Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $5.153B (79.1% shares, 20.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,460,000 | $470M | 9.1% | $321.86 | $321.84 | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,300,000 | $381M | 7.4% | $165.67 | $151.33 | — | Put | 464287655 |
| — | MICRON TECHNOLOGY INC | 40,835,000 | $220M | 4.3% | $5.40 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| IWM | ISHARES TR | 600,000 | $99.4M | 1.9% | $165.67 | $151.33 | — | Call | 464287655 |
| — | WRIGHT MED GROUP N V | 50,000,000 | $72.61M | 1.4% | $1.45 | $1.45 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | MERCADOLIBRE INC | 45,000,000 | $67.28M | 1.3% | $1.50 | $1.48 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | MICROCHIP TECHNOLOGY INC | 30,000,000 | $64.6M | 1.3% | $2.15 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| BNS | BANK N S HALIFAX | 1,110,000 | $62.7M | 1.2% | $56.49 | — | — | Call | 064149107 |
| TD | TORONTO DOMINION BK ONT | 1,075,000 | $60.34M | 1.2% | $56.13 | — | — | Call | 891160509 |
| — | TERADYNE INC | 25,000,000 | $54.93M | 1.1% | $2.20 | $1.72 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | AEROJET ROCKETDYNE HLDGS INC | 30,000,000 | $54.41M | 1.1% | $1.81 | $1.83 | — | NOTE 2.250%12/1 | 007800AB1 |
| CM | CDN IMPERIAL BK COMM TORONTO | 650,000 | $54.08M | 1.0% | $83.20 * | $29.03 | +9.1% | Put | 136069101 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 4,252,789 | $51.8M | 1.0% | $12.18 | $10.45 | — | UNIT | 85207H104 |
| RY | ROYAL BK CDA MONTREAL QUE | 650,000 | $51.48M | 1.0% | $79.20 | — | — | Call | 780087102 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $50.35M | 1.0% | $1.29 | $1.03 | — | NOTE 1.000% 3/0 | 925550AB1 |
| META | FACEBOOK INC | 244,700 | $50.23M | 1.0% | $205.25 * | $154.87 | +24.2% | CL A | 30303M102 |
| — | MICROCHIP TECHNOLOGY INC | 30,000,000 | $42.79M | 0.8% | $1.43 | $1.18 | — | NOTE 1.625% 2/1 | 595017AF1 |
| MFC | MANULIFE FINL CORP | 2,085,000 | $42.3M | 0.8% | $20.29 | — | — | Put | 56501R106 |
| ENB | ENBRIDGE INC | 1,000,000 | $39.77M | 0.8% | $39.77 * | $24.85 | 0.0% | Call | 29250N105 |
| CM | CDN IMPERIAL BK COMM TORONTO | 450,000 | $37.44M | 0.7% | $83.20 * | $29.03 | +9.1% | Call | 136069101 |
| — | PURE ACQUISITION CORP | 3,577,550 | $37.1M | 0.7% | $10.37 | $9.93 | — | CL A | 74621Q106 |
| BMO | BANK MONTREAL QUE | 475,000 | $36.81M | 0.7% | $77.50 * | $57.88 | 0.0% | Call | 063671101 |
| — | ENVESTNET INC | 30,000,000 | $35.98M | 0.7% | $1.20 | $1.19 | — | NOTE 1.750% 6/0 | 29404KAB2 |
| BIO | BIO RAD LABS INC | 95,665 | $35.4M | 0.7% | $370.03 * | $245.08 | +43.9% | CL A | 090572207 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,010,000 | $34.8M | 0.7% | $1.74 | $1.68 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | SPARTAN ENERGY ACQUISITON CO | 3,243,166 | $32.98M | 0.6% | $10.17 | $9.87 | — | CL A COM STK | 846784106 |
| — | OSI SYSTEMS INC | 30,000,000 | $32.93M | 0.6% | $1.10 | $1.12 | — | NOTE 1.250% 9/0 | 671044AD7 |
| IQV | IQVIA HLDGS INC | 203,800 | $31.49M | 0.6% | $154.51 * | $146.63 | -0.4% | COM | 46266C105 |
| GOOG | ALPHABET INC | 23,400 | $31.29M | 0.6% | $1337.01 * | $51.89 | +23.4% | CAP STK CL C | 02079K107 |
| MFC | MANULIFE FINL CORP | 1,530,000 | $31.04M | 0.6% | $20.29 | — | — | Call | 56501R106 |
| BMO | BANK MONTREAL QUE | 400,000 | $31M | 0.6% | $77.50 * | $57.88 | 0.0% | Put | 063671101 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,633,295 | $30.3M | 0.6% | $6.54 | $6.52 | — | TR UNIT | 85207K107 |
| — | MICROCHIP TECHNOLOGY INC | 20,000,000 | $29.05M | 0.6% | $1.45 | $1.17 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | J2 GLOBAL INC | 20,000,000 | $28.98M | 0.6% | $1.45 | $1.34 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| TRMB | TRIMBLE INC | 670,293 | $27.95M | 0.5% | $41.69 * | $38.77 | +2.6% | COM | 896239100 |
| — | MESA LABS INC | 25,000,000 | $27.35M | 0.5% | $1.09 | $1.07 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| DAL | DELTA AIR LINES INC DEL | 455,000 | $26.61M | 0.5% | $58.48 * | $52.81 | +2.4% | COM NEW | 247361702 |
| HLIT | HARMONIC INC | 3,378,091 | $26.35M | 0.5% | $7.80 * | $4.81 | +55.3% | COM | 413160102 |
| CNQ | CANADIAN NAT RES LTD | 800,000 | $25.88M | 0.5% | $32.35 | — | — | Call | 136385101 |
| BCE | BCE INC | 550,000 | $25.49M | 0.5% | $46.35 * | $31.73 | 0.0% | Call | 05534B760 |
| — | IHS MARKIT LTD | 326,839 | $24.63M | 0.5% | $75.35 | $55.91 | — | SHS | G47567105 |
| — | TRINE ACQUISITION CORP | 2,399,999 | $23.95M | 0.5% | $9.98 | $9.87 | — | COM CL A | 89628U108 |
| LOW | LOWES COS INC | 197,500 | $23.65M | 0.5% | $119.76 * | $95.14 | +7.6% | COM | 548661107 |
| — | GUIDEWIRE SOFTWARE INC | 20,000,000 | $23.6M | 0.5% | $1.18 | $1.14 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| RPM | RPM INTL INC | 305,900 | $23.48M | 0.5% | $76.76 * | $66.24 | +9.5% | COM | 749685103 |
| — | FAR PT ACQUISITION CORP | 2,248,217 | $23.22M | 0.5% | $10.33 | $10.13 | — | COM CL A | 30734W109 |
| NVST | ENVISTA HLDGS CORP | 782,595 | $23.2M | 0.5% | $29.64 * | $28.45 | 0.0% | COM | 29415F104 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 1,000,000 | $22.82M | 0.4% | $22.82 | — | — | Put | 46138G508 |
| — | ACT II GLOBAL ACQUISITION CO | 2,250,000 | $22.77M | 0.4% | $10.12 | $9.88 | — | CL A SHS | G0080J104 |
| — | Q2 HLDGS INC | 15,000,000 | $22.69M | 0.4% | $1.51 | $1.46 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 100,000 | $22.65M | 0.4% | $226.50 * | $217.17 | 0.0% | CL B NEW | 084670702 |
| — | GX ACQUISITION CORP | 2,200,000 | $21.89M | 0.4% | $9.95 | $9.95 | — | COM CL A | 36251A107 |
| — | WAYFAIR INC | 20,000,000 | $21.76M | 0.4% | $1.09 | $1.20 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | TECH DATA CORP | 150,000 | $21.54M | 0.4% | $143.60 | $143.60 | — | COM | 878237106 |
| — | MUDRICK CAP ACQUISITION CORP | 2,079,800 | $21.47M | 0.4% | $10.33 | $9.93 | — | COM CLASS A | 624745105 |
| — | REALPAGE INC | 15,000,000 | $20.93M | 0.4% | $1.40 | $1.46 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | APEX TECHNOLOGY ACQUISITN CO | 1,973,660 | $20.66M | 0.4% | $10.47 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | MOSAIC ACQUISITION CORP | 2,000,000 | $20.57M | 0.4% | $10.29 | $10.26 | — | COM CL A | 61946M100 |
| META | FACEBOOK INC | 100,000 | $20.52M | 0.4% | $205.25 * | $154.87 | +24.2% | Put | 30303M102 |
| META | FACEBOOK INC | 100,000 | $20.52M | 0.4% | $205.25 * | $154.87 | +24.2% | Call | 30303M102 |
| — | CHURCHILL CAP CORP II | 1,900,000 | $20.48M | 0.4% | $10.78 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | INFINERA CORPORATION | 2,542,820 | $20.19M | 0.4% | $7.94 | $5.45 | — | COM | 45667G103 |
| DG | DOLLAR GEN CORP NEW | 126,200 | $19.68M | 0.4% | $155.98 * | $117.31 | +24.4% | COM | 256677105 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 1,619,178 | $19.62M | 0.4% | $12.12 * | $11.22 | -0.7% | COM | 656811106 |
| — | CHURCHILL CAP CORP II | 1,900,000 | $19.62M | 0.4% | $10.33 | $10.33 | — | CL A | 17143G106 |
| — | LEGACY ACQUISITION CORP | 1,880,054 | $19.31M | 0.4% | $10.27 | $10.15 | — | COM CL A | 524643103 |
| BC | BRUNSWICK CORP | 320,670 | $19.23M | 0.4% | $59.98 * | $48.41 | +6.2% | COM | 117043109 |
| FIVE | FIVE BELOW INC | 150,300 | $19.22M | 0.4% | $127.86 * | $125.26 | 0.0% | COM | 33829M101 |
| — | NICE SYS INC | 10,000,000 | $19.1M | 0.4% | $1.91 | $1.74 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | THUNDER BRDG ACQUISTION II L | 1,800,000 | $18.81M | 0.4% | $10.45 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | JERNIGAN CAP INC | 971,849 | $18.6M | 0.4% | $19.14 | $19.19 | — | COM | 476405105 |
| OFIX | ORTHOFIX MED INC | 395,365 | $18.26M | 0.4% | $46.18 | $47.09 | -0.2% | COM | 68752M108 |
| — | SILVER SPIKE ACQUISITION COR | 1,782,000 | $18.12M | 0.4% | $10.17 | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| SU | SUNCOR ENERGY INC NEW | 552,500 | $18.12M | 0.4% | $32.80 * | $24.50 | 0.0% | Call | 867224107 |
| RPLA | REPLAY ACQUISITION CORP | 1,800,000 | $18.05M | 0.4% | $10.03 | $9.93 | — | COM | G75130107 |
| NBIS | YANDEX N V | 405,000 | $17.61M | 0.3% | $43.49 | $43.49 | — | SHS CLASS A | N97284108 |
| XLY | SELECT SECTOR SPDR TR | 140,000 | $17.56M | 0.3% | $125.42 | $120.68 | — | Call | 81369Y407 |
| LKQ | LKQ CORP | 476,400 | $17.01M | 0.3% | $35.70 * | $30.49 | 0.0% | COM | 501889208 |
| — | PATTERN ENERGY GROUP INC | 635,000 | $16.99M | 0.3% | $26.75 | $26.75 | — | CL A | 70338P100 |
| LECO | LINCOLN ELEC HLDGS INC | 170,036 | $16.45M | 0.3% | $96.73 * | $84.32 | +7.9% | COM | 533900106 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 158,200 | $16.24M | 0.3% | $102.63 | $62.60 | +63.5% | COM | 49338L103 |
| — | VECTOIQ ACQUISITION CORP | 1,573,000 | $16.23M | 0.3% | $10.32 | $9.62 | — | COM | 92243N103 |
| VRRM | VERRA MOBILITY CORP | 1,143,582 | $16M | 0.3% | $13.99 * | $10.68 | +34.3% | COM | 92511U102 |
| TRP | TC ENERGY CORP | 300,000 | $15.99M | 0.3% | $53.31 | — | — | Call | 87807B107 |
| SLF | SUN LIFE FINL INC | 350,000 | $15.95M | 0.3% | $45.57 | — | — | Call | 866796105 |
| — | CF FIN ACQUISITION CORP | 1,555,000 | $15.94M | 0.3% | $10.25 | $10.24 | — | COM CL A | 12528N107 |
| — | ALLEGHENY TECHNOLOGIES INC | 10,000,000 | $15.91M | 0.3% | $1.59 | $1.88 | — | NOTE 4.750% 7/0 | 01741RAG7 |
| — | TTM TECHNOLOGIES INC | 10,000,000 | $15.83M | 0.3% | $1.58 | $1.60 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | COLFAX CORP | 100,000 | $15.74M | 0.3% | $157.45 | $133.38 | — | UNIT 01/15/2022T | 194014205 |
| MAS | MASCO CORP | 326,600 | $15.67M | 0.3% | $47.99 * | $36.09 | +13.7% | COM | 574599106 |
| UA | UNDER ARMOUR INC | 813,236 | $15.6M | 0.3% | $19.18 * | $18.45 | -4.6% | CL C | 904311206 |
| AMD | ADVANCED MICRO DEVICES INC | 340,100 | $15.6M | 0.3% | $45.86 * | $31.36 | +17.4% | COM | 007903107 |
| BKR | BAKER HUGHES COMPANY | 600,827 | $15.4M | 0.3% | $25.63 * | $19.13 | 0.0% | CL A | 05722G100 |
| AME | AMETEK INC NEW | 153,959 | $15.36M | 0.3% | $99.74 * | $57.31 | +58.6% | COM | 031100100 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 124,400 | $15.23M | 0.3% | $122.43 | $113.95 | +6.8% | COM | 874054109 |
| CMCO | COLUMBUS MCKINNON CORP N Y | 375,800 | $15.04M | 0.3% | $40.03 * | $35.48 | +3.1% | COM | 199333105 |
| BABA | ALIBABA GROUP HLDG LTD | 70,000 | $14.85M | 0.3% | $212.10 | $166.94 | — | SPONSORED ADS | 01609W102 |
| — | EVERI HLDGS INC | 1,104,587 | $14.84M | 0.3% | $13.43 | $13.43 | — | COM | 30034T103 |
| — | OSPREY TECHNLGY AQUISTION CO | 1,500,000 | $14.63M | 0.3% | $9.75 | $9.75 | — | COM CL A | 68839R104 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,440,000 | $14.49M | 0.3% | $10.06 | $9.91 | — | COM | 74317H105 |
| — | WORLD WRESTLING ENTMT INC | 223,127 | $14.47M | 0.3% | $64.87 | $73.61 | — | CL A | 98156Q108 |
| — | INSTRUCTURE INC | 300,000 | $14.46M | 0.3% | $48.21 | $48.21 | — | COM | 45781U103 |
| — | CHP MERGER CORP | 1,400,000 | $14.24M | 0.3% | $10.17 | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| BMO | BANK MONTREAL QUE | 182,600 | $14.15M | 0.3% | $77.50 * | $57.88 | 0.0% | COM | 063671101 |
| — | VIAVI SOLUTIONS INC | 11,230,000 | $14.11M | 0.3% | $1.26 | $1.16 | — | NOTE 1.750% 6/0 | 925550AE5 |
| — | HAYMAKER ACQUISITION CORP II | 1,300,000 | $13.65M | 0.3% | $10.50 | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 511,765 | $13.61M | 0.3% | $26.60 * | $15.07 | +58.5% | COM | 55405Y100 |
| — | HEALTHCARE MERGER CORP | 1,300,000 | $13.46M | 0.3% | $10.35 | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| UA | UNDER ARMOUR INC | 700,000 | $13.43M | 0.3% | $19.18 * | $18.45 | -4.6% | Call | 904311206 |
| — | TUSCAN HOLDINGS CORP | 1,309,599 | $13.04M | 0.3% | $9.96 | $9.82 | — | COM | 90069K104 |
| — | WORLD WRESTLING ENTMT INC | 200,000 | $12.97M | 0.3% | $64.87 | $73.61 | — | Put | 98156Q108 |
| — | GORES HOLDINGS III INC | 1,250,000 | $12.93M | 0.3% | $10.34 | $10.25 | — | CLASS A | 38286G109 |
| EEFT | EURONET WORLDWIDE INC | 81,800 | $12.89M | 0.3% | $157.56 * | $153.72 | -1.8% | COM | 298736109 |
| — | STABLE RD ACQUISITION CORP | 1,250,000 | $12.86M | 0.2% | $10.29 | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| — | INNOPHOS HOLDINGS INC | 400,000 | $12.79M | 0.2% | $31.98 | $31.98 | — | COM | 45774N108 |
| NVRI | HARSCO CORP | 552,854 | $12.72M | 0.2% | $23.01 * | $23.84 | -12.3% | COM | 415864107 |
| DLB | DOLBY LABORATORIES INC | 184,752 | $12.71M | 0.2% | $68.80 * | $55.04 | +9.8% | COM CL A | 25659T107 |
| CRON | CRONOS GROUP INC | 1,288,401 | $12.67M | 0.2% | $9.84 * | $7.65 | 0.0% | COM | 22717L101 |
| MGA | MAGNA INTL INC | 230,000 | $12.61M | 0.2% | $54.84 | — | — | Call | 559222401 |
| CRM | SALESFORCE COM INC | 76,300 | $12.41M | 0.2% | $162.63 * | $150.15 | +3.2% | COM | 79466L302 |
| — | MEGALITH FINL ACQUISITION CO | 1,200,000 | $12.31M | 0.2% | $10.26 | $10.16 | — | CL A COM | 58518F109 |
| — | IAC INTERACTIVECORP | 49,000 | $12.21M | 0.2% | $249.10 | $249.10 | — | COM | 44919P508 |
| — | HENNESSY CAP ACQUSTION CORP | 1,200,000 | $12.19M | 0.2% | $10.16 | $10.01 | — | CL A COM | 42589C104 |
| SITM | SITIME CORPORATION | 477,587 | $12.18M | 0.2% | $25.50 * | $19.55 | 0.0% | COM | 82982T106 |
| — | SPLUNK INC | 10,000,000 | $12.06M | 0.2% | $1.21 | $1.08 | — | NOTE 0.500% 9/1 | 848637AC8 |
| NOW | SERVICENOW INC | 41,800 | $11.8M | 0.2% | $282.32 * | $52.68 | 0.0% | COM | 81762P102 |
| — | KNOWLES CORP | 9,000,000 | $11.74M | 0.2% | $1.30 | $1.18 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | TWITTER INC | 365,100 | $11.7M | 0.2% | $32.05 | $32.88 | — | COM | 90184L102 |
| CVE | CENOVUS ENERGY INC | 1,150,000 | $11.67M | 0.2% | $10.15 | — | — | Call | 15135U109 |
| LAUR | LAUREATE EDUCATION INC | 649,503 | $11.44M | 0.2% | $17.61 * | $15.02 | +9.7% | CL A | 518613203 |
| MNST | MONSTER BEVERAGE CORP NEW | 179,700 | $11.42M | 0.2% | $63.55 * | $29.37 | 0.0% | COM | 61174X109 |
| — | HABIT RESTAURANTS INC | 1,089,503 | $11.36M | 0.2% | $10.43 | $12.48 | — | COM CL A | 40449J103 |
| — | OSPREY TECHNLGY AQUISTION CO | 1,099,900 | $11.2M | 0.2% | $10.18 | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | ACAMAR PARTNERS ACQSITION CO | 1,100,000 | $11.17M | 0.2% | $10.16 | $10.03 | — | UNIT 12/30/2025 | 004285201 |
| — | COLLIER CREEK HOLDINGS | 1,074,999 | $11.05M | 0.2% | $10.28 | $10.20 | — | COM CL A | G22707106 |
| MGA | MAGNA INTL INC | 200,000 | $10.97M | 0.2% | $54.84 | — | — | Put | 559222401 |
| — | VECTOIQ ACQUISITION CORP | 1,000,000 | $10.85M | 0.2% | $10.85 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| HURC | HURCO COMPANIES INC | 280,287 | $10.75M | 0.2% | $38.36 * | $39.40 | -10.8% | COM | 447324104 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 723,070 | $10.6M | 0.2% | $14.66 | $11.68 | — | TR UNIT | 85208R101 |
| UFPT | UFP TECHNOLOGIES INC | 212,185 | $10.53M | 0.2% | $49.61 * | $37.53 | +16.3% | COM | 902673102 |
| — | CISION LTD | 1,050,000 | $10.47M | 0.2% | $9.97 | $9.97 | — | SHS | G1992S109 |
| — | CRESCENT ACQUISITION CORP | 1,000,000 | $10.35M | 0.2% | $10.35 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | SOUTH MTN MERGER CORP | 1,000,000 | $10.32M | 0.2% | $10.32 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | ALTAIR ENGR INC | 10,000,000 | $10.26M | 0.2% | $1.03 | $1.09 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | PROPTECH ACQUISITION CORPORA | 1,000,000 | $10.25M | 0.2% | $10.25 | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | JUNIPER INDL HLDGS INC | 1,000,000 | $10.2M | 0.2% | $10.20 | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | REALPAGE INC | 189,287 | $10.17M | 0.2% | $53.75 | $50.30 | — | COM | 75606N109 |
| — | PATTERN ENERGY GROUP INC | 10,000,000 | $10.14M | 0.2% | $1.01 | $1.02 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | EXPERIENCE INVESTMENT CORP | 1,000,000 | $10.13M | 0.2% | $10.13 | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | LANDCADIA HLDGS II INC | 1,000,000 | $10.13M | 0.2% | $10.13 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 1,000,000 | $10.08M | 0.2% | $10.08 | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| TU | TELUS CORP | 260,000 | $10.07M | 0.2% | $38.73 | — | — | Call | 87971M103 |
| GNRC | GENERAC HLDGS INC | 99,636 | $10.02M | 0.2% | $100.59 * | $93.09 | 0.0% | COM | 368736104 |
| AVD | AMERICAN VANGUARD CORP | 514,140 | $10.01M | 0.2% | $19.47 * | $14.74 | +3.8% | COM | 030371108 |
| — | CRESCENT ACQUISITION CORP | 1,000,000 | $10.01M | 0.2% | $10.01 | $10.01 | — | COM CL A | 22564L105 |
| — | GS ACQUISITION HLDGS CORP | 899,999 | $9.927M | 0.2% | $11.03 | $10.85 | — | COM CL A | 36255F102 |
| RY | ROYAL BK CDA MONTREAL QUE | 125,000 | $9.9M | 0.2% | $79.20 | — | — | Put | 780087102 |
| — | UNION ACQUISITION CORP II | 1,000,000 | $9.85M | 0.2% | $9.85 | $9.85 | — | SHS | G9402Q100 |
| ADBE | ADOBE INC | 29,200 | $9.63M | 0.2% | $329.79 * | $294.23 | 0.0% | COM | 00724F101 |
| EHTH | EHEALTH INC | 100,000 | $9.608M | 0.2% | $96.08 | — | — | Call | 28238P109 |
| — | B RILEY PRINCIPAL MERGER COR | 939,200 | $9.401M | 0.2% | $10.01 | $10.01 | — | CL A | 05586Y106 |
| — | BOINGO WIRELESS INC | 852,075 | $9.33M | 0.2% | $10.95 | $22.96 | — | COM | 09739C102 |
| — | GORES METROPOULOS INC | 896,397 | $9.143M | 0.2% | $10.20 | $10.20 | — | COM CL A | 382872109 |
| — | CYPRESS SEMICONDUCTOR CORP | 7,500,000 | $9.115M | 0.2% | $1.22 | $1.18 | — | NOTE 2.000% 2/0 | 232806AP4 |
| PSTG | PURE STORAGE INC | 516,700 | $8.841M | 0.2% | $17.11 * | $17.69 | 0.0% | CL A | 74624M102 |
| XLP | SELECT SECTOR SPDR TR | 138,201 | $8.704M | 0.2% | $62.98 | $62.98 | — | SBI CONS STPLS | 81369Y308 |
| — | LOGMEIN INC | 100,000 | $8.574M | 0.2% | $85.74 | $85.74 | — | COM | 54142L109 |
| — | FINSERV ACQUISITION CORP | 800,000 | $8.172M | 0.2% | $10.21 | $10.21 | — | UNIT 12/31/2026 | 318085206 |
| — | SOFTWARE ACQUISITION GROUP I | 800,000 | $8.128M | 0.2% | $10.16 | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | DIAMOND EAGLE ACQUISITION CO | 753,555 | $8.063M | 0.2% | $10.70 | $10.70 | — | COM CL A | 25258L109 |
| — | GORDON POINTE ACQUISITION CO | 759,250 | $8.04M | 0.2% | $10.59 | $10.10 | — | COM CLASS A | 382788107 |
| — | OAKTREE ACQUISITION CORP | 780,200 | $7.958M | 0.2% | $10.20 | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| MLAB | MESA LABS INC | 31,589 | $7.878M | 0.2% | $249.39 * | $226.22 | +0.9% | COM | 59064R109 |
| — | FIRST MAJESTIC SILVER CORP | 5,500,000 | $7.829M | 0.2% | $1.42 | $1.18 | — | NOTE 1.875% 3/0 | 32076VAB9 |
| ALAC | ALBERTON ACQUISITION CORP | 750,000 | $7.762M | 0.2% | $10.35 | $9.98 | — | ORD SHS | G35006108 |
| — | TALLGRASS ENERGY LP | 350,000 | $7.742M | 0.2% | $22.12 | $20.56 | — | CLASS A SHS | 874696107 |
| CVSA | ADTALEM GLOBAL ED INC | 221,200 | $7.735M | 0.2% | $34.97 | $34.43 | 0.0% | COM | 00737L103 |
| WYNN | WYNN RESORTS LTD | 55,000 | $7.638M | 0.1% | $138.87 * | $113.18 | +3.2% | COM | 983134107 |
| — | AVALARA INC | 103,300 | $7.567M | 0.1% | $73.25 | $73.25 | — | COM | 05338G106 |
| — | ALTERYX INC | 75,500 | $7.555M | 0.1% | $100.07 | $100.07 | — | COM CL A | 02156B103 |
| — | TESLA INC | 5,000,000 | $7.551M | 0.1% | $1.51 | $0.98 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| LVS | LAS VEGAS SANDS CORP | 108,400 | $7.484M | 0.1% | $69.04 * | $53.36 | +8.5% | COM | 517834107 |
| — | INSURANCE ACQUISITION CORP | 700,853 | $7.429M | 0.1% | $10.60 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | WEALTHBRIDGE ACQUISITION LTD | 720,582 | $7.307M | 0.1% | $10.14 | $10.15 | — | SHS | G4887W110 |
| — | PRETIUM RES INC | 7,000,000 | $7.275M | 0.1% | $1.04 | $1.01 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| A | AGILENT TECHNOLOGIES INC | 85,000 | $7.251M | 0.1% | $85.31 | — | — | Call | 00846U101 |
| — | ALLEGRO MERGER CORP | 700,000 | $7.154M | 0.1% | $10.22 | $9.72 | — | COM | 01749N103 |
| — | AQUAVENTURE HLDGS LTD | 263,182 | $7.137M | 0.1% | $27.12 | $27.12 | — | SHS | G0443N107 |
| AMD | ADVANCED MICRO DEVICES INC | 150,000 | $6.879M | 0.1% | $45.86 * | $31.36 | +17.4% | Put | 007903107 |
| QSR | RESTAURANT BRANDS INTL INC | 105,000 | $6.696M | 0.1% | $63.77 | — | — | Call | 76131D103 |
| — | LEO HOLDINGS CORP | 644,000 | $6.659M | 0.1% | $10.34 | $9.66 | — | COM CL A | G5463L105 |
| — | TUSCAN HOLDINGS CORP | 625,001 | $6.584M | 0.1% | $10.53 | $10.52 | — | UNIT 99/99/9999 | 90069K203 |
| — | VARIAN MED SYS INC | 45,860 | $6.513M | 0.1% | $142.02 | $142.02 | — | COM | 92220P105 |
| — | COLLIER CREEK HOLDINGS | 600,000 | $6.411M | 0.1% | $10.69 | $10.69 | — | UNIT 99/99/9999 | G22707122 |
| — | FELLAZO INC | 640,126 | $6.375M | 0.1% | $9.96 | $9.96 | — | SHS | G3362K112 |
| FLXS | FLEXSTEEL INDS INC | 319,406 | $6.363M | 0.1% | $19.92 * | $23.39 | -36.2% | COM | 339382103 |
| — | FARO TECHNOLOGIES INC | 124,942 | $6.291M | 0.1% | $50.35 | $50.35 | — | COM | 311642102 |
| — | FTI CONSULTING INC | 5,000,000 | $6.269M | 0.1% | $1.25 | $1.22 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | LEISURE ACQUISITION CORP | 599,998 | $6.252M | 0.1% | $10.42 | $10.07 | — | COM | 52539T107 |
| NTRA | NATERA INC | 184,500 | $6.216M | 0.1% | $33.69 * | $36.86 | 0.0% | COM | 632307104 |
| — | AVX CORP NEW | 300,000 | $6.141M | 0.1% | $20.47 | $20.47 | — | COM | 002444107 |
| AMAT | APPLIED MATLS INC | 100,000 | $6.104M | 0.1% | $61.04 * | $45.34 | +16.9% | Put | 038222105 |
| — | TIFFANY & CO NEW | 45,000 | $6.014M | 0.1% | $133.64 | $133.64 | — | COM | 886547108 |
| XLE | SELECT SECTOR SPDR TR | 100,000 | $6.004M | 0.1% | $60.04 | $60.05 | — | Call | 81369Y506 |
| — | TORTOISE ACQUISITION CORP | 600,000 | $5.994M | 0.1% | $9.99 | $9.88 | — | CL A | 89154L100 |
| — | CHASERG TECHNLGY ACQUISITN C | 544,898 | $5.912M | 0.1% | $10.85 | $10.85 | — | CLASS A | 16166A103 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 562,000 | $5.892M | 0.1% | $10.48 | $9.97 | — | SHS | G8959N106 |
| SPY | SPDR S&P 500 ETF TR | 18,211 | $5.861M | 0.1% | $321.84 | $321.84 | — | TR UNIT | 78462F103 |
| — | WESCO AIRCRAFT HLDGS INC | 518,545 | $5.714M | 0.1% | $11.02 | $11.01 | — | COM | 950814103 |
| — | ANDINA ACQUISITION CORP III | 550,000 | $5.582M | 0.1% | $10.15 | $10.05 | — | SHS | G04415108 |
| — | BARRICK GOLD CORPORATION | 300,000 | $5.577M | 0.1% | $18.59 | $18.60 | — | Call | 067901108 |
| — | ANIXTER INTL INC | 60,000 | $5.526M | 0.1% | $92.10 | $92.10 | — | COM | 035290105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 517,500 | $5.486M | 0.1% | $10.60 | $10.27 | — | COM | 089482103 |
| — | HL ACQUISITIONS CORP | 530,769 | $5.483M | 0.1% | $10.33 | $9.63 | — | SHS | G4603R106 |
| — | CREE INC | 5,000,000 | $5.315M | 0.1% | $1.06 | $1.09 | — | NOTE 0.875% 9/0 | 225447AB7 |
| UTI | UNIVERSAL TECHNICAL INST INC | 688,664 | $5.31M | 0.1% | $7.71 * | $6.03 | 0.0% | COM | 913915104 |
| — | INFINERA CORPORATION | 5,000,000 | $5.283M | 0.1% | $1.06 | $1.06 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| SCPE/U | SC HEALTH CORP | 500,000 | $5.185M | 0.1% | $10.37 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | VEONEER INCORPORATED | 5,000,000 | $5.138M | 0.1% | $1.03 | $1.04 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| AKTSQ | AKOUSTIS TECHNOLOGIES INC | 640,000 | $5.12M | 0.1% | $8.00 * | $7.81 | 0.0% | COM | 00973N102 |
| — | UNION ACQUISITION CORP II | 500,000 | $5.095M | 0.1% | $10.19 | $10.19 | — | UNIT 99/99/9999 | G9402Q118 |
| — | TORTOISE ACQUISITION CORP | 500,000 | $5.085M | 0.1% | $10.17 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | SWITCHBACK ENERGY ACQUISITIO | 500,000 | $5.03M | 0.1% | $10.06 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $5.01M | 0.1% | $10.02 | $9.99 | — | SHS | G2956M104 |
| SCPE | SC HEALTH CORP | 500,000 | $4.97M | 0.1% | $9.94 | $9.94 | — | COM CL A | G78516203 |
| MAPS | SILVER SPIKE ACQUISITION COR | 500,000 | $4.955M | 0.1% | $9.91 | $9.91 | — | CL A SHS | G8136L106 |
| — | LF CAP ACQUISITION CORP | 464,169 | $4.809M | 0.1% | $10.36 | $9.63 | — | CL A | 50200K108 |
| — | OPES ACQUISITION CORP | 430,000 | $4.528M | 0.1% | $10.53 | $10.40 | — | COM | 68373P100 |
| NFIN | NETFIN ACQUISITION CORP | 450,000 | $4.478M | 0.1% | $9.95 | $9.95 | — | SHS CL A | G6455A107 |
| KFY | KORN FERRY | 100,100 | $4.244M | 0.1% | $42.40 * | $35.06 | 0.0% | COM NEW | 500643200 |
| — | LIBERTY PPTY TR | 70,000 | $4.204M | 0.1% | $60.06 | $60.06 | — | SH BEN INT | 531172104 |
| — | HENNESSY CAP ACQUSTION CORP | 386,608 | $4.175M | 0.1% | $10.80 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | EDTECHX HLDGS ACQUISITION CO | 401,400 | $4.122M | 0.1% | $10.27 | $10.00 | — | COM | 28138X103 |
| — | NETFIN ACQUISITION CORP | 400,000 | $4.076M | 0.1% | $10.19 | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| RVPH | TENZING ACQUISITION CORP | 380,800 | $3.989M | 0.1% | $10.48 | $10.39 | — | ORD SHS | G8708A116 |
| — | MERIDA MERGER CORP I | 400,000 | $3.896M | 0.1% | $9.74 | $9.74 | — | COM | 58953M106 |
| ACCS | ISSUER DIRECT CORPORATION | 327,397 | $3.827M | 0.1% | $11.69 * | $16.57 | -32.8% | COM NEW | 46520M204 |
| — | MEDICINES CO | 45,000 | $3.822M | 0.1% | $84.93 | $84.93 | — | COM | 584688105 |
| QGEN 0.875 03/19/21 | QIAGEN NV | 3,000,000 | $3.782M | 0.1% | $1.26 | $1.22 | — | DEBT 0.875% 3/1 | N72482AB3 |
| — | GALILEO ACQUISITION CORP | 350,000 | $3.596M | 0.1% | $10.27 | $10.27 | — | UNIT 99/99/9999 | G3770A128 |
| CNQ | CANADIAN NAT RES LTD | 110,000 | $3.558M | 0.1% | $32.35 | — | — | Put | 136385101 |
| LOAC | LONGEVITY ACQUISITION CORP | 340,000 | $3.553M | 0.1% | $10.45 | $10.17 | — | ORD SHS | G56372132 |
| RCI | ROGERS COMMUNICATIONS INC | 71,018 | $3.527M | 0.1% | $49.66 * | $48.19 | 0.0% | CL B | 775109200 |
| — | GSE SYS INC | 2,000,000 | $3.3M | 0.1% | $1.65 | $2.23 | — | COM | 36227K106 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 325,000 | $3.273M | 0.1% | $10.07 | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | ORGANIGRAM HLDGS INC | 1,270,800 | $3.113M | 0.1% | $2.45 | $5.74 | — | COM | 68620P101 |
| QGEN 1 11/13/24 | QIAGEN NV | 3,000,000 | $3.074M | 0.1% | $1.02 | $1.03 | — | DEBT 1.000%11/1 | N72482AT4 |
| — | AGBA ACQUISITION LTD | 300,000 | $3.038M | 0.1% | $10.13 | $10.13 | — | SHS | G0120M109 |
| — | FINTECH ACQUISITION CORP III | 300,000 | $3.036M | 0.1% | $10.12 | $10.12 | — | COM CL A | 31811A101 |
| — | ORISUN ACQUISITION CORP | 300,000 | $2.985M | 0.1% | $9.95 | $9.95 | — | COM | 68632T109 |
| — | PIVOTAL INVT CORP II | 300,000 | $2.982M | 0.1% | $9.94 | $9.94 | — | COM CL A | 72582K100 |
| — | GREENVISION ACQUISITION CORP | 300,000 | $2.949M | 0.1% | $9.83 | $9.83 | — | COM | 39678G103 |
| — | ACAMAR PARTNERS ACQSITION CO | 289,999 | $2.9M | 0.1% | $10.00 | $9.72 | — | CL A | 004285102 |
| APT | ALPHA PRO TECH LTD | 844,196 | $2.896M | 0.1% | $3.43 | $3.50 | -0.4% | COM | 020772109 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $2.865M | 0.1% | $2.41 * | $2.27 | 0.0% | COM | 29258Y103 |
| REAL | THE REALREAL INC | 150,936 | $2.845M | 0.1% | $18.85 | $19.14 | 0.0% | COM | 88339P101 |
| — | FELLAZO INC | 276,400 | $2.792M | 0.1% | $10.10 | $9.96 | — | UNIT 99/99/9999 | G3362K104 |
| — | AUDENTES THERAPEUTICS INC | 45,000 | $2.693M | 0.1% | $59.84 | $59.84 | — | COM | 05070R104 |
| — | GIGCAPITAL2 INC | 250,000 | $2.612M | 0.1% | $10.45 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | ORISUN ACQUISITION CORP | 250,000 | $2.538M | 0.0% | $10.15 | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| FTS | FORTIS INC | 60,000 | $2.491M | 0.0% | $41.52 * | $32.38 | 0.0% | COM | 349553107 |
| — | GIGCAPITAL2 INC | 250,000 | $2.488M | 0.0% | $9.95 | $9.95 | — | COM | 375036100 |
| RCI | ROGERS COMMUNICATIONS INC | 50,000 | $2.484M | 0.0% | $49.68 * | $48.19 | 0.0% | Put | 775109200 |
| — | FORUM MERGER II CORP | 243,138 | $2.482M | 0.0% | $10.21 | $9.65 | — | CL A | 34986F103 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 171,509 | $2.468M | 0.0% | $14.39 | $8.37 | — | UNIT | 85207Q104 |
| BROGF | BROOGE HLDGS LTD | 271,033 | $2.393M | 0.0% | $8.83 | $8.83 | — | SHS | G1611B107 |
| XLI | SELECT SECTOR SPDR TR | 27,819 | $2.266M | 0.0% | $81.46 | $81.46 | — | SBI INT-INDS | 81369Y704 |
| — | TIBERIUS ACQUISITION CORP | 1,891,621 | $2.156M | 0.0% | $1.14 | $1.04 | — | *W EXP 02/28/202 | 88633A115 |
| ENB | ENBRIDGE INC | 53,606 | $2.132M | 0.0% | $39.77 * | $24.85 | 0.0% | COM | 29250N105 |
| — | LIV CAP ACQUISITION CORP | 208,840 | $2.101M | 0.0% | $10.06 | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | ARYA SCIENCES ACQUISITION CO | 200,000 | $2.08M | 0.0% | $10.40 | $10.40 | — | SHS CL A | G3165V109 |
| FTS | FORTIS INC | 50,000 | $2.076M | 0.0% | $41.52 * | $32.38 | 0.0% | Call | 349553107 |
| — | AGBA ACQUISITION LTD | 200,800 | $2.067M | 0.0% | $10.29 | $10.04 | — | UNIT 05/10/2024 | G0120M133 |
| XLY | SELECT SECTOR SPDR TR | 16,362 | $2.052M | 0.0% | $125.41 | $120.68 | — | SBI CONS DISCR | 81369Y407 |
| — | GREENVISION ACQUISITION CORP | 200,000 | $2.018M | 0.0% | $10.09 | $10.09 | — | UNIT 10/28/2024 | 39678G202 |
| XLK | SELECT SECTOR SPDR TR | 21,073 | $1.932M | 0.0% | $91.68 | $82.61 | — | TECHNOLOGY | 81369Y803 |
| TXG | 10X GENOMICS INC | 25,000 | $1.906M | 0.0% | $76.24 | — | — | Call | 88025U109 |
| — | PIVOTAL INVT CORP II | 179,568 | $1.832M | 0.0% | $10.20 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | INSURANCE ACQUISITION CORP | 179,446 | $1.797M | 0.0% | $10.01 | $9.91 | — | CL A | 457867109 |
| TAC | TRANSALTA CORP | 250,000 | $1.79M | 0.0% | $7.16 | — | — | Call | 89346D107 |
| TECK | TECK RESOURCES LTD | 100,000 | $1.737M | 0.0% | $17.37 * | $16.32 | 0.0% | Put | 878742204 |
| VET | VERMILION ENERGY INC | 100,000 | $1.636M | 0.0% | $16.36 | — | — | Call | 923725105 |
| XLF | SELECT SECTOR SPDR TR | 52,650 | $1.621M | 0.0% | $30.79 | $29.68 | — | SBI INT-FINL | 81369Y605 |
| — | CF FIN ACQUISITION CORP | 1,721,875 | $1.55M | 0.0% | $0.90 | $0.73 | — | *W EXP 04/30/202 | 12528N115 |
| — | HL ACQUISITIONS CORP | 139,100 | $1.514M | 0.0% | $10.88 | $10.16 | — | UNIT 06/21/2023 | G4603R114 |
| — | RMG ACQUISITION CORP | 150,000 | $1.497M | 0.0% | $9.98 | $9.85 | — | CL A | 749641106 |
| — | PENSARE ACQUISITION CORP | 5,156,707 | $1.495M | 0.0% | $0.29 | $0.36 | — | RIGHT 99/99/9999 | 70957E121 |
| DLHC | DLH HLDGS CORP | 350,000 | $1.467M | 0.0% | $4.19 | $5.95 | -29.6% | COM | 23335Q100 |
| — | SHAW COMMUNICATIONS INC | 70,000 | $1.42M | 0.0% | $20.29 | $20.29 | — | Call | 82028K200 |
| — | MONOCLE ACQUISITION CORP | 139,000 | $1.415M | 0.0% | $10.18 | $10.00 | — | COM | 609754106 |
| — | BROOKFIELD ASSET MGMT INC | 24,000 | $1.387M | 0.0% | $57.79 | $57.79 | — | CL A LTD VT SH | 112585104 |
| — | COTT CORP QUE | 100,000 | $1.368M | 0.0% | $13.68 | — | — | Call | 22163N106 |
| — | BROOGE HLDGS LTD | 1,913,310 | $1.358M | 0.0% | $0.71 | $0.71 | — | *W EXP 12/20/202 | G1611B115 |
| — | SELECT INTERIOR CONCEPTS INC | 150,000 | $1.348M | 0.0% | $8.99 | $8.99 | — | CL A | 816120307 |
| — | ORGANIGRAM HLDGS INC | 400,000 | $1.276M | 0.0% | $3.19 | $5.74 | — | Call | 68620P101 |
| — | NEW FRONTIER HEALTH CORP | 791,353 | $1.207M | 0.0% | $1.53 | $1.53 | — | *W EXP 11/30/202 | G6461G114 |
| — | DIAMONDPEAK HLDGS COR | 120,000 | $1.194M | 0.0% | $9.95 | $9.95 | — | COM CL A | 25280H100 |
| BEP | BROOKFIELD RENEWABLE PARTNER | 25,000 | $1.166M | 0.0% | $46.64 | — | — | Put | G16258108 |
| BCE | BCE INC | 25,000 | $1.159M | 0.0% | $46.36 * | $31.73 | 0.0% | Put | 05534B760 |
| — | TRINE ACQUISITION CORP | 1,199,999 | $1.14M | 0.0% | $0.95 | $0.79 | — | *W EXP 03/31/202 | 89628U116 |
| — | FAR PT ACQUISITION CORP | 879,999 | $1.135M | 0.0% | $1.29 | $1.29 | — | *W EXP 06/01/202 | 30734W117 |
| — | MUDRICK CAP ACQUISITION CORP | 2,202,400 | $1.079M | 0.0% | $0.49 | $0.63 | — | *W EXP 02/12/202 | 624745113 |
| — | NEBULA ACQUISITION CORP | 101,349 | $1.068M | 0.0% | $10.54 | $10.54 | — | COM CLASS A | 629076100 |
| FTS | FORTIS INC | 25,000 | $1.038M | 0.0% | $41.52 * | $32.38 | 0.0% | Put | 349553107 |
| STRR | HUDSON GLOBAL INC | 85,475 | $1.021M | 0.0% | $11.95 | $14.57 | -17.5% | COM NEW | 443787205 |
| — | LGL SYS ACQUISITION CORP | 100,000 | $1.02M | 0.0% | $10.20 | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | SHAW COMMUNICATIONS INC | 50,000 | $1.014M | 0.0% | $20.28 | $20.29 | — | Put | 82028K200 |
| — | ACT II GLOBAL ACQUISITION CO | 1,000,000 | $1M | 0.0% | $1.00 | $0.93 | — | *W EXP 04/30/202 | G0080J120 |
| — | CHURCHILL CAP CORP II | 700,000 | $996K | 0.0% | $1.42 | $1.42 | — | *W EXP 07/02/202 | 17143G114 |
| — | LANDCADIA HLDGS II INC | 100,000 | $994K | 0.0% | $9.94 | $9.81 | — | CL A | 51476X105 |
| — | SHAW COMMUNICATIONS INC | 48,500 | $984K | 0.0% | $20.29 | $20.29 | — | CL B CONV | 82028K200 |
| — | GRAF INDL CORP | 94,750 | $966K | 0.0% | $10.20 | $9.73 | — | COM | 384278107 |
| — | INFRA AND ENERGY ALTRNTIVE I | 285,714 | $920K | 0.0% | $3.22 | $8.35 | — | COM | 45686J104 |
| — | BROOKFIELD PROPERTY PARTRS L | 50,000 | $914K | 0.0% | $18.28 | $18.28 | — | UNIT LTD PARTN | G16249107 |
| — | ENCANA CORP | 150,000 | $912K | 0.0% | $6.08 | $5.99 | — | COM | 292505104 |
| XLB | SELECT SECTOR SPDR TR | 14,763 | $907K | 0.0% | $61.44 | $60.32 | — | SBI MATERIALS | 81369Y100 |
| — | GX ACQUISITION CORP | 1,100,000 | $880K | 0.0% | $0.80 | $0.59 | — | *W EXP 05/24/202 | 36251A115 |
| — | MOSAIC ACQUISITION CORP | 888,592 | $862K | 0.0% | $0.97 | $1.05 | — | *W EXP 10/23/202 | 61946M118 |
| — | IMMUNOVANT INC | 414,952 | $809K | 0.0% | $1.95 | $1.95 | — | *W EXP 12/18/202 | 45258J110 |
| — | OAKTREE ACQUISITION CORP | 81,200 | $804K | 0.0% | $9.90 | $9.90 | — | SHS CL A | G67145105 |
| — | CHASERG TECHNLGY ACQUISITN C | 364,596 | $802K | 0.0% | $2.20 | $1.72 | — | *W EXP 04/10/202 | 16166A111 |
| — | GS ACQUISITION HLDGS CORP | 333,333 | $768K | 0.0% | $2.30 | $2.04 | — | *W EXP 06/12/202 | 36255F110 |
| XLRE | SELECT SECTOR SPDR TR | 19,693 | $762K | 0.0% | $38.69 | $38.69 | — | RL EST SEL SEC | 81369Y860 |
| — | REPLAY ACQUISITION CORP | 900,000 | $752K | 0.0% | $0.84 | $0.74 | — | *W EXP 03/01/202 | G75130115 |
| — | HENNESSY CAP ACQUSTION CORP | 900,000 | $720K | 0.0% | $0.80 | $0.79 | — | *W EXP 09/05/202 | 42589C112 |
| — | LEGACY ACQUISITION CORP | 1,310,326 | $704K | 0.0% | $0.54 | $0.51 | — | *W EXP 11/30/202 | 524643111 |
| — | LEO HOLDINGS CORP | 1,035,500 | $687K | 0.0% | $0.66 | $1.16 | — | *W EXP 02/07/202 | G5463L113 |
| — | PRECISION DRILLING CORP | 490,000 | $686K | 0.0% | $1.40 | $1.54 | — | COM 2010 | 74022D308 |
| — | MEGALITH FINL ACQUISITION CO | 2,122,000 | $679K | 0.0% | $0.32 | $0.37 | — | *W EXP 08/26/202 | 58518F117 |
| — | OSPREY TECHNLGY AQUISTION CO | 750,000 | $675K | 0.0% | $0.90 | $0.90 | — | *W EXP 10/30/202 | 68839R120 |
| SU | SUNCOR ENERGY INC NEW | 20,000 | $656K | 0.0% | $32.80 * | $24.50 | 0.0% | COM | 867224107 |
| — | TUSCAN HOLDINGS CORP | 1,049,999 | $619K | 0.0% | $0.59 | $0.76 | — | *W EXP 04/01/202 | 90069K112 |
| TECK | TECK RESOURCES LTD | 35,000 | $608K | 0.0% | $17.37 * | $16.32 | 0.0% | CL B | 878742204 |
| — | DIAMOND EAGLE ACQUISITION CO | 251,185 | $600K | 0.0% | $2.39 | $2.39 | — | *W EXP 06/30/202 | 25258L117 |
| NTR | NUTRIEN LTD | 12,500 | $599K | 0.0% | $47.92 * | $39.21 | 0.0% | COM | 67077M108 |
| — | GORES METROPOULOS INC | 398,799 | $598K | 0.0% | $1.50 | $1.44 | — | *W EXP 01/28/202 | 382872117 |
| XLV | SELECT SECTOR SPDR TR | 5,764 | $587K | 0.0% | $101.84 | $101.84 | — | SBI HEALTHCARE | 81369Y209 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,054,700 | $580K | 0.0% | $0.55 | $0.92 | — | *W EXP 08/27/202 | 846784122 |
| BTE | BAYTEX ENERGY CORP | 300,000 | $561K | 0.0% | $1.87 * | $1.38 | -14.6% | COM | 07317Q105 |
| — | BARRICK GOLD CORPORATION | 30,000 | $558K | 0.0% | $18.60 | $18.60 | — | COM | 067901108 |
| XLE | SELECT SECTOR SPDR TR | 9,159 | $550K | 0.0% | $60.05 | $60.05 | — | ENERGY | 81369Y506 |
| — | ALLEGRO MERGER CORP | 1,674,128 | $534K | 0.0% | $0.32 | $0.29 | — | RIGHT 12/31/2023 | 01749N129 |
| — | PENSARE ACQUISITION CORP | 1,587,827 | $524K | 0.0% | $0.33 | $0.43 | — | *W EXP 07/27/202 | 70957E113 |
| — | KALEYRA INC | 547,200 | $520K | 0.0% | $0.95 | $0.95 | — | *W EXP 12/12/202 | 483379111 |
| BCE | BCE INC | 10,000 | $464K | 0.0% | $46.40 * | $31.73 | 0.0% | COM NEW | 05534B760 |
| — | COLLIER CREEK HOLDINGS | 333,333 | $463K | 0.0% | $1.39 | $1.30 | — | *W EXP 99/99/999 | G22707114 |
| — | GORES HOLDINGS III INC | 287,266 | $445K | 0.0% | $1.55 | $1.46 | — | *W EXP 09/11/202 | 38286G117 |
| — | NESCO HLDGS INC | 913,900 | $416K | 0.0% | $0.46 | $0.86 | — | *W EXP 01/01/202 | 64083J112 |
| — | SPDR SERIES TRUST | 16,990 | $403K | 0.0% | $23.72 | $23.72 | — | S&P OILGAS EXP | 78464A730 |
| — | CRESCENT ACQUISITION CORP | 500,000 | $400K | 0.0% | $0.80 | $0.80 | — | *W EXP 03/08/202 | 22564L113 |
| — | B RILEY PRINCIPAL MERGER COR | 469,600 | $385K | 0.0% | $0.82 | $0.82 | — | *W EXP 04/08/202 | 05586Y114 |
| — | UNION ACQUISITION CORP II | 1,000,000 | $375K | 0.0% | $0.38 | $0.38 | — | *W EXP 04/01/202 | G9402Q126 |
| — | BOXWOOD MERGER CORP | 600,000 | $372K | 0.0% | $0.62 | $0.65 | — | *W EXP 11/26/202 | 10319T119 |
| — | VECTOIQ ACQUISITION CORP | 608,054 | $359K | 0.0% | $0.59 | $0.50 | — | *W EXP 05/11/202 | 92243N111 |
| — | LEISURE ACQUISITION CORP | 324,699 | $335K | 0.0% | $1.03 | $0.76 | — | *W EXP 12/05/201 | 52539T115 |
| — | US ECOLOGY INC | 27,863 | $315K | 0.0% | $11.31 | $11.31 | — | *W EXP 10/17/202 | 91734M111 |
| — | AMCI ACQUISITION CORP | 957,700 | $297K | 0.0% | $0.31 | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,440,000 | $295K | 0.0% | $0.20 | $0.19 | — | RIGHT 04/30/2026 | 74317H121 |
| — | ALBERTON ACQUISITION CORP | 1,142,000 | $274K | 0.0% | $0.24 | $0.25 | — | RIGHT 10/04/2020 | G35006132 |
| — | SC HEALTH CORP | 281,250 | $270K | 0.0% | $0.96 | $0.96 | — | *W EXP 99/99/999 | G78516401 |
| — | TKK SYMPHONY ACQUISITION COR | 1,064,845 | $266K | 0.0% | $0.25 | $0.29 | — | RIGHT 02/20/2020 | G88950137 |
| — | EDTECHX HLDGS ACQUISITION CO | 732,300 | $264K | 0.0% | $0.36 | $0.31 | — | *W EXP 12/31/202 | 28138X111 |
| — | ACAMAR PARTNERS ACQSITION CO | 350,000 | $262K | 0.0% | $0.75 | $0.76 | — | *W EXP 02/26/202 | 004285110 |
| — | KBL MERGER CORP IV | 1,652,400 | $256K | 0.0% | $0.15 | $0.37 | — | RIGHT 04/09/2020 | 48242A120 |
| — | APHRIA INC | 48,000 | $251K | 0.0% | $5.23 | $5.23 | — | COM | 03765K104 |
| — | PURE ACQUISITION CORP | 238,150 | $235K | 0.0% | $0.99 | $1.08 | — | *W EXP 04/17/202 | 74621Q114 |
| — | MONOCLE ACQUISITION CORP | 300,000 | $225K | 0.0% | $0.75 | $0.45 | — | *W EXP 12/06/202 | 609754114 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,440,000 | $216K | 0.0% | $0.15 | $0.07 | — | *W EXP 04/30/202 | 74317H113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 772,400 | $201K | 0.0% | $0.26 | $0.31 | — | RIGHT 12/01/2022 | 089482129 |
| — | AKAZOO SA | 396,544 | $196K | 0.0% | $0.49 | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 16,001 | $193K | 0.0% | $12.06 * | $10.10 | +34.7% | COM | 46005L101 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $190K | 0.0% | $0.38 | $0.44 | — | RIGHT 10/29/2020 | G2956M120 |
| — | TRIDENT ACQUISITIONS CORP | 1,846,713 | $185K | 0.0% | $0.10 | $0.16 | — | *W EXP 05/09/202 | 89615T114 |
| — | 8I ENTERPRISES ACQUISITIN CO | 500,000 | $176K | 0.0% | $0.35 | $0.40 | — | *W EXP 10/29/202 | G2956M112 |
| — | GREENVISION ACQUISITION CORP | 950,000 | $171K | 0.0% | $0.18 | $0.18 | — | RIGHT 06/01/2021 | 39678G129 |
| — | WEALTHBRIDGE ACQUISITION LTD | 500,000 | $165K | 0.0% | $0.33 | $0.22 | — | RIGHT 11/02/2023 | G4887W136 |
| — | BIOCERES CROP SOLUTIONS CORP | 1,047,700 | $162K | 0.0% | $0.15 | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | ALLEGRO MERGER CORP | 900,000 | $162K | 0.0% | $0.18 | $0.27 | — | *W EXP 01/06/202 | 01749N111 |
| — | ORISUN ACQUISITION CORP | 696,000 | $160K | 0.0% | $0.23 | $0.23 | — | RIGHT 05/31/2024 | 68632T125 |
| — | ANDINA ACQUISITION CORP III | 550,000 | $154K | 0.0% | $0.28 | $0.29 | — | RIGHT 07/31/2020 | G04415132 |
| — | BIOMX INC | 299,500 | $153K | 0.0% | $0.51 | $0.51 | — | *W EXP 10/16/202 | 09090D111 |
| — | OPES ACQUISITION CORP | 810,000 | $146K | 0.0% | $0.18 | $0.29 | — | *W EXP 03/13/202 | 68373P118 |
| — | TORTOISE ACQUISITION CORP | 299,999 | $140K | 0.0% | $0.47 | $0.60 | — | *W EXP 03/04/202 | 89154L118 |
| — | NETFIN ACQUISITION CORP | 450,000 | $135K | 0.0% | $0.30 | $0.30 | — | *W EXP 08/01/202 | G6455A115 |
| — | KBL MERGER CORP IV | 1,578,348 | $126K | 0.0% | $0.08 | $0.14 | — | *W EXP 01/15/202 | 48242A112 |
| SNAXW | ANDINA ACQUISITION CORP III | 550,000 | $116K | 0.0% | $0.21 | $0.20 | — | *W EXP 07/31/202 | G04415124 |
| — | GORDON POINTE ACQUISITION CO | 278,240 | $100K | 0.0% | $0.36 | $0.37 | — | *W EXP 07/30/202 | 382788115 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 250,000 | $100K | 0.0% | $0.40 | $0.40 | — | *W EXP 08/02/202 | G8136L114 |
| — | MERIDA MERGER CORP I | 200,000 | $100K | 0.0% | $0.50 | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | INSURANCE ACQUISITION CORP | 79,973 | $95,000 | 0.0% | $1.19 | $0.93 | — | *W EXP 03/31/202 | 457867117 |
| — | TENZING ACQUISITION CORP | 370,800 | $93,000 | 0.0% | $0.25 | $0.26 | — | *W EXP 02/23/202 | G8708A108 |
| — | FORUM MERGER II CORP | 200,000 | $92,000 | 0.0% | $0.46 | $0.64 | — | *W EXP 09/30/202 | 34986F111 |
| — | GIGCAPITAL2 INC | 250,000 | $80,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 02/28/202 | 375036118 |
| — | PIVOTAL INVT CORP II | 100,000 | $80,000 | 0.0% | $0.80 | $0.80 | — | *W EXP 06/01/202 | 72582K118 |
| — | FELLAZO INC | 400,000 | $68,000 | 0.0% | $0.17 | $0.17 | — | RIGHT 05/26/2026 | G3362K146 |
| — | BIG ROCK PARTNERS ACQUISI CO | 374,600 | $65,000 | 0.0% | $0.17 | $0.35 | — | *W EXP 12/01/202 | 089482111 |
| — | TKK SYMPHONY ACQUISITION COR | 1,064,845 | $64,000 | 0.0% | $0.06 | $0.09 | — | *W EXP 02/20/202 | G88950129 |
| — | GIGCAPITAL2 INC | 250,000 | $62,000 | 0.0% | $0.25 | $0.25 | — | RIGHT 02/28/2026 | 375036126 |
| — | LONGEVITY ACQUISITION CORP | 340,000 | $62,000 | 0.0% | $0.18 | $0.34 | — | RIGHT 07/31/2020 | G56372124 |
| — | TOTTENHAM ACQUISITION I LTD | 373,100 | $60,000 | 0.0% | $0.16 | $0.15 | — | RIGHT 06/05/2020 | G8959N122 |
| — | AGBA ACQUISITION LTD | 300,000 | $60,000 | 0.0% | $0.20 | $0.20 | — | RIGHT 05/10/2024 | G0120M125 |
| — | GREENVISION ACQUISITION CORP | 400,000 | $56,000 | 0.0% | $0.14 | $0.14 | — | *W EXP 10/28/202 | 39678G111 |
| — | HL ACQUISITIONS CORP | 210,000 | $53,000 | 0.0% | $0.25 | $0.61 | — | RIGHT 07/17/2023 | G4603R130 |
| — | ALBERTON ACQUISITION CORP | 750,000 | $45,000 | 0.0% | $0.06 | $0.10 | — | *W EXP 04/26/202 | G35006124 |
| — | NEBULA ACQUISITION CORP | 33,783 | $44,000 | 0.0% | $1.30 | $1.30 | — | *W EXP 03/12/202 | 629076118 |
| — | HL ACQUISITIONS CORP | 125,000 | $44,000 | 0.0% | $0.35 | $0.33 | — | *W EXP 06/21/202 | G4603R122 |
| — | WEALTHBRIDGE ACQUISITION LTD | 500,000 | $41,000 | 0.0% | $0.08 | $0.12 | — | *W EXP 01/31/202 | G4887W128 |
| — | DIAMONDPEAK HLDGS COR | 40,000 | $33,000 | 0.0% | $0.82 | $0.82 | — | *W EXP 02/22/202 | 25280H118 |
| — | LONGEVITY ACQUISITION CORP | 340,000 | $31,000 | 0.0% | $0.09 | $0.13 | — | *W EXP 07/31/202 | G56372116 |
| — | RMG ACQUISITION CORP | 50,000 | $31,000 | 0.0% | $0.62 | $0.76 | — | *W EXP 02/21/202 | 749641114 |
| — | SOUTH MTN MERGER CORP | 32,500 | $29,000 | 0.0% | $0.89 | $0.89 | — | *W EXP 06/20/202 | 838884112 |
| — | LF CAP ACQUISITION CORP | 50,000 | $23,000 | 0.0% | $0.46 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | FELLAZO INC | 400,000 | $20,000 | 0.0% | $0.05 | $0.05 | — | *W EXP 05/15/202 | G3362K120 |
| — | ORISUN ACQUISITION CORP | 300,000 | $20,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 05/31/202 | 68632T117 |
| — | TOTTENHAM ACQUISITION I LTD | 312,000 | $19,000 | 0.0% | $0.06 | $0.11 | — | *W EXP 05/06/202 | G8959N114 |
| — | AGBA ACQUISITION LTD | 300,000 | $18,000 | 0.0% | $0.06 | $0.06 | — | *W EXP 05/10/202 | G0120M117 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $10,000 | 0.0% | $0.00 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | GRAF INDL CORP | 20,000 | $9,000 | 0.0% | $0.45 | $0.45 | — | *W EXP 12/31/202 | 384278115 |