT | NEXTDECADE CORP | 80,000 | $506K | 0.0% | $6.33 * | $5.57 | 0.0% | COM | 65342K105 |
| EEM | ISHARES TR | 11,514 | $494K | 0.0% | $42.90 | $42.90 | — | MSCI EMG MKT ETF | 464287234 |
| — | AQUANTIA CORP | 34,866 | $454K | 0.0% | $13.02 | $13.02 | — | COM | 03842Q108 |
| — | TWELVE SEAS INVESTMENT COMPA | 2,013,310 | $443K | 0.0% | $0.22 | $0.29 | — | *W EXP 12/22/202 | G9145A115 |
| — | DFB HEALTHCARE ACQUISTION CO | 400,000 | $440K | 0.0% | $1.10 | $1.10 | — | *W EXP 04/11/202 | 23291E117 |
| — | KBL MERGER CORP IV | 1,652,400 | $413K | 0.0% | $0.25 | $0.37 | — | RIGHT 09/09/2019 | 48242A120 |
| — | GIGCAPITAL INC | 1,352,714 | $406K | 0.0% | $0.30 | $0.32 | — | *W EXP 06/08/202 | 37518N122 |
| — | BIOCERES CROP SOLUTIONS CORP | 1,197,900 | $395K | 0.0% | $0.33 | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| EWJ | ISHARES INC | 7,238 | $395K | 0.0% | $54.57 | $54.57 | — | MSCI JPN ETF NEW | 46434G822 |
| — | TRINITY MERGER CORP | 1,200,000 | $395K | 0.0% | $0.33 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | CF FIN ACQUISITION CORP | 630,625 | $378K | 0.0% | $0.60 | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | BLACK RIDGE ACQUISITION CORP | 883,392 | $371K | 0.0% | $0.42 | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| BTE | BAYTEX ENERGY CORP | 175,000 | $355K | 0.0% | $2.03 * | $1.73 | 0.0% | COM | 07317Q105 |
| HFFG | HF FOODS GROUP INC | 10,000 | $348K | 0.0% | $34.80 * | $12.27 | +31.5% | COM | 40417F109 |
| — | ALTABA INC | 5,000 | $347K | 0.0% | $69.40 | $69.40 | — | COM | 021346101 |
| APT | ALPHA PRO TECH LTD | 100,404 | $342K | 0.0% | $3.41 * | $3.54 | +1.2% | COM | 020772109 |
| — | SENTINEL ENERGY SVCS INC | 461,368 | $323K | 0.0% | $0.70 | $0.81 | — | *W EXP 11/02/202 | 81728P113 |
| EZU | ISHARES INC | 7,661 | $303K | 0.0% | $39.55 | $39.55 | — | MSCI EURZONE ETF | 464286608 |
| — | PRECISION DRILLING CORP | 160,000 | $302K | 0.0% | $1.89 | $1.89 | — | COM 2010 | 74022D308 |
| — | VECTOIQ ACQUISITION CORP | 608,054 | $286K | 0.0% | $0.47 | $0.50 | — | *W EXP 05/11/202 | 92243N111 |
| — | AMCI ACQUISITION CORP | 957,700 | $278K | 0.0% | $0.29 | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | MEGALITH FINL ACQUISITION CO | 922,000 | $277K | 0.0% | $0.30 | $0.36 | — | *W EXP 08/26/202 | 58518F117 |
| — | PENSARE ACQUISITION CORP | 1,587,827 | $269K | 0.0% | $0.17 | $0.43 | — | *W EXP 07/27/202 | 70957E113 |
| — | KAIXIN AUTO HLDGS | 121,189 | $267K | 0.0% | $2.20 | $2.20 | — | SHS | G5223X100 |
| — | PURE ACQUISITION CORP | 238,150 | $257K | 0.0% | $1.08 | $1.08 | — | *W EXP 04/17/202 | 74621Q114 |
| — | ADVANCED DISP SVCS INC DEL | 7,800 | $249K | 0.0% | $31.92 | — | — | PUT | 00790X101 |
| NTR | NUTRIEN LTD | 4,500 | $241K | 0.0% | $53.56 | — | — | PUT | 67077M108 |
| — | KBL MERGER CORP IV | 1,578,348 | $237K | 0.0% | $0.15 | $0.14 | — | *W EXP 01/15/202 | 48242A112 |
| — | ALBERTON ACQUISITION CORP | 892,000 | $223K | 0.0% | $0.25 | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| CCJ | CAMECO CORP | 20,000 | $215K | 0.0% | $10.75 * | $10.50 | 0.0% | PUT | 13321L108 |
| — | GRAF INDL CORP | 20,000 | $206K | 0.0% | $10.30 | $10.10 | — | UNIT 12/31/2025 | 384278206 |
| — | ALLEGRO MERGER CORP | 975,000 | $205K | 0.0% | $0.21 | $0.29 | — | RIGHT 12/31/2023 | 01749N129 |
| — | MOSAIC ACQUISITION CORP | 200,000 | $190K | 0.0% | $0.95 | $0.99 | — | *W EXP 10/23/202 | 61946M118 |
| — | GORES HOLDINGS III INC | 127,266 | $185K | 0.0% | $1.45 | $1.36 | — | *W EXP 09/11/202 | 38286G117 |
| — | NEW FRONTIER CORP | 250,000 | $175K | 0.0% | $0.70 | $0.90 | — | *W EXP 99/99/999 | G6485P124 |
| — | SIRIUS INTERNATIONAL INSURAN | 15,221 | $174K | 0.0% | $11.43 | $12.54 | — | COM | G8196D101 |
| — | REGALWOOD GLOBAL ENERGY LTD | 187,166 | $168K | 0.0% | $0.90 | $1.24 | — | *W EXP 12/05/202 | G74760128 |
| — | ALLEGRO MERGER CORP | 650,000 | $162K | 0.0% | $0.25 | $0.30 | — | *W EXP 01/06/202 | 01749N111 |
| — | PECK CO INC | 771,396 | $154K | 0.0% | $0.20 | $0.20 | — | *W EXP 03/01/202 | 705163111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 772,400 | $147K | 0.0% | $0.19 | $0.31 | — | RIGHT 12/01/2022 | 089482129 |
| — | EDTECHX HLDGS ACQUISITION CO | 530,900 | $138K | 0.0% | $0.26 | $0.29 | — | *W EXP 12/31/202 | 28138X111 |
| — | CONSTELLATION ALPHA CAP CORP | 1,848,113 | $137K | 0.0% | $0.07 | $0.21 | — | *W EXP 03/23/202 | G2379F116 |
| — | FORUM MERGER II CORP | 200,000 | $128K | 0.0% | $0.64 | $0.64 | — | *W EXP 09/30/202 | 34986F111 |
| — | OPES ACQUISITION CORP | 450,000 | $113K | 0.0% | $0.25 | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| CCJ | CAMECO CORP | 10,500 | $113K | 0.0% | $10.76 * | $10.50 | 0.0% | COM | 13321L108 |
| — | MODERN MEDIA ACQUISITION | 498,454 | $110K | 0.0% | $0.22 | $0.29 | — | *W EXP 05/17/202 | 60765P111 |
| — | TIBERIUS ACQUISITION CORP | 285,900 | $100K | 0.0% | $0.35 | $0.50 | — | *W EXP 02/28/202 | 88633A115 |
| — | LEGACY ACQUISITION CORP | 282,400 | $90,000 | 0.0% | $0.32 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | BLACK RIDGE ACQUISITION CORP | 214,992 | $88,000 | 0.0% | $0.41 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 374,600 | $82,000 | 0.0% | $0.22 | $0.35 | — | *W EXP 12/01/202 | 089482111 |
| — | ACAMAR PARTNERS ACQSITION CO | 100,000 | $78,000 | 0.0% | $0.78 | $0.78 | — | *W EXP 02/26/202 | 004285110 |
| — | LEISURE ACQUISITION CORP | 137,500 | $78,000 | 0.0% | $0.57 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $72,000 | 0.0% | $0.18 | $0.35 | — | RIGHT 02/20/2020 | G88950137 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $70,000 | 0.0% | $0.39 | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $64,000 | 0.0% | $0.03 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | BOXWOOD MERGER CORP | 100,000 | $62,000 | 0.0% | $0.62 | $0.38 | — | *W EXP 11/26/202 | 10319T119 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $60,000 | 0.0% | $0.25 | $0.40 | — | RIGHT 07/31/2020 | G56372124 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $60,000 | 0.0% | $0.37 | $0.14 | — | RIGHT 06/05/2020 | G8959N122 |
| — | HL ACQUISITIONS CORP | 210,000 | $58,000 | 0.0% | $0.28 | $0.61 | — | RIGHT 07/17/2023 | G4603R130 |
| — | ALBERTON ACQUISITION CORP | 500,000 | $55,000 | 0.0% | $0.11 | $0.12 | — | *W EXP 04/26/202 | G35006124 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $52,000 | 0.0% | $0.13 | $0.15 | — | *W EXP 02/20/202 | G88950129 |
| — | XYNOMIC PHARMACUTCLS HLDNG I | 236,873 | $50,000 | 0.0% | $0.21 | $0.21 | — | *W EXP 05/15/202 | 98421X110 |
| — | CHARDAN HEALTHCARE ACQUISITI | 99,500 | $44,000 | 0.0% | $0.44 | $0.49 | — | *W EXP 12/13/202 | 15957A116 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $34,000 | 0.0% | $0.14 | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | HL ACQUISITIONS CORP | 125,000 | $26,000 | 0.0% | $0.21 | $0.33 | — | *W EXP 06/21/202 | G4603R122 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $18,000 | 0.0% | $0.10 | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | LF CAP ACQUISITION CORP | 50,000 | $17,000 | 0.0% | $0.34 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $16,000 | 0.0% | $0.10 | $0.16 | — | *W EXP 05/06/202 | G8959N114 |
| — | TRIDENT ACQUISITIONS CORP | 110,000 | $16,000 | 0.0% | $0.15 | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | TENZING ACQUISITION CORP | 40,000 | $8,000 | 0.0% | $0.20 | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | GORDON POINTE ACQUISITION CO | 18,990 | $6,000 | 0.0% | $0.32 | $0.48 | — | *W EXP 07/30/202 | 382788115 |