RAFFLES ASSOCIATES LP Diversified Active

Location: New York, NY

CIK: 0001169581 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value: $86.14M (100.0% shares, 0.0% debt)

Holdings (36)

BPOP POPULAR INC 13.4%

Value $11.55M Shares 205,000 Share Price $56.32 * Est. Cost/Share $26.51 Unrealized @ Report Date +54.2%

EBC EASTERN BANKSHARES INC 13.0%

Value $11.22M Shares 687,760 Share Price $16.31 * Est. Cost/Share $12.50 Unrealized @ Report Date 0.0%

SMBC SOUTHERN MO BANCORP INC 8.2%

Value $7.071M Shares 232,292 Share Price $30.44 * Est. Cost/Share $12.83 Unrealized @ Report Date +97.0%

— GOODRICH PETE CORP 8.1%

Value $6.948M Shares 688,634 Share Price $10.09 Est. Cost/Share $10.11 Unrealized @ Report Date —

— STANDARD AVB FINL CORP 7.7%

Value $6.652M Shares 204,108 Share Price $32.59 Est. Cost/Share $31.10 Unrealized @ Report Date —

BAC BK OF AMERICA CORP 7.0%

Value $6.062M Shares 200,000 Share Price $30.31 * Est. Cost/Share $21.82 Unrealized @ Report Date +8.4%

PROV PROVIDENT FINL HLDGS INC 6.5%

Value $5.598M Shares 356,349 Share Price $15.71 * Est. Cost/Share $15.90 Unrealized @ Report Date -11.7%

KBE SPDR SER TR 4.9%

Value $4.182M Shares 100,000 Share Price $41.82 Est. Cost/Share $29.45 Unrealized @ Report Date —

FBP FIRST BANCORP P R 3.6%

Value $3.069M Shares 332,874 Share Price $9.22 * Est. Cost/Share $5.41 Unrealized @ Report Date +20.1%

VMD VIEMED HEALTHCARE INC 2.9%

Value $2.495M Shares 321,518 Share Price $7.76 * Est. Cost/Share $6.64 Unrealized @ Report Date +32.4%

— OSISKO GOLD ROYALTIES LTD 2.8%

Value $2.409M Shares 190,000 Share Price $12.68 Est. Cost/Share $9.45 Unrealized @ Report Date —

— HYCROFT MINING HOLDING CORP 2.7%

Value $2.356M Shares 300,000 Share Price $7.85 Est. Cost/Share $7.85 Unrealized @ Report Date —

GDX VANECK VECTORS ETF TR 2.1%

Value $1.801M Shares 50,000 Share Price $36.02 Est. Cost/Share $36.02 Unrealized @ Report Date —

— SYNACOR INC 2.1%

Value $1.778M Shares 1,307,261 Share Price $1.36 Est. Cost/Share $1.35 Unrealized @ Report Date —

NSSC NAPCO SEC TECHNOLOGIES INC 1.4%

Value $1.231M Shares 46,959 Share Price $26.21 * Est. Cost/Share $4.41 Unrealized @ Report Date +194.8%

— VOXX INTL CORP 1.4%

Value $1.219M Shares 95,500 Share Price $12.76 Est. Cost/Share $4.99 Unrealized @ Report Date —

CRK COMSTOCK RES INC 1.2%

Value $1.043M Shares 238,712 Share Price $4.37 * Est. Cost/Share $5.20 Unrealized @ Report Date -9.8%

— FAUQUIER BANKSHARES INC 1.2%

Value $1.039M Shares 59,770 Share Price $17.38 Est. Cost/Share $17.38 Unrealized @ Report Date —

MAYS MAYS J W INC 1.2%

Value $1.012M Shares 44,939 Share Price $22.52 Est. Cost/Share $22.25 Unrealized @ Report Date +0.9%

— LIBERTY MEDIA CORP DEL 0.9%

Value $772K Shares 17,878 Share Price $43.18 Est. Cost/Share $33.95 Unrealized @ Report Date —

SVM SILVERCORP METALS INC 0.8%

Value $669K Shares 100,000 Share Price $6.69 * Est. Cost/Share $6.88 Unrealized @ Report Date 0.0%

— MACKINAC FINL CORP 0.7%

Value $619K Shares 48,474 Share Price $12.77 Est. Cost/Share $11.09 Unrealized @ Report Date —

— YAMANA GOLD INC 0.7%

Value $571K Shares 100,000 Share Price $5.71 Est. Cost/Share $5.71 Unrealized @ Report Date —

LILA LIBERTY LATIN AMERICA LTD 0.6%

Value $556K Shares 50,000 Share Price $11.12 Est. Cost/Share $8.96 Unrealized @ Report Date +21.8%

LILAK LIBERTY LATIN AMERICA LTD 0.6%

Value $554K Shares 50,000 Share Price $11.08 Est. Cost/Share $8.81 Unrealized @ Report Date +23.3%

OSG AMBAC FINL GROUP INC 0.6%

Value $538K Shares 34,993 Share Price $15.37 * Est. Cost/Share $15.46 Unrealized @ Report Date -4.7%

NWFL NORWOOD FINL CORP 0.6%

Value $523K Shares 20,000 Share Price $26.15 Est. Cost/Share $26.19 Unrealized @ Report Date 0.0%

— FIRST SEACOAST BANCORP 0.6%

Value $516K Shares 58,142 Share Price $8.87 Est. Cost/Share $9.36 Unrealized @ Report Date —

— HARBORONE BANCORP INC NEW 0.5%

Value $452K Shares 41,641 Share Price $10.85 Est. Cost/Share $10.14 Unrealized @ Report Date —

EVTC EVERTEC INC 0.5%

Value $393K Shares 10,000 Share Price $39.30 * Est. Cost/Share $31.30 Unrealized @ Report Date +15.7%

— MIND TECHNOLOGY INC 0.4%

Value $364K Shares 162,312 Share Price $2.24 Est. Cost/Share $2.08 Unrealized @ Report Date —

— LIBERTY MEDIA CORP DEL 0.3%

Value $219K Shares 5,042 Share Price $43.44 Est. Cost/Share $43.44 Unrealized @ Report Date —

— SONIM TECHNOLOGIES INC 0.3%

Value $218K Shares 300,633 Share Price $0.73 Est. Cost/Share $0.78 Unrealized @ Report Date —

UBCP UNITED BANCORP INC OHIO 0.2%

Value $198K Shares 15,000 Share Price $13.20 * Est. Cost/Share $13.08 Unrealized @ Report Date -4.0%

EQT EQT CORP 0.2%

Value $191K Shares 15,000 Share Price $12.73 * Est. Cost/Share $13.53 Unrealized @ Report Date 0.0%

AWX AVALON HLDGS CORP 0.1%

Value $60,000 Shares 22,941 Share Price $2.62 * Est. Cost/Share $1.64 Unrealized @ Report Date +26.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BPOP	POPULAR INC	205,000	$11.55M	13.4%	$56.32 *	$26.51	+54.2%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$11.22M	13.0%	$16.31 *	$12.50	0.0%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$7.071M	8.2%	$30.44 *	$12.83	+97.0%	COM	843380106
—	GOODRICH PETE CORP	688,634	$6.948M	8.1%	$10.09	$10.11	—	COM PAR	382410843
—	STANDARD AVB FINL CORP	204,108	$6.652M	7.7%	$32.59	$31.10	—	COM	85303B100
BAC	BK OF AMERICA CORP	200,000	$6.062M	7.0%	$30.31 *	$21.82	+8.4%	COM	060505104
PROV	PROVIDENT FINL HLDGS INC	356,349	$5.598M	6.5%	$15.71 *	$15.90	-11.7%	COM	743868101
KBE	SPDR SER TR	100,000	$4.182M	4.9%	$41.82	$29.45	—	S&P BK ETF	78464A797
FBP	FIRST BANCORP P R	332,874	$3.069M	3.6%	$9.22 *	$5.41	+20.1%	COM NEW	318672706
VMD	VIEMED HEALTHCARE INC	321,518	$2.495M	2.9%	$7.76 *	$6.64	+32.4%	COM	92663R105
—	OSISKO GOLD ROYALTIES LTD	190,000	$2.409M	2.8%	$12.68	$9.45	—	COM	68827L101
—	HYCROFT MINING HOLDING CORP	300,000	$2.356M	2.7%	$7.85	$7.85	—	COM CL A	44862P109
GDX	VANECK VECTORS ETF TR	50,000	$1.801M	2.1%	$36.02	$36.02	—	GOLD MINERS ETF	92189F106
—	SYNACOR INC	1,307,261	$1.778M	2.1%	$1.36	$1.35	—	COM	871561106
NSSC	NAPCO SEC TECHNOLOGIES INC	46,959	$1.231M	1.4%	$26.21 *	$4.41	+194.8%	COM	630402105
—	VOXX INTL CORP	95,500	$1.219M	1.4%	$12.76	$4.99	—	CL A	91829F104
CRK	COMSTOCK RES INC	238,712	$1.043M	1.2%	$4.37 *	$5.20	-9.8%	COM	205768302
—	FAUQUIER BANKSHARES INC	59,770	$1.039M	1.2%	$17.38	$17.38	—	COM	312059108
MAYS	MAYS J W INC	44,939	$1.012M	1.2%	$22.52	$22.25	+0.9%	COM	578473100
—	LIBERTY MEDIA CORP DEL	17,878	$772K	0.9%	$43.18	$33.95	—	COM A SIRIUSXM	531229409
SVM	SILVERCORP METALS INC	100,000	$669K	0.8%	$6.69 *	$6.88	0.0%	COM	82835P103
—	MACKINAC FINL CORP	48,474	$619K	0.7%	$12.77	$11.09	—	COM	554571109
—	YAMANA GOLD INC	100,000	$571K	0.7%	$5.71	$5.71	—	COM	98462Y100
LILA	LIBERTY LATIN AMERICA LTD	50,000	$556K	0.6%	$11.12	$8.96	+21.8%	COM CL A	G9001E102
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$554K	0.6%	$11.08	$8.81	+23.3%	COM CL C	G9001E128
OSG	AMBAC FINL GROUP INC	34,993	$538K	0.6%	$15.37 *	$15.46	-4.7%	COM NEW	023139884
NWFL	NORWOOD FINL CORP	20,000	$523K	0.6%	$26.15	$26.19	0.0%	COM	669549107
—	FIRST SEACOAST BANCORP	58,142	$516K	0.6%	$8.87	$9.36	—	COM	33631P102
—	HARBORONE BANCORP INC NEW	41,641	$452K	0.5%	$10.85	$10.14	—	COM NEW	41165Y100
EVTC	EVERTEC INC	10,000	$393K	0.5%	$39.30 *	$31.30	+15.7%	COM	30040P103
—	MIND TECHNOLOGY INC	162,312	$364K	0.4%	$2.24	$2.08	—	COM	602566101
—	LIBERTY MEDIA CORP DEL	5,042	$219K	0.3%	$43.44	$43.44	—	COM C SIRIUSXM	531229607
—	SONIM TECHNOLOGIES INC	300,633	$218K	0.3%	$0.73	$0.78	—	COM	83548F101
UBCP	UNITED BANCORP INC OHIO	15,000	$198K	0.2%	$13.20 *	$13.08	-4.0%	COM	909911109
EQT	EQT CORP	15,000	$191K	0.2%	$12.73 *	$13.53	0.0%	COM	26884L109
AWX	AVALON HLDGS CORP	22,941	$60,000	0.1%	$2.62 *	$1.64	+26.1%	CL A	05343P109