Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $258M (55.9% shares, 44.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Wells Fargo & Co | 9,402 | $14.31M | 5.5% | $1209.63 | — | Convertible Preferred | 949746804 |
| — | Bank of America Corp | 9,346 | $14.01M | 5.4% | $1279.77 | — | Convertible Preferred | 060505682 |
| — | Novellus Systems Inc | 1,940,000 | $13.87M | 5.4% | $3.45 | — | Convertible Bonds | 670008AD3 |
| — | Southern Co/The | 250,220 | $13.39M | 5.2% | $53.51 | — | Preferred Stock | 842587602 |
| — | Dominion Energy Inc | 125,780 | $13.3M | 5.2% | $103.63 | — | Preferred Stock | 25746U133 |
| — | Stanley Black & Decker Inc | 131,380 | $13.2M | 5.1% | $105.85 | — | Convertible Preferred | 854502887 |
| — | Western Digital Corp | 13,645,000 | $13.07M | 5.1% | $0.96 | — | Convertible Bonds | 958102AP0 |
| — | American Electric Power Co Inc | 233,900 | $12.88M | 5.0% | $53.51 | — | Preferred Stock | 025537127 |
| — | CenterPoint Energy Inc | 204,590 | $10.69M | 4.1% | $52.26 | — | Preferred Stock | 15189T503 |
| — | Anthem Inc | 3,095,000 | $10.35M | 4.0% | $3.24 | — | Convertible Bonds | 94973VBG1 |
| — | Priceline Group Inc/The | 5,545,000 | $8.289M | 3.2% | $1.35 | — | Convertible Bonds | 741503AS5 |
| — | VEREIT Inc | 8,065,000 | $8.165M | 3.2% | $1.01 | — | Convertible Bonds | 02917TAB0 |
| — | Becton Dickinson and Co | 129,495 | $8.017M | 3.1% | $58.96 | — | Convertible Preferred | 075887208 |
| — | Crown Castle International Corp | 6,165 | $7.781M | 3.0% | $1202.93 | — | Convertible Preferred | 22822V309 |
| — | Illumina Inc | 5,533,000 | $7.333M | 2.8% | $1.32 | — | Convertible Bonds | 452327AH2 |
| — | Ares Capital Corp | 6,745,000 | $6.972M | 2.7% | $1.01 | — | Convertible Bonds | 04010LAT0 |
| — | FireEye Inc | 6,140,000 | $5.817M | 2.3% | $0.92 | — | Convertible Bonds | 31816QAD3 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4.746M | 1.8% | $1.02 | — | Convertible Bonds | 84860WAB8 |
| — | Echo Global Logistics Inc | 4,180,000 | $4.173M | 1.6% | $1.02 | — | Convertible Bonds | 27875TAA9 |
| — | Microchip Technology Inc | 3,050,000 | $3.927M | 1.5% | $1.08 | — | Convertible Bonds | 595017AF1 |
| — | Prospect Capital Corp | 3,565,000 | $3.664M | 1.4% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| — | Prospect Capital Corp | 3,400,000 | $3.421M | 1.3% | $1.01 | — | Convertible Bonds | 74348TAQ5 |
| — | New Mountain Finance Corp | 2,680,000 | $2.805M | 1.1% | $1.04 | — | Convertible Bonds | 647551AC4 |
| — | Apollo Commercial Real Estate Finance Inc | 2,645,000 | $2.686M | 1.0% | $1.02 | — | Convertible Bonds | 03762UAB1 |
| — | Splunk Inc | 2,355,000 | $2.575M | 1.0% | $1.09 | — | Convertible Bonds | 848637AD6 |
| — | Alexandria Real Estate Equities Inc | 62,651 | $2.432M | 0.9% | $37.76 | — | Preferred Stock | 015271505 |
| GLD | SPDR Gold Shares | 16,800 | $2.333M | 0.9% | $133.21 | — | ETF | 78463V107 |
| — | TPG Specialty Lending Inc | 1,780,000 | $1.859M | 0.7% | $1.00 | — | Convertible Bonds | 87265KAD4 |
| — | Silicon Laboratories Inc | 1,395,000 | $1.82M | 0.7% | $1.20 | — | Convertible Bonds | 826919AB8 |
| — | Two Harbors Investment Corp | 1,560,000 | $1.609M | 0.6% | $1.01 | — | Convertible Bonds | 90187BAA9 |
| — | Model N Inc | 56,945 | $1.581M | 0.6% | $13.51 | — | Common Stock | 607525102 |
| — | NuVasive Inc | 1,205,000 | $1.428M | 0.6% | $1.12 | — | Convertible Bonds | 670704AG0 |
| — | Wright Medical Group Inc | 1,235,000 | $1.236M | 0.5% | $1.12 | — | Convertible Bonds | 98235TAE7 |
| MPWR | Monolithic Power Systems Inc | 7,903 | $1.23M | 0.5% | $109.02 | +30.5% | Common Stock | 609839105 |
| ASGN | ASGN Inc | 18,305 | $1.151M | 0.4% | $71.09 | -13.1% | Common Stock | 00191U102 |
| ACRE | Ares Commercial Real Estate Corp | 70,600 | $1.075M | 0.4% | $15.18 | — | Common Stock | 04013V108 |
| — | Insulet Corp | 570,000 | $1.05M | 0.4% | $1.47 | — | Convertible Bonds | 45784PAH4 |
| — | InterXion Holding NV | 12,520 | $1.02M | 0.4% | $45.66 | — | Common Stock | N47279109 |
| — | Evo Payments Inc | 34,381 | $967K | 0.4% | $27.77 | — | Common Stock | 26927E104 |
| SOXX | iShares PHLX Semiconductor ETF | 4,550 | $962K | 0.4% | $211.43 | — | ETF | 464287523 |
| — | Anixter International Inc | 13,900 | $961K | 0.4% | $61.88 | — | Common Stock | 035290105 |
| EEFT | Euronet Worldwide Inc | 6,565 | $960K | 0.4% | $128.77 | +20.2% | Common Stock | 298736109 |
| — | CenterState Bank Corp | 38,980 | $935K | 0.4% | $26.64 | — | Common Stock | 15201P109 |
| — | Synaptics Inc | 995,000 | $927K | 0.4% | $0.99 | — | Convertible Bonds | 87157DAD1 |
| TNET | TriNet Group Inc | 14,565 | $906K | 0.4% | $53.00 | +25.4% | Common Stock | 896288107 |
| ETSY | Etsy Inc | 15,831 | $894K | 0.3% | $45.35 | +29.7% | Common Stock | 29786A106 |
| HUBS | HubSpot Inc | 5,870 | $890K | 0.3% | $165.20 | +8.8% | Common Stock | 443573100 |
| — | New Relic Inc | 14,315 | $880K | 0.3% | $59.13 | — | Common Stock | 64829B100 |
| WBS | Webster Financial Corp | 18,110 | $849K | 0.3% | $53.70 | -12.0% | Common Stock | 947890109 |
| HRTX | Heron Therapeutics Inc | 45,370 | $839K | 0.3% | $27.18 | -32.3% | Common Stock | 427746102 |
| EWBC | East West Bancorp Inc | 18,585 | $823K | 0.3% | $40.84 | -9.1% | Common Stock | 27579R104 |
| W | Wayfair Inc | 6,946 | $779K | 0.3% | $128.41 | -0.4% | Common Stock | 94419L101 |
| — | Cornerstone OnDemand Inc | 14,013 | $768K | 0.3% | $45.73 | — | Common Stock | 21925Y103 |
| — | Splunk Inc | 6,435 | $758K | 0.3% | $109.35 | — | Common Stock | 848637104 |
| DOCU | DocuSign Inc | 12,215 | $756K | 0.3% | $52.06 | +0.6% | Common Stock | 256163106 |
| PAGS | Pagseguro Digital Ltd | 16,080 | $745K | 0.3% | $38.28 | +21.3% | Common Stock | G68707101 |
| — | Alteryx Inc | 6,535 | $702K | 0.3% | $109.10 | — | Common Stock | 02156B103 |
| — | Talend SA | 20,589 | $700K | 0.3% | $39.69 | — | Depository Receipt | 874224207 |
| PODD | Insulet Corp | 4,205 | $694K | 0.3% | $109.70 | +28.1% | Common Stock | 45784P101 |
| — | SAGE Therapeutics Inc | 4,930 | $692K | 0.3% | $150.17 | — | Common Stock | 78667J108 |
| MOG/A | Moog Inc | 8,502 | $690K | 0.3% | $83.43 | -4.2% | Common Stock | 615394202 |
| — | PROS Holdings Inc | 11,180 | $666K | 0.3% | $33.35 | — | Common Stock | 74346Y103 |
| — | RingCentral Inc | 410,000 | $663K | 0.3% | $1.43 | — | Convertible Bonds | 76680RAD9 |
| FPI | Farmland Partners Inc | 98,372 | $657K | 0.3% | $7.53 | — | Common Stock | 31154R109 |
| DNLI | Denali Therapeutics Inc | 40,610 | $622K | 0.2% | $18.17 | +5.1% | Common Stock | 24823R105 |
| WIX | Wix.com Ltd | 5,090 | $594K | 0.2% | $124.97 | +11.3% | Common Stock | M98068105 |
| — | Mimecast Ltd | 15,790 | $563K | 0.2% | $35.42 | — | Common Stock | G14838109 |
| RNG | RingCentral Inc | 4,445 | $559K | 0.2% | $100.37 | +30.6% | Common Stock | 76680R206 |
| RARE | Ultragenyx Pharmaceutical Inc | 12,925 | $553K | 0.2% | $62.20 | -12.7% | Common Stock | 90400D108 |
| — | Teladoc Inc | 335,000 | $497K | 0.2% | $1.49 | — | Convertible Bonds | 87918AAC9 |
| — | New Relic Inc | 485,000 | $460K | 0.2% | $1.07 | — | Convertible Bonds | 64829BAB6 |
| — | Apergy Corp | 15,345 | $415K | 0.2% | $31.75 | — | Common Stock | 03755L104 |
| ROKU | Roku Inc | 3,880 | $395K | 0.2% | $40.85 | +199.4% | Common Stock | 77543R102 |
| DT | Dynatrace Holdings LLC | 20,610 | $385K | 0.1% | $22.67 | 0.0% | Common Stock | 268150109 |
| SFIX | Stitch Fix Inc | 18,650 | $359K | 0.1% | $29.13 | -20.3% | Common Stock | 860897107 |
| — | Zendesk Inc | 215,000 | $285K | 0.1% | $1.46 | — | Convertible Bonds | 98936JAB7 |
| SLAB | Silicon Laboratories Inc | 2,021 | $225K | 0.1% | $92.01 | +17.7% | Common Stock | 826919102 |
| — | NuVasive Inc | 3,445 | $218K | 0.1% | $56.76 | — | Common Stock | 670704105 |
| — | Tabula Rasa HealthCare Inc | 3,805 | $209K | 0.1% | $62.45 | — | Common Stock | 873379101 |
| — | Echo Global Logistics Inc | 8,115 | $184K | 0.1% | $28.58 | — | Common Stock | 27875T101 |
| TDOC | Teladoc Inc | 2,700 | $183K | 0.1% | $56.78 | +15.9% | Common Stock | 87918A105 |
| — | Catasys Inc | 10,935 | $172K | 0.1% | $15.73 | — | Common Stock | 149049504 |
| — | Zendesk Inc | 2,267 | $165K | 0.1% | $39.66 | — | Common Stock | 98936J101 |
| CHGG | Chegg Inc | 5,195 | $156K | 0.1% | $26.64 | +48.8% | Common Stock | 163092109 |
| — | Pluralsight Inc | 5,325 | $89,000 | 0.0% | $31.39 | — | Common Stock | 72941B106 |
| — | FireEye Inc | 6,620 | $88,000 | 0.0% | $16.44 | — | Common Stock | 31816Q101 |
| — | Wright Medical Group NV | 4,250 | $88,000 | 0.0% | $28.92 | — | Common Stock | N96617118 |
| — | Benefitfocus Inc | 3,405 | $81,000 | 0.0% | $49.08 | — | Common Stock | 08180D106 |
| — | Coupa Software Inc | 620 | $80,000 | 0.0% | $126.26 | — | Common Stock | 22266L106 |