CIK: 0001177043 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 20, 2014
Total Value ($000): $299,296
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YADKIN VALLEY | 705,042 | $15,096 | 5.0% | $21.41 | — | — | 984305102 |
| — | INVESTORS BANCORP | 459,000 | $12,687 | 4.2% | $25.58 | — | — | 46146P102 |
| — | FIRST UNITED BANCORP | 1,420,640 | $10,883 | 3.6% | $7.61 | — | — | 33740N105 |
| BK | BANK OF NY APR 31 | 300,000 | $10,590 | 3.5% | — | — | PUT | 064058100 |
| — | COWEN GROUP CL A | 2,361,039 | $10,412 | 3.5% | $2.98 | — | — | 223622101 |
| — | CONNECTONE BANCORP | 209,975 | $10,280 | 3.4% | $40.05 | — | — | 20786U101 |
| MTB | M&T BANCORP | 80,000 | $9,704 | 3.2% | $81.40 | +2.2% | — | 55261F104 |
| — | FIRST FINANCIAL | 150,000 | $9,393 | 3.1% | $66.47 | — | — | 32023E105 |
| SBCF | SEACOAST BANKING CORP | 714,059 | $7,855 | 2.6% | $11.38 | 0.0% | — | 811707801 |
| CMA | COMERICA APR 49 | 150,000 | $7,770 | 2.6% | — | — | PUT | 200340107 |
| SCHW | SCHWAB (CHARLES) CORP APR 25 | 250,000 | $6,834 | 2.3% | $22.70 | 0.0% | — | 808513105 |
| HTB | HOMETRUST | 431,990 | $6,817 | 2.3% | $15.90 | -1.0% | — | 437872104 |
| — | TD AMERITRADE HOLDING CORP APR 31 | 200,000 | $6,792 | 2.3% | — | — | PUT | 87236Y108 |
| — | ASB BANCORP | 347,258 | $6,163 | 2.1% | $16.44 | — | — | 00213T109 |
| — | ATLANTIC COAST FINL | 1,280,441 | $5,749 | 1.9% | $4.37 | — | — | 048426100 |
| — | GLEACHER | 502,300 | $5,722 | 1.9% | $11.39 | — | — | 377341201 |
| — | ZAIS FINANCIAL | 340,000 | $5,664 | 1.9% | $16.03 | — | — | 98886K108 |
| — | OMNIAMERICAN BANCORP | 247,845 | $5,648 | 1.9% | $21.45 | — | — | 68216R107 |
| — | VANTAGE SOUTH | 805,153 | $5,479 | 1.8% | $5.69 | — | — | 92209W105 |
| — | PARK STERLING | 765,036 | $5,088 | 1.7% | $7.13 | — | — | 70086Y105 |
| WFC | WELLS FARGO JAN 44 | 100,000 | $4,974 | 1.7% | — | — | PUT | 949746101 |
| — | BB&T APR 39 | 100,000 | $4,018 | 1.3% | — | — | PUT | 054937107 |
| — | BNC BANCORP | 219,863 | $3,810 | 1.3% | $17.14 | — | — | 05566T101 |
| — | SWS GROUP | 505,000 | $3,777 | 1.3% | $6.77 | — | — | 78503N107 |
| RM | REGIONAL MANAGEMENT | 145,500 | $3,588 | 1.2% | $26.88 | -3.8% | — | 75902K106 |
| — | CENTERSTATE BANKS | 316,343 | $3,454 | 1.2% | $10.57 | — | — | 15201P109 |
| — | CENTER BANCORP | 180,934 | $3,438 | 1.1% | $19.00 | — | — | 151408101 |
| WSBF | WATERSTONE FINANCIAL | 325,000 | $3,377 | 1.1% | $10.47 | 0.0% | — | 94188P101 |
| ABCB | AMERIS BANCORP | 140,000 | $3,262 | 1.1% | $16.69 | +10.8% | — | 03076K108 |
| BANC | BANC OF CALIFORNIA | 262,151 | $3,216 | 1.1% | $9.58 | -0.8% | — | 05990K106 |
| — | SQUARE I FINANCIAL | 157,500 | $3,165 | 1.1% | $20.10 | — | — | 85223W101 |
| — | CHARTER FINANCIAL | 277,040 | $2,994 | 1.0% | $10.81 | — | — | 16122W108 |
| — | VIRGINIA HERITAGE | 139,360 | $2,750 | 0.9% | $15.67 | — | — | 927819102 |
| NBTB | NBT BANCORP | 111,670 | $2,732 | 0.9% | $21.18 | +14.2% | — | 628778102 |
| — | INVESTORS BANCORP NEW | 265,000 | $2,650 | 0.9% | $10.00 | — | — | 46146L101 |
| SAMG | SILVERCREST | 142,338 | $2,604 | 0.9% | $12.55 | +33.7% | — | 828359109 |
| BAC | BANK OF AMERICA | 150,600 | $2,590 | 0.9% | $9.78 | +35.5% | — | 060505104 |
| C | CITIGROUP | 50,000 | $2,380 | 0.8% | $37.07 | 0.0% | — | 172967424 |
| NMIH | NMI HOLDINGS CL A | 200,000 | $2,344 | 0.8% | $13.30 | -10.7% | — | 629209305 |
| MS | MORGAN STANLEY | 75,000 | $2,338 | 0.8% | $17.96 | +26.4% | PUT | 617446448 |
| RF | REGIONS FINANCIAL | 200,000 | $2,222 | 0.7% | $6.45 | +9.7% | — | 7591EP100 |
| FCCO | FIRST COMMUNITY | 197,645 | $2,210 | 0.7% | $7.12 | +13.9% | — | 319835104 |
| PNC | PNC APR 82.5 | 25,000 | $2,175 | 0.7% | — | — | PUT | 693475105 |
| — | TRISTATE CAPITAL | 150,000 | $2,133 | 0.7% | $11.86 | — | — | 89678F100 |
| — | VIEWPOINT FINANCIAL | 72,337 | $2,087 | 0.7% | $28.85 | — | — | 92672A101 |
| — | FORTRESS INVESTMENT GROUP | 274,393 | $2,031 | 0.7% | $7.40 | — | — | 34958B106 |
| — | SUNTRUST BANKS | 50,000 | $1,990 | 0.7% | $28.81 | — | — | 867914103 |
| — | FIDELITY SOUTHERN | 140,460 | $1,962 | 0.7% | $12.81 | — | — | 316394105 |
| — | NEW RESIDENTIAL INVESTMENT CORP | 300,000 | $1,941 | 0.6% | $6.47 | — | — | 64828T102 |
| — | METRO BANCORP | 91,143 | $1,927 | 0.6% | $21.52 | — | — | 59161R101 |
| — | NATIONAL HOLDINGS | 3,677,434 | $1,838 | 0.6% | $0.36 | — | — | 636375107 |
| — | SANTANDER CONSUMER USA HOLDI | 75,000 | $1,806 | 0.6% | $24.08 | — | — | 80283M101 |
| — | WASHINGTON BANKING | 100,000 | $1,778 | 0.6% | $17.74 | — | — | 937303105 |
| — | STATE BANK | 100,000 | $1,770 | 0.6% | $16.06 | — | — | 856190103 |
| — | FRANKLIN FINANCIAL | 90,000 | $1,760 | 0.6% | $19.78 | — | — | 35353C102 |
| BKU | BANK UNITED | 50,000 | $1,739 | 0.6% | $22.24 | +3.6% | — | 06652K103 |
| HOMB | HOME BANCSHARES | 50,000 | $1,721 | 0.6% | $11.69 | +43.9% | — | 436893200 |
| — | SYNOVUS | 500,000 | $1,695 | 0.6% | $3.60 | — | — | 87161C105 |
| — | NEWBRIDGE BANCORP | 235,200 | $1,679 | 0.6% | $7.43 | — | — | 65080T102 |
| — | SOUTHCOAST | 224,198 | $1,634 | 0.5% | $5.98 | — | — | 84129R100 |
| — | PALMETTO BANCSHARES | 114,168 | $1,608 | 0.5% | $13.64 | — | — | 697062206 |
| TFSL | TFS FINANCIAL | 127,000 | $1,579 | 0.5% | $5.55 | +10.8% | — | 87240R107 |
| — | JACKSONVILLE BANCORP | 149,620 | $1,571 | 0.5% | $10.50 | — | — | 469249205 |
| — | FIRST BANCSHARES MISS | 96,080 | $1,393 | 0.5% | $11.09 | — | — | 318916103 |
| — | SOUTHERN NATIONAL | 135,420 | $1,380 | 0.5% | $9.68 | — | — | 843395104 |
| LADR | LADDER CAPITAL CORP CL A | 70,767 | $1,336 | 0.4% | $18.88 | — | — | 505743104 |
| — | STONEGATE BANK | 52,500 | $1,250 | 0.4% | $20.06 | — | — | 861811107 |
| FHN | FIRST HORIZON NATIONAL CORP | 100,000 | $1,234 | 0.4% | $8.27 | 0.0% | — | 320517105 |
| FITB | FIFTH THIRD | 50,000 | $1,148 | 0.4% | $10.54 | +38.7% | — | 316773100 |
| — | FOX CHASE BANCORP | 65,083 | $1,098 | 0.4% | $17.27 | — | — | 35137T108 |
| — | FIRST SECURITY | 525,671 | $1,093 | 0.4% | $2.14 | — | — | 336312202 |
| — | GUARANTY BANCORP | 74,450 | $1,061 | 0.4% | $14.25 | — | — | 40075T607 |
| — | KEARNEY | 70,000 | $1,035 | 0.3% | $10.49 | — | — | 487169104 |
| — | TWO HARBORS | 100,000 | $1,025 | 0.3% | $9.28 | — | — | 90187B101 |
| — | MALVERN BANCORP | 100,000 | $1,024 | 0.3% | $12.19 | — | — | 561409103 |
| ACRE | ARES COMML REAL ESTATE | 75,000 | $1,006 | 0.3% | $13.10 | — | — | 04013V108 |
| — | NEW CENTURY BANCORP | 136,761 | $957 | 0.3% | $6.76 | — | — | 64353M100 |
| SFNC | SIMMONS FIRST NATIONAL | 25,000 | $932 | 0.3% | $18.00 | 0.0% | — | 828730200 |
| — | UNITED FINANCIAL | 50,000 | $920 | 0.3% | $18.40 | — | — | 910304104 |
| FISI | FINANCIAL INSTITUTIONS | 39,500 | $909 | 0.3% | $13.06 | +5.2% | — | 317585404 |
| GNW | GENWORTH FINL | 50,000 | $887 | 0.3% | $14.45 | +11.1% | — | 37247D106 |
| — | COBIZ FINANCIAL | 75,000 | $864 | 0.3% | $8.08 | — | — | 190897108 |
| — | OAK VIEW NATIONAL | 136,242 | $783 | 0.3% | $4.88 | — | — | 67134X105 |
| — | EVANS BANCORP | 32,100 | $730 | 0.2% | $21.11 | — | — | 29911Q208 |
| SFST | SOUTHERN FIRST | 50,500 | $700 | 0.2% | $12.89 | +4.5% | — | 842873101 |
| — | MIDSOUTH BANCORP | 39,300 | $662 | 0.2% | $16.84 | — | — | 598039105 |
| — | PACIFIC PREMIER | 40,000 | $646 | 0.2% | $15.75 | — | — | 69478X105 |
| — | FIRST CAPITAL BANCORP | 125,196 | $525 | 0.2% | $4.12 | — | — | 319438107 |
| — | SUNSHINE FINANCIAL | 30,378 | $518 | 0.2% | $18.11 | — | — | 86782T109 |
| — | PEOPLES FEDERAL | 28,405 | $508 | 0.2% | $18.64 | — | — | 711037101 |
| CUBI | CUSTOMERS BANCORP | 20,100 | $420 | 0.1% | $15.94 | +14.4% | — | 23204G100 |
| — | HERITAGE OAKS BANCORP | 49,263 | $398 | 0.1% | $7.61 | — | — | 42724R107 |
| — | AMERICAN CAPITAL LTD | 25,000 | $394 | 0.1% | $15.64 | — | — | 02503Y103 |
| — | CARTER BANK AND TRUST | 28,180 | $317 | 0.1% | $11.25 | — | — | 146102108 |
| — | CLIFTON SAVINGS | 24,925 | $292 | 0.1% | $11.72 | — | — | 186873105 |
| — | BSB BANCORP | 15,748 | $271 | 0.1% | $15.36 | — | — | 05573H108 |
| — | NORTH VALLEY BANCORP | 9,640 | $233 | 0.1% | $19.15 | — | — | 66304M204 |
| — | FIRST SOUTHERN BANCORP | 36,937 | $232 | 0.1% | $6.28 | — | — | 00FSBRSTD |
| — | CITIZENS FIRST CORP | 16,338 | $172 | 0.1% | $10.53 | — | — | 17462Q107 |
| — | PORTER BANCORP | 226,085 | $0 | 0.0% | — | — | — | 736233115 |
| — | FIRST HORIZON NATL CORP FRACTIONAL | 24,849 | $0 | 0.0% | — | — | — | DCA517101 |