Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 3, 2021
Total Value: $195M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 31,991 | $8.732M | 4.5% | $272.95 | $196.76 | +38.7% | CL B NEW | 084670702 |
| MELI | MERCADOLIBRE INC | 5,000 | $8.397M | 4.3% | $1679.40 | $351.49 | +377.8% | COM | 58733R102 |
| AMZN | AMAZON COM INC | 2,497 | $8.203M | 4.2% | $3285.14 * | $64.76 | +153.6% | COM | 023135106 |
| AAPL | APPLE INC | 54,364 | $7.693M | 3.9% | $141.51 * | $94.22 | +46.9% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 24,934 | $7.029M | 3.6% | $281.90 * | $106.60 | +155.4% | COM | 594918104 |
| GOOGL | ALPHABET INC | 2,584 | $6.908M | 3.5% | $2673.37 * | $57.12 | +132.3% | CAP STK CL A | 02079K305 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 402,566 | $5.978M | 3.1% | $14.85 | $13.93 | — | COM | 09253W104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 384,300 | $5.838M | 3.0% | $15.19 | $14.04 | — | COM | 670657105 |
| TTD | THE TRADE DESK INC | 79,065 | $5.558M | 2.8% | $70.30 | $58.91 | +19.3% | COM CL A | 88339J105 |
| BABA | ALIBABA GROUP HLDG LTD | 34,483 | $5.105M | 2.6% | $148.04 | $174.29 | -15.1% | SPONSORED ADS | 01609W102 |
| — | NUVEEN QUALITY MUNCP INCOME | 314,865 | $4.918M | 2.5% | $15.62 | $14.72 | — | COM | 67066V101 |
| META | FACEBOOK INC | 14,469 | $4.911M | 2.5% | $339.42 | $185.64 | +81.6% | CL A | 30303M102 |
| JPM | JPMORGAN CHASE & CO | 29,867 | $4.889M | 2.5% | $163.69 * | $85.52 | +71.3% | COM | 46625H100 |
| — | NUVEEN MUNICIPAL CREDIT INC | 273,784 | $4.578M | 2.3% | $16.72 | $15.08 | — | COM SH BEN INT | 67070X101 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 112,733 | $4.028M | 2.1% | $35.73 | $33.29 | +7.3% | S&P500 DOWNSID | 46090A705 |
| — | WESTERN AST INFL LKD OPP & I | 220,429 | $2.93M | 1.5% | $13.29 | $12.77 | — | COM | 95766R104 |
| GOOG | ALPHABET INC | 1,078 | $2.873M | 1.5% | $2665.12 * | $58.08 | +127.8% | CAP STK CL C | 02079K107 |
| ORCL | ORACLE CORP | 32,712 | $2.85M | 1.5% | $87.12 * | $61.02 | +34.8% | COM | 68389X105 |
| HCA | HCA HEALTHCARE INC | 11,691 | $2.838M | 1.5% | $242.75 * | $118.80 | +97.0% | COM | 40412C101 |
| — | BLACKROCK DEBT STRATEGIES FD | 242,332 | $2.797M | 1.4% | $11.54 | $11.14 | — | COM NEW | 09255R202 |
| — | BARCLAYS BANK PLC | 94,565 | $2.632M | 1.3% | $27.83 | $27.83 | — | IPTH SR B S&P | 06747R477 |
| WMT | WALMART INC | 18,685 | $2.604M | 1.3% | $139.36 * | $41.67 | +5.4% | COM | 931142103 |
| IJH | ISHARES TR | 9,257 | $2.435M | 1.2% | $263.04 * | $48.73 | +8.0% | CORE S&P MCP ETF | 464287507 |
| IJR | ISHARES TR | 20,893 | $2.281M | 1.2% | $109.18 | $95.45 | +14.4% | CORE S&P SCP ETF | 464287804 |
| XOM | EXXON MOBIL CORP | 38,786 | $2.281M | 1.2% | $58.81 * | $45.97 | +9.5% | COM | 30231G102 |
| ZTS | ZOETIS INC | 11,476 | $2.228M | 1.1% | $194.14 * | $64.45 | +189.2% | CL A | 98978V103 |
| HD | HOME DEPOT INC | 6,432 | $2.111M | 1.1% | $328.20 * | $242.38 | +21.9% | COM | 437076102 |
| QQQ | INVESCO QQQ TR | 5,848 | $2.093M | 1.1% | $357.90 | $225.38 | +58.8% | UNIT SER 1 | 46090E103 |
| GE | GENERAL ELECTRIC CO | 20,090 | $2.07M | 1.1% | $103.04 * | $62.95 | -0.1% | COM NEW | 369604301 |
| AA | ALCOA CORP | 41,115 | $2.012M | 1.0% | $48.94 * | $40.36 | +15.8% | COM | 013872106 |
| — | BLACKROCK FLOATING RATE INCO | 131,587 | $1.758M | 0.9% | $13.36 | $13.10 | — | COM | 09255X100 |
| V | VISA INC | 7,775 | $1.732M | 0.9% | $222.77 * | $106.35 | +102.9% | COM CL A | 92826C839 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 324,296 | $1.683M | 0.9% | $5.19 | $5.02 | — | COM | 92838U108 |
| IVV | ISHARES TR | 3,695 | $1.592M | 0.8% | $430.85 | $335.67 | +28.3% | CORE S&P500 ETF | 464287200 |
| AMGN | AMGEN INC | 7,380 | $1.569M | 0.8% | $212.60 * | $140.73 | +32.0% | COM | 031162100 |
| — | DRAFTKINGS INC | 32,249 | $1.553M | 0.8% | $48.16 | $33.27 | — | COM CL A | 26142R104 |
| JNJ | JOHNSON & JOHNSON | 9,374 | $1.514M | 0.8% | $161.51 * | $114.51 | +24.6% | COM | 478160104 |
| GS | GOLDMAN SACHS GROUP INC | 4,002 | $1.513M | 0.8% | $378.06 * | $180.23 | +88.5% | COM | 38141G104 |
| DOCU | DOCUSIGN INC | 5,606 | $1.443M | 0.7% | $257.40 | $224.57 | +14.6% | COM | 256163106 |
| CNH | CNH INDL N V | 86,270 | $1.433M | 0.7% | $16.61 * | $12.82 | +1.4% | SHS | N20944109 |
| C | CITIGROUP INC | 20,055 | $1.407M | 0.7% | $70.16 * | $58.10 | +3.4% | COM NEW | 172967424 |
| DIS | DISNEY WALT CO | 8,109 | $1.372M | 0.7% | $169.19 * | $108.05 | +53.0% | COM | 254687106 |
| CSX | CSX CORP | 44,315 | $1.318M | 0.7% | $29.74 * | $25.88 | +8.4% | COM | 126408103 |
| HRTX | HERON THERAPEUTICS INC | 119,727 | $1.28M | 0.7% | $10.69 | $18.21 | -41.3% | COM | 427746102 |
| IBB | ISHARES TR | 7,764 | $1.255M | 0.6% | $161.64 | $148.55 | +8.8% | ISHARES BIOTECH | 464287556 |
| CLH | CLEAN HARBORS INC | 11,672 | $1.212M | 0.6% | $103.84 | $67.40 | +54.1% | COM | 184496107 |
| ROST | ROSS STORES INC | 10,925 | $1.189M | 0.6% | $108.83 * | $64.50 | +60.7% | COM | 778296103 |
| IDNA | ISHARES TR | 23,090 | $1.171M | 0.6% | $50.71 | $47.23 | +7.4% | GENOMICS IMMUN | 46435U192 |
| ABNB | AIRBNB INC | 6,721 | $1.127M | 0.6% | $167.68 | $173.91 | -3.5% | COM CL A | 009066101 |
| PEP | PEPSICO INC | 6,913 | $1.04M | 0.5% | $150.44 * | $95.60 | +37.9% | COM | 713448108 |
| KO | COCA COLA CO | 19,425 | $1.019M | 0.5% | $52.46 * | $41.93 | +10.2% | COM | 191216100 |
| ENS | ENERSYS | 13,603 | $1.013M | 0.5% | $74.47 * | $61.75 | +15.8% | COM | 29275Y102 |
| MDT | MEDTRONIC PLC | 7,923 | $993K | 0.5% | $125.33 * | $94.28 | +17.1% | SHS | G5960L103 |
| HON | HONEYWELL INTL INC | 4,675 | $992K | 0.5% | $212.19 * | $116.02 | +57.7% | COM | 438516106 |
| CRM | SALESFORCE COM INC | 3,500 | $949K | 0.5% | $271.14 | $122.61 | +118.5% | COM | 79466L302 |
| — | APOLLO TACTICAL INCOME FD IN | 59,445 | $940K | 0.5% | $15.81 | $13.87 | — | COM | 037638103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,563 | $912K | 0.5% | $138.96 * | $96.88 | +15.5% | COM | 459200101 |
| CVX | CHEVRON CORP NEW | 8,636 | $876K | 0.4% | $101.44 * | $70.33 | +21.3% | COM | 166764100 |
| PFE | PFIZER INC | 18,751 | $806K | 0.4% | $42.98 * | $25.82 | +34.5% | COM | 717081103 |
| DOV | DOVER CORP | 5,175 | $805K | 0.4% | $155.56 * | $68.12 | +116.2% | COM | 260003108 |
| BAC | BK OF AMERICA CORP | 17,895 | $760K | 0.4% | $42.47 * | $22.97 | +66.1% | COM | 060505104 |
| INTC | INTEL CORP | 14,250 | $759K | 0.4% | $53.26 * | $41.14 | +19.3% | COM | 458140100 |
| MRK | MERCK & CO INC | 9,030 | $678K | 0.3% | $75.08 * | $47.19 | +39.4% | COM | 58933Y105 |
| — | NUVEEN FLOATING RATE INCOME | 66,000 | $665K | 0.3% | $10.08 | $10.04 | — | COM | 67072T108 |
| FDX | FEDEX CORP | 2,963 | $650K | 0.3% | $219.37 * | $247.97 | -19.0% | COM | 31428X106 |
| PRU | PRUDENTIAL FINL INC | 6,050 | $636K | 0.3% | $105.12 * | $64.11 | +33.6% | COM | 744320102 |
| — | WESTERN ASST INFLTN LKD INM | 44,555 | $614K | 0.3% | $13.78 | $13.27 | — | COM SH BEN INT | 95766Q106 |
| ABBV | ABBVIE INC | 5,642 | $609K | 0.3% | $107.94 * | $68.93 | +33.3% | COM | 00287Y109 |
| NVDA | NVIDIA CORPORATION | 2,890 | $599K | 0.3% | $207.27 * | $19.12 | +8.1% | COM | 67066G104 |
| YUM | YUM BRANDS INC | 4,886 | $598K | 0.3% | $122.39 * | $72.19 | +56.3% | COM | 988498101 |
| MGNI | MAGNITE INC | 20,803 | $582K | 0.3% | $27.98 | $37.30 | -24.9% | COM | 55955D100 |
| MCD | MCDONALDS CORP | 2,395 | $577K | 0.3% | $240.92 * | $138.65 | +57.8% | COM | 580135101 |
| CVS | CVS HEALTH CORP | 6,800 | $577K | 0.3% | $84.85 * | $47.70 | +54.2% | COM | 126650100 |
| T | AT&T INC | 21,000 | $567K | 0.3% | $27.00 * | $15.04 | +3.9% | COM | 00206R102 |
| CSCO | CISCO SYS INC | 10,123 | $551K | 0.3% | $54.43 * | $32.65 | +46.3% | COM | 17275R102 |
| MAS | MASCO CORP | 9,800 | $544K | 0.3% | $55.51 * | $36.44 | +40.7% | COM | 574599106 |
| NGG | NATIONAL GRID PLC | 8,830 | $527K | 0.3% | $59.68 | $64.29 | -7.2% | SPONSORED ADR NE | 636274409 |
| — | BARRICK GOLD CORP | 28,525 | $515K | 0.3% | $18.05 | $18.05 | — | COM | 067901108 |
| BTI | BRITISH AMERN TOB PLC | 14,000 | $494K | 0.3% | $35.29 | $38.18 | -7.6% | SPONSORED ADR | 110448107 |
| BA | BOEING CO | 2,244 | $494K | 0.3% | $220.14 | $213.10 | +3.2% | COM | 097023105 |
| ABT | ABBOTT LABS | 4,162 | $492K | 0.3% | $118.21 * | $70.96 | +53.9% | COM | 002824100 |
| CRC | CALIFORNIA RES CORP | 11,409 | $468K | 0.2% | $41.02 * | $16.48 | +123.3% | COM STOCK | 13057Q305 |
| LMT | LOCKHEED MARTIN CORP | 1,355 | $468K | 0.2% | $345.39 * | $255.72 | +20.2% | COM | 539830109 |
| CRWD | CROWDSTRIKE HLDGS INC | 1,902 | $467K | 0.2% | $245.53 | $212.99 | +15.4% | CL A | 22788C105 |
| VALE | VALE S A | 32,100 | $448K | 0.2% | $13.96 | $19.62 | -28.9% | SPONSORED ADS | 91912E105 |
| MO | ALTRIA GROUP INC | 9,500 | $432K | 0.2% | $45.47 * | $26.15 | +24.3% | COM | 02209S103 |
| BAX | BAXTER INTL INC | 5,366 | $432K | 0.2% | $80.51 * | $60.85 | +20.0% | COM | 071813109 |
| — | NUVEEN FLOATING RATE INCOME | 42,500 | $424K | 0.2% | $9.98 | $9.85 | — | COM SHS | 6706EN100 |
| CMCSA | COMCAST CORP NEW | 7,400 | $414K | 0.2% | $55.95 * | $30.98 | +59.1% | CL A | 20030N101 |
| OHI | OMEGA HEALTHCARE INVS INC | 13,750 | $412K | 0.2% | $29.96 | $29.96 | — | COM | 681936100 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $411K | 0.2% | $411000.00 | $284799.47 | +44.4% | CL A | 084670108 |
| GIS | GENERAL MLS INC | 6,800 | $407K | 0.2% | $59.85 * | $40.54 | +27.4% | COM | 370334104 |
| FCX | FREEPORT-MCMORAN INC | 11,950 | $389K | 0.2% | $32.55 * | $19.85 | +54.1% | CL B | 35671D857 |
| IDXX | IDEXX LABS INC | 600 | $373K | 0.2% | $621.67 | $246.39 | +152.4% | COM | 45168D104 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 1,425 | $373K | 0.2% | $261.75 | $337.16 | -22.4% | CL A | 98980L101 |
| QQQM | INVESCO EXCH TRADED FD TR II | 2,505 | $369K | 0.2% | $147.31 | $133.50 | +10.2% | NASDAQ 100 ETF | 46138G649 |
| PSX | PHILLIPS 66 | 5,140 | $360K | 0.2% | $70.04 * | $47.97 | +24.3% | COM | 718546104 |
| IP | INTERNATIONAL PAPER CO | 6,340 | $355K | 0.2% | $55.99 * | $37.50 | +16.9% | COM | 460146103 |
| EMBJ | EMBRAER S.A. | 20,800 | $354K | 0.2% | $17.02 | $16.12 | +5.5% | SPONSORED ADS | 29082A107 |
| PG | PROCTER AND GAMBLE CO | 2,517 | $352K | 0.2% | $139.85 * | $72.65 | +73.0% | COM | 742718109 |
| PLUG | PLUG POWER INC | 13,500 | $345K | 0.2% | $25.56 | $4.96 | +414.9% | COM NEW | 72919P202 |
| VZ | VERIZON COMMUNICATIONS INC | 6,270 | $339K | 0.2% | $54.07 * | $42.26 | -2.2% | COM | 92343V104 |
| DPZ | DOMINOS PIZZA INC | 700 | $334K | 0.2% | $477.14 * | $282.42 | +59.6% | COM | 25754A201 |
| — | TWITTER INC | 5,505 | $332K | 0.2% | $60.31 | $29.82 | — | COM | 90184L102 |
| — | CANOPY GROWTH CORP | 23,500 | $326K | 0.2% | $13.87 | $18.70 | — | COM | 138035100 |
| YUMC | YUM CHINA HLDGS INC | 5,400 | $314K | 0.2% | $58.15 | $41.14 | +41.3% | COM | 98850P109 |
| SHOP | SHOPIFY INC | 230 | $312K | 0.2% | $1356.52 * | $124.84 | +8.6% | CL A | 82509L107 |
| DE | DEERE & CO | 900 | $302K | 0.2% | $335.56 * | $307.48 | +2.9% | COM | 244199105 |
| BIDU | BAIDU INC | 1,945 | $299K | 0.2% | $153.73 | $164.25 | -6.4% | SPON ADR REP A | 056752108 |
| — | SPLUNK INC | 1,960 | $284K | 0.1% | $144.90 | $157.75 | — | COM | 848637104 |
| BIIB | BIOGEN INC | 1,000 | $283K | 0.1% | $283.00 | $327.75 | -13.7% | COM | 09062X103 |
| CB | CHUBB LIMITED | 1,600 | $278K | 0.1% | $173.75 * | $130.07 | +26.0% | COM | H1467J104 |
| LOW | LOWES COS INC | 1,306 | $265K | 0.1% | $202.91 * | $179.51 | +4.2% | COM | 548661107 |
| — | TILRAY INC | 23,250 | $262K | 0.1% | $11.27 | $15.37 | — | COM CL 2 | 88688T100 |
| — | NUVEEN DIVERSIFIED DIVID & I | 25,000 | $259K | 0.1% | $10.36 | $10.40 | — | COM | 6706EP105 |
| — | DNP SELECT INCOME FD INC | 23,500 | $251K | 0.1% | $10.68 | $10.46 | — | COM | 23325P104 |
| ETSY | ETSY INC | 1,180 | $245K | 0.1% | $207.63 | $185.07 | +12.4% | COM | 29786A106 |
| UNH | UNITEDHEALTH GROUP INC | 607 | $237K | 0.1% | $390.44 * | $249.73 | +45.8% | COM | 91324P102 |
| PLTR | PALANTIR TECHNOLOGIES INC | 9,865 | $237K | 0.1% | $24.02 | $23.13 | +3.9% | CL A | 69608A108 |
| GILD | GILEAD SCIENCES INC | 3,250 | $227K | 0.1% | $69.85 * | $53.36 | +11.5% | COM | 375558103 |
| VSCO | VICTORIAS SECRET AND CO | 4,030 | $223K | 0.1% | $55.33 | $60.70 | -9.0% | COMMON STOCK | 926400102 |
| DX | DYNEX CAP INC | 12,500 | $216K | 0.1% | $17.28 | $17.28 | — | COM | 26817Q886 |
| NTR | NUTRIEN LTD | 3,168 | $205K | 0.1% | $64.71 * | $53.47 | +6.8% | COM | 67077M108 |
| TJX | TJX COS INC NEW | 3,050 | $201K | 0.1% | $65.90 * | $56.47 | +9.7% | COM | 872540109 |
| NEAR | ISHARES U S ETF TR | 4,000 | $201K | 0.1% | $50.25 | $50.14 | +0.0% | BLACKROCK ST MAT | 46431W507 |
| SPOT | SPOTIFY TECHNOLOGY S A | 890 | $201K | 0.1% | $225.84 | $141.56 | +59.2% | SHS | L8681T102 |
| XPHDX | PIONEER FLOATING RATE FUND I | 16,500 | $190K | 0.1% | $11.52 | $11.45 | — | COM | 72369J102 |
| — | NUVEEN SR INCOME FD | 28,000 | $164K | 0.1% | $5.86 | $5.61 | — | COM | 67067Y104 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $160K | 0.1% | $10.67 | $9.54 | — | COM | 27829G106 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 13,000 | $134K | 0.1% | $10.31 | $10.65 | -2.9% | SPONSORED ADR | 71654V408 |
| — | NUVEEN MUN VALUE FD INC | 10,000 | $113K | 0.1% | $11.30 | $10.54 | — | COM | 670928100 |
| — | INVESCO SR INCOME TR | 22,500 | $100K | 0.1% | $4.44 | $4.22 | — | COM | 46131H107 |
| CX | CEMEX SAB DE CV | 12,500 | $90,000 | 0.0% | $7.20 | $7.95 | -9.8% | SPON ADR NEW | 151290889 |
| — | ENEL AMERICAS S A | 10,000 | $59,000 | 0.0% | $5.90 | $5.90 | — | SPONSORED ADR | 29274F104 |
| — | NEW ORIENTAL ED & TECHNOLOGY | 15,000 | $31,000 | 0.0% | $2.07 | $8.20 | — | SPON ADR | 647581107 |
| — | EVOFEM BIOSCIENCES INC | 14,500 | $11,000 | 0.0% | $0.76 | $1.10 | — | COM | 30048L104 |