ARES MANAGEMENT LLC Diversified Active

CIK: 0001259313 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $1,242,376 (100.0% shares, 0.0% debt)

Holdings (45)

— Smart& Final Stores Inc 53.0%

Value ($000) $658,417 Shares 44,218,762 Est. Cost $14.43 Unrealized —

— Nortek, Inc. 29.7%

Value ($000) $368,792 Shares 6,218,041 Est. Cost $64.43 Unrealized —

ALLY Ally Financial, Inc. 2.4%

Value ($000) $30,230 Shares 1,771,000 Est. Cost $18.25 Unrealized -27.7%

AAL American Airlines, Inc. 2.4%

Value ($000) $29,492 Shares 1,041,776 Est. Cost $40.46 Unrealized -19.8%

— Williams Clayton Energy, Inc 2.3%

Value ($000) $28,624 Shares 1,042,405 Est. Cost $25.24 Unrealized —

— Masonite International Corporation 1.7%

Value ($000) $21,297 Shares 322,000 Est. Cost $50.60 Unrealized —

— Media General, Inc 1.2%

Value ($000) $14,840 Shares 863,319 Est. Cost $16.68 Unrealized —

— Travelport Worldwide Ltd 1.1%

Value ($000) $14,197 Shares 1,101,440 Est. Cost $13.22 Unrealized —

ARCC Ares Capital Corp 0.6%

Value ($000) $7,286 Shares 513,116 Est. Cost $5.94 Unrealized 0.0%

— FS Investment Corp 0.4%

Value ($000) $5,395 Shares 596,209 Est. Cost $9.05 Unrealized —

— Fifth Street Finance Corp 0.3%

Value ($000) $4,283 Shares 883,208 Est. Cost $4.85 Unrealized —

NMFC New Mountain Finance Corp 0.3%

Value ($000) $4,202 Shares 325,800 Est. Cost $4.45 Unrealized 0.0%

SLRC Solar Capital LTD 0.3%

Value ($000) $3,776 Shares 198,267 Est. Cost $7.39 Unrealized 0.0%

— THL Credit Inc. 0.3%

Value ($000) $3,687 Shares 331,282 Est. Cost $11.13 Unrealized —

— BlackRock Capital Investment 0.3%

Value ($000) $3,622 Shares 465,568 Est. Cost $7.78 Unrealized —

— TCP Capital Corp 0.3%

Value ($000) $3,277 Shares 214,506 Est. Cost $15.28 Unrealized —

— Fifth Street Senior Floating 0.3%

Value ($000) $3,217 Shares 404,270 Est. Cost $7.96 Unrealized —

— Cumulus Media, Inc. 0.2%

Value ($000) $3,091 Shares 9,973,382 Est. Cost $6.60 Unrealized —

PNNT PenantPark Investment Corp 0.2%

Value ($000) $3,051 Shares 446,748 Est. Cost $2.02 Unrealized 0.0%

— Medley Capital Corp 0.2%

Value ($000) $3,000 Shares 447,878 Est. Cost $6.70 Unrealized —

PFLT PenantPark Floating Rate 0.2%

Value ($000) $2,917 Shares 235,256 Est. Cost $4.45 Unrealized 0.0%

— TPG Specialty Lending Inc 0.2%

Value ($000) $2,655 Shares 159,898 Est. Cost $16.60 Unrealized —

TPVG TriplePoint Venture Growth 0.2%

Value ($000) $2,220 Shares 209,687 Est. Cost $10.52 Unrealized 0.0%

— Triangle Capital Corp 0.2%

Value ($000) $2,157 Shares 111,331 Est. Cost $19.37 Unrealized —

PSEC Prospect Capital Corp 0.1%

Value ($000) $1,740 Shares 225,000 Est. Cost $2.35 Unrealized 0.0%

— Apollo Investment Corp 0.1%

Value ($000) $1,700 Shares 306,909 Est. Cost $5.54 Unrealized —

GBDC Golub Capital BDC Inc. 0.1%

Value ($000) $1,668 Shares 92,348 Est. Cost $7.10 Unrealized 0.0%

WHF WhiteHorse Finance Inc 0.1%

Value ($000) $1,657 Shares 153,210 Est. Cost $10.35 Unrealized 0.0%

— HMH Holdings, Inc. 0.1%

Value ($000) $1,286 Shares 82,311 Est. Cost $19.44 Unrealized —

GSBD Goldman Sachs BDC Inc. 0.1%

Value ($000) $1,218 Shares 60,952 Est. Cost $19.74 Unrealized 0.0%

— TICC Capital Corp 0.1%

Value ($000) $1,193 Shares 226,471 Est. Cost $5.27 Unrealized —

SCM Stellus Capital Investment Corp 0.1%

Value ($000) $1,132 Shares 110,563 Est. Cost $10.13 Unrealized 0.0%

— Doubline Income Solutions 0.1%

Value ($000) $1,027 Shares 56,000 Est. Cost $17.29 Unrealized —

— Alcentra Capital Corp 0.1%

Value ($000) $959 Shares 78,940 Est. Cost $12.15 Unrealized —

— Capitala Finance Corp 0.1%

Value ($000) $735 Shares 52,526 Est. Cost $13.99 Unrealized —

FDUS Fidus Investment Corp 0.1%

Value ($000) $732 Shares 48,000 Est. Cost $5.26 Unrealized 0.0%

HRZN Horizon Technology Finance 0.0%

Value ($000) $607 Shares 49,785 Est. Cost $3.89 Unrealized 0.0%

— Garrison Capital Inc 0.0%

Value ($000) $565 Shares 56,000 Est. Cost $10.09 Unrealized —

OFS OFS Capital Corp 0.0%

Value ($000) $531 Shares 41,400 Est. Cost $13.06 Unrealized 0.0%

— KCAP Financial Inc 0.0%

Value ($000) $450 Shares 114,870 Est. Cost $3.92 Unrealized —

HTGC Hercules Capital Inc. 0.0%

Value ($000) $426 Shares 34,368 Est. Cost $12.15 Unrealized 0.0%

— CM Finance Inc. 0.0%

Value ($000) $383 Shares 43,162 Est. Cost $8.87 Unrealized —

— Royal Bank of Scotland Group 0.0%

Value ($000) $373 Shares 400,000 Est. Cost $0.93 Unrealized —

— Lloyds Banking Group PLC 0.0%

Value ($000) $244 Shares 250,000 Est. Cost $0.98 Unrealized —

— Rocket Fuel Inc 0.0%

Value ($000) $25 Shares 11,405 Est. Cost $14.67 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Smart& Final Stores Inc	44,218,762	$658,417	53.0%	$14.43	—	COM	83190B101
—	Nortek, Inc.	6,218,041	$368,792	29.7%	$64.43	—	COM NEW	656559309
ALLY	Ally Financial, Inc.	1,771,000	$30,230	2.4%	$18.25	-27.7%	COM	02005N100
AAL	American Airlines, Inc.	1,041,776	$29,492	2.4%	$40.46	-19.8%	COM	02376R102
—	Williams Clayton Energy, Inc	1,042,405	$28,624	2.3%	$25.24	—	COM	969490101
—	Masonite International Corporation	322,000	$21,297	1.7%	$50.60	—	COM	575385109
—	Media General, Inc	863,319	$14,840	1.2%	$16.68	—	COM	58441K100
—	Travelport Worldwide Ltd	1,101,440	$14,197	1.1%	$13.22	—	COM	G9019D104
ARCC	Ares Capital Corp	513,116	$7,286	0.6%	$5.94	0.0%	COM	04010L103
—	FS Investment Corp	596,209	$5,395	0.4%	$9.05	—	COM	302635107
—	Fifth Street Finance Corp	883,208	$4,283	0.3%	$4.85	—	COM	31678A103
NMFC	New Mountain Finance Corp	325,800	$4,202	0.3%	$4.45	0.0%	COM	647551100
SLRC	Solar Capital LTD	198,267	$3,776	0.3%	$7.39	0.0%	COM	83413U100
—	THL Credit Inc.	331,282	$3,687	0.3%	$11.13	—	COM	872438106
—	BlackRock Capital Investment	465,568	$3,622	0.3%	$7.78	—	COM	092533108
—	TCP Capital Corp	214,506	$3,277	0.3%	$15.28	—	COM	87238Q103
—	Fifth Street Senior Floating	404,270	$3,217	0.3%	$7.96	—	COM	31679F101
—	Cumulus Media, Inc.	9,973,382	$3,091	0.2%	$6.60	—	CL A	231082108
PNNT	PenantPark Investment Corp	446,748	$3,051	0.2%	$2.02	0.0%	COM	708062104
—	Medley Capital Corp	447,878	$3,000	0.2%	$6.70	—	COM	58503F106
PFLT	PenantPark Floating Rate	235,256	$2,917	0.2%	$4.45	0.0%	COM	70806A106
—	TPG Specialty Lending Inc	159,898	$2,655	0.2%	$16.60	—	COM	87265K102
TPVG	TriplePoint Venture Growth	209,687	$2,220	0.2%	$10.52	0.0%	COM	89677Y100
—	Triangle Capital Corp	111,331	$2,157	0.2%	$19.37	—	COM	895848109
PSEC	Prospect Capital Corp	225,000	$1,740	0.1%	$2.35	0.0%	COM	74348T102
—	Apollo Investment Corp	306,909	$1,700	0.1%	$5.54	—	COM	03761U106
GBDC	Golub Capital BDC Inc.	92,348	$1,668	0.1%	$7.10	0.0%	COM	38173M102
WHF	WhiteHorse Finance Inc	153,210	$1,657	0.1%	$10.35	0.0%	COM	96524V106
—	HMH Holdings, Inc.	82,311	$1,286	0.1%	$19.44	—	COM	44157R109
GSBD	Goldman Sachs BDC Inc.	60,952	$1,218	0.1%	$19.74	0.0%	COM	38147U107
—	TICC Capital Corp	226,471	$1,193	0.1%	$5.27	—	COM	87244T109
SCM	Stellus Capital Investment Corp	110,563	$1,132	0.1%	$10.13	0.0%	COM	858568108
—	Doubline Income Solutions	56,000	$1,027	0.1%	$17.29	—	COM	258622109
—	Alcentra Capital Corp	78,940	$959	0.1%	$12.15	—	COM	01374T102
—	Capitala Finance Corp	52,526	$735	0.1%	$13.99	—	COM	14054R106
FDUS	Fidus Investment Corp	48,000	$732	0.1%	$5.26	0.0%	COM	316500107
HRZN	Horizon Technology Finance	49,785	$607	0.0%	$3.89	0.0%	COM	44045A102
—	Garrison Capital Inc	56,000	$565	0.0%	$10.09	—	COM	366554103
OFS	OFS Capital Corp	41,400	$531	0.0%	$13.06	0.0%	COM	67103B100
—	KCAP Financial Inc	114,870	$450	0.0%	$3.92	—	COM	48668E101
HTGC	Hercules Capital Inc.	34,368	$426	0.0%	$12.15	0.0%	COM	427096508
—	CM Finance Inc.	43,162	$383	0.0%	$8.87	—	COM	12574Q103
—	Royal Bank of Scotland Group	400,000	$373	0.0%	$0.93	—	NOTE 8.0%	780099CK1
—	Lloyds Banking Group PLC	250,000	$244	0.0%	$0.98	—	SDCV	539439AG4
—	Rocket Fuel Inc	11,405	$25	0.0%	$14.67	—	COM	773111109