Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 8, 2020
Total Value: $86.54M (97.9% shares, 2.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| UBAB | United Bancorporation Ala CL A | 281,348 | $6.162M | 7.1% | $21.90 * | $19.02 | +18.2% | common | 90944R100 |
| WAL | Western Alliance Bancorp | 194,400 | $5.951M | 6.9% | $30.61 * | $41.54 | -35.1% | common | 957638109 |
| ABCB | Ameris Bancorp | 218,933 | $5.202M | 6.0% | $23.76 * | $35.52 | -38.4% | common | 03076K108 |
| — | First Bancshares Inc MS | 268,000 | $5.111M | 5.9% | $19.07 | $16.56 | — | common | 318916103 |
| MNSB | MainStreet Bancshares Inc | 281,718 | $4.722M | 5.5% | $16.76 * | $19.42 | -20.1% | common | 56064Y100 |
| — | Grandsouth Bancorporation | 339,922 | $4.419M | 5.1% | $13.00 | $14.00 | — | common | 386627301 |
| FFBB | Communities First Financial Corp | 153,647 | $3.534M | 4.1% | $23.00 | $26.11 | -11.9% | common | 20344D104 |
| — | Pacific Premier Bancorp | 182,000 | $3.429M | 4.0% | $18.84 | $18.67 | — | common | 69478X105 |
| — | Seacoast Commerce Banc Holdings | 250,000 | $3.065M | 3.5% | $12.26 | $12.26 | — | common | 81171B108 |
| FBNC | First Bancorp NC | 130,000 | $3M | 3.5% | $23.08 * | $24.85 | -18.7% | common | 318910106 |
| FIBK | First Intst Bancsystem CL A | 97,000 | $2.797M | 3.2% | $28.84 * | $30.14 | -30.9% | common | 32055Y201 |
| — | Pacific West Bank | 213,590 | $2.755M | 3.2% | $12.90 | $14.76 | — | common | 69506W202 |
| — | Franklin Financial Network | 125,000 | $2.549M | 2.9% | $20.39 | $25.12 | — | common | 35352P104 |
| — | Select Bancorp Inc | 301,320 | $2.299M | 2.7% | $7.63 | $12.40 | — | common | 81617L108 |
| OPBK | OP Bancorp | 307,300 | $2.292M | 2.6% | $7.46 | $9.29 | -19.7% | common | 67109R109 |
| — | US Metro Bank | 806,722 | $2.243M | 2.6% | $2.78 | $4.12 | — | common | 90343B102 |
| BUSE | First Busey Corp | 130,000 | $2.224M | 2.6% | $17.11 * | $14.66 | -9.3% | common | 319383204 |
| — | First Midwest Bancorp DEL | 159,349 | $2.109M | 2.4% | $13.24 | $20.13 | — | common | 320867104 |
| ORPB | Oregon Pacific Bancorp | 358,834 | $1.78M | 2.1% | $4.96 * | $4.73 | +21.4% | common | 686040205 |
| — | Metro Phoenix Bank | 176,667 | $1.758M | 2.0% | $9.95 | $9.16 | — | common | 59165E106 |
| ISTR | Investar Holding Corp | 131,133 | $1.675M | 1.9% | $12.77 | $23.13 | -44.8% | common | 46134L105 |
| HTBK | Heritage Commerce Corp | 205,000 | $1.572M | 1.8% | $7.67 * | $8.77 | +20.6% | common | 426927109 |
| — | Pioneer Bancshares, Inc. | 80,000 | $1.52M | 1.8% | $19.00 | $36.56 | — | common | 72357G102 |
| — | Citizens Commerce Bancshares, Inc. | 195,913 | $1.42M | 1.6% | $7.25 | $0.71 | — | common | 17452P101 |
| ONB | Old Natl Bancorp IND | 100,000 | $1.319M | 1.5% | $13.19 | $12.65 | +4.2% | common | 680033107 |
| — | McHenry Bancorp, Inc. | 15,000,000 | $1.316M | 1.5% | $0.09 | $0.11 | — | common | 580683100 |
| — | Pacwest Bancorp DEL | 69,500 | $1.245M | 1.4% | $17.91 | $41.03 | — | common | 695263103 |
| — | CalWest Bancorp | 2,888,000 | $1.141M | 1.3% | $0.40 | $0.39 | — | common | 13169Q102 |
| — | Bank of Fincastle | 491,336 | $1.118M | 1.3% | $2.28 | $2.17 | — | common | 062113105 |
| GWBK | Gateway Bank FSB | 3,000,000 | $1.08M | 1.2% | $0.36 * | $0.49 | +20.0% | common | 36758P102 |
| — | Cecil Bancorp, Inc. | 367,500 | $974K | 1.1% | $2.65 | $4.00 | — | common | 149841306 |
| — | Lakeland Bancorp Inc | 87,162 | $942K | 1.1% | $10.81 | $14.93 | — | common | 511637100 |
| — | Veritex Holdings Inc | 55,300 | $773K | 0.9% | $13.98 | $24.21 | — | common | 923451108 |
| — | Invesco Exchange Traded Sr Ln ETF Apr 17 2020 21 | 4,487 | $589K | 0.7% | $131.27 | — | — | Put | 46138G958 |
| — | Exchange Listed FDS TR HI YLD ETF July 17 2020 32 | 680 | $530K | 0.6% | $779.41 | — | — | Put | 30151E954 |
| — | Southcrest Financial Group | 65,634 | $463K | 0.5% | $7.05 | $7.05 | — | common | 84129X107 |
| HOPE | Hope Bancorp Inc | 54,238 | $446K | 0.5% | $8.22 | $16.20 | -49.3% | common | 43940T109 |
| — | SPDR Bloomberg BRCLYS HI YD Bond ETF Jun 19 2020 105 | 300 | $375K | 0.4% | $1250.00 | — | — | Put | 78468R952 |
| WBS | Webster Financial Corp Conn | 15,000 | $344K | 0.4% | $22.93 | $30.92 | -25.9% | common | 947890109 |
| — | iShares Trust IBOXX HI YD ETF May 15 2020 83 | 407 | $297K | 0.3% | $729.73 | — | — | Put | 464288953 |