CIK: 0001697366 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $252,664 (54.7% shares, 45.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Southern Co/The | 244,489 | $13,178 | 5.2% | $53.51 | — | Preferred Stock | 842587602 |
| — | Dominion Energy Inc. | 122,914 | $13,151 | 5.2% | $103.63 | — | Preferred Stock | 25746U133 |
| — | Anthem Inc | 3,072,384 | $12,903 | 5.1% | $3.24 | — | Convertible Bonds | 94973VBG1 |
| — | American Electric Power Co Inc | 228,909 | $12,391 | 4.9% | $53.51 | — | Preferred Stock | 025537127 |
| — | Novellus Systems Inc | 1,249,557 | $11,394 | 4.5% | $3.45 | — | Convertible Bonds | 670008AD3 |
| — | Ares Capital Corp | 10,466,034 | $10,850 | 4.3% | $1.02 | — | Convertible Bonds | 04010LAT0 |
| — | Stanley Black & Decker Inc | 98,595 | $10,760 | 4.3% | $105.85 | — | Convertible Preferred | 854502887 |
| — | Booking Holdings Inc. | 6,662,131 | $10,336 | 4.1% | $1.39 | — | Convertible Bonds | 741503AS5 |
| — | Wells Fargo & Co | 6,555 | $9,505 | 3.8% | $1209.63 | — | Convertible Preferred | 949746804 |
| — | Bank of America Corp | 6,497 | $9,414 | 3.7% | $1279.77 | — | Convertible Preferred | 060505682 |
| — | Illumina Inc | 6,432,958 | $8,946 | 3.5% | $1.33 | — | Convertible Bonds | 452327AH2 |
| — | Becton Dickinson and Co | 126,733 | $8,296 | 3.3% | $58.96 | — | Convertible Preferred | 075887208 |
| — | VEREIT Inc | 7,994,325 | $8,094 | 3.2% | $1.01 | — | Convertible Bonds | 02917TAB0 |
| — | NextEra Energy Inc | 157,777 | $8,091 | 3.2% | $51.28 | — | Preferred Stock | 65339F796 |
| — | Broadcom Inc | 5,891 | $6,939 | 2.7% | $1177.90 | — | Preferred Stock | 11135F200 |
| — | Western Digital Corp | 5,466,920 | $5,355 | 2.1% | $0.96 | — | Convertible Bonds | 958102AP0 |
| — | Microchip Technology Inc | 3,691,730 | $5,261 | 2.1% | $1.14 | — | Convertible Bonds | 595017AF1 |
| — | Danaher Corporation | 4,400 | $5,188 | 2.1% | $1179.09 | — | Preferred Stock | 235851300 |
| — | Crown Castle International Corp | 3,900 | $4,999 | 2.0% | $1202.93 | — | Convertible Preferred | 22822V309 |
| — | CenterPoint Energy Inc | 99,602 | $4,855 | 1.9% | $52.26 | — | Preferred Stock | 15189T503 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4,821 | 1.9% | $1.02 | — | Convertible Bonds | 84860WAB8 |
| — | Splunk Inc | 3,886,709 | $4,793 | 1.9% | $1.15 | — | Convertible Bonds | 848637AD6 |
| — | Meritor Inc | 4,228,882 | $4,603 | 1.8% | $1.09 | — | Convertible Bonds | 59001KAF7 |
| — | NuVasive Inc | 3,025,844 | $4,032 | 1.6% | $1.25 | — | Convertible Bonds | 670704AG0 |
| — | FireEye Inc | 3,554,557 | $3,431 | 1.4% | $0.92 | — | Convertible Bonds | 31816QAD3 |
| — | DocuSign Inc | 2,506,401 | $3,114 | 1.2% | $1.24 | — | Convertible Bonds | 256163AB2 |
| — | Stanley Black & Decker Inc | 25,841 | $2,816 | 1.1% | $108.97 | — | Preferred Stock | 854502846 |
| — | New Mountain Finance Corp | 2,629,114 | $2,758 | 1.1% | $1.04 | — | Convertible Bonds | 647551AC4 |
| — | Echo Global Logistics Inc | 2,689,536 | $2,687 | 1.1% | $1.02 | — | Convertible Bonds | 27875TAA9 |
| — | Benefitfocus Inc | 3,027,806 | $2,614 | 1.0% | $0.86 | — | Convertible Bonds | 08180DAB2 |
| — | Apollo Commercial Real Estate Finance Inc | 2,599,768 | $2,611 | 1.0% | $1.02 | — | Convertible Bonds | 03762UAB1 |
| — | TPG Specialty Lending Inc | 1,723,460 | $1,826 | 0.7% | $1.00 | — | Convertible Bonds | 87265KAD4 |
| — | Model N Inc | 37,745 | $1,324 | 0.5% | $13.51 | — | Common Stock | 607525102 |
| — | Synaptics Inc | 971,253 | $1,077 | 0.4% | $0.99 | — | Convertible Bonds | 87157DAD1 |
| WBS | Webster Financial Corp | 19,285 | $1,029 | 0.4% | $53.36 | -9.9% | Common Stock | 947890109 |
| EWBC | East West Bancorp Inc | 20,955 | $1,021 | 0.4% | $40.56 | -5.5% | Common Stock | 27579R104 |
| — | CenterState Bank Corp | 39,310 | $982 | 0.4% | $26.64 | — | Common Stock | 15201P109 |
| ASGN | ASGN Inc | 13,305 | $944 | 0.4% | $71.09 | -8.2% | Common Stock | 00191U102 |
| — | New Relic Inc | 965,000 | $940 | 0.4% | $1.02 | — | Convertible Bonds | 64829BAB6 |
| PODD | Insulet Corp | 5,105 | $874 | 0.3% | $119.74 | +39.2% | Common Stock | 45784P101 |
| — | Talend SA | 22,079 | $864 | 0.3% | $39.65 | — | Depository Receipt | 874224207 |
| — | Evo Payments Inc | 32,441 | $857 | 0.3% | $27.77 | — | Common Stock | 26927E104 |
| — | Cornerstone OnDemand Inc | 14,013 | $820 | 0.3% | $45.73 | — | Common Stock | 21925Y103 |
| MPWR | Monolithic Power Systems Inc | 4,298 | $765 | 0.3% | $109.02 | +39.8% | Common Stock | 609839105 |
| — | Alteryx Inc | 7,625 | $763 | 0.3% | $107.81 | — | Common Stock | 02156B103 |
| — | Silicon Laboratories Inc | 555,000 | $739 | 0.3% | $1.20 | — | Convertible Bonds | 826919AB8 |
| DNLI | Denali Therapeutics Inc | 42,000 | $732 | 0.3% | $18.12 | -8.1% | Common Stock | 24823R105 |
| — | Mimecast Ltd | 16,830 | $730 | 0.3% | $35.91 | — | Common Stock | G14838109 |
| ITT | ITT Inc | 9,750 | $721 | 0.3% | $66.45 | 0.0% | Common Stock | 45073V108 |
| EEFT | Euronet Worldwide Inc | 4,565 | $719 | 0.3% | $128.77 | +17.2% | Common Stock | 298736109 |
| TNDM | Tandem Diabetes Care Inc | 12,070 | $719 | 0.3% | $61.67 | 0.0% | Common Stock | 875372203 |
| SOXX | iShares PHLX Semiconductor ETF | 2,700 | $678 | 0.3% | $211.43 | — | ETF | 464287523 |
| HRTX | Heron Therapeutics Inc | 28,870 | $678 | 0.3% | $27.18 | -18.6% | Common Stock | 427746102 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,400 | $651 | 0.3% | $120.56 | — | ETF | 464287556 |
| RARE | Ultragenyx Pharmaceutical Inc | 14,665 | $626 | 0.2% | $59.72 | -30.9% | Common Stock | 90400D108 |
| WIX | Wix.com Ltd | 5,090 | $623 | 0.2% | $124.97 | -2.1% | Common Stock | M98068105 |
| MOG/A | Moog Inc | 7,202 | $615 | 0.2% | $83.43 | -3.5% | Common Stock | 615394202 |
| — | PROS Holdings Inc | 10,000 | $599 | 0.2% | $33.35 | — | Common Stock | 74346Y103 |
| — | Teladoc Inc | 335,000 | $583 | 0.2% | $1.49 | — | Convertible Bonds | 87918AAC9 |
| FPI | Farmland Partners Inc | 85,175 | $577 | 0.2% | $7.53 | — | Common Stock | 31154R109 |
| — | Splunk Inc | 3,685 | $552 | 0.2% | $109.35 | — | Common Stock | 848637104 |
| HUBS | HubSpot Inc | 3,290 | $521 | 0.2% | $165.20 | -7.3% | Common Stock | 443573100 |
| SFIX | Stitch Fix Inc | 20,140 | $517 | 0.2% | $28.69 | -19.0% | Common Stock | 860897107 |
| — | Zendesk Inc | 6,587 | $505 | 0.2% | $63.93 | — | Common Stock | 98936J101 |
| DXCM | DexCom Inc | 2,310 | $505 | 0.2% | $47.43 | 0.0% | Common Stock | 252131107 |
| — | Apergy Corp | 14,555 | $492 | 0.2% | $31.75 | — | Common Stock | 03755L104 |
| TNET | TriNet Group Inc | 7,935 | $449 | 0.2% | $53.00 | +2.3% | Common Stock | 896288107 |
| SYNA | Synaptics Inc | 6,655 | $438 | 0.2% | $52.69 | 0.0% | Common Stock | 87157D109 |
| — | Horizon Pharma Plc | 11,930 | $432 | 0.2% | $36.21 | — | Common Stock | G46188101 |
| PAGS | Pagseguro Digital Ltd | 12,530 | $428 | 0.2% | $38.28 | -6.0% | Common Stock | G68707101 |
| W | Wayfair Inc | 3,931 | $355 | 0.1% | $128.41 | -27.3% | Common Stock | 94419L101 |
| ROKU | Roku Inc | 2,540 | $340 | 0.1% | $40.85 | +236.4% | Common Stock | 77543R102 |
| — | FireEye Inc | 19,870 | $328 | 0.1% | $16.48 | — | Common Stock | 31816Q101 |
| — | Catasys Inc | 19,385 | $316 | 0.1% | $15.98 | — | Common Stock | 149049504 |
| TDOC | Teladoc Inc | 3,700 | $310 | 0.1% | $62.00 | +22.7% | Common Stock | 87918A105 |
| — | Zendesk Inc | 215,000 | $294 | 0.1% | $1.46 | — | Convertible Bonds | 98936JAB7 |
| — | Mirati Therapeutics Inc | 2,150 | $277 | 0.1% | $128.84 | — | Common Stock | 60468T105 |
| — | NuVasive Inc | 3,445 | $266 | 0.1% | $56.76 | — | Common Stock | 670704105 |
| CHGG | Chegg Inc | 6,455 | $245 | 0.1% | $28.27 | +23.8% | Common Stock | 163092109 |
| — | Amarin Corp PLC | 10,990 | $236 | 0.1% | $21.47 | — | Depository Receipt | 023111206 |
| SLAB | Silicon Laboratories Inc | 2,021 | $234 | 0.1% | $92.01 | +19.2% | Common Stock | 826919102 |
| — | Immunomedics Inc | 10,800 | $229 | 0.1% | $21.20 | — | Common Stock | 452907108 |
| HQY | HealthEquity Inc | 2,930 | $217 | 0.1% | $62.38 | 0.0% | Common Stock | 42226A107 |
| — | Tabula Rasa HealthCare Inc | 4,440 | $216 | 0.1% | $60.48 | — | Common Stock | 873379101 |
| — | Prospect Capital Corp | 205,190 | $211 | 0.1% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| ETSY | Etsy Inc | 4,581 | $203 | 0.1% | $45.35 | +5.0% | Common Stock | 29786A106 |
| — | New Relic Inc | 2,840 | $187 | 0.1% | $59.13 | — | Common Stock | 64829B100 |
| — | Echo Global Logistics Inc | 8,115 | $168 | 0.1% | $28.58 | — | Common Stock | 27875T101 |
| — | Pluralsight Inc | 9,585 | $165 | 0.1% | $25.09 | — | Common Stock | 72941B106 |
| RNG | RingCentral Inc | 920 | $155 | 0.1% | $100.37 | +64.2% | Common Stock | 76680R206 |
| DOCU | DocuSign Inc | 1,930 | $143 | 0.1% | $52.06 | +32.0% | Common Stock | 256163106 |
| — | Insmed Inc | 138,460 | $134 | 0.1% | $0.97 | — | Convertible Bonds | 457669AA7 |
| — | Retrophin Inc | 159,979 | $124 | 0.0% | $0.78 | — | Convertible Bonds | 761299AB2 |
| CRSP | CRISPR Therapeutics AG | 1,540 | $94 | 0.0% | $54.60 | 0.0% | Common Stock | H17182108 |
| ACRE | Ares Commercial Real Estate Corp | 4,389 | $70 | 0.0% | $15.18 | — | Common Stock | 04013V108 |
| — | Benefitfocus Inc | 2,100 | $46 | 0.0% | $49.08 | — | Common Stock | 08180D106 |