RAFFLES ASSOCIATES LP Diversified Active

Location: New York, NY

CIK: 0001169581 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 14, 2020

Total Value: $61.37M (100.0% shares, 0.0% debt)

Holdings (39)

BPOP POPULAR INC 12.5%

Value $7.648M Shares 205,763 Share Price $37.17 * Est. Cost/Share $24.51 Unrealized @ Report Date +28.4%

SMBC SOUTHERN MO BANCORP INC 9.4%

Value $5.766M Shares 237,294 Share Price $24.30 * Est. Cost/Share $12.83 Unrealized @ Report Date +62.0%

VMD VIEMED HEALTHCARE INC 8.2%

Value $5.007M Shares 521,518 Share Price $9.60 * Est. Cost/Share $6.64 Unrealized @ Report Date +17.0%

PROV PROVIDENT FINL HLDGS INC 7.8%

Value $4.779M Shares 356,349 Share Price $13.41 * Est. Cost/Share $15.90 Unrealized @ Report Date -17.9%

— STANDARD AVB FINL CORP 7.7%

Value $4.735M Shares 204,108 Share Price $23.20 Est. Cost/Share $31.10 Unrealized @ Report Date —

— GOODRICH PETE CORP 7.0%

Value $4.278M Shares 594,134 Share Price $7.20 Est. Cost/Share $10.50 Unrealized @ Report Date —

AER AERCAP HOLDINGS NV 6.7%

Value $4.088M Shares 132,723 Share Price $30.80 * Est. Cost/Share $26.80 Unrealized @ Report Date +5.0%

NSSC NAPCO SEC TECHNOLOGIES INC 3.5%

Value $2.168M Shares 92,674 Share Price $23.39 * Est. Cost/Share $2.09 Unrealized @ Report Date +384.9%

— MAG SILVER CORP 3.2%

Value $1.944M Shares 137,900 Share Price $14.10 Est. Cost/Share $6.33 Unrealized @ Report Date —

— HARBORONE BANCORP INC NEW 3.2%

Value $1.936M Shares 226,641 Share Price $8.54 Est. Cost/Share $10.14 Unrealized @ Report Date —

— OSISKO GOLD ROYALTIES LTD 2.9%

Value $1.75M Shares 175,000 Share Price $10.00 Est. Cost/Share $7.77 Unrealized @ Report Date —

— SYNACOR INC 2.4%

Value $1.493M Shares 1,321,122 Share Price $1.13 Est. Cost/Share $1.35 Unrealized @ Report Date —

— HYCROFT MINING HOLDING CORP 2.4%

Value $1.461M Shares 154,595 Share Price $9.45 Est. Cost/Share $9.45 Unrealized @ Report Date —

— LIBERTY MEDIA CORP DEL 2.3%

Value $1.414M Shares 41,031 Share Price $34.46 Est. Cost/Share $33.55 Unrealized @ Report Date —

— BARRICK GOLD CORPORATION 2.2%

Value $1.347M Shares 50,000 Share Price $26.94 Est. Cost/Share $18.59 Unrealized @ Report Date —

FBP FIRST BANCORP P R 2.0%

Value $1.202M Shares 215,000 Share Price $5.59 * Est. Cost/Share $5.37 Unrealized @ Report Date -15.5%

MAYS MAYS J W INC 1.6%

Value $1.011M Shares 44,939 Share Price $22.50 * Est. Cost/Share $22.25 Unrealized @ Report Date -2.1%

— ALEXCO RESOURCE CORP 1.5%

Value $900K Shares 400,000 Share Price $2.25 Est. Cost/Share $1.29 Unrealized @ Report Date —

ACA ARCOSA INC 1.4%

Value $844K Shares 20,000 Share Price $42.20 * Est. Cost/Share $27.92 Unrealized @ Report Date +35.3%

— TWITTER INC 1.2%

Value $745K Shares 25,000 Share Price $29.80 Est. Cost/Share $29.80 Unrealized @ Report Date —

OSG AMBAC FINL GROUP INC 1.2%

Value $716K Shares 50,000 Share Price $14.32 * Est. Cost/Share $15.46 Unrealized @ Report Date -5.5%

CFG CITIZENS FINANCIAL GROUP INC 1.0%

Value $631K Shares 25,000 Share Price $25.24 * Est. Cost/Share $17.73 Unrealized @ Report Date 0.0%

— LIBERTY MEDIA CORP DEL 1.0%

Value $617K Shares 17,878 Share Price $34.51 Est. Cost/Share $33.95 Unrealized @ Report Date —

— VOXX INTL CORP 0.9%

Value $578K Shares 100,000 Share Price $5.78 Est. Cost/Share $4.99 Unrealized @ Report Date —

— MACKINAC FINL CORP 0.8%

Value $503K Shares 48,474 Share Price $10.38 Est. Cost/Share $11.09 Unrealized @ Report Date —

— AURYN RES INC 0.8%

Value $462K Shares 250,000 Share Price $1.85 Est. Cost/Share $1.71 Unrealized @ Report Date —

— FLY LEASING LTD 0.7%

Value $428K Shares 52,139 Share Price $8.21 Est. Cost/Share $10.57 Unrealized @ Report Date —

— FIRST SEACOAST BANCORP 0.6%

Value $358K Shares 58,142 Share Price $6.16 Est. Cost/Share $9.36 Unrealized @ Report Date —

— QUMU CORP 0.6%

Value $356K Shares 99,200 Share Price $3.59 Est. Cost/Share $1.66 Unrealized @ Report Date —

— OTELCO INC 0.6%

Value $353K Shares 31,300 Share Price $11.28 Est. Cost/Share $15.61 Unrealized @ Report Date —

CRK COMSTOCK RES INC 0.5%

Value $328K Shares 75,000 Share Price $4.37 * Est. Cost/Share $5.66 Unrealized @ Report Date 0.0%

— LIBERTY MEDIA CORP DEL 0.5%

Value $283K Shares 8,939 Share Price $31.66 Est. Cost/Share $28.19 Unrealized @ Report Date —

— PRUDENTIAL BANCORP INC NEW 0.5%

Value $280K Shares 23,296 Share Price $12.02 Est. Cost/Share $17.13 Unrealized @ Report Date —

SELF GLOBAL SELF STORAGE INC 0.4%

Value $241K Shares 62,656 Share Price $3.85 Est. Cost/Share $4.29 Unrealized @ Report Date —

— PROVIDENT BANCORP INC 0.3%

Value $196K Shares 25,000 Share Price $7.84 Est. Cost/Share $12.44 Unrealized @ Report Date —

UBCP UNITED BANCORP INC OHIO 0.3%

Value $173K Shares 15,000 Share Price $11.53 * Est. Cost/Share $13.08 Unrealized @ Report Date -19.5%

AWX AVALON HLDGS CORP 0.3%

Value $172K Shares 106,919 Share Price $1.61 * Est. Cost/Share $1.64 Unrealized @ Report Date -11.6%

— 180 DEGREE CAP CORP 0.2%

Value $98,000 Shares 56,198 Share Price $1.74 Est. Cost/Share $1.93 Unrealized @ Report Date —

— CONSOL ENERGY INC NEW 0.1%

Value $81,000 Shares 16,050 Share Price $5.05 Est. Cost/Share $26.88 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BPOP	POPULAR INC	205,763	$7.648M	12.5%	$37.17 *	$24.51	+28.4%	COM NEW	733174700
SMBC	SOUTHERN MO BANCORP INC	237,294	$5.766M	9.4%	$24.30 *	$12.83	+62.0%	COM	843380106
VMD	VIEMED HEALTHCARE INC	521,518	$5.007M	8.2%	$9.60 *	$6.64	+17.0%	COM	92663R105
PROV	PROVIDENT FINL HLDGS INC	356,349	$4.779M	7.8%	$13.41 *	$15.90	-17.9%	COM	743868101
—	STANDARD AVB FINL CORP	204,108	$4.735M	7.7%	$23.20	$31.10	—	COM	85303B100
—	GOODRICH PETE CORP	594,134	$4.278M	7.0%	$7.20	$10.50	—	COM PAR	382410843
AER	AERCAP HOLDINGS NV	132,723	$4.088M	6.7%	$30.80 *	$26.80	+5.0%	SHS	N00985106
NSSC	NAPCO SEC TECHNOLOGIES INC	92,674	$2.168M	3.5%	$23.39 *	$2.09	+384.9%	COM	630402105
—	MAG SILVER CORP	137,900	$1.944M	3.2%	$14.10	$6.33	—	COM	55903Q104
—	HARBORONE BANCORP INC NEW	226,641	$1.936M	3.2%	$8.54	$10.14	—	COM NEW	41165Y100
—	OSISKO GOLD ROYALTIES LTD	175,000	$1.75M	2.9%	$10.00	$7.77	—	COM	68827L101
—	SYNACOR INC	1,321,122	$1.493M	2.4%	$1.13	$1.35	—	COM	871561106
—	HYCROFT MINING HOLDING CORP	154,595	$1.461M	2.4%	$9.45	$9.45	—	COM CL A	44862P109
—	LIBERTY MEDIA CORP DEL	41,031	$1.414M	2.3%	$34.46	$33.55	—	COM C SIRIUSXM	531229607
—	BARRICK GOLD CORPORATION	50,000	$1.347M	2.2%	$26.94	$18.59	—	COM	067901108
FBP	FIRST BANCORP P R	215,000	$1.202M	2.0%	$5.59 *	$5.37	-15.5%	COM NEW	318672706
MAYS	MAYS J W INC	44,939	$1.011M	1.6%	$22.50 *	$22.25	-2.1%	COM	578473100
—	ALEXCO RESOURCE CORP	400,000	$900K	1.5%	$2.25	$1.29	—	COM	01535P106
ACA	ARCOSA INC	20,000	$844K	1.4%	$42.20 *	$27.92	+35.3%	COM	039653100
—	TWITTER INC	25,000	$745K	1.2%	$29.80	$29.80	—	COM	90184L102
OSG	AMBAC FINL GROUP INC	50,000	$716K	1.2%	$14.32 *	$15.46	-5.5%	COM NEW	023139884
CFG	CITIZENS FINANCIAL GROUP INC	25,000	$631K	1.0%	$25.24 *	$17.73	0.0%	COM	174610105
—	LIBERTY MEDIA CORP DEL	17,878	$617K	1.0%	$34.51	$33.95	—	COM A SIRIUSXM	531229409
—	VOXX INTL CORP	100,000	$578K	0.9%	$5.78	$4.99	—	CL A	91829F104
—	MACKINAC FINL CORP	48,474	$503K	0.8%	$10.38	$11.09	—	COM	554571109
—	AURYN RES INC	250,000	$462K	0.8%	$1.85	$1.71	—	COM	05208W108
—	FLY LEASING LTD	52,139	$428K	0.7%	$8.21	$10.57	—	SPONSORED ADR	34407D109
—	FIRST SEACOAST BANCORP	58,142	$358K	0.6%	$6.16	$9.36	—	COM	33631P102
—	QUMU CORP	99,200	$356K	0.6%	$3.59	$1.66	—	COM	749063103
—	OTELCO INC	31,300	$353K	0.6%	$11.28	$15.61	—	CL A NEW	688823301
CRK	COMSTOCK RES INC	75,000	$328K	0.5%	$4.37 *	$5.66	0.0%	COM	205768302
—	LIBERTY MEDIA CORP DEL	8,939	$283K	0.5%	$31.66	$28.19	—	COM SER C FRMLA	531229854
—	PRUDENTIAL BANCORP INC NEW	23,296	$280K	0.5%	$12.02	$17.13	—	COM	74431A101
SELF	GLOBAL SELF STORAGE INC	62,656	$241K	0.4%	$3.85	$4.29	—	COM	37955N106
—	PROVIDENT BANCORP INC	25,000	$196K	0.3%	$7.84	$12.44	—	COM NEW	74383L105
UBCP	UNITED BANCORP INC OHIO	15,000	$173K	0.3%	$11.53 *	$13.08	-19.5%	COM	909911109
AWX	AVALON HLDGS CORP	106,919	$172K	0.3%	$1.61 *	$1.64	-11.6%	CL A	05343P109
—	180 DEGREE CAP CORP	56,198	$98,000	0.2%	$1.74	$1.93	—	COM	68235B109
—	CONSOL ENERGY INC NEW	16,050	$81,000	0.1%	$5.05	$26.88	—	COM	20854L108