CIK: 0001386462 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 16, 2016
Total Value ($000): $1,717,355 (98.0% shares, 2.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,115,900 | $229,340 | 13.4% | $191.69 | — | Call | 78462F103 |
| IWM | ISHARES TR | 1,000,000 | $110,630 | 6.4% | $110.81 | — | Put | 464287655 |
| MCD | MCDONALDS CORP | 800,000 | $100,544 | 5.9% | — | — | Call | 580135101 |
| HYG | ISHARES TR | 630,000 | $51,465 | 3.0% | $81.60 | — | Call | 464288513 |
| — | POWERSHS DB US DOLLAR INDEX | 1,736,100 | $42,604 | 2.5% | $24.54 | — | Put | 73936D107 |
| — | BARCLAYS BK PLC | 2,064,300 | $36,373 | 2.1% | $25.66 | — | Put | 06742E711 |
| — | CURRENCYSHS BRIT POUND STER | 254,900 | $35,829 | 2.1% | $140.53 | — | Put | 23129S106 |
| SPY | SPDR S&P 500 ETF TR | 161,700 | $33,233 | 1.9% | $191.69 | — | Put | 78462F103 |
| — | POWERSHS DB US DOLLAR INDEX | 1,336,500 | $32,798 | 1.9% | $24.54 | — | Call | 73936D107 |
| — | CURRENCYSHS JAPANESE YEN TR | 353,200 | $30,382 | 1.8% | $86.00 | — | Put | 23130A102 |
| HYG | ISHARES TR | 315,995 | $25,814 | 1.5% | $81.60 | — | IBOXX HI YD ETF | 464288513 |
| DXJ | WISDOMTREE TR | 575,800 | $25,168 | 1.5% | $43.65 | — | Put | 97717W851 |
| VZ | VERIZON COMMUNICATIONS INC | 400,000 | $21,632 | 1.3% | — | — | Put | 92343V104 |
| — | CURRENCYSHARES EURO TR | 169,600 | $18,856 | 1.1% | $106.73 | — | Put | 23130C108 |
| BAC | BANK AMER CORP | 1,390,000 | $18,793 | 1.1% | $10.94 | -0.8% | Call | 060505104 |
| — | GENERAL ELECTRIC CO | 585,000 | $18,597 | 1.1% | $31.79 | — | Put | 369604103 |
| IWM | ISHARES TR | 164,632 | $18,213 | 1.1% | $110.81 | — | RUSSELL 2000 ETF | 464287655 |
| DAL | DELTA AIR LINES INC DEL | 362,500 | $17,647 | 1.0% | — | — | Call | 247361702 |
| FEZ | SPDR INDEX SHS FDS | 485,800 | $16,143 | 0.9% | — | — | Call | 78463X202 |
| IYR | ISHARES TR | 200,000 | $15,572 | 0.9% | $74.69 | — | Call | 464287739 |
| ARMK | ARAMARK | 438,108 | $14,510 | 0.8% | $17.41 | +16.7% | COM | 03852U106 |
| — | ALLERGAN PLC | 53,920 | $14,452 | 0.8% | $303.46 | — | SHS | G0177J108 |
| EFA | ISHARES TR | 250,000 | $14,290 | 0.8% | $58.19 | — | Put | 464287465 |
| — | BERRY PLASTICS GROUP INC | 394,593 | $14,265 | 0.8% | $26.57 | — | COM | 08579W103 |
| — | CURRENCYSHS BRIT POUND STER | 99,700 | $14,014 | 0.8% | $140.53 | — | Call | 23129S106 |
| — | ZAYO GROUP HLDGS INC | 545,485 | $13,223 | 0.8% | $26.50 | — | COM | 98919V105 |
| TLT | ISHARES TR | 100,000 | $13,061 | 0.8% | $130.70 | — | Put | 464287432 |
| APD | AIR PRODS & CHEMS INC | 89,975 | $12,961 | 0.8% | $73.47 | +28.9% | COM | 009158106 |
| NXST | NEXSTAR BROADCASTING GROUP I | 291,465 | $12,903 | 0.8% | $41.26 | -15.8% | CL A | 65336K103 |
| GOOG | ALPHABET INC | 17,032 | $12,688 | 0.7% | $35.61 | -0.2% | CAP STK CL C | 02079K107 |
| NPO | ENPRO INDS INC | 218,286 | $12,591 | 0.7% | $62.98 | -23.5% | COM | 29355X107 |
| AAL | AMERICAN AIRLS GROUP INC | 301,500 | $12,365 | 0.7% | $38.53 | 0.0% | Call | 02376R102 |
| AMZN | AMAZON COM INC | 20,000 | $11,873 | 0.7% | $25.28 | +12.3% | Put | 023135106 |
| — | MEDIA GEN INC NEW | 704,324 | $11,488 | 0.7% | $16.73 | — | COM | 58441K100 |
| MSFT | MICROSOFT CORP | 205,600 | $11,355 | 0.7% | $46.08 | 0.0% | Put | 594918104 |
| KRE | SPDR SERIES TRUST | 297,500 | $11,198 | 0.7% | $37.65 | — | Put | 78464A698 |
| — | AKORN INC | 458,345 | $10,785 | 0.6% | $26.50 | — | COM | 009728106 |
| XLP | SELECT SECTOR SPDR TR | 200,000 | $10,612 | 0.6% | $50.16 | — | Call | 81369Y308 |
| NOMD | NOMAD HLDGS LTD | 1,148,531 | $10,348 | 0.6% | $8.86 | 0.0% | USD ORD SHS | G6564A105 |
| — | YAHOO INC | 280,815 | $10,337 | 0.6% | $46.05 | — | COM | 984332106 |
| — | TESLA MTRS INC | 5,500,000 | $10,151 | 0.6% | $1.88 | — | NOTE 1.500% 6/0 | 88160RAA9 |
| AXTA | AXALTA COATING SYS LTD | 347,100 | $10,135 | 0.6% | $29.03 | -12.4% | COM | G0750C108 |
| BAC | BANK AMER CORP | 742,000 | $10,032 | 0.6% | $10.94 | -0.8% | Put | 060505104 |
| INTC | INTEL CORP | 308,200 | $9,970 | 0.6% | $24.06 | +1.4% | Put | 458140100 |
| SYF | SYNCHRONY FINL | 333,800 | $9,567 | 0.6% | $25.00 | -11.3% | COM | 87165B103 |
| FXI | ISHARES TR | 280,000 | $9,454 | 0.6% | $38.01 | — | Call | 464287184 |
| KO | COCA COLA CO | 200,000 | $9,278 | 0.5% | — | — | Call | 191216100 |
| — | JPMORGAN CHASE & CO | 521,089 | $9,223 | 0.5% | $17.70 | — | *W EXP 10/28/201 | 46634E114 |
| AAPL | APPLE INC | 82,500 | $8,992 | 0.5% | $24.07 | -6.3% | Put | 037833100 |
| SLGN | SILGAN HOLDINGS INC | 167,161 | $8,888 | 0.5% | $26.42 | -1.8% | COM | 827048109 |
| EEM | ISHARES TR | 250,000 | $8,563 | 0.5% | $34.25 | — | Call | 464287234 |
| EEM | ISHARES TR | 250,000 | $8,563 | 0.5% | $34.25 | — | Put | 464287234 |
| FXI | ISHARES TR | 250,000 | $8,441 | 0.5% | $38.01 | — | Put | 464287184 |
| — | BAXALTA INC | 204,000 | $8,242 | 0.5% | $40.40 | — | COM | 07177M103 |
| AAPL | APPLE INC | 71,732 | $7,818 | 0.5% | $24.07 | -6.3% | COM | 037833100 |
| DY | DYCOM INDS INC | 120,110 | $7,768 | 0.5% | $61.00 | 0.0% | COM | 267475101 |
| — | OFFICE DEPOT INC | 1,079,900 | $7,667 | 0.4% | $6.10 | — | COM | 676220106 |
| — | INTERVAL LEISURE GROUP INC | 518,856 | $7,492 | 0.4% | $14.44 | — | COM | 46113M108 |
| CCL | CARNIVAL CORP | 141,740 | $7,479 | 0.4% | $39.42 | +7.5% | PAIRED CTF | 143658300 |
| BALL | BALL CORP | 104,563 | $7,454 | 0.4% | $30.96 | -0.8% | COM | 058498106 |
| BAC | BANK AMER CORP | 506,983 | $6,854 | 0.4% | $10.94 | -0.8% | COM | 060505104 |
| HUBS | HUBSPOT INC | 151,670 | $6,616 | 0.4% | $43.00 | 0.0% | COM | 443573100 |
| — | PNC FINL SVCS GROUP INC | 320,577 | $6,510 | 0.4% | $24.48 | — | *W EXP 12/31/201 | 693475121 |
| C | CITIGROUP INC | 150,000 | $6,263 | 0.4% | $32.42 | -3.6% | Call | 172967424 |
| PFE | PFIZER INC | 210,000 | $6,224 | 0.4% | $20.70 | -9.8% | Call | 717081103 |
| CSCO | CISCO SYS INC | 200,000 | $5,694 | 0.3% | — | — | Call | 17275R102 |
| CSCO | CISCO SYS INC | 200,000 | $5,694 | 0.3% | — | — | Put | 17275R102 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 6,188 | $5,673 | 0.3% | $943.64 | — | PFD CONV SER A | G0177J116 |
| TSLA | TESLA MTRS INC | 22,700 | $5,216 | 0.3% | — | — | Put | 88160R101 |
| SYY | SYSCO CORP | 110,600 | $5,168 | 0.3% | $33.38 | 0.0% | Put | 871829107 |
| — | ALERE INC | 99,700 | $5,046 | 0.3% | $50.61 | — | COM | 01449J105 |
| BALL | BALL CORP | 70,200 | $5,005 | 0.3% | $30.96 | -0.8% | Call | 058498106 |
| RACE | FERRARI N V | 119,500 | $4,983 | 0.3% | — | — | Call | N3167Y103 |
| ZION | ZIONS BANCORPORATION | 201,300 | $4,874 | 0.3% | — | — | Call | 989701107 |
| JNJ | JOHNSON & JOHNSON | 45,000 | $4,869 | 0.3% | $75.13 | +4.8% | COM | 478160104 |
| ZION | ZIONS BANCORPORATION | 200,000 | $4,842 | 0.3% | — | — | Put | 989701107 |
| — | DEPOMED INC | 5,150,000 | $4,825 | 0.3% | $1.07 | — | NOTE 2.500% 9/0 | 249908AA2 |
| CVX | CHEVRON CORP NEW | 50,000 | $4,770 | 0.3% | $57.79 | -0.6% | Call | 166764100 |
| EFA | ISHARES TR | 82,126 | $4,694 | 0.3% | $58.19 | — | MSCI EAFE ETF | 464287465 |
| TEX | TEREX CORP NEW | 188,200 | $4,682 | 0.3% | — | — | Call | 880779103 |
| RY | ROYAL BK CDA MONTREAL QUE | 81,000 | $4,662 | 0.3% | — | — | Put | 780087102 |
| GM | GENERAL MTRS CO | 145,000 | $4,557 | 0.3% | $24.28 | -0.0% | Call | 37045V100 |
| — | NVIDIA CORP | 2,475,000 | $4,419 | 0.3% | $1.46 | — | NOTE 1.000%12/0 | 67066GAC8 |
| TUR | ISHARES | 100,000 | $4,384 | 0.3% | — | — | Put | 464286715 |
| JNJ | JOHNSON & JOHNSON | 40,000 | $4,328 | 0.3% | $75.13 | +4.8% | Put | 478160104 |
| — | MEAD JOHNSON NUTRITION CO | 50,700 | $4,308 | 0.3% | — | — | Call | 582839106 |
| — | SPDR SERIES TRUST | 125,000 | $4,281 | 0.2% | $33.91 | — | BRC HGH YLD BD | 78464A417 |
| — | RITE AID CORP | 525,000 | $4,279 | 0.2% | $8.15 | — | COM | 767754104 |
| — | MYLAN N V | 92,289 | $4,278 | 0.2% | $55.10 | — | SHS EURO | N59465109 |
| — | MARKETO INC | 215,908 | $4,225 | 0.2% | $26.76 | — | COM | 57063L107 |
| — | AEROJET ROCKETDYNE HLDGS INC | 256,488 | $4,201 | 0.2% | $19.72 | — | COM | 007800105 |
| ORCL | ORACLE CORP | 100,000 | $4,091 | 0.2% | — | — | Call | 68389X105 |
| HYG | ISHARES TR | 50,000 | $4,085 | 0.2% | $81.60 | — | Put | 464288513 |
| XLP | SELECT SECTOR SPDR TR | 76,095 | $4,038 | 0.2% | $50.16 | — | SBI CONS STPLS | 81369Y308 |
| INTC | INTEL CORP | 123,552 | $3,997 | 0.2% | $24.06 | +1.4% | COM | 458140100 |
| AMZN | AMAZON COM INC | 6,400 | $3,799 | 0.2% | $25.28 | +12.3% | COM | 023135106 |
| GLD | SPDR GOLD TRUST | 32,000 | $3,764 | 0.2% | $117.63 | — | GOLD SHS | 78463V107 |
| AAL | AMERICAN AIRLS GROUP INC | 89,500 | $3,670 | 0.2% | $38.53 | 0.0% | Put | 02376R102 |
| — | SUNTRUST BKS INC | 100,000 | $3,608 | 0.2% | — | — | Call | 867914103 |
| — | POWERSHS DB US DOLLAR INDEX | 145,921 | $3,581 | 0.2% | $24.54 | — | DOLL INDX BULL | 73936D107 |
| EEM | ISHARES TR | 102,214 | $3,501 | 0.2% | $34.25 | — | MSCI EMG MKT ETF | 464287234 |
| — | GENERAL ELECTRIC CO | 107,200 | $3,408 | 0.2% | $31.79 | — | COM | 369604103 |
| — | CATHAY GEN BANCORP | 402,087 | $3,398 | 0.2% | $8.51 | — | *W EXP 12/05/201 | 149150112 |
| DB | DEUTSCHE BANK AG | 200,000 | $3,388 | 0.2% | $14.44 | 0.0% | Put | D18190898 |
| — | SUNTRUST BKS INC | 921,877 | $3,370 | 0.2% | $4.60 | — | *W EXP 11/14/201 | 867914111 |
| — | ZIONS BANCORPORATION | 1,416,934 | $3,358 | 0.2% | $4.36 | — | *W EXP 05/22/202 | 989701115 |
| — | HRG GROUP INC | 240,893 | $3,356 | 0.2% | $11.73 | — | COM | 40434J100 |
| CVX | CHEVRON CORP NEW | 35,000 | $3,339 | 0.2% | $57.79 | -0.6% | Put | 166764100 |
| VLO | VALERO ENERGY CORP NEW | 50,000 | $3,207 | 0.2% | $40.70 | +5.4% | Put | 91913Y100 |
| — | NATIONAL OILWELL VARCO INC | 100,000 | $3,110 | 0.2% | — | — | Put | 637071101 |
| NBIS | YANDEX N V | 202,500 | $3,102 | 0.2% | — | — | Call | N97284108 |
| ORCL | ORACLE CORP | 75,000 | $3,068 | 0.2% | — | — | Put | 68389X105 |
| — | PRICELINE GRP INC | 2,100,000 | $3,007 | 0.2% | $1.43 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| FXI | ISHARES TR | 87,676 | $2,960 | 0.2% | $38.01 | — | CHINA LG-CAP ETF | 464287184 |
| XLK | SELECT SECTOR SPDR TR | 65,518 | $2,907 | 0.2% | $42.98 | — | TECHNOLOGY | 81369Y803 |
| XPP | PROSHARES TR | 66,300 | $2,858 | 0.2% | $48.22 | — | Put | 74347X880 |
| IYR | ISHARES TR | 36,400 | $2,834 | 0.2% | $74.69 | — | Put | 464287739 |
| — | STERICYCLE INC | 28,577 | $2,666 | 0.2% | $97.34 | — | DEP PFD A 1/10 | 858912207 |
| HEI/A | HEICO CORP NEW | 55,544 | $2,644 | 0.2% | $22.52 | 0.0% | CL A | 422806208 |
| — | NUVASIVE INC | 54,000 | $2,627 | 0.2% | $48.65 | — | COM | 670704105 |
| C | CITIGROUP INC | 62,740 | $2,620 | 0.2% | $32.42 | -3.6% | COM NEW | 172967424 |
| — | J2 GLOBAL INC | 2,300,000 | $2,505 | 0.1% | $1.31 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| MS | MORGAN STANLEY | 100,000 | $2,501 | 0.1% | $22.98 | -16.0% | Put | 617446448 |
| — | PARTY CITY HOLDCO INC | 166,114 | $2,498 | 0.1% | $16.89 | — | COM | 702149105 |
| — | AVON PRODS INC | 490,000 | $2,357 | 0.1% | — | — | Call | 054303102 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 105,703 | $2,343 | 0.1% | $24.85 | — | COM SER A | 531465102 |
| — | POWERSHARES ETF TRUST II | 98,400 | $2,235 | 0.1% | — | — | Put | 73936Q769 |
| — | ASCENA RETAIL GROUP INC | 199,800 | $2,210 | 0.1% | $11.06 | — | Put | 04351G101 |
| USMV | ISHARES TR | 50,000 | $2,197 | 0.1% | — | — | Call | 46429B697 |
| — | TESLA MTRS INC | 2,500,000 | $2,140 | 0.1% | $0.86 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | SPDR SERIES TRUST | 70,100 | $2,128 | 0.1% | — | — | Put | 78464A730 |
| — | UBS AG LONDON BRH | 132,499 | $2,120 | 0.1% | $20.44 | — | ETRACS MTH 2XLV | 90270L842 |
| CVX | CHEVRON CORP NEW | 22,000 | $2,099 | 0.1% | $57.79 | -0.6% | COM | 166764100 |
| GLW | CORNING INC | 100,000 | $2,089 | 0.1% | $13.86 | +2.9% | Call | 219350105 |
| LNWO | SCIENTIFIC GAMES CORP | 219,700 | $2,072 | 0.1% | $12.75 | -41.5% | Call | 80874P109 |
| — | CROWN CASTLE INTL CORP NEW | 19,286 | $2,059 | 0.1% | $105.28 | — | CNV PFD STK SR A | 22822V200 |
| T | AT&T INC | 52,006 | $2,037 | 0.1% | $12.12 | +14.2% | COM | 00206R102 |
| — | DEL TACO RESTAURANTS INC | 786,184 | $2,028 | 0.1% | $3.39 | — | *W EXP 06/30/202 | 245496112 |
| — | YAHOO INC | 2,000,000 | $1,980 | 0.1% | $0.99 | — | NOTE 12/0 | 984332AF3 |
| — | MARKET VECTORS ETF TR | 98,954 | $1,976 | 0.1% | $17.08 | — | GOLD MINER ETF | 57060U100 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 26,100 | $1,972 | 0.1% | $64.24 | — | Put | 74734M109 |
| T | AT&T INC | 50,100 | $1,962 | 0.1% | $12.12 | +14.2% | Put | 00206R102 |
| GM | GENERAL MTRS CO | 60,000 | $1,886 | 0.1% | $24.28 | -0.0% | Put | 37045V100 |
| GLW | CORNING INC | 88,000 | $1,838 | 0.1% | $13.86 | +2.9% | COM | 219350105 |
| GOOGL | ALPHABET INC | 2,360 | $1,800 | 0.1% | $36.72 | -0.5% | CAP STK CL A | 02079K305 |
| — | MONSTER WORLDWIDE INC | 1,950,000 | $1,787 | 0.1% | $1.27 | — | NOTE 3.500%10/1 | 611742AB3 |
| — | CAPITAL ONE FINL CORP | 62,195 | $1,779 | 0.1% | $30.85 | — | *W EXP 11/14/201 | 14040H139 |
| — | BARCLAYS BK PLC | 99,600 | $1,755 | 0.1% | $25.66 | — | Call | 06742E711 |
| DXJ | WISDOMTREE TR | 40,000 | $1,748 | 0.1% | $43.65 | — | Call | 97717W851 |
| MS | MORGAN STANLEY | 69,000 | $1,726 | 0.1% | $22.98 | -16.0% | COM NEW | 617446448 |
| GM | GENERAL MTRS CO | 49,536 | $1,557 | 0.1% | $24.28 | -0.0% | COM | 37045V100 |
| — | BLACKROCK RES & COMM STRAT T | 212,905 | $1,535 | 0.1% | $9.00 | — | SHS | 09257A108 |
| — | BOULEVARD ACQUISITION | 154,456 | $1,506 | 0.1% | $9.82 | — | CL A | 10157Q102 |
| — | WL ROSS HLDG CORP | 149,190 | $1,496 | 0.1% | $9.96 | — | COM SHS | 92939D104 |
| — | DOMINION RES INC VA NEW | 29,383 | $1,483 | 0.1% | $50.47 | — | UNIT 99/99/9999 | 25746U869 |
| — | BUNGE LIMITED | 26,000 | $1,473 | 0.1% | — | — | Put | G16962105 |
| — | SPDR SERIES TRUST | 48,400 | $1,469 | 0.1% | — | — | Call | 78464A730 |
| XLE | SELECT SECTOR SPDR TR | 23,561 | $1,458 | 0.1% | $61.88 | — | SBI INT-ENERGY | 81369Y506 |
| — | ANTHEM INC | 30,356 | $1,418 | 0.1% | $46.05 | — | UNIT 05/01/20188 | 036752202 |
| — | AR CAP ACQUISITION CORP | 143,800 | $1,416 | 0.1% | $9.80 | — | COM | 00191R109 |
| — | VIPSHOP HLDGS LTD | 1,400,000 | $1,408 | 0.1% | $1.01 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| EWZ | ISHARES | 53,500 | $1,407 | 0.1% | $29.25 | — | Put | 464286400 |
| — | RESTORATION HARDWARE HLDGS I | 33,500 | $1,404 | 0.1% | $41.92 | — | Put | 761283100 |
| — | CURRENCYSHS BRIT POUND STER | 9,628 | $1,353 | 0.1% | $140.53 | — | BRIT POUND STE | 23129S106 |
| MGM | MGM RESORTS INTERNATIONAL | 62,100 | $1,331 | 0.1% | — | — | Put | 552953101 |
| SOXX | ISHARES TR | 14,524 | $1,330 | 0.1% | $91.12 | — | PHLX SEMICND ETF | 464287523 |
| — | ELECTRUM SPL ACQUISITION COR | 135,963 | $1,312 | 0.1% | $9.64 | — | SHS | G3105C104 |
| — | LIBERTY MEDIA CORP DELAWARE | 32,694 | $1,245 | 0.1% | $38.07 | — | COM SER C | 531229300 |
| LEN/B | LENNAR CORP | 30,776 | $1,191 | 0.1% | $28.98 | 0.0% | CL B | 526057302 |
| CPB | CAMPBELL SOUP CO | 18,400 | $1,174 | 0.1% | — | — | Call | 134429109 |
| VNQ | VANGUARD INDEX FDS | 13,900 | $1,165 | 0.1% | — | — | Put | 922908553 |
| — | BLACK HILLS CORP | 17,000 | $1,157 | 0.1% | $55.41 | — | UNIT 99/99/9999 | 092113125 |
| — | NEW MEDIA INVT GROUP INC | 67,800 | $1,128 | 0.1% | — | — | Call | 64704V106 |
| — | ALLIANZGI CONV & INCOME FD | 199,759 | $1,107 | 0.1% | $5.76 | — | COM | 018828103 |
| — | SOUTHWESTERN ENERGY CO | 133,650 | $1,079 | 0.1% | $8.07 | — | COM | 845467109 |
| — | TOLL BROS FIN CORP | 1,100,000 | $1,073 | 0.1% | $0.98 | — | NOTE 0.500% 9/1 | 88947EAM2 |
| XLF | SELECT SECTOR SPDR TR | 45,522 | $1,025 | 0.1% | $23.82 | — | SBI INT-FINL | 81369Y605 |
| — | NUANCE COMMUNICATIONS INC | 1,000,000 | $1,002 | 0.1% | $1.00 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | HENNESSY CAP ACQUISITION COR | 99,250 | $975 | 0.1% | $9.83 | — | UNIT 99/99/9999 | 42588J209 |
| — | GASLOG LTD | 99,900 | $973 | 0.1% | — | — | Call | G37585109 |
| NWSA | NEWS CORP NEW | 75,684 | $967 | 0.1% | $10.51 | 0.0% | CL A | 65249B109 |
| — | INVESCO DYNAMIC CR OPP FD | 89,374 | $961 | 0.1% | $11.07 | — | COM | 46132R104 |
| — | NATIONAL OILWELL VARCO INC | 30,000 | $933 | 0.1% | — | — | Call | 637071101 |
| — | MARKET VECTORS ETF TR | 35,000 | $931 | 0.1% | $26.51 | — | OIL SVCS ETF | 57060U191 |
| — | TYSON FOODS INC | 11,985 | $891 | 0.1% | $52.78 | — | UNIT 99/99/9999 | 902494301 |
| TLT | ISHARES TR | 6,641 | $868 | 0.1% | $130.70 | — | 20 YR TR BD ETF | 464287432 |
| — | AMSURG CORP | 5,757 | $814 | 0.0% | $143.42 | — | PFD CNV SR A-1 % | 03232P504 |
| — | BIOTIME INC | 1,328,362 | $810 | 0.0% | $1.18 | — | *W EXP 10/01/201 | 09066L162 |
| — | RESTORATION HARDWARE HLDGS I | 19,300 | $809 | 0.0% | $41.92 | — | COM | 761283100 |
| — | WASHINGTON FED INC | 119,244 | $805 | 0.0% | $6.36 | — | *W EXP 11/14/201 | 938824117 |
| — | FRONTIER COMMUNICATIONS CORP | 7,500 | $780 | 0.0% | $104.00 | — | PFD CONV SER-A | 35906A207 |
| — | CREDIT SUISSE GROUP | 50,000 | $707 | 0.0% | $14.15 | — | Put | 225401108 |
| — | ASCENA RETAIL GROUP INC | 62,000 | $686 | 0.0% | $11.06 | — | COM | 04351G101 |
| — | ADVENT CLAYMORE ENH GRW & IN | 82,013 | $673 | 0.0% | $9.08 | — | COM | 00765E104 |
| — | BIOTIME INC | 216,100 | $620 | 0.0% | — | — | Put | 09066L105 |
| — | BLACKROCK CR ALLCTN INC TR | 48,583 | $608 | 0.0% | $12.55 | — | COM | 092508100 |
| — | APPLIED DNA SCIENCES INC | 334,729 | $608 | 0.0% | $1.68 | — | *W EXP 11/21/201 | 03815U110 |
| — | FIAT CHRYSLER AUTOMOBILES N | 75,000 | $604 | 0.0% | $8.13 | — | Put | N31738102 |
| — | VIACOM INC NEW | 14,400 | $594 | 0.0% | $41.25 | — | CL B | 92553P201 |
| HIG | HARTFORD FINL SVCS GROUP INC | 12,550 | $578 | 0.0% | $33.97 | 0.0% | COM | 416515104 |
| — | ALLIANZGI CONV & INCOME FD I | 117,475 | $573 | 0.0% | $5.19 | — | COM | 018825109 |
| — | GLOBAL EAGLE ENTMT INC | 66,000 | $562 | 0.0% | $9.25 | — | Put | 37951D102 |
| — | COLUMBIA PIPELINE GROUP INC | 22,000 | $552 | 0.0% | — | — | Call | 198280109 |
| IYR | ISHARES TR | 7,064 | $550 | 0.0% | $74.69 | — | U.S. REAL ES ETF | 464287739 |
| — | BARCLAYS BK PLC | 30,789 | $542 | 0.0% | $25.66 | — | IPATH S&P500 VIX | 06742E711 |
| — | QUINPARIO ACQUISITION CORP 2 | 54,191 | $530 | 0.0% | $9.70 | — | COM | 74874U101 |
| — | CAPITOL ACQUISITION CORP III | 53,300 | $525 | 0.0% | $9.94 | — | UNIT 99/99/9999 | 14055M205 |
| — | BLOUNT INTL INC NEW | 52,095 | $520 | 0.0% | $9.98 | — | COM | 095180105 |
| — | GENERAL ELECTRIC CO | 16,300 | $518 | 0.0% | $31.79 | — | Call | 369604103 |
| — | ALPINE GLOBAL PREMIER PPTYS | 91,867 | $514 | 0.0% | $5.77 | — | COM SBI | 02083A103 |
| — | WINTRUST FINL CORP | 22,410 | $504 | 0.0% | $22.49 | — | *W EXP 12/19/201 | 97650W157 |
| SYY | SYSCO CORP | 10,590 | $495 | 0.0% | $33.38 | 0.0% | COM | 871829107 |
| — | COHEN & STEERS REIT & PFD IN | 26,163 | $495 | 0.0% | $18.46 | — | COM | 19247X100 |
| — | TCF FINL CORP | 304,500 | $484 | 0.0% | $2.10 | — | *W EXP 11/14/201 | 872275128 |
| — | WELLS FARGO & CO NEW | 30,684 | $480 | 0.0% | $19.30 | — | *W EXP 10/28/201 | 949746119 |
| — | TERRAPIN 3 ACQUISITION CORP | 47,986 | $475 | 0.0% | $9.85 | — | COM CL A | 88104P104 |
| KRE | SPDR SERIES TRUST | 12,588 | $474 | 0.0% | $37.65 | — | S&P REGL BKG | 78464A698 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 6,263 | $473 | 0.0% | $64.24 | — | ADS | 74734M109 |
| — | SOUTHWESTERN ENERGY CO | 24,417 | $473 | 0.0% | $24.50 | — | DEP SHS 1/20 B | 845467208 |
| WY | WEYERHAEUSER CO | 14,800 | $459 | 0.0% | — | — | Call | 962166104 |
| — | BOULEVARD ACQUISITION | 44,600 | $444 | 0.0% | $9.94 | — | UNIT 99/99/9999 | 10157Q201 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 22,017 | $440 | 0.0% | $20.71 | — | COM | 303726103 |
| — | GP INVTS ACQUISITION COR | 45,160 | $439 | 0.0% | $9.60 | — | SHS | G40357124 |
| — | PACE HLDGS CORP | 43,598 | $436 | 0.0% | $10.20 | — | UNIT 99/99/9999 | G6865N129 |
| — | MAIDEN HOLDINGS LTD | 33,600 | $435 | 0.0% | — | — | Put | G5753U112 |
| — | GORES HLDGS INC | 43,500 | $434 | 0.0% | $10.09 | — | UNIT 99/99/9999 | 382866200 |
| — | ASSOCIATED BANC CORP | 175,659 | $432 | 0.0% | $2.55 | — | *W EXP 11/21/201 | 045487113 |
| ILMN | ILLUMINA INC | 2,650 | $430 | 0.0% | $176.23 | -13.3% | COM | 452327109 |
| — | ROYCE MICRO-CAP TR INC | 60,215 | $422 | 0.0% | $8.35 | — | COM | 780915104 |
| — | DOUBLE EAGLE ACQUISITION COR | 42,000 | $420 | 0.0% | $10.13 | — | UNIT 99/99/9999 | G28195108 |
| MSFT | MICROSOFT CORP | 7,500 | $414 | 0.0% | $46.08 | 0.0% | COM | 594918104 |
| — | ALLIANZGI NFJ DIVID INT & PR | 33,300 | $408 | 0.0% | $12.40 | — | COM | 01883A107 |
| — | THE ADT CORPORATION | 9,900 | $408 | 0.0% | $41.21 | — | COM | 00101J106 |
| CCI | CROWN CASTLE INTL CORP NEW | 4,500 | $389 | 0.0% | — | — | Put | 22822V101 |
| — | LYON WILLIAM HOMES | 26,600 | $385 | 0.0% | — | — | Put | 552074700 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 45,931 | $371 | 0.0% | $7.66 | — | COM NEW | 641876800 |
| — | HYDRA INDS ACQUISITION CORP | 36,835 | $363 | 0.0% | $9.85 | — | COM | 448740100 |
| — | SWISS HELVETIA FD INC | 34,006 | $346 | 0.0% | $11.48 | — | COM | 870875101 |
| — | FORESTAR GROUP INC | 25,500 | $332 | 0.0% | — | — | Call | 346233109 |
| — | GLOBAL EAGLE ENTMT INC | 37,310 | $318 | 0.0% | $9.25 | — | COM | 37951D102 |
| — | APOLLO ED GROUP INC | 38,000 | $312 | 0.0% | $8.21 | — | CL A | 037604105 |
| — | CREDIT SUISSE GROUP | 20,000 | $283 | 0.0% | $14.15 | — | SPONSORED ADR | 225401108 |
| — | FORESTAR GROUP INC | 21,000 | $274 | 0.0% | — | — | Put | 346233109 |
| — | SEADRILL LIMITED | 76,100 | $251 | 0.0% | $3.32 | — | Put | G7945E105 |
| — | LMP CAP & INCOME FD INC | 19,721 | $244 | 0.0% | $12.38 | — | COM | 50208A102 |
| — | MCDERMOTT INTL INC | 55,300 | $226 | 0.0% | — | — | Call | 580037109 |
| — | KITOV PHARMACEUTICALS HLDGS | 181,770 | $200 | 0.0% | $0.51 | — | *W EXP 11/20/202 | 49803V115 |
| TSN | TYSON FOODS INC | 3,000 | $200 | 0.0% | — | — | Put | 902494103 |
| LNWO | SCIENTIFIC GAMES CORP | 20,250 | $191 | 0.0% | $12.75 | -41.5% | CL A | 80874P109 |
| AAL | AMERICAN AIRLS GROUP INC | 4,353 | $179 | 0.0% | $38.53 | 0.0% | COM | 02376R102 |
| — | CURRENCYSHS JAPANESE YEN TR | 2,000 | $172 | 0.0% | $86.00 | — | JAPANESE YEN | 23130A102 |
| — | DT ASIA INVTS LTD | 16,388 | $166 | 0.0% | $9.83 | — | SHS | G2615J104 |
| — | TORTOISE ENERGY INDEPENDENC | 14,437 | $165 | 0.0% | $11.28 | — | COM | 89148K101 |
| — | DELTA TECHNOLOGY HLDGS LTD | 186,959 | $152 | 0.0% | $4.30 | — | USD ORD SHS | G8477B105 |
| — | AEROPOSTALE | 750,100 | $149 | 0.0% | — | — | Call | 007865108 |
| — | KINDRED HEALTHCARE INC | 12,000 | $148 | 0.0% | $11.97 | — | Put | 494580103 |
| — | LINN ENERGY LLC | 405,300 | $145 | 0.0% | — | — | Call | 536020100 |
| DXJ | WISDOMTREE TR | 2,726 | $119 | 0.0% | $43.65 | — | JAPN HEDGE EQT | 97717W851 |
| — | EYEGATE PHARMACEUTICALS INC | 152,773 | $115 | 0.0% | $0.77 | — | *W EXP 08/05/202 | 30233M115 |
| PBR/A | PETROLEO BRASILEIRO SA PETRO | 25,000 | $113 | 0.0% | $3.40 | — | SP ADR NON VTG | 71654V101 |
| — | SEADRILL LIMITED | 30,700 | $101 | 0.0% | $3.32 | — | Call | G7945E105 |
| — | EASTMAN KODAK CO | 37,454 | $99 | 0.0% | $3.77 | — | *W EXP 09/03/201 | 277461133 |
| — | SOUTHWESTERN ENERGY CO | 12,000 | $97 | 0.0% | $8.07 | — | Put | 845467109 |
| ET | ENERGY TRANSFER EQUITY L P | 12,800 | $91 | 0.0% | — | — | Call | 29273V100 |
| — | ENERGY XXI LTD | 143,700 | $90 | 0.0% | — | — | Call | G10082140 |
| DB | DEUTSCHE BANK AG | 5,000 | $85 | 0.0% | $14.44 | 0.0% | NAMEN AKT | D18190898 |
| — | AROWANA INC | 8,000 | $82 | 0.0% | $10.10 | — | UNIT 99/99/9999 | G05011138 |
| — | GLOBAL EAGLE ENTMT INC | 9,100 | $78 | 0.0% | $9.25 | — | Call | 37951D102 |
| — | HENNESSY CAP ACQUISITION COR | 8,000 | $78 | 0.0% | $9.63 | — | COM | 42588J100 |
| — | MADISON CVRED CALL & EQ STR | 10,163 | $76 | 0.0% | $7.08 | — | COM | 557437100 |
| — | AGROFRESH SOLUTIONS | 74,716 | $75 | 0.0% | $2.14 | — | *W EXP 07/31/202 | 00856G117 |
| — | SEADRILL LIMITED | 21,400 | $71 | 0.0% | $3.32 | — | SHS | G7945E105 |
| — | DEL TACO RESTAURANTS INC | 6,800 | $70 | 0.0% | — | — | Call | 245496104 |
| — | OCULUS INNOVATIVE SCIENCES I | 232,344 | $67 | 0.0% | $0.39 | — | *W EXP 01/21/202 | 67575P116 |
| — | KINDRED HEALTHCARE INC | 5,200 | $64 | 0.0% | $11.97 | — | COM | 494580103 |
| — | DEL TACO RESTAURANTS INC | 6,200 | $64 | 0.0% | — | — | Put | 245496104 |
| VLO | VALERO ENERGY CORP NEW | 1,000 | $64 | 0.0% | $40.70 | +5.4% | COM | 91913Y100 |
| — | LABSTYLE INNOVATIONS CORP | 55,063 | $53 | 0.0% | $0.96 | — | *W EXP 02/26/202 | 50544T112 |
| — | FIAT CHRYSLER AUTOMOBILES N | 4,922 | $40 | 0.0% | $8.13 | — | SHS | N31738102 |
| — | EASTMAN KODAK CO | 22,420 | $40 | 0.0% | $2.96 | — | *W EXP 09/03/201 | 277461141 |
| — | VALLEY NATL BANCORP | 198,681 | $40 | 0.0% | $0.21 | — | *W EXP 11/14/201 | 919794131 |
| — | CONTRAFECT CORP | 76,827 | $38 | 0.0% | $0.89 | — | *W EXP 01/31/201 | 212326110 |
| — | AROWANA INC | 261,663 | $30 | 0.0% | $0.12 | — | *W EXP 04/29/202 | G05011112 |
| — | CEL SCI CORP | 88,750 | $14 | 0.0% | $0.24 | — | *W EXP 10/11/201 | 150837177 |
| BKH | BLACK HILLS CORP | 200 | $12 | 0.0% | — | — | Put | 092113109 |
| — | KINDER MORGAN INC DEL | 320,333 | $12 | 0.0% | $0.64 | — | *W EXP 05/25/201 | 49456B119 |
| — | FIELDPOINT PETROLEUM CORP | 215,536 | $9 | 0.0% | $0.35 | — | *W EXP 03/23/201 | 316570126 |
| — | DELTA TECHNOLOGY HLDGS LTD | 66,700 | $6 | 0.0% | $0.07 | — | *W EXP 12/18/201 | G8477B113 |
| — | CHANTICLEER HLDGS INC | 70,543 | $2 | 0.0% | $0.46 | — | *W EXP 06/11/201 | 15930P131 |
| — | DRAGONWAVE INC | 36,849 | $1 | 0.0% | $0.18 | — | *W EXP 08/01/201 | 26144M129 |
| — | MEDGENICS INC | 19,694 | $0 | 0.0% | $2.16 | — | *W EXP 04/12/201 | 58436Q112 |