Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 9, 2021
Total Value: $176M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 41,601 | $17.92M | 10.2% | $430.78 | $303.87 | +41.8% | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 385,716 | $16.26M | 9.3% | $42.15 | $31.34 | +34.5% | MSCI USA MULTIFT | 46434V282 |
| AGG | ISHARES TR | 128,233 | $14.72M | 8.4% | $114.82 | $112.49 | +2.1% | CORE US AGGBD ET | 464287226 |
| IWD | ISHARES TR | 76,833 | $12.03M | 6.8% | $156.55 | $114.25 | +37.0% | RUS 1000 VAL ETF | 464287598 |
| ACWI | ISHARES TR | 106,007 | $10.59M | 6.0% | $99.87 | $75.08 | +33.1% | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 95,893 | $8.401M | 4.8% | $87.61 | $85.55 | +2.3% | IBOXX HI YD ETF | 464288513 |
| VWO | VANGUARD INTL EQUITY INDEX F | 109,186 | $5.461M | 3.1% | $50.02 | $52.09 | -4.0% | FTSE EMR MKT ETF | 922042858 |
| INTF | ISHARES TR | 180,019 | $5.227M | 3.0% | $29.04 | $24.99 | +16.1% | MSCI INTL MULTFT | 46434V274 |
| IEFA | ISHARES TR | 68,670 | $5.102M | 2.9% | $74.30 | $65.74 | +12.9% | CORE MSCI EAFE | 46432F842 |
| ARKK | ARK ETF TR | 43,159 | $4.777M | 2.7% | $110.68 | $62.91 | +75.7% | INNOVATION ETF | 00214Q104 |
| FLOT | ISHARES TR | 86,053 | $4.377M | 2.5% | $50.86 | $50.69 | +0.3% | FLTG RATE NT ETF | 46429B655 |
| MSFT | MICROSOFT CORP | 12,214 | $3.441M | 2.0% | $281.73 * | $169.83 | +60.3% | COM | 594918104 |
| IEMG | ISHARES INC | 55,267 | $3.413M | 1.9% | $61.75 | $60.79 | +1.6% | CORE MSCI EMKT | 46434G103 |
| AAPL | APPLE INC | 22,736 | $3.215M | 1.8% | $141.41 * | $96.87 | +42.9% | COM | 037833100 |
| — | DURECT CORP | 2,365,807 | $3.027M | 1.7% | $1.28 | $1.20 | — | COM | 266605104 |
| AMZN | AMAZON COM INC | 746 | $2.45M | 1.4% | $3284.18 * | $125.59 | +30.8% | COM | 023135106 |
| SMLF | ISHARES TR | 41,947 | $2.263M | 1.3% | $53.95 | $40.36 | +33.2% | MSCI USA SML CP | 46434V290 |
| EMGF | ISHARES INC | 40,402 | $2.099M | 1.2% | $51.95 | $48.54 | +6.3% | MSCI EMERG MKT | 46434G889 |
| IJH | ISHARES TR | 7,514 | $1.998M | 1.1% | $265.90 * | $45.71 | +15.1% | CORE S&P MCP ETF | 464287507 |
| EEM | ISHARES TR | 36,623 | $1.845M | 1.1% | $50.38 | $47.15 | +6.8% | MSCI EMG MKT ETF | 464287234 |
| IJJ | ISHARES TR | 17,315 | $1.786M | 1.0% | $103.15 | $85.71 | +20.2% | S&P MC 400VL ETF | 464287705 |
| PAAS | PAN AMERN SILVER CORP | 72,596 | $1.69M | 1.0% | $23.28 | $17.50 | +33.0% | COM | 697900108 |
| VNQ | VANGUARD INDEX FDS | 15,835 | $1.615M | 0.9% | $101.99 | $86.78 | +17.3% | REAL ESTATE ETF | 922908553 |
| EFV | ISHARES TR | 29,635 | $1.502M | 0.9% | $50.68 | $52.82 | -3.7% | EAFE VALUE ETF | 464288877 |
| ALT | ALTIMMUNE INC | 131,940 | $1.494M | 0.9% | $11.32 | $13.28 | -14.8% | COM NEW | 02155H200 |
| IJR | ISHARES TR | 13,589 | $1.48M | 0.8% | $108.91 | $90.62 | +20.5% | CORE S&P SCP ETF | 464287804 |
| — | MR COOPER GROUP INC | 32,750 | $1.347M | 0.8% | $41.13 | $24.36 | — | COM | 62482R107 |
| IWM | ISHARES TR | 5,419 | $1.186M | 0.7% | $218.86 | $152.14 | +43.8% | RUSSELL 2000 ETF | 464287655 |
| GLD | SPDR GOLD TR | 7,077 | $1.163M | 0.7% | $164.34 | $118.36 | +38.7% | GOLD SHS | 78463V107 |
| GOOG | ALPHABET INC | 389 | $1.037M | 0.6% | $2665.81 * | $71.35 | +85.4% | CAP STK CL C | 02079K107 |
| MOS | MOSAIC CO NEW | 29,008 | $1.037M | 0.6% | $35.75 * | $15.68 | +106.3% | COM | 61945C103 |
| GOOGL | ALPHABET INC | 383 | $1.024M | 0.6% | $2673.63 * | $71.94 | +84.4% | CAP STK CL A | 02079K305 |
| — | MAG SILVER CORP | 59,750 | $967K | 0.6% | $16.18 | $14.97 | — | COM | 55903Q104 |
| IWF | ISHARES TR | 3,358 | $921K | 0.5% | $274.27 * | $41.58 | +64.8% | RUS 1000 GRW ETF | 464287614 |
| AMZA | ETFIS SER TR I | 35,128 | $917K | 0.5% | $26.10 | $27.30 | -4.4% | INFRAC ACT MLP | 26923G772 |
| TRGP | TARGA RES CORP | 17,975 | $885K | 0.5% | $49.24 * | $13.43 | +234.5% | COM | 87612G101 |
| OIH | VANECK ETF TRUST | 4,400 | $868K | 0.5% | $197.27 | $190.33 | +3.5% | OIL SERVICES ETF | 92189H607 |
| EQX | EQUINOX GOLD CORP | 130,600 | $862K | 0.5% | $6.60 | $9.53 | -30.7% | COM | 29446Y502 |
| PYPL | PAYPAL HLDGS INC | 3,207 | $834K | 0.5% | $260.06 | $121.26 | +114.1% | COM | 70450Y103 |
| GDXJ | VANECK ETF TRUST | 20,174 | $776K | 0.4% | $38.47 | $44.54 | -13.9% | JUNIOR GOLD MINE | 92189F791 |
| BAC | BK OF AMERICA CORP | 17,776 | $753K | 0.4% | $42.36 * | $22.86 | +67.0% | COM | 060505104 |
| PDS | PRECISION DRILLING CORP | 16,805 | $679K | 0.4% | $40.40 | $23.40 | +72.7% | COM NEW | 74022D407 |
| CCJ | CAMECO CORP | 29,178 | $633K | 0.4% | $21.69 | $12.59 | +70.5% | COM | 13321L108 |
| AMGN | AMGEN INC | 2,965 | $631K | 0.4% | $212.82 * | $169.53 | +9.6% | COM | 031162100 |
| XOM | EXXON MOBIL CORP | 10,648 | $626K | 0.4% | $58.79 * | $55.69 | -9.6% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 5,770 | $585K | 0.3% | $101.39 * | $78.13 | +9.2% | COM | 166764100 |
| PWB | INVESCO EXCHANGE TRADED FD T | 7,600 | $562K | 0.3% | $73.95 | $44.42 | +66.6% | DYNMC LRG GWTH | 46137V746 |
| AMLP | ALPS ETF TR | 15,923 | $530K | 0.3% | $33.29 | $34.31 | -2.9% | ALERIAN MLP | 00162Q452 |
| IWN | ISHARES TR | 3,273 | $524K | 0.3% | $160.10 | $157.75 | +1.6% | RUS 2000 VAL ETF | 464287630 |
| GS | GOLDMAN SACHS GROUP INC | 1,358 | $514K | 0.3% | $378.50 * | $319.41 | +6.4% | COM | 38141G104 |
| T | AT&T INC | 18,906 | $512K | 0.3% | $27.08 * | $15.51 | +0.8% | COM | 00206R102 |
| — | KIRKLAND LAKE GOLD LTD | 11,800 | $494K | 0.3% | $41.86 | $38.73 | — | COM | 49741E100 |
| DVYE | ISHARES INC | 12,567 | $488K | 0.3% | $38.83 | $39.13 | -0.6% | EM MKTS DIV ETF | 464286319 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,919 | $487K | 0.3% | $37.70 * | $21.89 | +63.8% | COM | 962879102 |
| ES | EVERSOURCE ENERGY | 5,527 | $452K | 0.3% | $81.78 * | $53.19 | +29.7% | COM | 30040W108 |
| VZ | VERIZON COMMUNICATIONS INC | 8,327 | $449K | 0.3% | $53.92 * | $39.72 | +4.1% | COM | 92343V104 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 8,498 | $429K | 0.2% | $50.48 | $41.54 | +21.5% | FTSE DEV MKT ETF | 921943858 |
| TDW | TIDEWATER INC NEW | 35,000 | $422K | 0.2% | $12.06 | $12.02 | +0.4% | COM | 88642R109 |
| GDX | VANECK ETF TRUST | 14,287 | $420K | 0.2% | $29.40 | $29.35 | +0.4% | GOLD MINERS ETF | 92189F106 |
| DE | DEERE & CO | 1,249 | $419K | 0.2% | $335.47 * | $139.23 | +127.3% | COM | 244199105 |
| SPY | SPDR S&P 500 ETF TR | 962 | $414K | 0.2% | $430.35 | $278.00 | +54.4% | TR UNIT | 78462F103 |
| JPM | JPMORGAN CHASE & CO | 2,509 | $411K | 0.2% | $163.81 * | $102.53 | +42.9% | COM | 46625H100 |
| HON | HONEYWELL INTL INC | 1,885 | $400K | 0.2% | $212.20 * | $123.93 | +47.6% | COM | 438516106 |
| ELV | ANTHEM INC | 1,050 | $391K | 0.2% | $372.38 * | $250.06 | +40.6% | COM | 036752103 |
| NAVI | NAVIENT CORPORATION | 19,500 | $385K | 0.2% | $19.74 | $17.17 | +14.9% | COM | 63938C108 |
| V | VISA INC | 1,593 | $356K | 0.2% | $223.48 * | $200.99 | +7.3% | COM CL A | 92826C839 |
| FCX | FREEPORT-MCMORAN INC | 10,817 | $354K | 0.2% | $32.73 * | $19.45 | +57.2% | CL B | 35671D857 |
| MS | MORGAN STANLEY | 3,600 | $350K | 0.2% | $97.22 * | $42.54 | +98.3% | COM NEW | 617446448 |
| XLF | SELECT SECTOR SPDR TR | 9,132 | $343K | 0.2% | $37.56 | $37.41 | +0.3% | FINANCIAL | 81369Y605 |
| IYJ | ISHARES TR | 3,164 | $340K | 0.2% | $107.46 | $84.97 | +26.1% | US INDUSTRIALS | 464287754 |
| AEM | AGNICO EAGLE MINES LTD | 6,466 | $335K | 0.2% | $51.81 * | $49.01 | -5.1% | COM | 008474108 |
| — | DRAFTKINGS INC | 6,692 | $322K | 0.2% | $48.12 | $47.64 | — | COM CL A | 26142R104 |
| JNJ | JOHNSON & JOHNSON | 1,890 | $303K | 0.2% | $160.32 * | $122.38 | +16.6% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $300K | 0.2% | $271.74 | $204.56 | +33.4% | CL B NEW | 084670702 |
| XLV | SELECT SECTOR SPDR TR | 2,325 | $295K | 0.2% | $126.88 | $104.99 | +21.2% | SBI HEALTHCARE | 81369Y209 |
| ITB | ISHARES TR | 4,340 | $287K | 0.2% | $66.13 | $53.48 | +23.7% | US HOME CONS ETF | 464288752 |
| VB | VANGUARD INDEX FDS | 1,296 | $282K | 0.2% | $217.59 | $134.28 | +62.8% | SMALL CP ETF | 922908751 |
| DHR | DANAHER CORPORATION | 900 | $274K | 0.2% | $304.44 * | $173.71 | +52.4% | COM | 235851102 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $269K | 0.2% | $8.82 | $9.91 | -11.1% | COM | 024061103 |
| XLK | SELECT SECTOR SPDR TR | 1,795 | $267K | 0.2% | $148.75 * | $58.04 | +28.6% | TECHNOLOGY | 81369Y803 |
| PLTR | PALANTIR TECHNOLOGIES INC | 11,038 | $264K | 0.2% | $23.92 | $17.89 | +34.4% | CL A | 69608A108 |
| UGI | UGI CORP NEW | 6,000 | $258K | 0.1% | $43.00 | $34.99 | +21.8% | COM | 902681105 |
| DIS | DISNEY WALT CO | 1,526 | $258K | 0.1% | $169.07 * | $122.12 | +35.3% | COM | 254687106 |
| RH | RH | 385 | $256K | 0.1% | $664.94 | $510.73 | +30.6% | COM | 74967X103 |
| EWZ | ISHARES INC | 7,791 | $250K | 0.1% | $32.09 | $32.25 | -0.4% | MSCI BRAZIL ETF | 464286400 |
| NVAX | NOVAVAX INC | 1,200 | $249K | 0.1% | $207.50 | $193.36 | +7.2% | COM NEW | 670002401 |
| C | CITIGROUP INC | 3,476 | $244K | 0.1% | $70.20 * | $42.33 | +41.9% | COM NEW | 172967424 |
| EFA | ISHARES TR | 3,115 | $243K | 0.1% | $78.01 | $68.39 | +14.1% | MSCI EAFE ETF | 464287465 |
| DUK | DUKE ENERGY CORP NEW | 2,485 | $242K | 0.1% | $97.38 * | $65.29 | +26.5% | COM NEW | 26441C204 |
| OLN | OLIN CORP | 5,000 | $241K | 0.1% | $48.20 * | $41.12 | +7.8% | COM PAR $1 | 680665205 |
| META | FACEBOOK INC | 705 | $240K | 0.1% | $340.43 | $231.06 | +45.9% | CL A | 30303M102 |
| PEP | PEPSICO INC | 1,592 | $239K | 0.1% | $150.13 * | $115.17 | +14.4% | COM | 713448108 |
| EXAS | EXACT SCIENCES CORP | 2,393 | $230K | 0.1% | $96.11 | $82.54 | +15.6% | COM | 30063P105 |
| HD | HOME DEPOT INC | 700 | $230K | 0.1% | $328.57 * | $237.74 | +24.3% | COM | 437076102 |
| COP | CONOCOPHILLIPS | 3,377 | $229K | 0.1% | $67.81 * | $47.19 | +22.9% | COM | 20825C104 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $228K | 0.1% | $51.76 * | $38.28 | +19.7% | COM | 064058100 |
| CLFD | CLEARFIELD INC | 5,015 | $222K | 0.1% | $44.27 | $42.02 | +5.1% | COM | 18482P103 |
| MCD | MCDONALDS CORP | 910 | $219K | 0.1% | $240.66 * | $181.40 | +20.6% | COM | 580135101 |
| EPOL | ISHARES TR | 10,000 | $219K | 0.1% | $21.90 | $17.28 | +26.9% | MSCI POLAND ETF | 46429B606 |
| QCOM | QUALCOMM INC | 1,633 | $211K | 0.1% | $129.21 * | $102.48 | +14.7% | COM | 747525103 |
| APD | AIR PRODS & CHEMS INC | 800 | $206K | 0.1% | $257.50 * | $251.75 | -8.6% | COM | 009158106 |
| LOW | LOWES COS INC | 1,004 | $204K | 0.1% | $203.19 * | $183.57 | +1.9% | COM | 548661107 |
| — | BARRICK GOLD CORP | 10,628 | $192K | 0.1% | $18.07 | $25.97 | — | COM | 067901108 |
| STNG | SCORPIO TANKERS INC | 10,000 | $185K | 0.1% | $18.50 | $18.50 | — | SHS | Y7542C130 |
| MNKD | MANNKIND CORP | 29,000 | $126K | 0.1% | $4.34 | $1.44 | +201.8% | COM NEW | 56400P706 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $118K | 0.1% | $4.72 | $4.42 | +7.0% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $113K | 0.1% | $2.51 | $0.98 | +157.9% | COM | 53566P109 |
| TDAY | GANNETT CO INC | 10,000 | $68,000 | 0.0% | $6.80 | $5.89 | +13.5% | COM | 36472T109 |
| CERS | CERUS CORP | 11,000 | $66,000 | 0.0% | $6.00 | $5.83 | +4.4% | COM | 157085101 |
| — | ENGINE MEDIA HLDGS INC | 15,300 | $62,000 | 0.0% | $4.05 | $11.82 | — | COM | 29287R103 |
| SDCCQ | SMILEDIRECTCLUB INC | 11,500 | $61,000 | 0.0% | $5.30 * | $6.79 | -8.5% | CL A COM | 83192H106 |
| — | WAITR HLDGS INC | 60,000 | $53,000 | 0.0% | $0.88 | $2.08 | — | COM | 930752100 |
| IMMP | IMMUTEP LTD | 10,000 | $39,000 | 0.0% | $3.90 | $3.90 | — | SPONSORED ADS | 45257L108 |
| — | HIVE BLOCKCHAIN TECHNLGIES L | 10,000 | $27,000 | 0.0% | $2.70 | $2.70 | — | COM | 43366H100 |
| NAK | NORTHERN DYNASTY MINERALS LT | 50,000 | $23,000 | 0.0% | $0.46 | $0.97 | -52.6% | COM NEW | 66510M204 |
| — | AGEX THERAPEUTICS INC | 18,000 | $17,000 | 0.0% | $0.94 | $2.31 | — | COM | 00848H108 |