CIK: 0001096978 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 2, 2016
Total Value ($000): $450,085 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| XLE | SELECT SECTOR SPDR TR | 399,867 | $24,120 | 5.4% | $61.83 | — | SBI INT-ENERGY | 81369Y506 |
| — | NUVEEN CR STRATEGIES INCM FD | 1,710,276 | $13,409 | 3.0% | $9.14 | — | COM SHS | 67073D102 |
| — | INVESCO DYNAMIC CR OPP FD | 1,185,774 | $12,510 | 2.8% | $12.48 | — | COM | 46132R104 |
| — | BLACKSTONE GSO STRATEGIC CR | 788,836 | $10,547 | 2.3% | $17.61 | — | COM SHS BEN IN | 09257R101 |
| — | BOULDER GROWTH & INCOME FD I | 1,268,583 | $9,819 | 2.2% | $8.07 | — | COM | 101507101 |
| — | PIMCO DYNAMIC CR INCOME FD | 538,428 | $9,708 | 2.2% | $19.40 | — | COM SHS | 72202D106 |
| — | RMR REAL ESTATE INCOME FUND | 445,872 | $8,596 | 1.9% | $19.51 | — | COM | 76970B101 |
| GILD | GILEAD SCIENCES INC | 84,300 | $8,530 | 1.9% | $69.75 | +4.5% | COM | 375558103 |
| — | BROOKFIELD MTG OPP INC FD IN | 543,631 | $8,019 | 1.8% | $15.45 | — | COM | 112792106 |
| — | CENTRAL FD CDA LTD | 700,000 | $6,993 | 1.6% | $11.00 | — | CL A | 153501101 |
| — | ENDO INTL PLC | 112,500 | $6,887 | 1.5% | $66.48 | — | SHS | G30401106 |
| — | NUVEEN SR INCOME FD | 1,154,492 | $6,661 | 1.5% | $6.52 | — | COM | 67067Y104 |
| — | CELGENE CORP | 53,000 | $6,347 | 1.4% | $113.83 | — | COM | 151020104 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 45,000 | $6,325 | 1.4% | $156.23 | -11.3% | SHS USD | G50871105 |
| — | BLACKSTONE GSO LNG SHRT CR I | 460,242 | $6,204 | 1.4% | $17.31 | — | COM SHS BN INT | 09257D102 |
| PRGO | PERRIGO CO PLC | 42,000 | $6,077 | 1.4% | $160.26 | -4.0% | SHS | G97822103 |
| — | BLACKROCK FLOAT RATE OME STR | 424,285 | $5,473 | 1.2% | $13.46 | — | COM | 09255X100 |
| — | ALEXION PHARMACEUTICALS INC | 28,300 | $5,398 | 1.2% | $160.57 | — | COM | 015351109 |
| — | NUVEEN SHT DUR CR OPP FD | 362,205 | $5,372 | 1.2% | $17.84 | — | COM | 67074X107 |
| VRTX | VERTEX PHARMACEUTICALS INC | 42,000 | $5,285 | 1.2% | $123.90 | -2.6% | COM | 92532F100 |
| — | MEDIVATION INC | 108,400 | $5,240 | 1.2% | $58.68 | — | COM | 58501N101 |
| — | ARES DYNAMIC CR ALLOCATION F | 391,653 | $5,232 | 1.2% | $16.55 | — | COM | 04014F102 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 49,072 | $5,141 | 1.1% | $107.57 | -3.0% | COM | 09061G101 |
| — | NUVEEN FLOATING RATE INCOME | 463,605 | $4,747 | 1.1% | $10.71 | — | COM | 67072T108 |
| HCA | HCA HOLDINGS INC | 70,000 | $4,734 | 1.1% | $67.34 | -3.7% | COM | 40412C101 |
| — | SHIRE PLC | 23,000 | $4,715 | 1.0% | $207.44 | — | SPONSORED ADR | 82481R106 |
| — | LMP REAL ESTATE INCOME FD IN | 359,517 | $4,688 | 1.0% | $11.47 | — | COM | 50208C108 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 325,391 | $4,663 | 1.0% | $13.63 | — | COM | 670984103 |
| — | APOLLO SR FLOATING RATE FD I | 306,928 | $4,650 | 1.0% | $15.64 | — | COM | 037636107 |
| — | NUVEEN PREM INCOME MUN FD 2 | 315,379 | $4,560 | 1.0% | $13.41 | — | COM | 67063W102 |
| BMY | BRISTOL MYERS SQUIBB CO | 64,600 | $4,444 | 1.0% | $45.42 | +2.8% | COM | 110122108 |
| — | NUVEEN DIVID ADV MUN FD 3 | 301,065 | $4,323 | 1.0% | $13.18 | — | COM SH BEN INT | 67070X101 |
| — | COHEN & STEERS REIT & PFD IN | 230,468 | $4,250 | 0.9% | $19.07 | — | COM | 19247X100 |
| BIIB | BIOGEN INC | 13,682 | $4,191 | 0.9% | $341.90 | -16.0% | COM | 09062X103 |
| REGN | REGENERON PHARMACEUTICALS | 7,548 | $4,098 | 0.9% | $446.87 | +20.6% | COM | 75886F107 |
| XPHDX | PIONEER FLOATING RATE TR | 370,980 | $4,025 | 0.9% | $11.43 | — | COM | 72369J102 |
| — | ADVENT CLAYMORE ENH GRW & IN | 481,748 | $3,984 | 0.9% | $8.22 | — | COM | 00765E104 |
| — | DIPLOMAT PHARMACY INC | 108,485 | $3,712 | 0.8% | $30.98 | — | COM | 25456K101 |
| INCY | INCYTE CORP | 33,700 | $3,655 | 0.8% | $86.90 | +28.3% | COM | 45337C102 |
| — | WESTERN ASSET CLYM INFL SEC | 345,695 | $3,654 | 0.8% | $11.91 | — | COM SH BEN INT | 95766Q106 |
| — | NEUBERGER BERMAN RE ES SEC F | 714,995 | $3,582 | 0.8% | $5.01 | — | COM | 64190A103 |
| — | EATON VANCE SR INCOME TR | 608,482 | $3,511 | 0.8% | $6.57 | — | SH BEN INT | 27826S103 |
| — | MALLINCKRODT PUB LTD CO | 47,000 | $3,508 | 0.8% | $68.28 | — | SHS | G5785G107 |
| — | BLACKROCK MULTI-SECTOR INC T | 216,660 | $3,425 | 0.8% | $16.17 | — | COM | 09258A107 |
| — | PIMCO INCOME STRATEGY FUND | 328,536 | $3,200 | 0.7% | $9.79 | — | COM | 72201H108 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 222,844 | $3,158 | 0.7% | $13.94 | — | COM | 09253X102 |
| XLE | SELECT SECTOR SPDR TR | 556,900 | $3,047 | 0.7% | $61.83 | — | Put | 81369Y506 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 195,411 | $3,037 | 0.7% | $16.59 | — | COM UT BEN INT | 670731108 |
| — | CERNER CORP | 49,000 | $2,948 | 0.7% | $60.16 | — | COM | 156782104 |
| — | BARCLAYS BK PLC | 2,217,300 | $2,910 | 0.6% | $25.62 | — | Put | 06742E711 |
| PFE | PFIZER INC | 90,000 | $2,905 | 0.6% | $19.40 | +5.0% | COM | 717081103 |
| — | LMP CORPORATE LN FD INC | 292,227 | $2,887 | 0.6% | $11.44 | — | COM | 50208B100 |
| — | LIBERTY ALL STAR EQUITY FD | 535,244 | $2,864 | 0.6% | $5.76 | — | SH BEN INT | 530158104 |
| — | GAMCO GLOBAL GOLD NAT RES & | 592,037 | $2,812 | 0.6% | $4.75 | — | COM SH BEN INT | 36465A109 |
| — | NUVEEN MTG OPPORTUNITY TERM | 121,471 | $2,759 | 0.6% | $22.91 | — | COM | 670735109 |
| RITM | NEW RESIDENTIAL INVT CORP | 225,922 | $2,747 | 0.6% | $14.27 | — | COM NEW | 64828T201 |
| — | INVESCO SR INCOME TR | 655,632 | $2,649 | 0.6% | $4.18 | — | COM | 46131H107 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 265,376 | $2,601 | 0.6% | $10.12 | — | COM SHS | 6706EN100 |
| THC | TENET HEALTHCARE CORP | 85,700 | $2,597 | 0.6% | $50.74 | -35.4% | COM NEW | 88033G407 |
| — | ALLIANZGI CONV & INCOME FD | 468,500 | $2,595 | 0.6% | $6.44 | — | COM | 018828103 |
| — | IVY HIGH INC OPPORTUNITIES F | 207,646 | $2,571 | 0.6% | $12.87 | — | COM | 465893105 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 185,703 | $2,561 | 0.6% | $13.00 | — | COM | 67062W103 |
| — | LANNET INC | 63,300 | $2,540 | 0.6% | $50.72 | — | COM | 516012101 |
| — | FIRST TR STRATEGIC HIGH INC | 223,682 | $2,490 | 0.6% | $11.67 | — | COM SHS NEW | 337353304 |
| — | NUVEEN PREMIER MUN INCOME FD | 178,448 | $2,438 | 0.5% | $13.20 | — | COM | 670988104 |
| — | EATON VANCE FLTG RATE INCOM | 167,165 | $2,365 | 0.5% | $17.39 | — | COM SHS BEN INT | 278284104 |
| — | BAXALTA INC | 60,000 | $2,342 | 0.5% | $39.03 | — | COM | 07177M103 |
| MCK | MCKESSON CORP | 11,500 | $2,268 | 0.5% | $182.93 | -4.6% | COM | 58155Q103 |
| — | KAYNE ANDERSON MLP INVT CO | 130,000 | $2,248 | 0.5% | $17.29 | — | COM | 486606106 |
| — | APOLLO TACTICAL INCOME FD IN | 161,565 | $2,244 | 0.5% | $14.61 | — | COM | 037638103 |
| IONS | IONIS PHARMACEUTICALS INC | 35,620 | $2,206 | 0.5% | $53.96 | 0.0% | COM | 462222100 |
| — | BLUEBIRD BIO INC | 34,000 | $2,183 | 0.5% | $64.21 | — | COM | 09609G100 |
| — | HORIZON PHARMA PLC | 99,700 | $2,160 | 0.5% | $21.66 | — | SHS | G4617B105 |
| — | SPDR SERIES TRUST | 70,200 | $2,121 | 0.5% | $32.45 | — | S&P OILGAS EXP | 78464A730 |
| — | NUVEEN PREM INCOME MUN FD | 149,297 | $2,105 | 0.5% | $13.75 | — | COM | 67062T100 |
| — | WELLS FARGO INCOME OPPORTUNI | 280,411 | $2,089 | 0.5% | $7.65 | — | COM SHS | 94987B105 |
| — | FIDUCIARY CLAYMORE MLP OPP F | 160,000 | $2,077 | 0.5% | $12.98 | — | COM | 31647Q106 |
| — | CHIMERA INVT CORP | 150,000 | $2,046 | 0.5% | $13.71 | — | COM NEW | 16934Q208 |
| — | REAVES UTIL INCOME FD | 78,787 | $2,046 | 0.5% | $25.97 | — | COM SH BEN INT | 756158101 |
| — | SPARK THERAPEUTICS INC | 44,350 | $2,009 | 0.4% | $60.45 | — | COM | 84652J103 |
| A | AGILENT TECHNOLOGIES INC | 46,000 | $1,923 | 0.4% | $36.79 | -3.0% | COM | 00846U101 |
| — | PIMCO INCOME STRATEGY FUND I | 210,536 | $1,846 | 0.4% | $8.84 | — | COM | 72201J104 |
| — | CALAMOS CONV & HIGH INCOME F | 163,944 | $1,723 | 0.4% | $10.51 | — | COM SHS | 12811P108 |
| — | CALAMOS GBL DYN INCOME FUND | 236,000 | $1,690 | 0.4% | $7.16 | — | COM | 12811L107 |
| — | NEUBERGER BERMAN HGH YLD FD | 166,046 | $1,675 | 0.4% | $10.12 | — | COM | 64128C106 |
| — | BLACKROCK ENERGY & RES TR | 130,600 | $1,636 | 0.4% | $12.53 | — | COM | 09250U101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 124,823 | $1,630 | 0.4% | $13.15 | — | COM | 25158Y102 |
| ALKS | ALKERMES PLC | 20,200 | $1,603 | 0.4% | $45.66 | +53.4% | SHS | G01767105 |
| — | BROOKFIELD HIGH INCOME FD IN | 232,122 | $1,592 | 0.4% | $7.04 | — | COM | 11272P102 |
| — | NUVEEN QUALITY MUN FD INC | 116,610 | $1,591 | 0.4% | $13.64 | — | COM | 67062N103 |
| — | NUVEEN QUALITY INCOME MUN FD | 111,178 | $1,577 | 0.4% | $13.72 | — | COM | 670977107 |
| — | WESTERN ASSET CLYM INFL OPP | 151,708 | $1,561 | 0.3% | $11.92 | — | COM | 95766R104 |
| — | GOLDMAN SACHS MLP ENERGY REN | 281,508 | $1,543 | 0.3% | $5.48 | — | COM | 38148G107 |
| MASI | MASIMO CORP | 36,600 | $1,519 | 0.3% | $26.99 | +51.4% | COM | 574795100 |
| — | GAMCO NAT RES GOLD & INCOME | 258,092 | $1,479 | 0.3% | $5.73 | — | SH BEN INT | 36465E101 |
| — | JUNO THERAPEUTICS INC | 33,000 | $1,451 | 0.3% | $48.93 | — | COM | 48205A109 |
| — | WESTERN ASSET HIGH INCM FD I | 228,729 | $1,443 | 0.3% | $6.52 | — | COM | 95766J102 |
| — | ADVENT CLAYMORE CV SECS & IN | 106,083 | $1,434 | 0.3% | $13.32 | — | COM | 00764C109 |
| — | NORTHSTAR RLTY FIN CORP | 83,813 | $1,427 | 0.3% | $17.03 | — | COM | 66704R803 |
| — | ALLIANZGI CONV & INCOME FD I | 279,519 | $1,412 | 0.3% | $5.05 | — | COM | 018825109 |
| — | EATON VANCE FLTING RATE INC | 111,560 | $1,410 | 0.3% | $13.89 | — | COM | 278279104 |
| — | ACHILLION PHARMACEUTICALS IN | 124,200 | $1,340 | 0.3% | $8.86 | — | COM | 00448Q201 |
| — | AVENUE INCOME CR STRATEGIES | 115,874 | $1,315 | 0.3% | $12.71 | — | COM | 05358E106 |
| — | SURGICAL CARE AFFILIATES INC | 33,000 | $1,314 | 0.3% | $34.60 | — | COM | 86881L106 |
| — | KITE PHARMA INC | 21,007 | $1,294 | 0.3% | $45.58 | — | COM | 49803L109 |
| — | THL CR SR LN FD | 80,870 | $1,283 | 0.3% | $15.88 | — | COM | 87244R103 |
| — | EATON VANCE LTD DUR INCOME F | 99,183 | $1,266 | 0.3% | $12.68 | — | COM | 27828H105 |
| — | SPDR SERIES TRUST | 70,200 | $1,244 | 0.3% | $32.45 | — | Put | 78464A730 |
| PRTA | PROTHENA CORP PLC | 18,104 | $1,233 | 0.3% | $31.73 | +90.1% | SHS | G72800108 |
| — | KKR INCOME OPPORTUNITIES FD | 87,470 | $1,213 | 0.3% | $15.36 | — | COM | 48249T106 |
| — | PIMCO INCOME OPPORTUNITY FD | 57,200 | $1,211 | 0.3% | $21.63 | — | COM | 72202B100 |
| — | ACCELERON PHARMA INC | 24,800 | $1,209 | 0.3% | $31.65 | — | COM | 00434H108 |
| — | CALAMOS CONV OPP AND INC FD | 120,907 | $1,198 | 0.3% | $9.91 | — | SH BEN INT | 128117108 |
| — | ENDOLOGIX INC | 116,100 | $1,149 | 0.3% | $12.72 | — | COM | 29266S106 |
| — | CALAMOS GLOBAL TOTAL RETURN | 96,908 | $1,107 | 0.2% | $11.42 | — | COM SH BEN INT | 128118106 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 138,100 | $1,084 | 0.2% | $12.87 | -33.1% | COM | 45665G303 |
| — | ENVISION HEALTHCARE HLDGS IN | 40,800 | $1,060 | 0.2% | $32.15 | — | COM | 29413U103 |
| — | WESTERN ASSET HIGH INCM OPP | 222,094 | $1,042 | 0.2% | $4.69 | — | COM | 95766K109 |
| — | IMMUNOGEN INC | 69,851 | $948 | 0.2% | $9.88 | — | COM | 45253H101 |
| — | CORNERSTONE STRATEGIC VALUE | 59,582 | $933 | 0.2% | $15.66 | — | COM PAR $0.001 | 21924B302 |
| — | ARIAD PHARMACEUTICALS INC | 142,800 | $893 | 0.2% | $6.79 | — | COM | 04033A100 |
| — | BLACKROCK DEBT STRAT FD INC | 263,312 | $887 | 0.2% | $3.34 | — | COM | 09255R103 |
| — | BROOKFIELD TOTAL RETURN FD I | 39,900 | $876 | 0.2% | $22.37 | — | COM | 11283U108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 187,956 | $859 | 0.2% | $4.57 | — | COM | 003009107 |
| — | LMP CAP & INCOME FD INC | 68,376 | $846 | 0.2% | $12.37 | — | COM | 50208A102 |
| — | WELLS FARGO MULTI SECTOR INC | 72,992 | $826 | 0.2% | $11.34 | — | COM SHS | 94987D101 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 57,858 | $795 | 0.2% | $17.10 | — | SHS | 67075G103 |
| — | INTERSECT ENT INC | 35,213 | $792 | 0.2% | $25.84 | — | COM | 46071F103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 73,958 | $772 | 0.2% | $10.44 | — | SH BEN INT | 18914E106 |
| — | ZAIS FINL CORP | 50,468 | $761 | 0.2% | $15.08 | — | COM | 98886K108 |
| — | DIVIDEND & INCOME FUND | 67,445 | $743 | 0.2% | $11.02 | — | COM NEW | 25538A204 |
| — | POWERSHS DB MULTI SECT COMM | 36,000 | $742 | 0.2% | $22.75 | — | PS DB AGRICUL FD | 73936B408 |
| — | MFS INTERMEDIATE HIGH INC FD | 309,961 | $719 | 0.2% | $2.27 | — | SH BEN INT | 59318T109 |
| — | BLACKROCK FLOATING RATE INCO | 56,013 | $700 | 0.2% | $12.86 | — | COM | 091941104 |
| — | NUVEEN PERFORMANCE PLUS MUN | 46,618 | $697 | 0.2% | $14.37 | — | COM | 67062P108 |
| — | AMERICAN CAP LTD | 50,000 | $690 | 0.2% | $14.69 | — | COM | 02503Y103 |
| — | WL ROSS HLDG CORP | 68,892 | $686 | 0.2% | $10.41 | — | COM SHS | 92939D104 |
| ABUS | ARBUTUS BIOPHARMA CORP | 153,133 | $681 | 0.2% | $8.87 | -38.2% | COM | 03879J100 |
| EPI | WISDOMTREE TR | 250,000 | $631 | 0.1% | — | — | Call | 97717W422 |
| — | ST JUDE MED INC | 10,000 | $618 | 0.1% | $61.80 | — | COM | 790849103 |
| IBB | ISHARES TR | 61,000 | $617 | 0.1% | $303.30 | — | Put | 464287556 |
| — | NUVEEN PA INVT QUALITY MUN F | 44,106 | $604 | 0.1% | $13.60 | — | COM | 670972108 |
| — | ALLIANZGI DIVERS INC & CNV F | 31,625 | $574 | 0.1% | $18.15 | — | COM | 01883J108 |
| — | FIRST TR HIGH INCOME L/S FD | 40,626 | $572 | 0.1% | $14.09 | — | COM | 33738E109 |
| — | NEW YORK MTG TR INC | 30,500 | $572 | 0.1% | $18.75 | — | PFD-C CONV | 649604808 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 48,100 | $557 | 0.1% | $11.38 | -15.1% | COM CL A | 46333X108 |
| — | AMERICAN CAP SR FLOATING LTD | 55,850 | $549 | 0.1% | $11.09 | — | COM | 02504D108 |
| — | TEKLA WORLD HEALTHCARE FD | 32,244 | $510 | 0.1% | $15.82 | — | BEN INT SHS | 87911L108 |
| — | CREDIT SUISSE HIGH YLD BND F | 223,749 | $510 | 0.1% | $2.32 | — | SH BEN INT | 22544F103 |
| — | MERRIMACK PHARMACEUTICALS IN | 63,090 | $498 | 0.1% | $10.82 | — | COM | 590328100 |
| — | PCM FUND INC | 48,950 | $452 | 0.1% | $10.03 | — | COM | 69323T101 |
| SPY | SPDR S&P 500 ETF TR | 282,000 | $441 | 0.1% | — | — | Put | 78462F103 |
| — | RELYPSA INC | 15,000 | $425 | 0.1% | $28.33 | — | COM | 759531106 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 73,180 | $409 | 0.1% | $6.24 | — | CL A | 18451C109 |
| SGRY | SURGERY PARTNERS INC | 18,000 | $369 | 0.1% | $19.11 | 0.0% | COM | 86881A100 |
| — | NEWLINK GENETICS CORP | 10,000 | $364 | 0.1% | $36.40 | — | COM | 651511107 |
| — | MEXICO FD INC | 21,900 | $364 | 0.1% | $16.62 | — | COM | 592835102 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 23,912 | $349 | 0.1% | $14.60 | — | COM | 723653101 |
| NTRA | NATERA INC | 31,300 | $338 | 0.1% | $9.51 | 0.0% | COM | 632307104 |
| — | FIRST TR DIVIDEND INCOME FD | 36,828 | $312 | 0.1% | $8.47 | — | COM | 33731L100 |
| MDT | MEDTRONIC PLC | 4,000 | $308 | 0.1% | $58.56 | 0.0% | SHS | G5960L103 |
| — | PRINCIPAL REAL ESTATE INCOME | 17,633 | $294 | 0.1% | $16.67 | — | SHS BEN INT | 74255X104 |
| — | NORTHSTAR REALTY EUROPE CORP | 24,337 | $287 | 0.1% | $11.79 | — | COM | 66706L101 |
| EMB | ISHARES TR | 140,600 | $286 | 0.1% | — | — | Put | 464288281 |
| — | WL ROSS HLDG CORP | 25,400 | $260 | 0.1% | $11.37 | — | UNIT 06/11/2019 | 92939D203 |
| — | NUVEEN MUN ADVANTAGE FD INC | 18,064 | $250 | 0.1% | $13.42 | — | COM | 67062H106 |
| — | DEUTSCHE HIGH INCOME TR | 29,235 | $232 | 0.1% | $7.94 | — | SHS | 25155R100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,500 | $213 | 0.0% | $113.45 | +14.1% | COM | 883556102 |
| — | JAVELIN MTG INVT CORP | 33,686 | $211 | 0.0% | $6.26 | — | COM | 47200B104 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 13,994 | $204 | 0.0% | $14.17 | — | COM | 67066V101 |
| — | CROSSROADS CAP INC | 62,400 | $200 | 0.0% | $3.21 | — | COM | 227656105 |
| — | ADVENT CLAY CONV SEC INC FD | 34,988 | $194 | 0.0% | $5.54 | — | COM | 007639107 |
| AMD | ADVANCED MICRO DEVICES INC | 637,900 | $176 | 0.0% | — | — | Put | 007903107 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 11,020 | $159 | 0.0% | $14.34 | — | COM | 09254X101 |
| — | NUVEEN DIVERSIFIED COMMODTY | 17,668 | $159 | 0.0% | $9.00 | — | COM UT BEN INT | 67074P104 |
| — | NUVEEN QUALITY PFD INC FD 3 | 15,870 | $135 | 0.0% | $8.51 | — | COM | 67072W101 |
| — | RADIO ONE INC | 69,481 | $120 | 0.0% | $2.61 | — | CL D NON VTG | 75040P405 |
| PFE | PFIZER INC | 60,000 | $50 | 0.0% | $19.40 | +5.0% | Call | 717081103 |
| IWM | ISHARES TR | 20,000 | $40 | 0.0% | — | — | Put | 464287655 |
| HYG | ISHARES TR | 25,000 | $34 | 0.0% | — | — | Put | 464288513 |
| — | AETNA INC NEW | 45,500 | $33 | 0.0% | — | — | Call | 00817Y108 |
| — | WL ROSS HLDG CORP | 78,958 | $26 | 0.0% | $0.33 | — | *W EXP 06/11/201 | 92939D112 |
| XLB | SELECT SECTOR SPDR TR | 300,000 | $24 | 0.0% | $39.92 | — | Put | 81369Y100 |
| — | SPRINT CORP | 50,000 | $23 | 0.0% | — | — | Put | 85207U105 |
| XHB | SPDR SERIES TRUST | 430,000 | $23 | 0.0% | $34.23 | — | Put | 78464A888 |
| — | SPDR SERIES TRUST | 24,000 | $19 | 0.0% | $32.45 | — | Call | 78464A730 |
| EWG | ISHARES | 60,000 | $16 | 0.0% | — | — | Put | 464286806 |
| MDT | MEDTRONIC PLC | 20,000 | $15 | 0.0% | $58.56 | 0.0% | Call | G5960L103 |
| XLB | SELECT SECTOR SPDR TR | 200,000 | $13 | 0.0% | $39.92 | — | Call | 81369Y100 |
| — | MOBILEYE N V AMSTELVEEN | 10,000 | $7 | 0.0% | — | — | Put | N51488117 |
| TSLA | TESLA MTRS INC | 10,000 | $6 | 0.0% | — | — | Put | 88160R101 |
| XLE | SELECT SECTOR SPDR TR | 509,900 | $6 | 0.0% | $61.83 | — | Call | 81369Y506 |
| GSG | ISHARES S&P GSCI COMMODITY I | 30,000 | $4 | 0.0% | — | — | Put | 46428R107 |
| — | ENTERCOM COMMUNICATIONS CORP | 10,000 | $3 | 0.0% | — | — | Put | 293639100 |
| — | SPDR SERIES TRUST | 10,000 | $3 | 0.0% | — | — | Put | 78464A417 |
| XHB | SPDR SERIES TRUST | 200,000 | $2 | 0.0% | $34.23 | — | Call | 78464A888 |
| HYG | ISHARES TR | 60,000 | $2 | 0.0% | — | — | Call | 464288513 |
| — | KAYNE ANDERSON MLP INVT CO | 40,000 | $1 | 0.0% | $17.29 | — | Call | 486606106 |
| — | ST JUDE MED INC | 20,000 | $1 | 0.0% | $61.80 | — | Call | 790849103 |
| SPY | SPDR S&P 500 ETF TR | 12,000 | $1 | 0.0% | — | — | Call | 78462F103 |
| — | PENN VA CORP | 12,000 | $0 | 0.0% | — | — | Call | 707882106 |