Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 9, 2022
Total Value: $203M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 53,845 | $9.561M | 4.7% | $177.57 * | $94.22 | +84.6% | COM | 037833100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 30,649 | $9.164M | 4.5% | $299.00 | $196.76 | +52.0% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 2,530 | $8.436M | 4.2% | $3334.39 * | $66.15 | +152.0% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 24,474 | $8.231M | 4.1% | $336.32 * | $106.60 | +205.3% | COM | 594918104 |
| GOOGL | ALPHABET INC | 2,609 | $7.558M | 3.7% | $2896.90 * | $57.12 | +151.7% | CAP STK CL A | 02079K305 |
| MELI | MERCADOLIBRE INC | 5,470 | $7.376M | 3.6% | $1348.45 | $441.99 | +205.1% | COM | 58733R102 |
| TTD | THE TRADE DESK INC | 69,676 | $6.385M | 3.1% | $91.64 | $58.91 | +55.6% | COM CL A | 88339J105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 349,300 | $5.449M | 2.7% | $15.60 | $14.04 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNCP INCOME | 312,865 | $5.04M | 2.5% | $16.11 | $14.72 | — | COM | 67066V101 |
| META | META PLATFORMS INC | 14,725 | $4.953M | 2.4% | $336.37 | $188.14 | +77.5% | CL A | 30303M102 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 127,974 | $4.872M | 2.4% | $38.07 | $33.76 | +12.8% | S&P500 DOWNSID | 46090A705 |
| JPM | JPMORGAN CHASE & CO | 29,753 | $4.711M | 2.3% | $158.34 * | $85.52 | +66.7% | COM | 46625H100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 300,446 | $4.417M | 2.2% | $14.70 | $13.93 | — | COM | 09253W104 |
| — | NUVEEN MUNICIPAL CREDIT INC | 228,701 | $3.911M | 1.9% | $17.10 | $15.08 | — | COM SH BEN INT | 67070X101 |
| BABA | ALIBABA GROUP HLDG LTD | 31,484 | $3.74M | 1.8% | $118.79 | $174.29 | -31.8% | SPONSORED ADS | 01609W102 |
| — | WESTERN AST INFL LKD OPP & I | 249,229 | $3.385M | 1.7% | $13.58 | $12.87 | — | COM | 95766R104 |
| GOOG | ALPHABET INC | 1,079 | $3.122M | 1.5% | $2893.42 * | $58.08 | +147.3% | CAP STK CL C | 02079K107 |
| IVV | ISHARES TR | 6,284 | $2.997M | 1.5% | $476.93 | $387.24 | +23.2% | CORE S&P500 ETF | 464287200 |
| IJH | ISHARES TR | 10,427 | $2.952M | 1.5% | $283.11 * | $49.51 | +14.4% | CORE S&P MCP ETF | 464287507 |
| HCA | HCA HEALTHCARE INC | 11,356 | $2.918M | 1.4% | $256.96 * | $118.80 | +108.9% | COM | 40412C101 |
| IJR | ISHARES TR | 25,355 | $2.903M | 1.4% | $114.49 | $98.71 | +16.0% | CORE S&P SCP ETF | 464287804 |
| ORCL | ORACLE CORP | 32,377 | $2.824M | 1.4% | $87.22 * | $61.02 | +35.4% | COM | 68389X105 |
| ZTS | ZOETIS INC | 11,476 | $2.801M | 1.4% | $244.07 * | $64.45 | +264.0% | CL A | 98978V103 |
| — | BLACKROCK DEBT STRATEGIES FD | 237,657 | $2.781M | 1.4% | $11.70 | $11.14 | — | COM NEW | 09255R202 |
| WMT | WALMART INC | 18,698 | $2.705M | 1.3% | $144.67 * | $41.67 | +9.9% | COM | 931142103 |
| HD | HOME DEPOT INC | 6,437 | $2.671M | 1.3% | $414.94 * | $242.38 | +54.8% | COM | 437076102 |
| QQQ | INVESCO QQQ TR | 5,953 | $2.368M | 1.2% | $397.78 | $228.21 | +74.3% | UNIT SER 1 | 46090E103 |
| XOM | EXXON MOBIL CORP | 38,576 | $2.36M | 1.2% | $61.18 * | $45.97 | +15.5% | COM | 30231G102 |
| AA | ALCOA CORP | 37,300 | $2.222M | 1.1% | $59.57 * | $40.36 | +41.3% | COM | 013872106 |
| GE | GENERAL ELECTRIC CO | 20,571 | $1.943M | 1.0% | $94.45 * | $62.92 | -8.3% | COM NEW | 369604301 |
| — | BLACKROCK FLOATING RATE INCO | 137,237 | $1.843M | 0.9% | $13.43 | $13.12 | — | COM | 09255X100 |
| V | VISA INC | 8,300 | $1.799M | 0.9% | $216.75 * | $112.79 | +86.4% | COM CL A | 92826C839 |
| AMGN | AMGEN INC | 7,980 | $1.795M | 0.9% | $224.94 * | $144.07 | +37.5% | COM | 031162100 |
| CSX | CSX CORP | 44,315 | $1.666M | 0.8% | $37.59 * | $25.88 | +37.3% | COM | 126408103 |
| CNH | CNH INDL N V | 84,280 | $1.638M | 0.8% | $19.44 * | $12.82 | +18.6% | SHS | N20944109 |
| EMBJ | EMBRAER S.A. | 92,060 | $1.634M | 0.8% | $17.75 | $16.15 | +9.9% | SPONSORED ADS | 29082A107 |
| JNJ | JOHNSON & JOHNSON | 9,266 | $1.585M | 0.8% | $171.06 * | $114.51 | +32.9% | COM | 478160104 |
| GS | GOLDMAN SACHS GROUP INC | 4,052 | $1.55M | 0.8% | $382.53 * | $182.40 | +89.5% | COM | 38141G104 |
| DIS | DISNEY WALT CO | 8,984 | $1.392M | 0.7% | $154.94 * | $112.89 | +34.0% | COM | 254687106 |
| C | CITIGROUP INC | 22,953 | $1.386M | 0.7% | $60.38 * | $57.99 | -10.2% | COM NEW | 172967424 |
| IBB | ISHARES TR | 8,441 | $1.288M | 0.6% | $152.59 | $149.06 | +2.4% | ISHARES BIOTECH | 464287556 |
| ROST | ROSS STORES INC | 10,925 | $1.249M | 0.6% | $114.32 * | $64.50 | +69.2% | COM | 778296103 |
| PEP | PEPSICO INC | 6,913 | $1.201M | 0.6% | $173.73 * | $95.60 | +60.3% | COM | 713448108 |
| CLH | CLEAN HARBORS INC | 11,572 | $1.155M | 0.6% | $99.81 | $67.40 | +48.0% | COM | 184496107 |
| KO | COCA COLA CO | 19,425 | $1.15M | 0.6% | $59.20 * | $41.93 | +25.3% | COM | 191216100 |
| CVX | CHEVRON CORP NEW | 9,711 | $1.14M | 0.6% | $117.39 * | $73.18 | +36.5% | COM | 166764100 |
| PFE | PFIZER INC | 19,001 | $1.122M | 0.6% | $59.05 * | $26.01 | +84.9% | COM | 717081103 |
| ABNB | AIRBNB INC | 6,724 | $1.119M | 0.6% | $166.42 | $173.91 | -4.3% | COM CL A | 009066101 |
| INTC | INTEL CORP | 20,500 | $1.056M | 0.5% | $51.51 * | $43.01 | +11.0% | COM | 458140100 |
| NVDA | NVIDIA CORPORATION | 3,550 | $1.044M | 0.5% | $294.08 * | $20.67 | +42.0% | COM | 67066G104 |
| HON | HONEYWELL INTL INC | 4,675 | $975K | 0.5% | $208.56 * | $116.02 | +55.6% | COM | 438516106 |
| DOV | DOVER CORP | 5,175 | $940K | 0.5% | $181.64 * | $68.12 | +153.3% | COM | 260003108 |
| CRM | SALESFORCE COM INC | 3,600 | $915K | 0.5% | $254.17 | $126.92 | +97.8% | COM | 79466L302 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,663 | $891K | 0.4% | $133.72 * | $97.03 | +17.6% | COM | 459200101 |
| MDT | MEDTRONIC PLC | 8,278 | $856K | 0.4% | $103.41 * | $94.61 | -3.1% | SHS | G5960L103 |
| BTI | BRITISH AMERN TOB PLC | 22,750 | $851K | 0.4% | $37.41 | $37.15 | +0.7% | SPONSORED ADR | 110448107 |
| QQQM | INVESCO EXCH TRADED FD TR II | 5,092 | $833K | 0.4% | $163.59 | $146.31 | +11.8% | NASDAQ 100 ETF | 46138G649 |
| HRTX | HERON THERAPEUTICS INC | 89,617 | $818K | 0.4% | $9.13 | $18.21 | -49.9% | COM | 427746102 |
| FDX | FEDEX CORP | 3,113 | $805K | 0.4% | $258.59 * | $246.61 | -3.7% | COM | 31428X106 |
| BAC | BK OF AMERICA CORP | 17,895 | $796K | 0.4% | $44.48 * | $22.97 | +75.0% | COM | 060505104 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 152,615 | $778K | 0.4% | $5.10 | $5.02 | — | COM | 92838U108 |
| GD | GENERAL DYNAMICS CORP | 3,725 | $777K | 0.4% | $208.59 * | $185.25 | +3.3% | COM | 369550108 |
| ABBV | ABBVIE INC | 5,642 | $764K | 0.4% | $135.41 * | $68.93 | +69.4% | COM | 00287Y109 |
| IDNA | ISHARES TR | 17,437 | $764K | 0.4% | $43.81 | $47.23 | -7.2% | GENOMICS IMMUN | 46435U192 |
| T | AT&T INC | 29,750 | $732K | 0.4% | $24.61 * | $14.93 | -2.2% | COM | 00206R102 |
| MO | ALTRIA GROUP INC | 15,250 | $723K | 0.4% | $47.41 * | $28.66 | +20.4% | COM | 02209S103 |
| — | WESTERN ASST INFLTN LKD INM | 53,975 | $715K | 0.4% | $13.25 | $13.26 | — | COM SH BEN INT | 95766Q106 |
| PYPL | PAYPAL HLDGS INC | 3,760 | $709K | 0.3% | $188.56 | $215.88 | -12.8% | COM | 70450Y103 |
| CVS | CVS HEALTH CORP | 6,800 | $701K | 0.3% | $103.09 * | $47.70 | +88.6% | COM | 126650100 |
| MAS | MASCO CORP | 9,800 | $688K | 0.3% | $70.20 * | $36.44 | +78.5% | COM | 574599106 |
| — | NUVEEN FLOATING RATE INCOME | 67,500 | $686K | 0.3% | $10.16 | $10.04 | — | COM | 67072T108 |
| YUM | YUM BRANDS INC | 4,886 | $678K | 0.3% | $138.76 * | $72.19 | +78.2% | COM | 988498101 |
| MRK | MERCK & CO INC | 8,769 | $672K | 0.3% | $76.63 * | $47.19 | +43.6% | COM | 58933Y105 |
| PRU | PRUDENTIAL FINL INC | 6,050 | $655K | 0.3% | $108.26 * | $64.11 | +39.0% | COM | 744320102 |
| — | NUVEEN MUN VALUE FD INC | 62,000 | $644K | 0.3% | $10.39 | $10.41 | — | COM | 670928100 |
| MCD | MCDONALDS CORP | 2,395 | $642K | 0.3% | $268.06 * | $138.65 | +76.4% | COM | 580135101 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 3,400 | $625K | 0.3% | $183.82 | $277.90 | -33.8% | CL A | 98980L101 |
| ABT | ABBOTT LABS | 4,162 | $586K | 0.3% | $140.80 * | $70.96 | +84.0% | COM | 002824100 |
| PLUG | PLUG POWER INC | 18,400 | $519K | 0.3% | $28.21 | $12.85 | +119.6% | COM NEW | 72919P202 |
| LMT | LOCKHEED MARTIN CORP | 1,455 | $517K | 0.3% | $355.33 * | $259.38 | +23.0% | COM | 539830109 |
| CSCO | CISCO SYS INC | 8,123 | $515K | 0.3% | $63.40 * | $32.65 | +71.5% | COM | 17275R102 |
| BA | BOEING CO | 2,443 | $492K | 0.2% | $201.39 | $212.95 | -5.5% | COM | 097023105 |
| FCX | FREEPORT-MCMORAN INC | 11,350 | $474K | 0.2% | $41.76 * | $19.85 | +98.0% | CL B | 35671D857 |
| SE | SEA LTD | 2,066 | $462K | 0.2% | $223.62 | $298.52 | -25.1% | SPONSORD ADS | 81141R100 |
| BAX | BAXTER INTL INC | 5,366 | $461K | 0.2% | $85.91 * | $60.85 | +28.6% | COM | 071813109 |
| GIS | GENERAL MLS INC | 6,800 | $458K | 0.2% | $67.35 * | $40.54 | +44.6% | COM | 370334104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $451K | 0.2% | $451000.00 | $284799.47 | +58.2% | CL A | 084670108 |
| — | NUVEEN FLOATING RATE INCOME | 42,500 | $431K | 0.2% | $10.14 | $9.85 | — | COM SHS | 6706EN100 |
| CRWD | CROWDSTRIKE HLDGS INC | 2,092 | $428K | 0.2% | $204.59 | $215.77 | -5.1% | CL A | 22788C105 |
| BIIB | BIOGEN INC | 1,750 | $420K | 0.2% | $240.00 | $297.48 | -19.3% | COM | 09062X103 |
| MGNI | MAGNITE INC | 23,640 | $414K | 0.2% | $17.51 | $35.53 | -50.7% | COM | 55955D100 |
| PG | PROCTER AND GAMBLE CO | 2,517 | $412K | 0.2% | $163.69 * | $72.65 | +103.7% | COM | 742718109 |
| WU | WESTERN UN CO | 22,500 | $401K | 0.2% | $17.82 | $17.82 | — | COM | 959802109 |
| IDXX | IDEXX LABS INC | 600 | $395K | 0.2% | $658.33 | $246.39 | +167.2% | COM | 45168D104 |
| DPZ | DOMINOS PIZZA INC | 700 | $395K | 0.2% | $564.29 * | $282.42 | +89.1% | COM | 25754A201 |
| CMCSA | COMCAST CORP NEW | 7,400 | $372K | 0.2% | $50.27 * | $30.98 | +43.8% | CL A | 20030N101 |
| SHOP | SHOPIFY INC | 255 | $351K | 0.2% | $1376.47 * | $126.92 | +8.5% | CL A | 82509L107 |
| VSCO | VICTORIAS SECRET AND CO | 6,230 | $346K | 0.2% | $55.54 | $57.67 | -3.7% | COMMON STOCK | 926400102 |
| LOW | LOWES COS INC | 1,306 | $338K | 0.2% | $258.81 * | $179.51 | +33.2% | COM | 548661107 |
| VZ | VERIZON COMMUNICATIONS INC | 6,420 | $334K | 0.2% | $52.02 * | $42.22 | -4.6% | COM | 92343V104 |
| OHI | OMEGA HEALTHCARE INVS INC | 10,750 | $318K | 0.2% | $29.58 | $29.96 | — | COM | 681936100 |
| ROKU | ROKU INC | 1,380 | $315K | 0.2% | $228.26 | $269.73 | -15.4% | COM CL A | 77543R102 |
| CB | CHUBB LIMITED | 1,600 | $309K | 0.2% | $193.13 * | $130.07 | +41.0% | COM | H1467J104 |
| DE | DEERE & CO | 900 | $309K | 0.2% | $343.33 * | $307.48 | +5.6% | COM | 244199105 |
| UNH | UNITEDHEALTH GROUP INC | 607 | $305K | 0.2% | $502.47 * | $249.73 | +87.9% | COM | 91324P102 |
| ENS | ENERSYS | 3,777 | $299K | 0.1% | $79.16 * | $61.75 | +23.3% | COM | 29275Y102 |
| PATH | UIPATH INC | 6,750 | $291K | 0.1% | $43.11 | $49.32 | -12.6% | CL A | 90364P105 |
| CLF | CLEVELAND-CLIFFS INC NEW | 13,150 | $286K | 0.1% | $21.75 | $21.54 | +1.1% | COM | 185899101 |
| MRNA | MODERNA INC | 1,121 | $285K | 0.1% | $254.24 | $292.38 | -13.1% | COM | 60770K107 |
| — | ACTIVISION BLIZZARD INC | 4,250 | $283K | 0.1% | $66.59 | $66.59 | — | COM | 00507V109 |
| PSX | PHILLIPS 66 | 3,890 | $282K | 0.1% | $72.49 * | $47.97 | +30.1% | COM | 718546104 |
| DOCN | DIGITALOCEAN HLDGS INC | 3,500 | $281K | 0.1% | $80.29 | $93.61 | -14.2% | COM | 25402D102 |
| PLTR | PALANTIR TECHNOLOGIES INC | 15,350 | $280K | 0.1% | $18.24 | $22.75 | -20.0% | CL A | 69608A108 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 13,500 | $280K | 0.1% | $20.74 | $23.91 | -13.3% | SHS | G66721104 |
| CRC | CALIFORNIA RES CORP | 6,409 | $274K | 0.1% | $42.75 * | $16.48 | +133.6% | COM STOCK | 13057Q305 |
| YUMC | YUM CHINA HLDGS INC | 5,400 | $269K | 0.1% | $49.81 | $41.14 | +21.2% | COM | 98850P109 |
| IP | INTERNATIONAL PAPER CO | 5,590 | $263K | 0.1% | $47.05 * | $37.50 | +4.7% | COM | 460146103 |
| TSLA | TESLA INC | 246 | $260K | 0.1% | $1056.91 * | $335.39 | +5.0% | COM | 88160R101 |
| — | DNP SELECT INCOME FD INC | 23,500 | $255K | 0.1% | $10.85 | $10.46 | — | COM | 23325P104 |
| SPY | SPDR S&P 500 ETF TR | 522 | $248K | 0.1% | $475.10 | $459.08 | +3.5% | TR UNIT | 78462F103 |
| MDGL | MADRIGAL PHARMACEUTICALS INC | 2,925 | $248K | 0.1% | $84.79 | $82.16 | +3.1% | COM | 558868105 |
| ETSY | ETSY INC | 1,130 | $247K | 0.1% | $218.58 | $185.07 | +18.3% | COM | 29786A106 |
| — | TWITTER INC | 5,505 | $238K | 0.1% | $43.23 | $29.82 | — | COM | 90184L102 |
| NTR | NUTRIEN LTD | 3,168 | $238K | 0.1% | $75.13 * | $53.47 | +24.6% | COM | 67077M108 |
| GILD | GILEAD SCIENCES INC | 3,250 | $236K | 0.1% | $72.62 * | $53.36 | +17.1% | COM | 375558103 |
| — | APOLLO TACTICAL INCOME FD IN | 15,245 | $234K | 0.1% | $15.35 | $13.87 | — | COM | 037638103 |
| TJX | TJX COS INC NEW | 3,050 | $232K | 0.1% | $76.07 * | $56.47 | +26.7% | COM | 872540109 |
| DOCU | DOCUSIGN INC | 1,465 | $223K | 0.1% | $152.22 | $224.57 | -32.2% | COM | 256163106 |
| NEAR | ISHARES U S ETF TR | 4,400 | $220K | 0.1% | $50.00 | $50.13 | -0.4% | BLACKROCK ST MAT | 46431W507 |
| MA | MASTERCARD INCORPORATED | 609 | $219K | 0.1% | $359.61 * | $337.80 | +3.9% | CL A | 57636Q104 |
| NHI | NATIONAL HEALTH INVS INC | 3,750 | $216K | 0.1% | $57.60 | $57.60 | — | COM | 63633D104 |
| SPOT | SPOTIFY TECHNOLOGY S A | 890 | $208K | 0.1% | $233.71 | $141.56 | +65.3% | SHS | L8681T102 |
| ETN | EATON CORP PLC | 1,200 | $207K | 0.1% | $172.50 * | $155.46 | +4.5% | SHS | G29183103 |
| ALLY | ALLY FINL INC | 4,250 | $202K | 0.1% | $47.53 * | $42.63 | -3.7% | COM | 02005N100 |
| XPHDX | PIONEER FLOATING RATE FUND I | 16,500 | $192K | 0.1% | $11.64 | $11.45 | — | COM | 72369J102 |
| — | NUVEEN SR INCOME FD | 28,000 | $165K | 0.1% | $5.89 | $5.61 | — | COM | 67067Y104 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $160K | 0.1% | $10.67 | $9.54 | — | COM | 27829G106 |
| VALE | VALE S A | 10,000 | $140K | 0.1% | $14.00 | $19.62 | -28.5% | SPONSORED ADS | 91912E105 |
| — | ENEL AMERICAS S A | 24,000 | $131K | 0.1% | $5.46 | $5.64 | — | SPONSORED ADR | 29274F104 |
| — | INVESCO SR INCOME TR | 22,500 | $97,000 | 0.0% | $4.31 | $4.22 | — | COM | 46131H107 |
| — | TILRAY INC | 11,000 | $77,000 | 0.0% | $7.00 | $15.37 | — | COM CL 2 | 88688T100 |