RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $58,892 (100.0% shares, 0.0% debt)

Holdings (31)

— STANDARD AVB FINL CORP 11.3%

Value ($000) $6,664 Shares 204,108 Est. Cost $31.10 Unrealized —

BPOP POPULAR INC 11.1%

Value ($000) $6,529 Shares 180,000 Est. Cost $24.51 Unrealized +29.0%

SMBC SOUTHERN MO BANCORP INC 9.3%

Value ($000) $5,477 Shares 232,292 Est. Cost $12.83 Unrealized +61.1%

— GOODRICH PETE CORP 9.0%

Value ($000) $5,296 Shares 688,634 Est. Cost $10.11 Unrealized —

BAC BK OF AMERICA CORP 8.2%

Value ($000) $4,818 Shares 200,000 Est. Cost $21.82 Unrealized 0.0%

KBE SPDR SER TR 7.5%

Value ($000) $4,418 Shares 150,000 Est. Cost $29.45 Unrealized —

PROV PROVIDENT FINL HLDGS INC 7.2%

Value ($000) $4,241 Shares 356,349 Est. Cost $15.90 Unrealized -23.0%

VMD VIEMED HEALTHCARE INC 4.7%

Value ($000) $2,778 Shares 321,518 Est. Cost $6.64 Unrealized +51.8%

WFC WELLS FARGO CO NEW 4.0%

Value ($000) $2,351 Shares 100,000 Est. Cost $21.83 Unrealized 0.0%

C CITIGROUP INC 3.7%

Value ($000) $2,156 Shares 50,000 Est. Cost $41.02 Unrealized 0.0%

— SYNACOR INC 3.4%

Value ($000) $1,974 Shares 1,307,261 Est. Cost $1.35 Unrealized —

— OSISKO GOLD ROYALTIES LTD 2.5%

Value ($000) $1,479 Shares 125,000 Est. Cost $7.77 Unrealized —

FBP FIRST BANCORP P R 2.5%

Value ($000) $1,477 Shares 282,874 Est. Cost $5.21 Unrealized -9.8%

CRK COMSTOCK RES INC 2.0%

Value ($000) $1,155 Shares 263,712 Est. Cost $5.20 Unrealized -3.5%

MAYS MAYS J W INC 1.5%

Value ($000) $899 Shares 44,939 Est. Cost $22.25 Unrealized -8.8%

NSSC NAPCO SEC TECHNOLOGIES INC 1.5%

Value ($000) $869 Shares 36,959 Est. Cost $2.09 Unrealized +457.6%

— 180 DEGREE CAP CORP 1.3%

Value ($000) $747 Shares 395,492 Est. Cost $1.89 Unrealized —

— VOXX INTL CORP 1.2%

Value ($000) $734 Shares 95,500 Est. Cost $4.99 Unrealized —

— LIBERTY MEDIA CORP DEL 1.0%

Value ($000) $593 Shares 17,878 Est. Cost $33.95 Unrealized —

— MIND TECHNOLOGY INC 0.9%

Value ($000) $546 Shares 262,312 Est. Cost $2.08 Unrealized —

— MACKINAC FINL CORP 0.8%

Value ($000) $468 Shares 48,474 Est. Cost $11.09 Unrealized —

— FIRST SEACOAST BANCORP 0.8%

Value ($000) $450 Shares 58,142 Est. Cost $9.36 Unrealized —

OSG AMBAC FINL GROUP INC 0.8%

Value ($000) $447 Shares 34,993 Est. Cost $15.46 Unrealized -16.7%

LILA LIBERTY LATIN AMERICA LTD 0.7%

Value ($000) $412 Shares 50,000 Est. Cost $8.96 Unrealized 0.0%

LILAK LIBERTY LATIN AMERICA LTD 0.7%

Value ($000) $407 Shares 50,000 Est. Cost $8.81 Unrealized 0.0%

— SONIM TECHNOLOGIES INC 0.6%

Value ($000) $350 Shares 450,633 Est. Cost $0.78 Unrealized —

EVTC EVERTEC INC 0.6%

Value ($000) $347 Shares 10,000 Est. Cost $31.30 Unrealized 0.0%

— HARBORONE BANCORP INC NEW 0.6%

Value ($000) $336 Shares 41,641 Est. Cost $10.14 Unrealized —

— PRUDENTIAL BANCORP INC NEW 0.4%

Value ($000) $246 Shares 23,296 Est. Cost $17.13 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.3%

Value ($000) $188 Shares 15,000 Est. Cost $13.08 Unrealized -12.5%

AWX AVALON HLDGS CORP 0.1%

Value ($000) $40 Shares 22,941 Est. Cost $1.64 Unrealized +0.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STANDARD AVB FINL CORP	204,108	$6,664	11.3%	$31.10	—	COM	85303B100
BPOP	POPULAR INC	180,000	$6,529	11.1%	$24.51	+29.0%	COM NEW	733174700
SMBC	SOUTHERN MO BANCORP INC	232,292	$5,477	9.3%	$12.83	+61.1%	COM	843380106
—	GOODRICH PETE CORP	688,634	$5,296	9.0%	$10.11	—	COM PAR	382410843
BAC	BK OF AMERICA CORP	200,000	$4,818	8.2%	$21.82	0.0%	COM	060505104
KBE	SPDR SER TR	150,000	$4,418	7.5%	$29.45	—	S&P BK ETF	78464A797
PROV	PROVIDENT FINL HLDGS INC	356,349	$4,241	7.2%	$15.90	-23.0%	COM	743868101
VMD	VIEMED HEALTHCARE INC	321,518	$2,778	4.7%	$6.64	+51.8%	COM	92663R105
WFC	WELLS FARGO CO NEW	100,000	$2,351	4.0%	$21.83	0.0%	COM	949746101
C	CITIGROUP INC	50,000	$2,156	3.7%	$41.02	0.0%	COM NEW	172967424
—	SYNACOR INC	1,307,261	$1,974	3.4%	$1.35	—	COM	871561106
—	OSISKO GOLD ROYALTIES LTD	125,000	$1,479	2.5%	$7.77	—	COM	68827L101
FBP	FIRST BANCORP P R	282,874	$1,477	2.5%	$5.21	-9.8%	COM NEW	318672706
CRK	COMSTOCK RES INC	263,712	$1,155	2.0%	$5.20	-3.5%	COM	205768302
MAYS	MAYS J W INC	44,939	$899	1.5%	$22.25	-8.8%	COM	578473100
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$869	1.5%	$2.09	+457.6%	COM	630402105
—	180 DEGREE CAP CORP	395,492	$747	1.3%	$1.89	—	COM	68235B109
—	VOXX INTL CORP	95,500	$734	1.2%	$4.99	—	CL A	91829F104
—	LIBERTY MEDIA CORP DEL	17,878	$593	1.0%	$33.95	—	COM A SIRIUSXM	531229409
—	MIND TECHNOLOGY INC	262,312	$546	0.9%	$2.08	—	COM	602566101
—	MACKINAC FINL CORP	48,474	$468	0.8%	$11.09	—	COM	554571109
—	FIRST SEACOAST BANCORP	58,142	$450	0.8%	$9.36	—	COM	33631P102
OSG	AMBAC FINL GROUP INC	34,993	$447	0.8%	$15.46	-16.7%	COM NEW	023139884
LILA	LIBERTY LATIN AMERICA LTD	50,000	$412	0.7%	$8.96	0.0%	COM CL A	G9001E102
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$407	0.7%	$8.81	0.0%	COM CL C	G9001E128
—	SONIM TECHNOLOGIES INC	450,633	$350	0.6%	$0.78	—	COM	83548F101
EVTC	EVERTEC INC	10,000	$347	0.6%	$31.30	0.0%	COM	30040P103
—	HARBORONE BANCORP INC NEW	41,641	$336	0.6%	$10.14	—	COM NEW	41165Y100
—	PRUDENTIAL BANCORP INC NEW	23,296	$246	0.4%	$17.13	—	COM	74431A101
UBCP	UNITED BANCORP INC OHIO	15,000	$188	0.3%	$13.08	-12.5%	COM	909911109
AWX	AVALON HLDGS CORP	22,941	$40	0.1%	$1.64	+0.7%	CL A	05343P109