CIK: 0001096978 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value ($000): $391,133 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN CR STRATEGIES INCM FD | 1,835,651 | $15,805 | 4.0% | $9.14 | — | COM SHS | 67073D102 |
| — | INVESCO DYNAMIC CR OPP FD | 1,074,670 | $12,477 | 3.2% | $12.67 | — | COM | 46132R104 |
| — | BLACKSTONE GSO STRATEGIC CR | 766,383 | $11,979 | 3.1% | $17.71 | — | COM SHS BEN IN | 09257R101 |
| — | BOULDER GROWTH & INCOME FD I | 1,141,256 | $9,632 | 2.5% | $8.14 | — | COM | 101507101 |
| GILD | GILEAD SCIENCES INC | 67,300 | $7,879 | 2.0% | $68.28 | +11.3% | COM | 375558103 |
| — | CELGENE CORP | 63,000 | $7,291 | 1.9% | $115.27 | — | COM | 151020104 |
| — | BLACKSTONE GSO LNG SHRT CR I | 458,666 | $7,105 | 1.8% | $17.31 | — | COM SHS BN INT | 09257D102 |
| — | LIBERTY ALL STAR EQUITY FD | 1,115,943 | $6,417 | 1.6% | $5.76 | — | SH BEN INT | 530158104 |
| — | NUVEEN PREM INCOME MUN FD 2 | 481,197 | $6,390 | 1.6% | $13.41 | — | COM | 67063W102 |
| — | BLACKROCK FLOAT RATE OME STR | 461,535 | $6,240 | 1.6% | $13.56 | — | COM | 09255X100 |
| — | NUVEEN SHT DUR CR OPP FD | 370,381 | $6,104 | 1.6% | $17.84 | — | COM | 67074X107 |
| — | RMR REAL ESTATE INCOME FUND | 323,882 | $6,005 | 1.5% | $20.06 | — | COM | 76970B101 |
| — | CENTRAL GOLDTRUST | 146,017 | $5,997 | 1.5% | $41.07 | — | TR UNIT | 153546106 |
| — | NUVEEN SR INCOME FD | 845,728 | $5,413 | 1.4% | $6.76 | — | COM | 67067Y104 |
| XPHDX | PIONEER FLOATING RATE TR | 468,201 | $5,328 | 1.4% | $11.43 | — | COM | 72369J102 |
| — | EATON VANCE SR INCOME TR | 852,019 | $5,291 | 1.4% | $6.57 | — | SH BEN INT | 27826S103 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 300,211 | $4,932 | 1.3% | $16.59 | — | COM UT BEN INT | 670731108 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 26,900 | $4,736 | 1.2% | $156.86 | +14.5% | SHS USD | G50871105 |
| — | COHEN & STEERS REIT & PFD IN | 260,000 | $4,547 | 1.2% | $19.07 | — | COM | 19247X100 |
| — | PIMCO DYNAMIC CR INCOME FD | 223,675 | $4,514 | 1.2% | $21.01 | — | COM SHS | 72202D106 |
| — | BROOKFIELD MTG OPP INC FD IN | 285,230 | $4,509 | 1.2% | $16.09 | — | COM | 112792106 |
| — | LMP REAL ESTATE INCOME FD IN | 384,286 | $4,496 | 1.1% | $11.43 | — | COM | 50208C108 |
| — | DIVERSIFIED REAL ASSET INC F | 253,102 | $4,439 | 1.1% | $17.77 | — | COM SHS | 25533B108 |
| — | NUVEEN DIVID ADV MUN FD 3 | 330,251 | $4,412 | 1.1% | $13.18 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN FLOATING RATE INCOME | 384,744 | $4,132 | 1.1% | $11.10 | — | COM | 67072T108 |
| — | CHIMERA INVT CORP | 300,000 | $4,113 | 1.1% | $13.71 | — | COM NEW | 16934Q208 |
| REGN | REGENERON PHARMACEUTICALS | 8,048 | $4,106 | 1.0% | $414.37 | +17.3% | COM | 75886F107 |
| — | ARES DYNAMIC CR ALLOCATION F | 260,574 | $3,995 | 1.0% | $17.89 | — | COM | 04014F102 |
| — | ENDO INTL PLC | 49,600 | $3,951 | 1.0% | $73.69 | — | SHS | G30401106 |
| — | LANNET INC | 65,900 | $3,917 | 1.0% | $53.50 | — | COM | 516012101 |
| — | WESTERN ASSET CLYM INFL SEC | 345,695 | $3,896 | 1.0% | $11.91 | — | COM SH BEN INT | 95766Q106 |
| — | MEDIVATION INC | 33,700 | $3,849 | 1.0% | $101.73 | — | COM | 58501N101 |
| HUM | HUMANA INC | 20,000 | $3,826 | 1.0% | $170.85 | 0.0% | COM | 444859102 |
| BIIB | BIOGEN INC | 9,439 | $3,813 | 1.0% | $367.41 | +9.2% | COM | 09062X103 |
| — | AMERICAN CAP LTD | 280,000 | $3,794 | 1.0% | $14.73 | — | COM | 02503Y103 |
| — | ALEXION PHARMACEUTICALS INC | 20,800 | $3,760 | 1.0% | $164.31 | — | COM | 015351109 |
| PFE | PFIZER INC | 105,200 | $3,527 | 0.9% | $18.42 | +12.8% | COM | 717081103 |
| — | HEARTWARE INTL INC | 45,000 | $3,271 | 0.8% | $74.37 | — | COM | 422368100 |
| — | CENTRAL FD CDA LTD | 275,713 | $3,215 | 0.8% | $11.66 | — | CL A | 153501101 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 234,993 | $3,198 | 0.8% | $13.45 | — | COM | 670984103 |
| TLT | ISHARES TR | 26,668 | $3,132 | 0.8% | $117.44 | — | 20+ YR TR BD ETF | 464287432 |
| — | MARKET VECTORS ETF TR | 176,000 | $3,126 | 0.8% | $17.76 | — | GOLD MINER ETF | 57060U100 |
| — | PIMCO CORPORATE & INCOME OPP | 215,500 | $3,120 | 0.8% | $14.48 | — | COM | 72201B101 |
| — | LMP CORPORATE LN FD INC | 277,155 | $3,060 | 0.8% | $11.51 | — | COM | 50208B100 |
| — | ALLERGAN PLC | 10,000 | $3,035 | 0.8% | $303.50 | — | SHS | G0177J108 |
| — | NUVEEN MTG OPPORTUNITY TERM | 131,134 | $2,975 | 0.8% | $23.33 | — | COM | 670735109 |
| BMY | BRISTOL MYERS SQUIBB CO | 44,600 | $2,968 | 0.8% | $46.01 | 0.0% | COM | 110122108 |
| TFX | TELEFLEX INC | 21,000 | $2,844 | 0.7% | $103.82 | +14.4% | COM | 879369106 |
| — | PIMCO STRATEGIC INCOME FD IN | 320,799 | $2,788 | 0.7% | $8.69 | — | COM | 72200X104 |
| — | DIPLOMAT PHARMACY INC | 61,885 | $2,769 | 0.7% | $29.43 | — | COM | 25456K101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 199,617 | $2,715 | 0.7% | $13.92 | — | COM | 09253X102 |
| — | SPARK THERAPEUTICS INC | 44,350 | $2,673 | 0.7% | $66.77 | — | COM | 84652J103 |
| — | BLACKROCK FLOATING RATE INCO | 205,007 | $2,661 | 0.7% | $12.86 | — | COM | 091941104 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 192,152 | $2,629 | 0.7% | $14.23 | — | COM | 6706EW100 |
| ILMN | ILLUMINA INC | 12,000 | $2,620 | 0.7% | $188.35 | +3.7% | COM | 452327109 |
| — | BROOKFIELD TOTAL RETURN FD I | 111,064 | $2,485 | 0.6% | $22.37 | — | COM | 11283U108 |
| — | EATON VANCE MUN BD FD | 200,859 | $2,444 | 0.6% | $12.63 | — | COM | 27827X101 |
| — | TEKMIRA PHARMACEUTICALS CORP | 201,100 | $2,385 | 0.6% | $13.67 | — | COM NEW | 87911B209 |
| IWM | ISHARES TR | 890,000 | $2,340 | 0.6% | — | — | Put | 464287655 |
| — | WL ROSS HLDG CORP | 220,000 | $2,290 | 0.6% | $10.41 | — | COM SHS | 92939D104 |
| RITM | NEW RESIDENTIAL INVT CORP | 150,000 | $2,286 | 0.6% | $15.24 | — | COM NEW | 64828T201 |
| PRGO | PERRIGO CO PLC | 12,300 | $2,273 | 0.6% | $151.77 | +25.6% | SHS | G97822103 |
| — | SHIRE PLC | 9,400 | $2,270 | 0.6% | $210.75 | — | SPONSORED ADR | 82481R106 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 174,816 | $2,255 | 0.6% | $12.99 | — | COM | 67062W103 |
| — | NUVEEN PREMIER MUN INCOME FD | 172,518 | $2,225 | 0.6% | $13.19 | — | COM | 670988104 |
| — | IMMUNOGEN INC | 153,900 | $2,213 | 0.6% | $9.88 | — | COM | 45253H101 |
| — | EATON VANCE FLTG RATE INCOM | 138,038 | $2,211 | 0.6% | $17.96 | — | COM SHS BEN INT | 278284104 |
| — | WESTERN ASSET CLYM INFL OPP | 195,923 | $2,192 | 0.6% | $11.92 | — | COM | 95766R104 |
| — | NUVEEN PERFORMANCE PLUS MUN | 152,225 | $2,136 | 0.5% | $14.37 | — | COM | 67062P108 |
| UHS | UNIVERSAL HLTH SVCS INC | 15,000 | $2,132 | 0.5% | $105.74 | +13.3% | CL B | 913903100 |
| — | DOUBLELINE INCOME SOLUTIONS | 106,880 | $2,113 | 0.5% | $19.77 | — | COM | 258622109 |
| — | COHEN & STEERS QUALITY RLTY | 191,503 | $2,047 | 0.5% | $12.42 | — | COM | 19247L106 |
| ALKS | ALKERMES PLC | 31,200 | $2,007 | 0.5% | $45.66 | +34.0% | SHS | G01767105 |
| THC | TENET HEALTHCARE CORP | 34,000 | $1,968 | 0.5% | $49.11 | +4.0% | COM NEW | 88033G407 |
| — | ELLINGTON FINANCIAL LLC | 106,000 | $1,962 | 0.5% | $19.96 | — | COM | 288522303 |
| — | NUVEEN PREM INCOME MUN FD | 149,297 | $1,962 | 0.5% | $13.75 | — | COM | 67062T100 |
| MASI | MASIMO CORP | 50,000 | $1,937 | 0.5% | $23.94 | +49.6% | COM | 574795100 |
| — | BLACKROCK MULTI-SECTOR INC T | 113,026 | $1,874 | 0.5% | $16.58 | — | COM | 09258A107 |
| VRTX | VERTEX PHARMACEUTICALS INC | 15,000 | $1,852 | 0.5% | $121.87 | +3.4% | COM | 92532F100 |
| — | CATAMARAN CORP | 30,000 | $1,832 | 0.5% | $44.40 | — | COM | 148887102 |
| — | BARCLAYS BK PLC | 522,800 | $1,811 | 0.5% | — | — | Put | 06742E711 |
| — | ANALOGIC CORP | 22,000 | $1,736 | 0.4% | $90.91 | — | COM PAR $0.05 | 032657207 |
| — | EATON VANCE FLTING RATE INC | 124,976 | $1,722 | 0.4% | $13.89 | — | COM | 278279104 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 26,900 | $1,694 | 0.4% | $41.41 | +8.3% | COM | 203668108 |
| — | ACHILLION PHARMACEUTICALS IN | 185,000 | $1,639 | 0.4% | $8.86 | — | COM | 00448Q201 |
| — | ROYCE MICRO-CAP TR INC | 166,660 | $1,537 | 0.4% | $9.22 | — | COM | 780915104 |
| — | SURGICAL CARE AFFILIATES INC | 39,723 | $1,525 | 0.4% | $35.09 | — | COM | 86881L106 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 138,100 | $1,512 | 0.4% | $12.87 | -0.3% | COM | 45665G303 |
| XLE | SELECT SECTOR SPDR TR | 20,002 | $1,503 | 0.4% | $75.14 | — | SBI INT-ENERGY | 81369Y506 |
| — | NUVEEN QUALITY INCOME MUN FD | 112,123 | $1,496 | 0.4% | $13.72 | — | COM | 670977107 |
| PMT | PENNYMAC MTG INVT TR | 85,000 | $1,482 | 0.4% | $17.44 | — | COM | 70931T103 |
| INCY | INCYTE CORP | 14,200 | $1,480 | 0.4% | $52.95 | +95.5% | COM | 45337C102 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 196,100 | $1,459 | 0.4% | $7.43 | — | COM | 01881E101 |
| — | DEUTSCHE HIGH INCOME TR | 165,784 | $1,412 | 0.4% | $8.57 | — | SHS | 25155R100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 78,621 | $1,314 | 0.3% | $17.25 | — | SHS | 67075G103 |
| — | JUNO THERAPEUTICS INC | 24,000 | $1,280 | 0.3% | $52.71 | — | COM | 48205A109 |
| — | CLOVIS ONCOLOGY INC | 14,400 | $1,265 | 0.3% | $45.80 | — | COM | 189464100 |
| PRTA | PROTHENA CORP PLC | 23,600 | $1,243 | 0.3% | $22.26 | +77.3% | SHS | G72800108 |
| — | NEW YORK MTG TR INC | 51,200 | $1,227 | 0.3% | $23.96 | — | PFD-C CONV | 649604808 |
| AZN | ASTRAZENECA PLC | 19,000 | $1,210 | 0.3% | $70.38 | — | SPONSORED ADR | 046353108 |
| — | ALLIANZGI CONV & INCOME FD | 148,800 | $1,208 | 0.3% | $8.12 | — | COM | 018828103 |
| — | ENDOLOGIX INC | 77,200 | $1,184 | 0.3% | $14.15 | — | COM | 29266S106 |
| — | ARIAD PHARMACEUTICALS INC | 142,800 | $1,181 | 0.3% | $6.79 | — | COM | 04033A100 |
| PBYI | PUMA BIOTECHNOLOGY INC | 10,000 | $1,168 | 0.3% | $181.09 | 0.0% | COM | 74587V107 |
| A | AGILENT TECHNOLOGIES INC | 30,000 | $1,157 | 0.3% | $37.38 | +1.9% | COM | 00846U101 |
| — | AVALANCHE BIOTECHNOLOGIES IN | 69,000 | $1,121 | 0.3% | $21.53 | — | COM | 05337G107 |
| — | PIMCO DYNAMIC INCOME FD | 36,400 | $1,063 | 0.3% | $29.20 | — | SHS | 72201Y101 |
| MRK | MERCK & CO INC NEW | 18,500 | $1,053 | 0.3% | $40.23 | 0.0% | COM | 58933Y105 |
| — | MALLINCKRODT PUB LTD CO | 8,777 | $1,033 | 0.3% | $90.15 | — | SHS | G5785G107 |
| — | INTERSECT ENT INC | 35,213 | $1,008 | 0.3% | $25.84 | — | COM | 46071F103 |
| — | DYAX CORP | 36,000 | $954 | 0.2% | $26.50 | — | COM | 26746E103 |
| — | ATYR PHARMA INC | 50,665 | $938 | 0.2% | $18.51 | — | COM | 002120103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 7,000 | $908 | 0.2% | $113.45 | +11.3% | COM | 883556102 |
| — | KKR INCOME OPPORTUNITIES FD | 57,554 | $907 | 0.2% | $15.76 | — | COM | 48249T106 |
| — | POWERSHS DB MULTI SECT COMM | 35,000 | $817 | 0.2% | $23.34 | — | PS DB AGRICUL FD | 73936B408 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 66,900 | $807 | 0.2% | $11.51 | +1.0% | COM CL A | 46333X108 |
| — | ACCELERON PHARMA INC | 24,800 | $785 | 0.2% | $31.65 | — | COM | 00434H108 |
| — | KITE PHARMA INC | 12,507 | $763 | 0.2% | $34.68 | — | COM | 49803L109 |
| TLT | ISHARES TR | 327,800 | $737 | 0.2% | $117.44 | — | Put | 464287432 |
| — | MERRIMACK PHARMACEUTICALS IN | 57,090 | $706 | 0.2% | $12.37 | — | COM | 590328100 |
| — | LUMINEX CORP DEL | 40,700 | $702 | 0.2% | $16.61 | — | COM | 55027E102 |
| — | PCM FUND INC | 69,417 | $698 | 0.2% | $10.06 | — | COM | 69323T101 |
| — | MYLAN N V | 10,000 | $679 | 0.2% | $62.76 | — | SHS EURO | N59465109 |
| — | ARES MULTI STRATEGY CR FD IN | 36,092 | $679 | 0.2% | $18.81 | — | COM | 04014Q108 |
| — | BLUEBIRD BIO INC | 4,000 | $673 | 0.2% | $120.80 | — | COM | 09609G100 |
| — | NORTHSTAR RLTY FIN CORP | 42,000 | $668 | 0.2% | $18.12 | — | COM NEW | 66704R704 |
| PODD | INSULET CORP | 20,900 | $648 | 0.2% | $33.57 | -12.2% | COM | 45784P101 |
| XLE | SELECT SECTOR SPDR TR | 346,300 | $610 | 0.2% | $75.14 | — | Put | 81369Y506 |
| LAB | FLUIDIGM CORP DEL | 25,000 | $605 | 0.2% | $31.56 | 0.0% | COM | 34385P108 |
| — | MARKET VECTORS ETF TR | 575,000 | $580 | 0.1% | $17.76 | — | Put | 57060U100 |
| — | NUVEEN PA INVT QUALITY MUN F | 44,106 | $580 | 0.1% | $13.60 | — | COM | 670972108 |
| — | ALEXION PHARMACEUTICALS INC | 50,000 | $569 | 0.1% | $164.31 | — | Call | 015351109 |
| — | PIMCO CORPORATE INCOME STRAT | 38,724 | $550 | 0.1% | $14.20 | — | COM | 72200U100 |
| — | DOUBLELINE OPPORTUNISTIC CR | 22,900 | $531 | 0.1% | $23.19 | — | COM | 258623107 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 125,000 | $504 | 0.1% | — | — | Call | 09061G101 |
| — | PENN VA CORP | 110,000 | $482 | 0.1% | $5.90 | — | COM | 707882106 |
| SPY | SPDR S&P 500 ETF TR | 218,000 | $459 | 0.1% | — | — | Put | 78462F103 |
| — | DREYFUS HIGH YIELD STRATEGIE | 134,702 | $450 | 0.1% | $3.62 | — | SH BEN INT | 26200S101 |
| — | SPDR SERIES TRUST | 93,600 | $440 | 0.1% | — | — | Put | 78464A730 |
| — | GUGGENHEIM BLD AMR BDS MANG | 20,969 | $431 | 0.1% | $20.55 | — | COM | 401664107 |
| — | BIO-REFERENCE LABS INC | 10,000 | $413 | 0.1% | $41.30 | — | COM $.01 NEW | 09057G602 |
| — | APOLLO TACTICAL INCOME FD IN | 25,523 | $402 | 0.1% | $15.75 | — | COM | 037638103 |
| — | RADIO ONE INC | 124,962 | $396 | 0.1% | $2.61 | — | CL D NON VTG | 75040P405 |
| — | ENVISION HEALTHCARE HLDGS IN | 10,000 | $395 | 0.1% | $39.50 | — | COM | 29413U103 |
| — | FIRST TR STRATEGIC HIGH INC | 28,184 | $373 | 0.1% | $13.23 | — | COM SHS NEW | 337353304 |
| — | THL CR SR LN FD | 22,156 | $372 | 0.1% | $16.79 | — | COM | 87244R103 |
| — | HORIZON PHARMA PLC | 10,640 | $370 | 0.1% | $12.71 | — | SHS | G4617B105 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 33,082 | $357 | 0.1% | $11.33 | — | COM SHS | 6706EN100 |
| — | NUVEEN REAL ASSET INC & GROW | 18,869 | $326 | 0.1% | $17.28 | — | COM | 67074Y105 |
| XBI | SPDR SERIES TRUST | 30,000 | $324 | 0.1% | — | — | Call | 78464A870 |
| — | CATALENT INC | 11,000 | $323 | 0.1% | $31.03 | — | COM | 148806102 |
| TLT | ISHARES TR | 319,600 | $318 | 0.1% | $117.44 | — | Call | 464287432 |
| — | ISHARES TR | 12,000 | $313 | 0.1% | $26.08 | — | HDG MSCI GERMN | 46434V704 |
| — | PIMCO INCOME STRATEGY FUND | 28,300 | $307 | 0.1% | $10.85 | — | COM | 72201H108 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 21,898 | $297 | 0.1% | $14.32 | — | COM | 67066V101 |
| — | WL ROSS HLDG CORP | 25,600 | $291 | 0.1% | $11.37 | — | UNIT 06/11/2019 | 92939D203 |
| — | WELLS FARGO ADVANTAGE INCOME | 34,401 | $284 | 0.1% | $8.26 | — | COM SHS | 94987B105 |
| — | BLACKROCK MUN 2020 TERM TR | 18,299 | $283 | 0.1% | $15.47 | — | COM SHS | 09249X109 |
| — | AETNA INC NEW | 38,100 | $263 | 0.1% | — | — | Call | 00817Y108 |
| — | PIMCO HIGH INCOME FD | 26,050 | $259 | 0.1% | $9.94 | — | COM SHS | 722014107 |
| — | BOULEVARD ACQUISITION CORP | 20,300 | $254 | 0.1% | $12.51 | — | COM | 10157P104 |
| — | ALDER BIOPHARMACEUTICALS INC | 4,800 | $254 | 0.1% | $52.92 | — | COM | 014339105 |
| — | ACELRX PHARMACEUTICALS INC | 59,700 | $253 | 0.1% | $9.00 | — | COM | 00444T100 |
| — | CUSHING MLP TOTAL RETURN FD | 68,000 | $250 | 0.1% | $4.06 | — | COM SHS | 231631102 |
| — | IVY HIGH INC OPPORTUNITIES F | 16,700 | $249 | 0.1% | $14.91 | — | COM | 465893105 |
| HUM | HUMANA INC | 30,000 | $241 | 0.1% | $170.85 | 0.0% | Call | 444859102 |
| — | BLACKSTONE GSO FLTING RTE FU | 14,000 | $240 | 0.1% | $16.98 | — | COM | 09256U105 |
| XLE | SELECT SECTOR SPDR TR | 225,000 | $207 | 0.1% | $75.14 | — | Call | 81369Y506 |
| — | VOYA RISK MANAGED NAT RES FD | 24,600 | $192 | 0.0% | $7.80 | — | COM | 92913C106 |
| — | AMERICAN CAP MTG INVT CORP | 11,993 | $192 | 0.0% | $16.01 | — | COM | 02504A104 |
| IBB | ISHARES TR | 100,000 | $176 | 0.0% | — | — | Put | 464287556 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 12,253 | $170 | 0.0% | $14.09 | — | COM | 09253W104 |
| — | SPARK THERAPEUTICS INC | 30,000 | $165 | 0.0% | $66.77 | — | Call | 84652J103 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 11,020 | $146 | 0.0% | $14.34 | — | COM | 09254X101 |
| — | CREDIT SUISSE HIGH YLD BND F | 55,395 | $143 | 0.0% | $2.80 | — | SH BEN INT | 22544F103 |
| — | MCCLATCHY CO | 110,792 | $120 | 0.0% | $1.08 | — | CL A | 579489105 |
| TIKK | TEL INSTR ELECTRS CORP | 22,100 | $113 | 0.0% | $5.29 | +6.0% | COM NEW | 879165207 |
| — | MYLAN N V | 50,000 | $107 | 0.0% | $62.76 | — | Call | N59465109 |
| XBI | SPDR SERIES TRUST | 30,000 | $100 | 0.0% | — | — | Put | 78464A870 |
| — | WESTERN ASSET HIGH INCM FD I | 13,105 | $99 | 0.0% | $8.31 | — | COM | 95766J102 |
| UNH | UNITEDHEALTH GROUP INC | 54,000 | $93 | 0.0% | — | — | Call | 91324P102 |
| GULTU | GULF COAST ULTRA DEEP RTY TR | 125,100 | $88 | 0.0% | $0.70 | — | ROYALTY TR UNT | 40222T104 |
| AGO | ASSURED GUARANTY LTD | 25,000 | $87 | 0.0% | — | — | Put | G0585R106 |
| — | ALLIANZGI CONV & INCOME FD I | 10,000 | $75 | 0.0% | $7.50 | — | COM | 018825109 |
| — | MARKET VECTORS ETF TR | 650,000 | $74 | 0.0% | $17.76 | — | Call | 57060U100 |
| — | TCW STRATEGIC INCOME FUND IN | 12,800 | $66 | 0.0% | $5.16 | — | COM | 872340104 |
| — | JUNO THERAPEUTICS INC | 24,000 | $66 | 0.0% | $52.71 | — | Call | 48205A109 |
| M | MACYS INC | 20,000 | $64 | 0.0% | — | — | Call | 55616P104 |
| DHR | DANAHER CORP DEL | 30,000 | $63 | 0.0% | — | — | Call | 235851102 |
| — | CELGENE CORP | 10,000 | $53 | 0.0% | $115.27 | — | Call | 151020104 |
| — | HORIZON PHARMA PLC | 10,000 | $52 | 0.0% | $12.71 | — | Call | G4617B105 |
| — | RADIO ONE INC | 15,660 | $52 | 0.0% | $3.32 | — | CL A | 75040P108 |
| ELV | ANTHEM INC | 27,000 | $45 | 0.0% | — | — | Call | 036752103 |
| — | WELLCARE HEALTH PLANS INC | 50,000 | $39 | 0.0% | — | — | Call | 94946T106 |
| HYG | ISHARES | 100,000 | $30 | 0.0% | — | — | Put | 464288513 |
| A | AGILENT TECHNOLOGIES INC | 50,000 | $30 | 0.0% | $37.38 | +1.9% | Call | 00846U101 |
| — | GLOBAL X FDS | 60,000 | $26 | 0.0% | — | — | Put | 37950E366 |
| — | ENVISION HEALTHCARE HLDGS IN | 20,800 | $25 | 0.0% | $39.50 | — | Call | 29413U103 |
| — | TWITTER INC | 50,000 | $21 | 0.0% | — | — | Call | 90184L102 |
| EWG | ISHARES | 90,000 | $16 | 0.0% | — | — | Put | 464286806 |
| — | PROSHARES TR | 20,000 | $11 | 0.0% | — | — | Call | 74347B300 |
| BB | BLACKBERRY LTD | 84,800 | $5 | 0.0% | — | — | Call | 09228F103 |
| EWP | ISHARES | 40,000 | $5 | 0.0% | — | — | Put | 464286764 |
| AGO | ASSURED GUARANTY LTD | 25,000 | $4 | 0.0% | — | — | Call | G0585R106 |
| — | ANALOGIC CORP | 30,600 | $4 | 0.0% | $90.91 | — | Call | 032657207 |
| LOCO | EL POLLO LOCO HLDGS INC | 22,300 | $4 | 0.0% | — | — | Put | 268603107 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $3 | 0.0% | $46.01 | 0.0% | Call | 110122108 |
| — | MARKET VECTORS ETF TR | 28,000 | $1 | 0.0% | — | — | Put | 57060U191 |
| — | WALTER ENERGY INC | 50,000 | $1 | 0.0% | — | — | Call | 93317Q105 |
| — | PACIFIC DRILLING SA LUXEMBOU | 20,000 | $1 | 0.0% | — | — | Call | L7257P106 |
| — | PENN VA CORP | 12,000 | $1 | 0.0% | $5.90 | — | Call | 707882106 |
| — | SPDR SERIES TRUST | 20,000 | $1 | 0.0% | — | — | Call | 78464A730 |