RAFFLES ASSOCIATES LP Diversified Active

Location: New York, NY

CIK: 0001169581 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value: $58.89M (100.0% shares, 0.0% debt)

Holdings (31)

— STANDARD AVB FINL CORP 11.3%

Value $6.664M Shares 204,108 Share Price $32.65 Est. Cost/Share $31.10 Unrealized @ Report Date —

BPOP POPULAR INC 11.1%

Value $6.529M Shares 180,000 Share Price $36.27 * Est. Cost/Share $24.51 Unrealized @ Report Date +29.0%

SMBC SOUTHERN MO BANCORP INC 9.3%

Value $5.477M Shares 232,292 Share Price $23.58 * Est. Cost/Share $12.83 Unrealized @ Report Date +61.1%

— GOODRICH PETE CORP 9.0%

Value $5.296M Shares 688,634 Share Price $7.69 Est. Cost/Share $10.11 Unrealized @ Report Date —

BAC BK OF AMERICA CORP 8.2%

Value $4.818M Shares 200,000 Share Price $24.09 * Est. Cost/Share $21.82 Unrealized @ Report Date 0.0%

KBE SPDR SER TR 7.5%

Value $4.418M Shares 150,000 Share Price $29.45 Est. Cost/Share $29.45 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC 7.2%

Value $4.241M Shares 356,349 Share Price $11.90 * Est. Cost/Share $15.90 Unrealized @ Report Date -23.0%

VMD VIEMED HEALTHCARE INC 4.7%

Value $2.778M Shares 321,518 Share Price $8.64 * Est. Cost/Share $6.64 Unrealized @ Report Date +51.8%

WFC WELLS FARGO CO NEW 4.0%

Value $2.351M Shares 100,000 Share Price $23.51 * Est. Cost/Share $21.83 Unrealized @ Report Date 0.0%

C CITIGROUP INC 3.7%

Value $2.156M Shares 50,000 Share Price $43.12 * Est. Cost/Share $41.02 Unrealized @ Report Date 0.0%

— SYNACOR INC 3.4%

Value $1.974M Shares 1,307,261 Share Price $1.51 Est. Cost/Share $1.35 Unrealized @ Report Date —

— OSISKO GOLD ROYALTIES LTD 2.5%

Value $1.479M Shares 125,000 Share Price $11.83 Est. Cost/Share $7.77 Unrealized @ Report Date —

FBP FIRST BANCORP P R 2.5%

Value $1.477M Shares 282,874 Share Price $5.22 * Est. Cost/Share $5.21 Unrealized @ Report Date -9.8%

CRK COMSTOCK RES INC 2.0%

Value $1.155M Shares 263,712 Share Price $4.38 * Est. Cost/Share $5.20 Unrealized @ Report Date -3.5%

MAYS MAYS J W INC 1.5%

Value $899K Shares 44,939 Share Price $20.00 Est. Cost/Share $22.25 Unrealized @ Report Date -8.8%

NSSC NAPCO SEC TECHNOLOGIES INC 1.5%

Value $869K Shares 36,959 Share Price $23.51 * Est. Cost/Share $2.09 Unrealized @ Report Date +457.6%

— 180 DEGREE CAP CORP 1.3%

Value $747K Shares 395,492 Share Price $1.89 Est. Cost/Share $1.89 Unrealized @ Report Date —

— VOXX INTL CORP 1.2%

Value $734K Shares 95,500 Share Price $7.69 Est. Cost/Share $4.99 Unrealized @ Report Date —

— LIBERTY MEDIA CORP DEL 1.0%

Value $593K Shares 17,878 Share Price $33.17 Est. Cost/Share $33.95 Unrealized @ Report Date —

— MIND TECHNOLOGY INC 0.9%

Value $546K Shares 262,312 Share Price $2.08 Est. Cost/Share $2.08 Unrealized @ Report Date —

— MACKINAC FINL CORP 0.8%

Value $468K Shares 48,474 Share Price $9.65 Est. Cost/Share $11.09 Unrealized @ Report Date —

— FIRST SEACOAST BANCORP 0.8%

Value $450K Shares 58,142 Share Price $7.74 Est. Cost/Share $9.36 Unrealized @ Report Date —

OSG AMBAC FINL GROUP INC 0.8%

Value $447K Shares 34,993 Share Price $12.77 Est. Cost/Share $15.46 Unrealized @ Report Date -16.7%

LILA LIBERTY LATIN AMERICA LTD 0.7%

Value $412K Shares 50,000 Share Price $8.24 * Est. Cost/Share $8.96 Unrealized @ Report Date 0.0%

LILAK LIBERTY LATIN AMERICA LTD 0.7%

Value $407K Shares 50,000 Share Price $8.14 * Est. Cost/Share $8.81 Unrealized @ Report Date 0.0%

— SONIM TECHNOLOGIES INC 0.6%

Value $350K Shares 450,633 Share Price $0.78 Est. Cost/Share $0.78 Unrealized @ Report Date —

EVTC EVERTEC INC 0.6%

Value $347K Shares 10,000 Share Price $34.70 * Est. Cost/Share $31.30 Unrealized @ Report Date 0.0%

— HARBORONE BANCORP INC NEW 0.6%

Value $336K Shares 41,641 Share Price $8.07 Est. Cost/Share $10.14 Unrealized @ Report Date —

— PRUDENTIAL BANCORP INC NEW 0.4%

Value $246K Shares 23,296 Share Price $10.56 Est. Cost/Share $17.13 Unrealized @ Report Date —

UBCP UNITED BANCORP INC OHIO 0.3%

Value $188K Shares 15,000 Share Price $12.53 * Est. Cost/Share $13.08 Unrealized @ Report Date -12.5%

AWX AVALON HLDGS CORP 0.1%

Value $40,000 Shares 22,941 Share Price $1.74 * Est. Cost/Share $1.64 Unrealized @ Report Date +0.7%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STANDARD AVB FINL CORP	204,108	$6.664M	11.3%	$32.65	$31.10	—	COM	85303B100
BPOP	POPULAR INC	180,000	$6.529M	11.1%	$36.27 *	$24.51	+29.0%	COM NEW	733174700
SMBC	SOUTHERN MO BANCORP INC	232,292	$5.477M	9.3%	$23.58 *	$12.83	+61.1%	COM	843380106
—	GOODRICH PETE CORP	688,634	$5.296M	9.0%	$7.69	$10.11	—	COM PAR	382410843
BAC	BK OF AMERICA CORP	200,000	$4.818M	8.2%	$24.09 *	$21.82	0.0%	COM	060505104
KBE	SPDR SER TR	150,000	$4.418M	7.5%	$29.45	$29.45	—	S&P BK ETF	78464A797
PROV	PROVIDENT FINL HLDGS INC	356,349	$4.241M	7.2%	$11.90 *	$15.90	-23.0%	COM	743868101
VMD	VIEMED HEALTHCARE INC	321,518	$2.778M	4.7%	$8.64 *	$6.64	+51.8%	COM	92663R105
WFC	WELLS FARGO CO NEW	100,000	$2.351M	4.0%	$23.51 *	$21.83	0.0%	COM	949746101
C	CITIGROUP INC	50,000	$2.156M	3.7%	$43.12 *	$41.02	0.0%	COM NEW	172967424
—	SYNACOR INC	1,307,261	$1.974M	3.4%	$1.51	$1.35	—	COM	871561106
—	OSISKO GOLD ROYALTIES LTD	125,000	$1.479M	2.5%	$11.83	$7.77	—	COM	68827L101
FBP	FIRST BANCORP P R	282,874	$1.477M	2.5%	$5.22 *	$5.21	-9.8%	COM NEW	318672706
CRK	COMSTOCK RES INC	263,712	$1.155M	2.0%	$4.38 *	$5.20	-3.5%	COM	205768302
MAYS	MAYS J W INC	44,939	$899K	1.5%	$20.00	$22.25	-8.8%	COM	578473100
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$869K	1.5%	$23.51 *	$2.09	+457.6%	COM	630402105
—	180 DEGREE CAP CORP	395,492	$747K	1.3%	$1.89	$1.89	—	COM	68235B109
—	VOXX INTL CORP	95,500	$734K	1.2%	$7.69	$4.99	—	CL A	91829F104
—	LIBERTY MEDIA CORP DEL	17,878	$593K	1.0%	$33.17	$33.95	—	COM A SIRIUSXM	531229409
—	MIND TECHNOLOGY INC	262,312	$546K	0.9%	$2.08	$2.08	—	COM	602566101
—	MACKINAC FINL CORP	48,474	$468K	0.8%	$9.65	$11.09	—	COM	554571109
—	FIRST SEACOAST BANCORP	58,142	$450K	0.8%	$7.74	$9.36	—	COM	33631P102
OSG	AMBAC FINL GROUP INC	34,993	$447K	0.8%	$12.77	$15.46	-16.7%	COM NEW	023139884
LILA	LIBERTY LATIN AMERICA LTD	50,000	$412K	0.7%	$8.24 *	$8.96	0.0%	COM CL A	G9001E102
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$407K	0.7%	$8.14 *	$8.81	0.0%	COM CL C	G9001E128
—	SONIM TECHNOLOGIES INC	450,633	$350K	0.6%	$0.78	$0.78	—	COM	83548F101
EVTC	EVERTEC INC	10,000	$347K	0.6%	$34.70 *	$31.30	0.0%	COM	30040P103
—	HARBORONE BANCORP INC NEW	41,641	$336K	0.6%	$8.07	$10.14	—	COM NEW	41165Y100
—	PRUDENTIAL BANCORP INC NEW	23,296	$246K	0.4%	$10.56	$17.13	—	COM	74431A101
UBCP	UNITED BANCORP INC OHIO	15,000	$188K	0.3%	$12.53 *	$13.08	-12.5%	COM	909911109
AWX	AVALON HLDGS CORP	22,941	$40,000	0.1%	$1.74 *	$1.64	+0.7%	CL A	05343P109