Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Jan 19, 2023
Total Value: $74.7M (98.4% shares, 1.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FFBB | Communities First Financial Corp | 147,646 | $8.933M | 12.0% | $25.69 | +137.6% | common | 20344D104 |
| FBNC | First Bancorp NC | 183,861 | $7.877M | 10.5% | $34.82 | +16.7% | common | 318910106 |
| — | First Bancshares Inc MS | 153,399 | $4.91M | 6.6% | $16.56 | — | common | 318916103 |
| — | US Metro Bank | 1,075,780 | $4.421M | 5.9% | $3.82 | — | common | 90343B102 |
| CCB | Coastal Financial Corp WA | 79,948 | $3.799M | 5.1% | $34.18 | +35.6% | common | 19046P209 |
| MCB | Metropolitan Bk Hldg | 61,700 | $3.62M | 4.8% | $74.94 | -16.1% | common | 591774104 |
| KBE | SPDR SER TR S&P BK ETF | 75,500 | $3.409M | 4.6% | $45.15 | — | common | 78464A797 |
| — | Southern Sts Bancshares Inc | 115,588 | $3.346M | 4.5% | $19.07 | — | common | 843878307 |
| BPOP | Popular Inc | 41,500 | $2.752M | 3.7% | $68.99 | -8.5% | common | 733174700 |
| CCNE | CNB Finl Corp PA | 113,455 | $2.699M | 3.6% | $22.98 | -2.6% | common | 126128107 |
| AMTB | Amerant Bancorp CL A | 78,830 | $2.116M | 2.8% | $25.61 | +3.5% | common | 023576101 |
| WAL | Western Alliance Bancorp | 34,521 | $2.056M | 2.8% | $57.95 | +3.2% | common | 957638109 |
| EWBC | East West Bancorp Inc | 30,000 | $1.977M | 2.6% | $63.73 | -2.1% | common | 27579R104 |
| CADE | Cadence Bank | 79,000 | $1.948M | 2.6% | $26.11 | -8.2% | common | 12740C103 |
| MNSB | Mainstreet Bancshares Inc | 66,937 | $1.84M | 2.5% | $22.50 | +12.0% | common | 56064Y100 |
| FNWB | First Northwest Bancorp | 119,408 | $1.834M | 2.5% | $15.82 | -10.3% | common | 335834107 |
| — | McHenry Bancorp, Inc. | 68,209 | $1.733M | 2.3% | $25.00 | — | common | 580683209 |
| ABCB | Ameris Bancorp | 32,180 | $1.517M | 2.0% | $37.40 | +28.3% | common | 03076K108 |
| FOUR | Shift4 PMTS Inc CL A | 27,009 | $1.511M | 2.0% | $47.27 | -0.0% | common | 82452J109 |
| — | Nuvei Corporation | 58,010 | $1.474M | 2.0% | $26.14 | — | SUB VTG SHS | 67079A102 |
| — | Bay Community Bancorp | 160,000 | $1.44M | 1.9% | $8.45 | — | common | 072205107 |
| — | Lakeland Bancorp Inc | 77,062 | $1.357M | 1.8% | $14.93 | — | common | 511637100 |
| PAYO | Payoneer Global Inc | 192,100 | $1.051M | 1.4% | $4.99 | +25.7% | common | 70451X104 |
| GWBK | Gateway Bank FSB | 3,000,000 | $930K | 1.2% | $0.49 | -33.2% | common | 36758P102 |
| PCB | PCB Bancorp | 50,456 | $893K | 1.2% | $19.31 | -3.6% | common | 69320M109 |
| PAYS | Paysign Inc | 307,946 | $795K | 1.1% | $1.66 | +50.8% | common | 70451A104 |
| UCB | United Community Banks Blairsvle GA | 19,335 | $654K | 0.9% | $35.77 | +1.5% | common | 90984P303 |
| FBK | FB Financial Corp | 17,225 | $623K | 0.8% | $23.58 | +60.8% | common | 30257X104 |
| — | Paya Holdings Inc | 66,000 | $519K | 0.7% | $6.58 | — | common | 70434P103 |
| — | New York Cmnty Bancorp Inc | 53,500 | $460K | 0.6% | $8.80 | — | common | 649445103 |
| — | Pacific Premier Bancorp | 13,445 | $424K | 0.6% | $18.67 | — | common | 69478X105 |
| UWMC | UWM Holdings Corp | 96,192 | $318K | 0.4% | $3.75 | 0.0% | common | 91823B109 |
| — | ALLY Financial Jan 20 2023 32 put | 400 | $302K | 0.4% | — | — | Put | 02005N950 |
| — | SPDR SER TR S&P REGL BKG Jan 6 2023 60 call | 12,500 | $285K | 0.4% | — | — | Call | 78464A908 |
| — | Financial Select Sector SPDR ETF Jan 6 2023 37.50 call | 19,000 | $227K | 0.3% | — | — | Call | 81369Y905 |
| MA | Mastercard Incorporated CL A | 560 | $195K | 0.3% | $325.20 | -0.6% | common | 57636Q104 |
| — | First Citizens Bancshares Inc Feb 17 2023 850 put | 20 | $189K | 0.3% | — | — | Put | 31946M953 |
| — | UWM Holdings Corp Jan 19 2024 3 call | 1,030 | $81,370 | 0.1% | — | — | Call | 91823B909 |
| BANC | Banc of California Inc | 3,000 | $47,790 | 0.1% | $14.97 | 0.0% | common | 05990K106 |
| — | Huntington Bancshares Inc Jan 20 2023 14 put | 1,000 | $35,000 | 0.0% | — | — | Put | 446150954 |
| — | Paya Holdings Inc Jan 20 2023 6 call | 150 | $26,625 | 0.0% | — | — | Call | 70434P903 |
| — | SVB Financial Group | 100 | $23,014 | 0.0% | $390.00 | — | common | 78486Q101 |
| — | Paysign Inc Jan 20 2023 2.50 call | 590 | $11,800 | 0.0% | — | — | Call | 70451A904 |
| FIBK | First Intst Bancsystem CL A | 200 | $7,730 | 0.0% | $30.14 | +13.2% | common | 32055Y201 |
| XYZ | Block Inc CL A | 100 | $6,284 | 0.0% | $231.94 | -73.4% | common | 852234103 |
| C | Citigroup | 100 | $4,523 | 0.0% | $41.02 | -1.1% | common | 172967424 |
| FBIZ | First Business FINL SVCS Inc | 100 | $3,655 | 0.0% | $26.23 | +28.7% | common | 319390100 |
| INBK | First Internet Bancorp | 144 | $3,496 | 0.0% | $39.87 | -33.7% | common | 320557101 |
| — | Pacwest Bancorp DEL Mar 17 2023 30 call | 230 | $3,450 | 0.0% | — | — | Call | 695263903 |
| NTB | Bank of NT Butterfield & Son | 100 | $2,981 | 0.0% | $29.33 | -3.3% | common | G0772R208 |
| TBBK | Bancorp Inc Del | 100 | $2,838 | 0.0% | $28.52 | -3.1% | common | 05969A105 |
| ALLY | ALLY Financial | 100 | $2,445 | 0.0% | $23.63 | 0.0% | common | 02005N100 |
| TFIN | Triumph Financial Inc | 50 | $2,444 | 0.0% | $98.44 | -45.1% | common | 89679E300 |
| GS | Goldman Sachs Group | 5 | $1,717 | 0.0% | $322.73 | -0.4% | common | 38141G104 |
| — | ALLY Financial Jan 20 2023 30 call | 200 | $1,500 | 0.0% | — | — | Call | 02005N900 |
| FCF | First Comwlth Finl Corp PA | 50 | $699 | 0.0% | $12.39 | +1.3% | common | 319829107 |
| HTBK | Heritage Commerce Corp | 50 | $650 | 0.0% | $8.45 | +59.3% | common | 426927109 |
| MQ | Marqeta Inc CL A | 100 | $611 | 0.0% | $9.71 | -29.7% | common | 57142B104 |
| NCNO | NCINO Inc | 10 | $264 | 0.0% | $35.31 | -20.3% | common | 63947X101 |
| FINW | Finwise Bancorp | 10 | $93 | 0.0% | $14.12 | -35.1% | common | 31813A109 |
| — | Citigroup Jan 20 2023 75 call | 100 | $50 | 0.0% | — | — | Call | 172967904 |