RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $86,141 (100.0% shares, 0.0% debt)

Holdings (36)

BPOP POPULAR INC 13.4%

Value ($000) $11,546 Shares 205,000 Est. Cost $26.51 Unrealized +54.2%

EBC EASTERN BANKSHARES INC 13.0%

Value ($000) $11,217 Shares 687,760 Est. Cost $12.50 Unrealized 0.0%

SMBC SOUTHERN MO BANCORP INC 8.2%

Value ($000) $7,071 Shares 232,292 Est. Cost $12.83 Unrealized +97.0%

— GOODRICH PETE CORP 8.1%

Value ($000) $6,948 Shares 688,634 Est. Cost $10.11 Unrealized —

— STANDARD AVB FINL CORP 7.7%

Value ($000) $6,652 Shares 204,108 Est. Cost $31.10 Unrealized —

BAC BK OF AMERICA CORP 7.0%

Value ($000) $6,062 Shares 200,000 Est. Cost $21.82 Unrealized +8.4%

PROV PROVIDENT FINL HLDGS INC 6.5%

Value ($000) $5,598 Shares 356,349 Est. Cost $15.90 Unrealized -11.7%

KBE SPDR SER TR 4.9%

Value ($000) $4,182 Shares 100,000 Est. Cost $29.45 Unrealized —

FBP FIRST BANCORP P R 3.6%

Value ($000) $3,069 Shares 332,874 Est. Cost $5.41 Unrealized +20.1%

VMD VIEMED HEALTHCARE INC 2.9%

Value ($000) $2,495 Shares 321,518 Est. Cost $6.64 Unrealized +32.4%

— OSISKO GOLD ROYALTIES LTD 2.8%

Value ($000) $2,409 Shares 190,000 Est. Cost $9.45 Unrealized —

— HYCROFT MINING HOLDING CORP 2.7%

Value ($000) $2,356 Shares 300,000 Est. Cost $7.85 Unrealized —

GDX VANECK VECTORS ETF TR 2.1%

Value ($000) $1,801 Shares 50,000 Est. Cost $36.02 Unrealized —

— SYNACOR INC 2.1%

Value ($000) $1,778 Shares 1,307,261 Est. Cost $1.35 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 1.4%

Value ($000) $1,231 Shares 46,959 Est. Cost $4.41 Unrealized +194.8%

— VOXX INTL CORP 1.4%

Value ($000) $1,219 Shares 95,500 Est. Cost $4.99 Unrealized —

CRK COMSTOCK RES INC 1.2%

Value ($000) $1,043 Shares 238,712 Est. Cost $5.20 Unrealized -9.8%

— FAUQUIER BANKSHARES INC 1.2%

Value ($000) $1,039 Shares 59,770 Est. Cost $17.38 Unrealized —

MAYS MAYS J W INC 1.2%

Value ($000) $1,012 Shares 44,939 Est. Cost $22.25 Unrealized +0.9%

— LIBERTY MEDIA CORP DEL 0.9%

Value ($000) $772 Shares 17,878 Est. Cost $33.95 Unrealized —

SVM SILVERCORP METALS INC 0.8%

Value ($000) $669 Shares 100,000 Est. Cost $6.88 Unrealized 0.0%

— MACKINAC FINL CORP 0.7%

Value ($000) $619 Shares 48,474 Est. Cost $11.09 Unrealized —

— YAMANA GOLD INC 0.7%

Value ($000) $571 Shares 100,000 Est. Cost $5.71 Unrealized —

LILA LIBERTY LATIN AMERICA LTD 0.6%

Value ($000) $556 Shares 50,000 Est. Cost $8.96 Unrealized +21.8%

LILAK LIBERTY LATIN AMERICA LTD 0.6%

Value ($000) $554 Shares 50,000 Est. Cost $8.81 Unrealized +23.3%

OSG AMBAC FINL GROUP INC 0.6%

Value ($000) $538 Shares 34,993 Est. Cost $15.46 Unrealized -4.7%

NWFL NORWOOD FINL CORP 0.6%

Value ($000) $523 Shares 20,000 Est. Cost $26.19 Unrealized 0.0%

— FIRST SEACOAST BANCORP 0.6%

Value ($000) $516 Shares 58,142 Est. Cost $9.36 Unrealized —

— HARBORONE BANCORP INC NEW 0.5%

Value ($000) $452 Shares 41,641 Est. Cost $10.14 Unrealized —

EVTC EVERTEC INC 0.5%

Value ($000) $393 Shares 10,000 Est. Cost $31.30 Unrealized +15.7%

— MIND TECHNOLOGY INC 0.4%

Value ($000) $364 Shares 162,312 Est. Cost $2.08 Unrealized —

— LIBERTY MEDIA CORP DEL 0.3%

Value ($000) $219 Shares 5,042 Est. Cost $43.44 Unrealized —

— SONIM TECHNOLOGIES INC 0.3%

Value ($000) $218 Shares 300,633 Est. Cost $0.78 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $198 Shares 15,000 Est. Cost $13.08 Unrealized -4.0%

EQT EQT CORP 0.2%

Value ($000) $191 Shares 15,000 Est. Cost $13.53 Unrealized 0.0%

AWX AVALON HLDGS CORP 0.1%

Value ($000) $60 Shares 22,941 Est. Cost $1.64 Unrealized +26.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	205,000	$11,546	13.4%	$26.51	+54.2%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$11,217	13.0%	$12.50	0.0%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$7,071	8.2%	$12.83	+97.0%	COM	843380106
—	GOODRICH PETE CORP	688,634	$6,948	8.1%	$10.11	—	COM PAR	382410843
—	STANDARD AVB FINL CORP	204,108	$6,652	7.7%	$31.10	—	COM	85303B100
BAC	BK OF AMERICA CORP	200,000	$6,062	7.0%	$21.82	+8.4%	COM	060505104
PROV	PROVIDENT FINL HLDGS INC	356,349	$5,598	6.5%	$15.90	-11.7%	COM	743868101
KBE	SPDR SER TR	100,000	$4,182	4.9%	$29.45	—	S&P BK ETF	78464A797
FBP	FIRST BANCORP P R	332,874	$3,069	3.6%	$5.41	+20.1%	COM NEW	318672706
VMD	VIEMED HEALTHCARE INC	321,518	$2,495	2.9%	$6.64	+32.4%	COM	92663R105
—	OSISKO GOLD ROYALTIES LTD	190,000	$2,409	2.8%	$9.45	—	COM	68827L101
—	HYCROFT MINING HOLDING CORP	300,000	$2,356	2.7%	$7.85	—	COM CL A	44862P109
GDX	VANECK VECTORS ETF TR	50,000	$1,801	2.1%	$36.02	—	GOLD MINERS ETF	92189F106
—	SYNACOR INC	1,307,261	$1,778	2.1%	$1.35	—	COM	871561106
NSSC	NAPCO SEC TECHNOLOGIES INC	46,959	$1,231	1.4%	$4.41	+194.8%	COM	630402105
—	VOXX INTL CORP	95,500	$1,219	1.4%	$4.99	—	CL A	91829F104
CRK	COMSTOCK RES INC	238,712	$1,043	1.2%	$5.20	-9.8%	COM	205768302
—	FAUQUIER BANKSHARES INC	59,770	$1,039	1.2%	$17.38	—	COM	312059108
MAYS	MAYS J W INC	44,939	$1,012	1.2%	$22.25	+0.9%	COM	578473100
—	LIBERTY MEDIA CORP DEL	17,878	$772	0.9%	$33.95	—	COM A SIRIUSXM	531229409
SVM	SILVERCORP METALS INC	100,000	$669	0.8%	$6.88	0.0%	COM	82835P103
—	MACKINAC FINL CORP	48,474	$619	0.7%	$11.09	—	COM	554571109
—	YAMANA GOLD INC	100,000	$571	0.7%	$5.71	—	COM	98462Y100
LILA	LIBERTY LATIN AMERICA LTD	50,000	$556	0.6%	$8.96	+21.8%	COM CL A	G9001E102
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$554	0.6%	$8.81	+23.3%	COM CL C	G9001E128
OSG	AMBAC FINL GROUP INC	34,993	$538	0.6%	$15.46	-4.7%	COM NEW	023139884
NWFL	NORWOOD FINL CORP	20,000	$523	0.6%	$26.19	0.0%	COM	669549107
—	FIRST SEACOAST BANCORP	58,142	$516	0.6%	$9.36	—	COM	33631P102
—	HARBORONE BANCORP INC NEW	41,641	$452	0.5%	$10.14	—	COM NEW	41165Y100
EVTC	EVERTEC INC	10,000	$393	0.5%	$31.30	+15.7%	COM	30040P103
—	MIND TECHNOLOGY INC	162,312	$364	0.4%	$2.08	—	COM	602566101
—	LIBERTY MEDIA CORP DEL	5,042	$219	0.3%	$43.44	—	COM C SIRIUSXM	531229607
—	SONIM TECHNOLOGIES INC	300,633	$218	0.3%	$0.78	—	COM	83548F101
UBCP	UNITED BANCORP INC OHIO	15,000	$198	0.2%	$13.08	-4.0%	COM	909911109
EQT	EQT CORP	15,000	$191	0.2%	$13.53	0.0%	COM	26884L109
AWX	AVALON HLDGS CORP	22,941	$60	0.1%	$1.64	+26.1%	CL A	05343P109