Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 3, 2022
Total Value: $183M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 42,257 | $20.16M | 11.0% | $292.87 | — | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 392,459 | $18.27M | 10.0% | $31.36 | — | MSCI USA MULTIFT | 46434V282 |
| AGG | ISHARES TR | 141,986 | $16.2M | 8.9% | $113.30 | — | CORE US AGGBD ET | 464287226 |
| IWD | ISHARES TR | 86,232 | $14.5M | 7.9% | $123.53 | — | RUS 1000 VAL ETF | 464287598 |
| ACWI | ISHARES TR | 103,437 | $10.95M | 6.0% | $65.06 | — | MSCI ACWI ETF | 464288257 |
| HYG | ISHARES TR | 109,749 | $9.551M | 5.2% | $86.21 | — | IBOXX HI YD ETF | 464288513 |
| IEFA | ISHARES TR | 75,447 | $5.635M | 3.1% | $67.45 | — | CORE MSCI EAFE | 46432F842 |
| ARKK | ARK ETF TR | 55,742 | $5.282M | 2.9% | $72.78 | — | INNOVATION ETF | 00214Q104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 105,898 | $5.237M | 2.9% | $51.18 | — | FTSE EMR MKT ETF | 922042858 |
| FLOT | ISHARES TR | 97,386 | $4.934M | 2.7% | $50.62 | — | FLTG RATE NT ETF | 46429B655 |
| MSFT | MICROSOFT CORP | 11,882 | $3.998M | 2.2% | $169.83 | +84.5% | COM | 594918104 |
| AAPL | APPLE INC | 22,328 | $3.966M | 2.2% | $96.87 | +59.7% | COM | 037833100 |
| INTF | ISHARES TR | 127,060 | $3.685M | 2.0% | $25.34 | — | MSCI INTL MULTFT | 46434V274 |
| SMLF | ISHARES TR | 44,125 | $2.528M | 1.4% | $41.32 | — | MSCI USA SML CP | 46434V290 |
| — | DURECT CORP | 2,509,671 | $2.474M | 1.4% | $1.19 | — | COM | 266605104 |
| AMZN | AMAZON COM INC | 690 | $2.301M | 1.3% | $125.59 | +36.3% | COM | 023135106 |
| IJH | ISHARES TR | 7,824 | $2.225M | 1.2% | $243.94 | — | CORE S&P MCP ETF | 464287507 |
| PAAS | PAN AMERN SILVER CORP | 78,127 | $1.951M | 1.1% | $18.04 | +39.6% | COM | 697900108 |
| VNQ | VANGUARD INDEX FDS | 15,844 | $1.857M | 1.0% | $85.15 | — | REAL ESTATE ETF | 922908553 |
| IJJ | ISHARES TR | 14,626 | $1.619M | 0.9% | $110.49 | — | S&P MC 400VL ETF | 464287705 |
| IJR | ISHARES TR | 14,141 | $1.612M | 0.9% | $98.70 | — | CORE S&P SCP ETF | 464287804 |
| IEMG | ISHARES INC | 26,408 | $1.579M | 0.9% | $61.27 | — | CORE MSCI EMKT | 46434G103 |
| EMGF | ISHARES INC | 30,556 | $1.563M | 0.9% | $49.62 | — | MSCI EMERG MKT | 46434G889 |
| EFV | ISHARES TR | 29,124 | $1.472M | 0.8% | $51.49 | — | EAFE VALUE ETF | 464288877 |
| — | MR COOPER GROUP INC | 31,770 | $1.323M | 0.7% | $24.36 | — | COM | 62482R107 |
| ALT | ALTIMMUNE INC | 136,840 | $1.255M | 0.7% | $13.18 | -19.4% | COM NEW | 02155H200 |
| REZ | ISHARES TR | 12,600 | $1.238M | 0.7% | $98.25 | — | RESIDENTIAL MULT | 464288562 |
| GLD | SPDR GOLD TR | 7,077 | $1.21M | 0.7% | $123.07 | — | GOLD SHS | 78463V107 |
| MOS | MOSAIC CO NEW | 29,045 | $1.141M | 0.6% | $15.68 | +121.3% | COM | 61945C103 |
| GOOGL | ALPHABET INC | 383 | $1.11M | 0.6% | $71.94 | +98.7% | CAP STK CL A | 02079K305 |
| GDXJ | VANECK ETF TRUST | 25,385 | $1.064M | 0.6% | $47.60 | — | JUNIOR GOLD MINE | 92189F791 |
| EEM | ISHARES TR | 21,298 | $1.039M | 0.6% | $46.04 | — | MSCI EMG MKT ETF | 464287234 |
| GDX | VANECK ETF TRUST | 32,321 | $1.033M | 0.6% | $30.84 | — | GOLD MINERS ETF | 92189F106 |
| GOOG | ALPHABET INC | 356 | $1.031M | 0.6% | $71.35 | +101.1% | CAP STK CL C | 02079K107 |
| IWM | ISHARES TR | 4,282 | $951K | 0.5% | $153.45 | — | RUSSELL 2000 ETF | 464287655 |
| — | MAG SILVER CORP | 59,750 | $940K | 0.5% | $14.97 | — | COM | 55903Q104 |
| TRGP | TARGA RES CORP | 17,950 | $938K | 0.5% | $13.43 | +265.0% | COM | 87612G101 |
| AMZA | ETFIS SER TR I | 34,267 | $883K | 0.5% | $28.59 | — | INFRAC ACT MLP | 26923G772 |
| EQX | EQUINOX GOLD CORP | 127,600 | $863K | 0.5% | $9.53 | -23.4% | COM | 29446Y502 |
| BAC | BK OF AMERICA CORP | 19,464 | $863K | 0.5% | $24.43 | +67.9% | COM | 060505104 |
| OIH | VANECK ETF TRUST | 4,157 | $768K | 0.4% | $197.27 | — | OIL SERVICES ETF | 92189H607 |
| XOM | EXXON MOBIL CORP | 11,448 | $700K | 0.4% | $55.57 | -3.0% | COM | 30231G102 |
| CVX | CHEVRON CORP NEW | 5,770 | $677K | 0.4% | $78.13 | +23.0% | COM | 166764100 |
| AMGN | AMGEN INC | 2,940 | $661K | 0.4% | $169.53 | +9.2% | COM | 031162100 |
| IWF | ISHARES TR | 2,083 | $638K | 0.3% | $170.09 | — | RUS 1000 GRW ETF | 464287614 |
| VRP | INVESCO EXCH TRADED FD TR II | 24,083 | $624K | 0.3% | $25.91 | — | VAR RATE PFD | 46138G870 |
| CCJ | CAMECO CORP | 27,487 | $599K | 0.3% | $12.59 | +90.0% | COM | 13321L108 |
| WPM | WHEATON PRECIOUS METALS CORP | 12,924 | $555K | 0.3% | $21.89 | +79.8% | COM | 962879102 |
| PDS | PRECISION DRILLING CORP | 15,553 | $551K | 0.3% | $23.40 | +67.1% | COM NEW | 74022D407 |
| PYPL | PAYPAL HLDGS INC | 2,807 | $529K | 0.3% | $121.26 | +78.0% | COM | 70450Y103 |
| GS | GOLDMAN SACHS GROUP INC | 1,361 | $521K | 0.3% | $319.41 | +11.6% | COM | 38141G104 |
| NEM | NEWMONT CORP | 8,172 | $505K | 0.3% | $49.84 | 0.0% | COM | 651639106 |
| ES | EVERSOURCE ENERGY | 5,527 | $503K | 0.3% | $53.19 | +36.6% | COM | 30040W108 |
| — | KIRKLAND LAKE GOLD LTD | 11,800 | $497K | 0.3% | $38.73 | — | COM | 49741E100 |
| ELV | ANTHEM INC | 1,050 | $487K | 0.3% | $250.06 | +58.8% | COM | 036752103 |
| SPY | SPDR S&P 500 ETF TR | 962 | $458K | 0.3% | $263.51 | — | TR UNIT | 78462F103 |
| VZ | VERIZON COMMUNICATIONS INC | 8,327 | $434K | 0.2% | $39.72 | +1.7% | COM | 92343V104 |
| DE | DEERE & CO | 1,249 | $430K | 0.2% | $139.23 | +136.0% | COM | 244199105 |
| CLFD | CLEARFIELD INC | 5,015 | $423K | 0.2% | $42.02 | +49.4% | COM | 18482P103 |
| VOO | VANGUARD INDEX FDS | 918 | $401K | 0.2% | $436.82 | — | S&P 500 ETF SHS | 922908363 |
| JPM | JPMORGAN CHASE & CO | 2,509 | $399K | 0.2% | $102.53 | +44.2% | COM | 46625H100 |
| T | AT&T INC | 16,097 | $395K | 0.2% | $15.51 | -5.4% | COM | 00206R102 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 7,649 | $391K | 0.2% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| HON | HONEYWELL INTL INC | 1,857 | $388K | 0.2% | $123.93 | +49.3% | COM | 438516106 |
| TDW | TIDEWATER INC NEW | 35,000 | $375K | 0.2% | $12.02 | -2.2% | COM | 88642R109 |
| MS | MORGAN STANLEY | 3,800 | $372K | 0.2% | $44.87 | +93.4% | COM NEW | 617446448 |
| V | VISA INC | 1,623 | $352K | 0.2% | $201.12 | +3.5% | COM CL A | 92826C839 |
| AEM | AGNICO EAGLE MINES LTD | 6,497 | $346K | 0.2% | $49.01 | -2.5% | COM | 008474108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $330K | 0.2% | $204.56 | +40.0% | CL B NEW | 084670702 |
| XLV | SELECT SECTOR SPDR TR | 2,325 | $328K | 0.2% | $105.18 | — | SBI HEALTHCARE | 81369Y209 |
| IWN | ISHARES TR | 1,968 | $328K | 0.2% | $162.20 | — | RUS 2000 VAL ETF | 464287630 |
| AMLP | ALPS ETF TR | 9,723 | $317K | 0.2% | $36.36 | — | ALERIAN MLP | 00162Q452 |
| DVYE | ISHARES INC | 8,067 | $311K | 0.2% | $39.07 | — | EM MKTS DIV ETF | 464286319 |
| QCOM | QUALCOMM INC | 1,633 | $298K | 0.2% | $102.48 | +42.5% | COM | 747525103 |
| DHR | DANAHER CORPORATION | 900 | $297K | 0.2% | $173.71 | +55.5% | COM | 235851102 |
| HD | HOME DEPOT INC | 700 | $291K | 0.2% | $237.74 | +44.4% | COM | 437076102 |
| IYJ | ISHARES TR | 2,564 | $289K | 0.2% | $126.15 | — | US INDUSTRIALS | 464287754 |
| JNJ | JOHNSON & JOHNSON | 1,690 | $289K | 0.2% | $122.38 | +18.6% | COM | 478160104 |
| OLN | OLIN CORP | 5,000 | $288K | 0.2% | $41.12 | +25.5% | COM PAR $1 | 680665205 |
| ITB | ISHARES TR | 3,444 | $285K | 0.2% | $56.32 | — | US HOME CONS ETF | 464288752 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $285K | 0.2% | $9.91 | -3.5% | COM | 024061103 |
| FCX | FREEPORT-MCMORAN INC | 6,814 | $284K | 0.2% | $19.45 | +83.9% | CL B | 35671D857 |
| PEP | PEPSICO INC | 1,592 | $279K | 0.2% | $115.17 | +24.5% | COM | 713448108 |
| UGI | UGI CORP NEW | 6,000 | $278K | 0.2% | $34.99 | +27.1% | COM | 902681105 |
| DUK | DUKE ENERGY CORP NEW | 2,591 | $272K | 0.1% | $66.15 | +30.4% | COM NEW | 26441C204 |
| LOW | LOWES COS INC | 1,004 | $260K | 0.1% | $183.57 | +19.7% | COM | 548661107 |
| VB | VANGUARD INDEX FDS | 1,142 | $259K | 0.1% | $145.49 | — | SMALL CP ETF | 922908751 |
| BK | BANK NEW YORK MELLON CORP | 4,405 | $256K | 0.1% | $38.28 | +33.3% | COM | 064058100 |
| APD | AIR PRODS & CHEMS INC | 800 | $245K | 0.1% | $251.75 | +4.7% | COM | 009158106 |
| MCD | MCDONALDS CORP | 910 | $245K | 0.1% | $181.40 | +26.6% | COM | 580135101 |
| COP | CONOCOPHILLIPS | 3,377 | $244K | 0.1% | $47.19 | +32.7% | COM | 20825C104 |
| XLK | SELECT SECTOR SPDR TR | 1,295 | $225K | 0.1% | $121.32 | — | TECHNOLOGY | 81369Y803 |
| C | CITIGROUP INC | 3,476 | $210K | 0.1% | $42.33 | +35.1% | COM NEW | 172967424 |
| ORCL | ORACLE CORP | 2,373 | $208K | 0.1% | $88.90 | 0.0% | COM | 68389X105 |
| RH | RH | 385 | $207K | 0.1% | $510.73 | +20.5% | COM | 74967X103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 13,162 | $205K | 0.1% | $15.58 | — | COM | 670657105 |
| — | BARRICK GOLD CORP | 10,628 | $202K | 0.1% | $25.97 | — | COM | 067901108 |
| — | ENGINE GAMING AND MEDIA INC | 41,133 | $125K | 0.1% | $3.04 | — | COM | 29287W102 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $110K | 0.1% | $4.42 | +16.4% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $110K | 0.1% | $0.98 | +139.5% | COM | 53566P109 |
| CERS | CERUS CORP | 11,000 | $75,000 | 0.0% | $5.83 | +15.4% | COM | 157085101 |
| — | WAITR HLDGS INC | 80,000 | $59,000 | 0.0% | $1.75 | — | COM | 930752100 |
| — | HIVE BLOCKCHAIN TECHNLGIES L | 10,000 | $26,000 | 0.0% | $2.70 | — | COM | 43366H100 |
| — | AGEX THERAPEUTICS INC | 18,000 | $20,000 | 0.0% | $2.31 | — | COM | 00848H108 |