Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 3, 2022
Total Value: $183M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 42,257 | $20.16M | 11.0% | $477.06 | $306.30 | +55.7% | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 392,459 | $18.27M | 10.0% | $46.56 | $31.57 | +47.5% | MSCI USA MULTIFT | 46434V282 |
| AGG | ISHARES TR | 141,986 | $16.2M | 8.9% | $114.08 | $112.67 | +1.2% | CORE US AGGBD ET | 464287226 |
| IWD | ISHARES TR | 86,232 | $14.5M | 7.9% | $168.13 | $119.66 | +40.3% | RUS 1000 VAL ETF | 464287598 |
| ACWI | ISHARES TR | 103,437 | $10.95M | 6.0% | $105.82 | $75.08 | +40.9% | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 109,749 | $9.551M | 5.2% | $87.03 | $85.70 | +1.5% | IBOXX HI YD ETF | 464288513 |
| IEFA | ISHARES TR | 75,447 | $5.635M | 3.1% | $74.69 | $66.59 | +12.1% | CORE MSCI EAFE | 46432F842 |
| ARKK | ARK ETF TR | 55,742 | $5.282M | 2.9% | $94.76 | $73.35 | +29.0% | INNOVATION ETF | 00214Q104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 105,898 | $5.237M | 2.9% | $49.45 | $52.09 | -5.0% | FTSE EMR MKT ETF | 922042858 |
| FLOT | ISHARES TR | 97,386 | $4.934M | 2.7% | $50.66 | $50.70 | +0.1% | FLTG RATE NT ETF | 46429B655 |
| MSFT | MICROSOFT CORP | 11,882 | $3.998M | 2.2% | $336.48 * | $169.83 | +91.6% | COM | 594918104 |
| AAPL | APPLE INC | 22,328 | $3.966M | 2.2% | $177.62 * | $96.87 | +79.5% | COM | 037833100 |
| INTF | ISHARES TR | 127,060 | $3.685M | 2.0% | $29.00 | $24.99 | +15.3% | MSCI INTL MULTFT | 46434V274 |
| SMLF | ISHARES TR | 44,125 | $2.528M | 1.4% | $57.29 | $41.16 | +39.1% | MSCI USA SML CP | 46434V290 |
| — | DURECT CORP | 2,509,671 | $2.474M | 1.4% | $0.99 | $1.19 | — | COM | 266605104 |
| AMZN | AMAZON COM INC | 690 | $2.301M | 1.3% | $3334.78 * | $125.59 | +32.7% | COM | 023135106 |
| IJH | ISHARES TR | 7,824 | $2.225M | 1.2% | $284.38 * | $46.11 | +22.8% | CORE S&P MCP ETF | 464287507 |
| PAAS | PAN AMERN SILVER CORP | 78,127 | $1.951M | 1.1% | $24.97 | $18.04 | +38.4% | COM | 697900108 |
| VNQ | VANGUARD INDEX FDS | 15,844 | $1.857M | 1.0% | $117.21 | $86.78 | +33.7% | REAL ESTATE ETF | 922908553 |
| IJJ | ISHARES TR | 14,626 | $1.619M | 0.9% | $110.69 | $85.71 | +29.1% | S&P MC 400VL ETF | 464287705 |
| IJR | ISHARES TR | 14,141 | $1.612M | 0.9% | $113.99 | $91.53 | +25.1% | CORE S&P SCP ETF | 464287804 |
| IEMG | ISHARES INC | 26,408 | $1.579M | 0.9% | $59.79 | $60.79 | -1.5% | CORE MSCI EMKT | 46434G103 |
| EMGF | ISHARES INC | 30,556 | $1.563M | 0.9% | $51.15 | $48.54 | +5.3% | MSCI EMERG MKT | 46434G889 |
| EFV | ISHARES TR | 29,124 | $1.472M | 0.8% | $50.54 | $52.82 | -4.6% | EAFE VALUE ETF | 464288877 |
| — | MR COOPER GROUP INC | 31,770 | $1.323M | 0.7% | $41.64 | $24.36 | — | COM | 62482R107 |
| ALT | ALTIMMUNE INC | 136,840 | $1.255M | 0.7% | $9.17 | $13.18 | -30.5% | COM NEW | 02155H200 |
| REZ | ISHARES TR | 12,600 | $1.238M | 0.7% | $98.25 | $91.98 | +6.8% | RESIDENTIAL MULT | 464288562 |
| GLD | SPDR GOLD TR | 7,077 | $1.21M | 0.7% | $170.98 | $118.36 | +44.4% | GOLD SHS | 78463V107 |
| MOS | MOSAIC CO NEW | 29,045 | $1.141M | 0.6% | $39.28 * | $15.68 | +127.5% | COM | 61945C103 |
| GOOGL | ALPHABET INC | 383 | $1.11M | 0.6% | $2898.17 * | $71.94 | +99.9% | CAP STK CL A | 02079K305 |
| GDXJ | VANECK ETF TRUST | 25,385 | $1.064M | 0.6% | $41.91 | $44.18 | -5.1% | JUNIOR GOLD MINE | 92189F791 |
| EEM | ISHARES TR | 21,298 | $1.039M | 0.6% | $48.78 | $47.15 | +3.6% | MSCI EMG MKT ETF | 464287234 |
| GDX | VANECK ETF TRUST | 32,321 | $1.033M | 0.6% | $31.96 | $30.79 | +4.0% | GOLD MINERS ETF | 92189F106 |
| GOOG | ALPHABET INC | 356 | $1.031M | 0.6% | $2896.07 * | $71.35 | +101.3% | CAP STK CL C | 02079K107 |
| IWM | ISHARES TR | 4,282 | $951K | 0.5% | $222.09 | $152.14 | +46.2% | RUSSELL 2000 ETF | 464287655 |
| — | MAG SILVER CORP | 59,750 | $940K | 0.5% | $15.73 | $14.97 | — | COM | 55903Q104 |
| TRGP | TARGA RES CORP | 17,950 | $938K | 0.5% | $52.26 * | $13.43 | +255.8% | COM | 87612G101 |
| AMZA | ETFIS SER TR I | 34,267 | $883K | 0.5% | $25.77 | $27.30 | -5.6% | INFRAC ACT MLP | 26923G772 |
| EQX | EQUINOX GOLD CORP | 127,600 | $863K | 0.5% | $6.76 | $9.53 | -29.1% | COM | 29446Y502 |
| BAC | BK OF AMERICA CORP | 19,464 | $863K | 0.5% | $44.34 * | $24.43 | +64.5% | COM | 060505104 |
| OIH | VANECK ETF TRUST | 4,157 | $768K | 0.4% | $184.75 | $190.33 | -2.9% | OIL SERVICES ETF | 92189H607 |
| XOM | EXXON MOBIL CORP | 11,448 | $700K | 0.4% | $61.15 * | $55.57 | -4.5% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 5,770 | $677K | 0.4% | $117.33 * | $78.13 | +27.8% | COM | 166764100 |
| AMGN | AMGEN INC | 2,940 | $661K | 0.4% | $224.83 * | $169.53 | +16.9% | COM | 031162100 |
| IWF | ISHARES TR | 2,083 | $638K | 0.3% | $306.29 * | $41.58 | +83.8% | RUS 1000 GRW ETF | 464287614 |
| VRP | INVESCO EXCH TRADED FD TR II | 24,083 | $624K | 0.3% | $25.91 | $25.96 | -0.2% | VAR RATE PFD | 46138G870 |
| CCJ | CAMECO CORP | 27,487 | $599K | 0.3% | $21.79 | $12.59 | +71.5% | COM | 13321L108 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,924 | $555K | 0.3% | $42.94 * | $21.89 | +87.7% | COM | 962879102 |
| PDS | PRECISION DRILLING CORP | 15,553 | $551K | 0.3% | $35.43 | $23.40 | +51.4% | COM NEW | 74022D407 |
| PYPL | PAYPAL HLDGS INC | 2,807 | $529K | 0.3% | $188.46 | $121.26 | +55.2% | COM | 70450Y103 |
| GS | GOLDMAN SACHS GROUP INC | 1,361 | $521K | 0.3% | $382.81 * | $319.41 | +8.2% | COM | 38141G104 |
| NEM | NEWMONT CORP | 8,172 | $505K | 0.3% | $61.80 * | $49.84 | +10.2% | COM | 651639106 |
| ES | EVERSOURCE ENERGY | 5,527 | $503K | 0.3% | $91.01 * | $53.19 | +45.3% | COM | 30040W108 |
| — | KIRKLAND LAKE GOLD LTD | 11,800 | $497K | 0.3% | $42.12 | $38.73 | — | COM | 49741E100 |
| ELV | ANTHEM INC | 1,050 | $487K | 0.3% | $463.81 * | $250.06 | +75.3% | COM | 036752103 |
| SPY | SPDR S&P 500 ETF TR | 962 | $458K | 0.3% | $476.09 | $278.00 | +70.8% | TR UNIT | 78462F103 |
| VZ | VERIZON COMMUNICATIONS INC | 8,327 | $434K | 0.2% | $52.12 * | $39.72 | +1.3% | COM | 92343V104 |
| DE | DEERE & CO | 1,249 | $430K | 0.2% | $344.28 * | $139.23 | +133.3% | COM | 244199105 |
| CLFD | CLEARFIELD INC | 5,015 | $423K | 0.2% | $84.35 | $42.02 | +100.9% | COM | 18482P103 |
| VOO | VANGUARD INDEX FDS | 918 | $401K | 0.2% | $436.82 | $422.12 | +3.4% | S&P 500 ETF SHS | 922908363 |
| JPM | JPMORGAN CHASE & CO | 2,509 | $399K | 0.2% | $159.03 * | $102.53 | +39.0% | COM | 46625H100 |
| T | AT&T INC | 16,097 | $395K | 0.2% | $24.54 * | $15.51 | -5.8% | COM | 00206R102 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 7,649 | $391K | 0.2% | $51.12 | $41.54 | +22.9% | FTSE DEV MKT ETF | 921943858 |
| HON | HONEYWELL INTL INC | 1,857 | $388K | 0.2% | $208.94 * | $123.93 | +45.7% | COM | 438516106 |
| TDW | TIDEWATER INC NEW | 35,000 | $375K | 0.2% | $10.71 | $12.02 | -10.9% | COM | 88642R109 |
| MS | MORGAN STANLEY | 3,800 | $372K | 0.2% | $97.89 * | $44.87 | +91.0% | COM NEW | 617446448 |
| V | VISA INC | 1,623 | $352K | 0.2% | $216.88 * | $201.12 | +4.6% | COM CL A | 92826C839 |
| AEM | AGNICO EAGLE MINES LTD | 6,497 | $346K | 0.2% | $53.26 * | $49.01 | -2.0% | COM | 008474108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $330K | 0.2% | $298.91 | $204.56 | +46.2% | CL B NEW | 084670702 |
| XLV | SELECT SECTOR SPDR TR | 2,325 | $328K | 0.2% | $141.08 | $104.99 | +34.2% | SBI HEALTHCARE | 81369Y209 |
| IWN | ISHARES TR | 1,968 | $328K | 0.2% | $166.67 | $157.75 | +5.3% | RUS 2000 VAL ETF | 464287630 |
| AMLP | ALPS ETF TR | 9,723 | $317K | 0.2% | $32.60 | $34.31 | -4.6% | ALERIAN MLP | 00162Q452 |
| DVYE | ISHARES INC | 8,067 | $311K | 0.2% | $38.55 | $39.13 | -1.6% | EM MKTS DIV ETF | 464286319 |
| QCOM | QUALCOMM INC | 1,633 | $298K | 0.2% | $182.49 * | $102.48 | +63.2% | COM | 747525103 |
| DHR | DANAHER CORPORATION | 900 | $297K | 0.2% | $330.00 * | $173.71 | +64.8% | COM | 235851102 |
| HD | HOME DEPOT INC | 700 | $291K | 0.2% | $415.71 * | $237.74 | +57.8% | COM | 437076102 |
| IYJ | ISHARES TR | 2,564 | $289K | 0.2% | $112.71 | $84.97 | +32.7% | US INDUSTRIALS | 464287754 |
| JNJ | JOHNSON & JOHNSON | 1,690 | $289K | 0.2% | $171.01 * | $122.38 | +24.3% | COM | 478160104 |
| OLN | OLIN CORP | 5,000 | $288K | 0.2% | $57.60 * | $41.12 | +28.9% | COM PAR $1 | 680665205 |
| ITB | ISHARES TR | 3,444 | $285K | 0.2% | $82.75 | $53.48 | +55.1% | US HOME CONS ETF | 464288752 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $285K | 0.2% | $9.34 | $9.91 | -5.9% | COM | 024061103 |
| FCX | FREEPORT-MCMORAN INC | 6,814 | $284K | 0.2% | $41.68 * | $19.45 | +102.1% | CL B | 35671D857 |
| PEP | PEPSICO INC | 1,592 | $279K | 0.2% | $175.25 * | $115.17 | +33.0% | COM | 713448108 |
| UGI | UGI CORP NEW | 6,000 | $278K | 0.2% | $46.33 | $34.99 | +31.2% | COM | 902681105 |
| DUK | DUKE ENERGY CORP NEW | 2,591 | $272K | 0.1% | $104.98 * | $66.15 | +35.5% | COM NEW | 26441C204 |
| LOW | LOWES COS INC | 1,004 | $260K | 0.1% | $258.96 * | $183.57 | +30.3% | COM | 548661107 |
| VB | VANGUARD INDEX FDS | 1,142 | $259K | 0.1% | $226.80 | $134.28 | +68.3% | SMALL CP ETF | 922908751 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $256K | 0.1% | $58.12 * | $38.28 | +34.9% | COM | 064058100 |
| APD | AIR PRODS & CHEMS INC | 800 | $245K | 0.1% | $306.25 * | $251.75 | +9.1% | COM | 009158106 |
| MCD | MCDONALDS CORP | 910 | $245K | 0.1% | $269.23 * | $181.40 | +34.9% | COM | 580135101 |
| COP | CONOCOPHILLIPS | 3,377 | $244K | 0.1% | $72.25 * | $47.19 | +32.1% | COM | 20825C104 |
| XLK | SELECT SECTOR SPDR TR | 1,295 | $225K | 0.1% | $173.75 * | $58.04 | +49.8% | TECHNOLOGY | 81369Y803 |
| C | CITIGROUP INC | 3,476 | $210K | 0.1% | $60.41 * | $42.33 | +23.0% | COM NEW | 172967424 |
| ORCL | ORACLE CORP | 2,373 | $208K | 0.1% | $87.65 * | $88.90 | -7.1% | COM | 68389X105 |
| RH | RH | 385 | $207K | 0.1% | $537.66 | $510.73 | +4.9% | COM | 74967X103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 13,162 | $205K | 0.1% | $15.58 | $15.58 | — | COM | 670657105 |
| — | BARRICK GOLD CORP | 10,628 | $202K | 0.1% | $19.01 | $25.97 | — | COM | 067901108 |
| — | ENGINE GAMING AND MEDIA INC | 41,133 | $125K | 0.1% | $3.04 | $3.04 | — | COM | 29287W102 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $110K | 0.1% | $4.40 | $4.42 | -1.1% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $110K | 0.1% | $2.44 | $0.98 | +150.8% | COM | 53566P109 |
| CERS | CERUS CORP | 11,000 | $75,000 | 0.0% | $6.82 | $5.83 | +16.8% | COM | 157085101 |
| — | WAITR HLDGS INC | 80,000 | $59,000 | 0.0% | $0.74 | $1.75 | — | COM | 930752100 |
| — | HIVE BLOCKCHAIN TECHNLGIES L | 10,000 | $26,000 | 0.0% | $2.60 | $2.70 | — | COM | 43366H100 |
| — | AGEX THERAPEUTICS INC | 18,000 | $20,000 | 0.0% | $1.11 | $2.31 | — | COM | 00848H108 |